Abstract
Let \(\mathbf{B} \) denote the unit ball in \({\mathbb {R}}^n\) with \(n\ge 2\). In this paper, we present the balance conditions on the nonlinearity function F and the weight function h such that the weighted Trudinger–Moser type inequalities
holds. We also study the attainability of these inequalities. These results generalizes the ones obtained by De Figueiredo et al. [15] to the higher dimension \(n\ge 3\) as well as weaken the conditions on F and h given in [15]. Our results also extend the ones of Yang and Zhu [29] to more general cases of the nonlinearity function F and the weight function h.
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1 Introduction
Let \(\Omega \) be a smooth bounded domain in \({\mathbb {R}}^n\) with \(n\ge 2\) and let \(W_0^{1,n}(\Omega )\) be the usual Sobolev space on \(\Omega \) which is the completion of \(C_0^\infty (\Omega )\) under the Dirichlet norm \(\Vert \nabla u\Vert _{L^n(\Omega )} = \left(\int _\Omega |\nabla u|^ndx\right)^{\frac{1}{n}}\). The classical Trudinger–Moser inequality (see [21, 23, 26, 30]) asserts that
for any \(\alpha \le \alpha _n:= n \omega _{n-1}^{\frac{1}{n-1}}\) where \(\omega _{n-1}\) is the surface area of the unit ball in \({\mathbb {R}}^n\). The inequality (1.1) is sharp in the sense that if \(\alpha > \alpha _n\) then the supremum in (1.1) will be infinite though all integrals in (1.1) are still finite. The existence of extremals for the classical Trudinger–Moser inequality (1.1) was settled by Carleson and Chang [9] (see also [14]) when \(\Omega \) is the ball, by Flucher [16] for any bounded domain in \({\mathbb {R}}^2\) and by Lin [19] for any bounded domain in \({\mathbb {R}}^n\) with \(n \ge 3\). The inequality (1.1) was extended to unbounded domains and whole space \({\mathbb {R}}^n\) by Adachi and Tanaka [1], by Ruf [24] for \(n=2\) and by Li and Ruf [18] for any \(n \ge 3\). Some improvements of the Trudinger–Moser inequality (1.1) was established in [2, 22, 25, 27].
In [3], by using a symmetrization argument and a change of variables, Adimurthi and Sandeep proved a singular Trudinger–Moser inequality which generalizes (1.1) to the singular weight case as follows
Again, the inequality (1.2) is sharp in the sense that if \(\gamma >1-\beta \) then the supremum in (1.2) will be infinite though all integrals in (1.2) are still finite. The inequality (1.2) was extended to whole space \({\mathbb {R}}^n\) by Adimurthi and Yang [5]. The problem on the existence of extremals for the singular Trudinger–Moser inequality (1.2) was solved by Csató and Roy [11, 12], Yang and Zhu [28], Iula and Mancini [17] in dimension two, and by Csató, Roy and the author [13] in any dimension \(n \ge 3\). An interesting question is whether or not the inequality (1.2) holds for \(\beta < 0\). Generally, the answers is negative (see the example in the Introduction of [29]). However, if we restrict ourselves to the radial functions only, then the answer is positive. Indeed, it was proved by Yang and Zhu (see [29, Theorem 1.1]) that
Again, the inequality (1.3) is sharp in the sense that if \(\gamma >1+ \beta \) then the supremum in (1.3) will be infinite though all integrals in (1.3) are still finite. Furthermore, Yang and Zhu also proved the existence of extremals for (1.3) in the class of radial functions (an earlier result in dimension two was proved in [15, Theorem 1.8]). The inequality (1.3) extends the results of De Figueiredo et al. [15, Theorem 1.8] to higher dimension (see also [6, 8] for more results in dimension two). In fact, De Figueiredo et al. considered more a general weight h(|x|) and fast growth F(u) instead of \(|x|^{2\beta }\) and \(e^{4\pi (1+ \beta ) u^2}\). They presented the precise balance between h and F that guarantees
to be finite. In [15], the following hypothesis on h and F were presented
-
(H1)
\(h:[0,1] \rightarrow [0,\infty )\) is continuous, \(h(t) >0\) for \(t>0\) and h is non-decreasing.
-
(H2)
\(F: {\mathbb {R}}\rightarrow [0,\infty )\) is \(C^2\), even, strictly increasing and \(F(0) = F'(0) =0\).
-
(H3)
There exists \(R >0\) such that \(e^{-4\pi t^2} F(t)\) is non-decreasing on \([R,\infty )\).
-
(H4)
\(\limsup _{t\rightarrow \infty } e^{-4\pi t^2} F(t) h(e^{-2\pi t^2}) < \infty \).
-
(H5)
\(\limsup _{t\rightarrow \infty } e^{-4\pi t^2} F(t) h(e^{-2\pi t^2}) =0\).
-
(H6)
\(0< \limsup _{t\rightarrow \infty } e^{-4\pi t^2} F(t) h(e^{-2\pi t^2}) < \infty \).
The main results in [15] assert that if \(({\mathrm{H}}1){-}({\mathrm{H}}4)\) hold then \(s_{F,h} < \infty \) (see [15, Theorem 1.1]). Conversely, if \(({\mathrm{H}}1){-}({\mathrm{H}}3)\) and the following conditions \(h\in C^1((0,1))\) and \(\limsup _{r\rightarrow 0^+} \frac{h'(r) r}{h(r)} < \infty \) are satisfied then \(s_{F,h} < \infty \) if and only if \(({\mathrm{H}}4)\) holds (see [15, Theorem 1.3]). In other words, \(({\mathrm{H}}4)\) is the precise balance between h and F to show whether or not \(s_{F,h}\) is finite. It is worthy to notice that Theorem 1.1 in [15] includes many cases that have not been considered before, for example \(h(r) =e^{-r^{-\alpha }}\) and \(F(u) = e^{e^{\theta u^2}} -e\) with \(\theta \le 2\pi \alpha \). Concerning to the attainability of \(s_{F,h}\), they proved that if \(({\mathrm{H}}1){-}({\mathrm{H}}3)\) and \(({\mathrm{H}}5)\) are satisfied then \(s_{F,h}\) is attained (see [15, Theorem 1.6]). This corresponds to the sub-criticality of the nonlinearity F. In the critical case of F (i.e., \(({\mathrm{H}}6)\) holds), they proved the attainability of \(s_{F,h}\) for \(h(r) = r^\alpha \) and F satisfies \(({\mathrm{H}}2)\) and
for some \(0\le \lambda < 2\pi (2+ \alpha )\) (see [15, Theorem 1.9]). Notice that when \(h(r) =r^{2\beta }\) and \(F(u) = e^{4\pi (1+\beta ) u^2} -1\) we obtain the result of Yang and Zhu in dimension two which solves the open problems in [8, p. 344] and [6, Remark 2.8]. It should be emphasized here that the results in [15] make clear that a strong vanishing of h(|x|) at \(x =0\) allows the nonlinearity F(u) to have very fast growth as u goes to infinity.
The main aim of this paper is to extend the results of De Figueiredo et al. [15] to higher dimensions (also, extend the results of Yang and Zhu to more a general weight h and nonlinearity F). We still denote by \(\mathbf{B }\) the unit ball in \({\mathbb {R}}^n\) and let \(W^{1,n}_{0,rad}(\mathbf{B })\) the set of all radial functions in \(W^{1,n}_0(\mathbf{B })\). Let \(h:[0,1] \rightarrow [0,\infty )\) and \(F: {\mathbb {R}}\rightarrow [0,\infty )\). We look for the balance conditions between h and F such that
is finite. Following [15], we impose the following conditions on h and F:
-
(A1)
\(h:[0,1] \rightarrow [0,\infty )\) is continuous, \(h(t) >0\) for \(t>0\) and h is non-decreasing in a neighborhood of 0.
-
(A2)
\(F: {\mathbb {R}}\rightarrow [0,\infty )\) is even, continuous, \(F(0) =0\) and \(F(t) >0\) if \(t\not =0\).
-
(A3)
\(\limsup _{t\rightarrow \infty } e^{-\alpha _n t^{\frac{n}{n-1}}} F(t) h(e^{-\omega _{n-1}^{\frac{1}{n-1}} t^{\frac{n}{n-1}}}) < \infty \).
Comparing with the conditions \(({\mathrm{H}}1){-}({\mathrm{H}}6)\) in [15], we see that our conditions on h and F are weaker. For example, the condition \(({\mathrm{H}}3)\) is removed. We only need the non-decreasing monotonicity of h near 0, and the continuity of F (in fact, we do not need the differentiability and the monotonicity of F).
Our first main result gives a sufficient condition for the finiteness of \(S_{F,h}\) as follows.
Theorem 1.1
If \((\mathrm{A}1){-}(\mathrm{A}3)\) are satisfied, then \(S_{F,h}\) is finite.
As a consequence of Theorem 1.1, we easily see that \(S_{F,h}\) is finite if F is dominated by a function that satisfies \((\mathrm{A}2){-}(\mathrm{A}3)\). More precisely, if h, F satisfy \((\mathrm{A}1){-}(\mathrm{A}2)\) and there exists a function \(G: {\mathbb {R}}\rightarrow [0,\infty )\) that satisfies \((\mathrm{A}2){-}(\mathrm{A}3)\) and \(\limsup _{t\rightarrow \infty } \frac{F(t)}{G(t)} < \infty \) then \(S_{F,h}\) is finite.
We next show that in some cases the condition \((\mathrm{A}3)\) is necessary for the finiteness of \(S_{F,h}\). In other word, \((\mathrm{A}3)\) is the precise balance between h and F to establish whether or not \(S_{F,h}\) is finite.
Theorem 1.2
Suppose that \((\mathrm{A}1){-}(\mathrm{A}2)\) hold, h is \(C^1\) on (0, 1) and \(\limsup _{r\rightarrow 0^+} {h'(r) r}/{h(r)} <\infty .\) Then \(S_{F,h}\) is finite if and only if \((\mathrm{A}3)\) holds.
Obviously, Theorems 1.1 and 1.2 extend Theorems 1.1 and 1.3 in [15] to higher dimension. Moreover, when \(h(r)= r^{\beta N}\) and \(F(u) = e^{\alpha _n (1+ \beta ) |u|^{\frac{n}{n-1}}} -1\), we obtain the inequality (1.3) of Yang and Zhu. Furthermore, Theorem 1.1 includes cases that have not been studied before. For example, \(h(r) = e^{-r^{-\alpha }}\) and \(F(u) = e^{e^{\theta |u|^{\frac{n}{n-1}}}} -e\) for \(\alpha >0\) and \(\theta \le \omega _{n-1}^{\frac{1}{n-1}} \alpha \). This again emphasizes that strong vanishing of the weight h(r) at zero allows very fast growth of F(u) at infinity (as observed in [15]).
We next move to the question on the attainability of \(S_{F,h}\). First, we have the following definition on the critical or sub-critical nonlinearity of F with respect to h. Following [14, 15], we say that F is h-radially subcritical if
and F is h-radially critical if
By normalizing, we always assume that \(\limsup _{t\rightarrow \infty } e^{-\alpha _n t^{\frac{n}{n-1}}} F(t) h(e^{-\omega _{n-1}^{\frac{1}{n-1}} t^{\frac{n}{n-1}}}) =1\) if F is h-radially critical.
We next provide an existence result of extremal for \(S_{F,h}\) in the case that F is h-radially subcritical.
Theorem 1.3
Assume that \((\mathrm{A}1){-}(\mathrm{A}2)\) hold and F is h-radially subcritical. Then \(S_{F,h}\) is attained.
We continue considering the case that F is h-radially critical. In this case, we will need some additional condition on h and F. We first assume that
for some \(\beta >0\). Obviously, in this condition, we can replace 1 by any positive number. We have the following existence result in this case
Theorem 1.4
Assume that \((\mathrm{A}1){-}(\mathrm{A}2)\) hold and there exists \(\beta \ge 0\) such that \(h(r) = r^{n\beta }(1 + O(r^\alpha ))\) as \(r \rightarrow 0\) for some \(\alpha >0\), and F is h-radially critical with
for some \(0\le \lambda < \alpha _n(1+ \beta )\) and . Then \(S_{F,h}\) is attained.
Theorem 1.3 extends Theorem 1.6 in [15] to higher dimensions and, as well as, weakens the conditions on h and F. Its proof is by simply exploiting the sub-criticality of F, the Trudinger–Moser inequality (1.1) and the concentration–compactness principle of Lions [20]. Theorem 1.4 extends Theorem 1.9 in [15] to higher dimensions. Moreover, Theorem 1.4 is stated for more general weight function h and nonlinearity F. In fact, Theorem 1.9 in [15] is only stated for \(h(r) = r^\alpha \). When \(F(t) =e^{\alpha _n(1+ \beta ) |t|^{\frac{n}{n-1}}} -1\) and \(h(r) = r^{n \beta }\) we obtain the existence result of Yang and Zhu for (1.3) from Theorem 1.4. The proof of Theorem 1.4 follows the ideas in [14] by using the criticality of F, the concentration–compactness principle of Lions [20] and a result of Carleson and Chang [9]. Indeed, using the criticality of F and a result of Carleson and Chang, we obtain an upper bound of the functional \(W^{1,n}_{0,rad}(\mathbf{B }) \ni u \rightarrow \int _\mathbf{B } F(u) h(|x|) dx\) on the sequences \(\{u_k\}_k\subset W^{1,n}_{0,rad}(\mathbf{B })\) with \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) and \(u_k \rightharpoonup 0\) weakly in \(W^{1,n}_0(\mathbf{B })\). Using the additional assumptions of F and h, we will show that \(S_{F,h}\) is indeed strictly larger than this upper bound. From this fact, we get that any maximizing sequence for \(S_{F,h}\) has non-zero weak limit. So, we can apply the concentration–compactness of Lions to get the existence of extremals for \(S_{F,h}\). Notice that our proof does not use the blow-up analysis method which is a standard method to study the existence of extremals for the Trudinger–Moser type inequalities.
2 Proofs of the Main Results
In this section, we provide the proofs of our main results. Let us denote
We start by recalling a sharp pointwise inequality involving functions in \(W^{1,n}_{0,rad}(\mathbf{B })\) (see [4, Corollary 2.2]), namely
2.1 Proof of Theorem 1.1
The proof of Theorem 1.1 follows the one of Theorem 1.1 in [15] with slight modifications due to the weaker assumptions on F and h. By \((\mathrm{A}1)\), there is \(r_0\in (0,1)\) such that h is non-decreasing on \([0,r_0)\). Denote
by \((\mathrm{A}4)\). Hence, there exists \(t_0 >0\) such that \(e^{-\frac{\alpha _n}{n} t_0^{\frac{n}{n-1}}} \le r_0\) and
for any \(t \ge t_0\). Let \(u \in W^{1,n}_0(B)\) such that \(\Vert \nabla u\Vert _{L^n(B)} \le 1\), we then have by (2.1) that
Notice that \(|u(x)| \ge t_0\) implies \(|x| \le e^{-\frac{\alpha _n}{n} |u(x)|^{\frac{n}{n-1}}}\le e^{-\frac{\alpha _n}{n} t_0^{\frac{n}{n-1}}} \le r_0\) by the choice of \(t_0\). The monotonicity of h on \([0,r_0)\) implies \(h(|x|) \le h(e^{-\frac{\alpha _n}{n} |u(x)|^{\frac{n}{n-1}}})\). Thus, we have
if \(|u(x)| \ge t_0\). Consequently, we get
for any \(u\in W^{1,n}_{0,rad}(\mathbf{B })\) with \(\Vert \nabla u\Vert _{L^n(\mathbf{B })} \le 1\). This together with the inequality (1.1) in \(\mathbf{B} \) implies
2.2 Proof of Theorem 1.2
By Theorem 1.1, it is only to show that if \((\mathrm{A}1){-}(\mathrm{A}2)\) and (1.6) hold, and \(S_{F,h}\) is finite then \((\mathrm{A}3)\) holds. Denote \(\gamma = \limsup _{r\rightarrow 0} h'(r) r/{h(r)} < \infty \) by (1.6). Let \({{\bar{\gamma }}} = \gamma +1\). There exists \(r_0\in (0,1)\) such that \(h'(r) r \le {{\bar{\gamma }}} h(r),\quad \forall \, r\in (0,r_0)\) which is equivalent to \(h(r) \ge \frac{1}{{{\bar{\gamma }}}} h'(r) r,\quad \forall \, r\in (0,r_0).\) Hence, for any \(r \in (0,r_0)\) we have
here we use integration by parts. Thus, we get
For any \(k >0\) such that \(e^{-k} < r_0\), let us consider the Moser function
We have \(u_k \in W_0^{1,n}(\mathbf{B })\) and \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} =1\). By the definition of \(S_{F,h}\) and (2.2), it holds
Denote \(t = \omega _{n-1}^{-1/n} k^{\frac{n-1}{n}} > (-\frac{n}{\alpha _n} \ln r_0)^{\frac{n-1}{n}}=:t_0\), we then have
Let \(t\rightarrow \infty \) we obtain \((\mathrm{A}3)\). The proof of Theorem 1.2 is then completed.
2.3 Proof of Theorem 1.3
Let \(\{u_k\}_k \subset W_{0,rad}^{1,n}(\mathbf{B })\) be a maximizing sequence for \(S_{F,h}\) i.e. \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) and
By extracting a subsequence, we can assume that there exists a function \(u_0 \in W^{1,n}_{0,rad}(\mathbf{B })\) such that \(u_k\rightharpoonup u_0\) weakly in \(W^{1,n}_0(\mathbf{B })\), \(u_k \rightarrow u_0\) a.e. in \(\mathbf{B} \). We first assume that \(u_0 \equiv 0\). By \((\mathrm{A}1)\) there exists \(r_0\in (0,1)\) such that h is non-decreasing on \((0,r_0)\). For any \(\epsilon >0\), by (1.4), there is \(t_0 >0\) such that \(e^{-\frac{\alpha _n}{n} t_0^{\frac{n}{n-1}}} \le r_0\) and
for any \(t \ge t_0\). By (2.1) and the choice of \(t_0\), the set \(\{|u_k| \ge t_0\}\) is included in \(\{|x| \le r_0\}\). As in the proof of Theorem 1.1, we get
if \(|u_k(x)| \ge t_0\). We claim that
Indeed, the function \(g_k(x):= F(u_k(x)) h(|x|) \chi _{\{|u_k|\le t_0\}}(x)\) is uniformly bounded in \(\mathbf{B }\) and \(g_k \rightarrow 0\) a.e. in \(\mathbf{B }\) since \(u_k \rightarrow 0\) a.e. in \(\mathbf{B }\). The claim (2.4) follows from the Lebesgue dominated convergence theorem. Using (2.3) and (2.4) we get
Letting \(k\rightarrow \infty \) and then \(\epsilon \rightarrow 0\) we get \(S_{F,h} =0\) which is impossible since \(S_{F,h} >0\). Thus, \(u_0\not \equiv 0\).
To proceed, let us recall a concentration–compactness principle due to Lions [20] (which was sharpened by Černy et al. [10]): let \(\{v_k\}_k\) be a sequence in \(W^{1,n}_0(\Omega )\) such that \(v_k \rightharpoonup v_0\) weakly in \(W^{1,n}_0(\Omega )\) then
for any \(p < (1 - \Vert \nabla v_0\Vert _{L^n(\Omega )}^n)^{-\frac{1}{n-1}}\). Evidently, if \(v_0\not \equiv 0\), we obtain a higher order integrability for the sequence \(\{e^{\alpha _n |v_k|^{\frac{n}{n-1}}}\}_k\) along the sequence \(\{v_k\}_k\).
Let \(\epsilon \) and \(t_0\) be chosen as above, we have
on \(\{|u_k|\le t_0\}\) for some constant C depending only on F, h and \(t_0\). Combining this estimate together with (2.3), we have
for some constant \(C'>0\) depending only on C and \(\epsilon \). By the concentration–compactness of Lions (2.5) above, we get that \(F(u_k) h(x)\) is bounded in \(L^p(\mathbf{B })\) for some \(p >1\) (since \(u_0\not \equiv 0\)). On the other hand, \(F(u_k) h(|x|) \rightarrow F(u_0) h(|x|)\) a.e. in \(\mathbf{B }\), then we have
Notice that \(\Vert \nabla u_0\Vert _{L^n(\mathbf{B })} \le 1\) by the lower semi-continuity of the Dirichlet norm under the weak convergence. Thus \(u_0\) is a maximizer for \(S_{F,h}\). This completes the proof of Theorem 1.3.
2.4 Proof of Theorem 1.4
In this subsection, we prove Theorem 1.4. The following result due to Carleson and Chang [9] (see also [14] for another proof) is crucial in our proof: Let \(\{u_k\}_k\) be a sequence in \(W^{1,n}_{0,rad}(\mathbf{B })\) such that \(u_k\) is non-increasing in |x|, \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) for each k and \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) weakly in the measure sense. Then
We next extend (2.6) without the non-increasing monotonicity assumption of \(u_k\), i.e., if \(\{u_k\}_k\) be a sequence in \(W^{1,n}_{0,rad}(\mathbf{B })\) such that \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) for each k and \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) weakly in the measure sense then (2.6) holds. Indeed, by (2.1) and the fact \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) weakly in the measure sense, we get \(u_k\rightarrow 0\) a.e. in \(\mathbf{B }\). By extracting a subsequence, we assume that
Let \(u_k^*\) be the non-increasing rearrangement function of \(u_k\) (see [7]). We have that
for each k, and
By extracting a subsequence, we can assume \(u_k^* \rightharpoonup v\) weakly in \(W^{1,n}_0(\mathbf{B })\) for some function \(v \in W^{1,n}_0(\mathbf{B} )\) and \(u_k^* \rightarrow v\) a.e. in B. Suppose \(v\not \equiv 0\), by the concentration–compactness principle (2.5), we see that \(e^{\alpha _n |u_k^*|^{\frac{n}{n-1}}}\) is bounded in \(L^p(\mathbf{B })\) for some \(p >1\). So is \(e^{\alpha _n |u_k|^{\frac{n}{n-1}}}\). Since \(u_k\rightarrow 0\) a.e. in \(\mathbf{B }\), hence it holds
Suppose \(v\equiv 0\), we have two following cases. If \(|\nabla u_k^*|^n dx \rightharpoonup \delta _0\) weakly in the measure sense, then by (2.6) (for sequence \(\{u_k^*\}_k\)) and (2.7), we obtain
If weakly in the measure sense, then by extracting a subsequence, there exists \(\eta < 1\) and \(r_0 \in (0,1)\) such that
for any k, here \(\mathbf{B} _{r}\) denotes the ball of radius \(r>0\) with centered at the origin. Define the function \(w_k(r) = u_k^*(r) -u_k^*(r_0)\) if \(r \le r_0\) and \(w_k(r)=0\) if \(r > r_0\). We have \(w_k \in W^{1,n}_{0,rad}(\mathbf{B} )\) and
Consequently, the sequence \(\{e^{\alpha _n |w_k|^{\frac{n}{n-1}}}\}_k\) is bounded in \(L^p(\mathbf{B })\) for some \(p >1\) by the classical Trudinger–Moser inequality (1.1). For \(r < r_0\), we have \(u_k^*(r) = w_k(r) + u_k^*(r_0)\) and hence by the convexity, we have
with \(C_\epsilon = (1 -(1+ \epsilon )^{1-n})^{-1/(n-1)}\). Recall that \(u_k^*(r_0) \rightarrow 0\) as \(k\rightarrow \infty \). Choosing \(\epsilon >0\) such that \(1+ \epsilon < p\), then the sequence \(\{e^{\alpha _n u_k^*(r)^{\frac{n}{n-1}}}\}_k\) is bounded in \(L^q(\mathbf{B} _{r_0})\) for some \(q >1\). So, we have
In \(\mathbf{B }\setminus \mathbf{B} _{r_0}\), the sequence \(\{u_k^*\}\) is uniformly bounded by (2.1). Moreover, \(u_k^*(r) \rightarrow 0\) a.e. in \(\mathbf{B }\). The Lebesgue dominated convergence theorem implies
Summing the two preceding limits, we get
In summarization, we obtain the following extension of (2.6)
Lemma 2.1
Let \(\{u_k\}_k\) be a sequence in \(W^{1,n}_{0,rad}(\mathbf{B })\) such that \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) for each k and \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) weakly in the measure sense. Then
From Lemma 2.1, we easily obtain the following result: Let \(\{u_k\}_k\) be a sequence in \(W^{1,n}_{0,rad}(\mathbf{B })\) such that \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) for each k and \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) weakly in the measure sense, then it holds
Proposition 2.2
Assume \((\mathrm{A}1){-}(\mathrm{A}2)\) and (1.6) with \(\beta =0\). Then for any sequence \(\{u_k\}_k\subset W_{0,rad}^{1,n}(\mathbf{B })\) with \(\Vert \nabla u_k\Vert _{L^n(\mathbf{B })} \le 1\) and \(u_k \rightharpoonup 0\) weakly in \(W_{0}^{1,n}(\mathbf{B })\), we have
Furthermore, if
for some \(0\le \lambda < \alpha _n\) and \(h(x) = 1 + O(|x|^\alpha )\) as \(x \rightarrow 0\) for some \(\alpha >0\) then
Proof
By extracting a subsequence, we can assume that \(u_k\rightarrow 0\) a.e. in B and
For any \(0< \epsilon < \frac{1}{2}\), by (1.6), there exists \(r_0\in (0,1)\) such that \(1-\epsilon \le h(r) \le 1+ \epsilon \) for any \(0\le r \le r_0\). From (1.5), there exists \(t_0 >0\) such that \(e^{-\frac{\alpha _n}{n} t_0^{\frac{n}{n-1}}} \le r_0\) and
So we have
We have the two following cases:
Case 1: in the measure sense. By extracting a subsequence, we can find \(0< \eta < 1\) and \(r_1 < r_0\) such that
Repeating the proof of (2.8), we get
Denote \(t_1 = (-\frac{n}{\alpha _n} \ln r_1)^{\frac{n-1}{n}} > t_0\). By (2.1), we see that \(\{|u_k|\ge t_1\} \subset \{|x|\le r_1\}\). We next break the integral \(\int _\mathbf{B } F(u_k) h(|x|) dx\) as
here the second inequality comes from (2.13). Using (2.4) (notice that its proof used only the continuity of F and h) we have
Combining this limit together with (2.14), we then have
Case 2: \(|\nabla u_k|^n dx \rightharpoonup \delta _0\) in the measure sense. As in the proof of Case 1, we have
Letting \(k\rightarrow \infty \) and using (2.9) and (2.4) again, we get
for any \(\epsilon \in (0,1/2)\). Hence, we have
The proof of (2.10) is completed.
To prove (2.12), we use the following test functions:
with
where \(\delta _k = 1 -2 \frac{\ln k}{k}\), and \(A_k\) is chosen such that \(\int _\mathbf{B } |\nabla u_k|^n dx =1\) (or equivalently, \(\int _0^\infty |y_k'(t)|^n dt =1\)). The choice of \(y_k\) is inspired by the test functions in [14]. It was shown in [14] that
Let \(r_k = e^{-k/n}\). Since h is bounded in \(\mathbf{B }\), we have
with
It follows from (2.11) that \(F(t) \ge (\alpha _n -\lambda ) |t|^{\frac{n}{n-1}}\) which implies
There exist \(r_0 \in (0,1)\) and \(C >0\) such that \(h(r) \ge 1 -C r^\alpha \) for any \(r\in (0,r_0)\). For k large enough, we have \(r_k =e^{-k/n} \le r_0\). Using (2.11), we have
here we used Theorem 1.1 for \(h\equiv 1\). From the definition of \(y_k\) and the value of \(A_k\), we have \(y_k(t)^{\frac{n}{n-1}} \le a k\) for some constant \(a>1\) and for any \(t\ge k\), hence
From [14, Formula 2.11], we get
Inserting this estimate and (2.17) into (2.16), we arrive
Combining (2.15) and (2.18), we get
for k large enough since \(\lambda < \alpha _n\). This proves (2.12).
\(\square \)
We are now ready to prove Theorem 1.4. We first consider the case \(\beta =0\). Let \(\{u_k\}_k\) be a maximizing sequence for \(S_{F,h}\). By extracting a subsequence, we can assume that \(u_k \rightharpoonup u_0\) weakly in \(W^{1,n}_0(\mathbf{B })\) and \(u_k \rightarrow u_0\) a.e. in \(\mathbf{B }\). From Proposition 2.2, we have \(u_0 \not \equiv 0\). By (1.5), there is \(t_0>0\) such that
Since F is bounded in \([0,t_0]\), hence there exists \(C >0\) such that
Since \(u_0\not \equiv 0\), then the sequence \(\{e^{\alpha _n |u_k|^{\frac{n}{n-1}}}\}_k\) is bounded in \(L^p(\mathbf{B })\) for some \(p >1\) by the concentration-compactness principle (2.5). So is \(F(u_k) h(|x|)\) by (2.19) and h is bounded. Consequently, we get
Notice that \(\Vert \nabla u_0\Vert _{L^n(\mathbf{B })} \le 1\) by the lower semi-continuity of the Dirichlet norm under the weak convergence. Thus \(u_0\) is a maximizer for \(S_{F,h}\).
We next consider \(\beta >0\). To prove this case, we use the change of variables. Let \(u\in W^{1,n}_{0,rad}(\mathbf{B })\) with \(\Vert \nabla u\Vert _{L^n(\mathbf{B })} \le 1\). Define
By the direct computations, we have
and
where
Thus
It is easy to check that \({{\tilde{F}}}\) and \({{\tilde{h}}}\) satisfy \((\mathrm{A}1){-}(\mathrm{A}2)\), \({{\tilde{F}}}\) is \({{\tilde{h}}}\)-radially critical, \({{\tilde{h}}}(y) = 1 + O(|y|^{\frac{\alpha }{1+\beta }})\) as \(y\rightarrow 0\), and
Note that \(0\le {{\tilde{\lambda }}} < \alpha _n\) by (1.7). Thus the result for \(\beta =0\) implies the existence of an extremal v for \(S_{{{\tilde{F}}}, {{\tilde{h}}}}\). By (2.20), the function \(u(x) = (1+ \beta )^{-(n-1)/n} v(|x|^{\beta } x)\) is an extremal for \(S_{F,h}\).
The proof of Theorem 1.4 is then completed.\(\square \)
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Communicated by Luis Vega.
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Nguyen, V.H. Trudinger–Moser Type Inequalities with Vanishing Weights in the Unit Ball. J Fourier Anal Appl 26, 77 (2020). https://doi.org/10.1007/s00041-020-09789-9
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DOI: https://doi.org/10.1007/s00041-020-09789-9