Abstract
More than a decade ago, a pioneering study reported generation of induced Pluripotent Stem Cells (iPSCs) by ectopic expression of a cocktail of reprogramming factors in fibroblasts. This study has revolutionized stem cell research and has garnered immense interest from the scientific community globally. iPSCs hold tremendous potential for understanding human developmental biology, disease modeling, drug screening and discovery, and personalized cell-based therapeutic applications. The seminal study identified Oct4, Sox2, Klf4 and c-Myc as a potent combination of genes to induce reprogramming. Subsequently, various reprogramming factors were identified by numerous groups. Most of these studies have used integrating viral vectors to overexpress reprogramming factors in somatic cells to derive iPSCs. However, these techniques restrict the clinical applicability of these cells as they may alter the genome due to random viral integration resulting in insertional mutagenesis and tumorigenicity. To circumvent this issue, alternative integration-free reprogramming approaches are continuously developed that eliminate the risk of genomic modifications and improve the prospects of iPSCs from lab to clinic. These methods establish that integration of transgenes into the genome is not essential to induce pluripotency in somatic cells. This review provides a comprehensive overview of the most promising DNA-free reprogramming techniques that have the potential to derive integration-free iPSCs without genomic manipulation, such as sendai virus, recombinant proteins, microRNAs, synthetic messenger RNA and small molecules. The understanding of these approaches shall pave a way for the generation of clinical-grade iPSCs. Subsequently, these iPSCs can be differentiated into desired cell type(s) for various biomedical applications.
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Introduction
John Gurdon’s discovery demonstrated that nucleus of a differentiated somatic cell may reach a pluripotent state when placed in the cytoplasmic milieu of an egg cell [1]. Later, Davis and colleagues reported that overexpression of the transcription factor MyoD in fibroblasts converted them into myoblasts to show lineage conversion of mammalian cells [2]. The first successful mammalian cloning of Dolly via somatic cell nuclear transfer demonstrated that an adult somatic cell was capable of reverting back to an early embryonic totipotent state and further develop into a whole animal [3]. These remarkable studies demonstrated that restoration of pluripotency in an adult somatic cell, although thought to be an irreversible state, could be a possibility. However, in vitro settings for the successful derivation of pluripotent stem cells from terminally differentiated somatic adult cells were unknown. In the year 2006, two Japanese scientists made a breakthrough and identified the right combination of reprogramming factors (Oct4, Sox2, Klf4 and c-Myc (OSKM); also popularly known as Yamanaka factors) to restore pluripotency in mouse embryonic fibroblasts (MEF) cells [4]. This study demonstrated that the differentiated state in somatic cells can be unlocked and reprogrammed back to an early embryonic-like state, namely induced Pluripotent Stem Cells (iPSCs). iPSCs generated by various studies [4,5,6] are similar to Embryonic Stem Cells (ESCs) isolated from the inner cell mass of a blastocyst [7, 8], and overcome the immunological and ethical concerns associated with ESCs. In addition, iPSCs are superior to adult stem cells, since the former have an unlimited self-renewal and differentiation potential. Therefore, iPSCs can be utilized as an excellent model system for the better understanding of developmental biology, disease modeling, drug discovery and toxicity testing, and autologous cell-based therapeutic applications [9,10,11,12].
Reprogramming techniques to generate iPSCs from adult somatic cells are constantly evolving due to technological advances in biology. To date, various integrative and non-integrative approaches are reported to derive iPSCs from different tissue-derived somatic cells [13, 14]. The classical integrative methods using γ-retro- and lenti-viral vectors are robust and efficient but result in permanent genomic modifications due to viral integration into the host genome. The clinical applicability of derived iPSCs using these techniques carry the risk of insertional mutagenesis and tumor formation [15, 16]. Moreover, silencing and activation of transgenes are not predictable and this ultimately affects the differentiation potential of these iPSCs [17, 18]. To circumvent these issues, non-integrative strategies of reprogramming are developed with minimal or no genetic modifications [13, 14]. This review primarily focuses on DNA-free reprogramming approaches (sendai virus, recombinant proteins, microRNAs, synthetic messenger RNA and small molecules) that are highly promising to generate integration-free, clinical-grade iPSCs for prospective biomedical applications.
Sendai virus
Sendai virus (SeV) is a non-pathogenic, enveloped virus having a non-segmented, negative-sense, single-stranded RNA genome. SeV belong to the Paramyxoviridae family, and their complete replicative cycle occurs in the cytoplasm (Fig. 1; [19]). The viral RNA genome encodes for six essential and two accessory proteins. The six essential proteins are nucleoprotein (NP), phosphoprotein (P), matrix protein (M), fusion protein (F), hemagglutinin-neuraminidase (HN) and the large protein (L) (Fig. 2; [20]). The accessory proteins are short protein V and a nested group of carboxy-coterminal proteins collectively termed as C [21, 22]. Thus, the viral RNA genome has six independent cistrons NP, P/C/V, M, F, HN and L that require only a gene end signal (3′–AUUCUUUUU), gene start signal (3′–UCCCNNUUUC) and an intervening conserved intergenic region (3’–GAA) to perform transcription [23, 24]. The catalytic subunit of RNA-dependent RNA polymerase is formed by the L protein that sustains viral replication and transcription [20]. The NP, P and L are bound to the viral RNA genome and forms the ribonucleoprotein complex, the latter is responsible for viral replication and transcription [25].
The first report to use SeV vectors demonstrated successful reprogramming of adult fibroblasts to derive integration-free iPSCs [26]. This group utilized F-deficient SeV vectors that offer a high-level expression of transgenes to introduce the reprogramming factors. Using a different approach, another study employed a temperature-sensitive mutated SeV vector to reprogram T cells without any genomic manipulation [27]. This approach generated a weaker transgene expression and this form of SeV vector cannot replicate at standard cell culture conditions. Various studies have successfully used SeV vectors to derive iPSCs and are summarized in Table 1. This vector has also been used to reprogram various other cell types: peripheral blood mononuclear cells [28], iris pigment epithelial cells [29], dental mesenchymal stem cells [30], renal epithelial cells [31] and hair follicle keratinocytes [32]. However, the residual presence of viral particles is always a concern for its therapeutic use, therefore, different strategies were designed to obtain SeV-free iPSCs. The first strategy is to use antibodies specific to the spike surface protein HN expressed on the surface of virus containing reprogrammed cells [26]. This approach will effectively allow us to screen and obtain transgene-free iPSCs. The second strategy is to use siRNAs that specifically target the viral replication machinery to remove viral genome rapidly from iPSCs [23]. Alternatively, temperature-sensitive mutant SeV vectors can be generated by introducing point mutations in structural genes to eliminate SeV viral residues from the reprogrammed cells by a short temperature shift [33]. Recently, a replication-deficient auto-erasable SeV vector was designed that responds to the microRNA-302 (miR-302) [34]. This miR-302 is highly expressed in iPSCs and absent in somatic cells [35,36,37]. Expression of this miR-302 during reprogramming suppressed the viral RNA-dependent RNA polymerase vital for the replication of SeV genome and inhibited the continuous expression of transgenes, resulting in automatic removal from the reprogrammed cells and derivation of integration-free, SeV-free iPSCs.
SeV proffers many advantages which have rendered it ideal for cell reprogramming. First, it binds to ubiquitous sialic acid receptors to enter a cell and thus has a broad tropism (Fig. 1). Second, the possibility of genome modifications or gene silencing by epigenetic modifications is eliminated due to the lack of a DNA phase [38]. Third, SeV has a high and rapid expression of proteins within twenty-four hours of transduction [39]. Fourth, the transduction efficiency of SeV is high for a broad range of tissues and cell types, and cellular uptake requires only a brief contact time [38]. Next, all the viral particles are eventually diluted and lost after approximately ten passages [40, 41], or can be removed promptly by alternative strategies [23, 26, 33, 34] . Importantly, the possibility of altering the stoichiometry of transgenes enable optimal expression of transgenes and achieve the highest reprogramming efficiency [23, 26]. Lastly, the SeV has been reported to derive high-quality iPSCs with low aneuploidy rates free from any viral contamination [42].
However, there are few shortcomings to this very appealing vector delivery system. First, the viral RNA-dependent RNA polymerase is extremely sensitive to the transgenic sequences [41]. Secondly, although the new generation SeV vectors are less cytotoxic/cytopathic, this concern is still associated with SeV delivery system [43]. Thirdly, it is highly laborious to prepare the SeV viruses and difficult to work with compared to retro- and lenti-viruses [40]. A commercial SeV-based reprogramming kit is available which minimizes the task of production of viruses, but this kit is very expensive. Lastly, SeV is fusogenic and immunogenic, although these concerns are reduced in SeV/ΔFΔMΔHN vector. Moreover, being a viral delivery system, thorough screening for integration and viral genes is necessary before the therapeutic applications of derived iPSCs. Despite these concerns, this vector is presently the most versatile and popular system used for cell reprogramming.
Recombinant Proteins
Pure bioactive form of reprogramming proteins can be produced in large quantities using prokaryotic or eukaryotic systems and delivery of these functional proteins represents a transgene-free approach to derive safe iPSCs (Fig. 3). Since proteins have limited ability to cross cell membrane, these reprogramming proteins can be fused with cell-penetrating peptides (CPPs) or also called protein transduction domains (PTDs) that can overcome cell membrane barrier and facilitate their intracellular delivery [44,45,46,47].
Various studies have been reported employing recombinant protein-based approach to derive transgene-free iPSCs (Table 2). In 2009, Zhou and co-workers first reported the derivation of stable iPSCs from OG2/Oct4-GFP reporter MEF cells by transducing the four Yamanaka factors in the form of recombinant proteins [48]. To aid intracellular delivery the authors fused poly-arginine PTD (11-R) to the C-terminus of these four proteins and expressed them in E. coli. In addition, the authors had supplemented the culture media with 1 mM Valproic Acid (VPA), a histone deacetylase inhibitor, to enhance the reprogramming efficiency [48]. However, the efficiency and kinetics of reprogramming were extremely poor compared to the classical integrative techniques, as only three colonies emerged from 5x104 cells plated after 30-35 days. Likewise, in absence of VPA, the study failed to obtain stable GFP+ colonies when transduced with three or four reprogramming factors as recombinant proteins [48]. The delivery of transduced proteins solely was inadequate to push the cells to an ultimate pluripotent state due to endosomal entrapment of transduced proteins. Concurrently, Kim and colleagues succeeded in generating iPSCs from human newborn fibroblasts by the direct delivery of the four Yamanaka factors in a recombinant form [48]. Unlike Zhou and co-workers, the authors fused the four reprogramming factors to a poly-arginine PTD (9R) and expressed in human embryonic kidney 293 cells, a mammalian expression system [48]. However, the authors did not use the reprogramming factors in pure form, instead applied extracts of human embryonic kidney 293 cells overexpressing Yamanaka factors to reprogram human newborn fibroblasts cells. The colonies emerged after six rounds of transductions i.e. after 8 weeks; albeit with a very low reprogramming efficiency [49]. Interestingly, the subsequent study successfully reprogrammed mouse cardiac fibroblasts to iPSCs by streptolysin O-mediated reverse permeabilization of ESC-derived extract proteins, with improved reprogramming efficiency and kinetics [50]. This agent is a cholesterol-binding bacterial exotoxin that promotes pore formation in the cell membrane of target cells up to the size of 35 nm that is adequate for recombinant proteins to translocate and small to prevent the escape of cell organelles [51]. The authors observed approximately 5-10 colonies (out of 1x106 mouse cardiac fibroblasts initially seeded) between 4th -7th day and numerous secondary colonies between 20-25 days after induction [50]. Nonetheless, this study failed to reprogram adult fibroblasts with proteins extracted from ESCs of 129 background mice strain [50]. An important implication of this study was that iPSC colonies emerged only when mouse cardiac fibroblasts cells were incubated with both cytoplasmic and nuclear extract proteins, but not with any one of them. A significant increase in reprogramming efficiency was reported when a fifth transcription factor ‘Nanog’ was incorporated in the presence of VPA to reprogram human foreskin fibroblasts [52]. Apart from that, the authors fused the Yamanaka factors to Trans-Activator of Transcription (TAT) protein transduction domain, a special 10-20 amino acids sequence, derived from HIV-TAT protein to enhance cell membrane penetration [52]. They also showed that transcriptionally TAT-fused reprogramming factors are, in general, more efficient than their counterpart 11R-fused reprogramming factors [52]. Recently, a novel CPP of 10 amino acids in length was identified with nuclear trafficking activity which was fused with artificial transcription factors to induce pluripotency in MEF cells [53]. This CPP is reported to be more potent than commonly used CPPs, TAT and 11R.
It is noteworthy that none of the protein-based studies discussed above were able to increase reprogramming efficiency above 0.05% since no effort was made to improve nuclear localization. As a result, a majority of the transduced reprogramming proteins were trapped in endosomes. Therefore, Nemes and co-workers fused a Nuclear Localization Signal/Sequence (NLS) to aid nuclear localization of the Yamanaka factors, along with the CPP TAT [54]. Interestingly, the authors discovered that the genetic status of cells used also plays a significant role during the reprogramming process [54]. This was based on the fact that iPSC colonies only emerged from the outbred MEFs (ICR) but not from the inbred background (C57BL6) [54]. Instead of using CPP-based approach, a bolaamphiphile based study demonstrated much faster kinetics sharing similarity with those of RNA-based methods, and an efficiency that resembles with the efficiency of conventional virus-based approaches [55]. Bolaamphiphiles are molecules that contain a hydrophobic skeleton and two hydrophilic groups at both ends [56]. Khan et al. employed a 1,12-diaminododecane based bolaamphiphile to facilitate the intracellular delivery of the reprogramming proteins; where they substituted Yamanaka factor, OCT4 with NR5A2 [55]. The iPSCs thus obtained were positive for both in vitro and in vivo assays.
Protein-based reprogramming is promising but is less efficient compared to most of the non-integrative methods. To address this major issue, an interesting elegant study reported Toll-like receptor 3 (TLR3) signaling facilitates efficient pluripotency induction owing to the innate immune response to modified mRNA or viral-based approaches [57]. However, this essential signaling remains inactivated in CPP-mediated protein transduction resulting in low reprogramming efficiency. The inclusion of TLR3 agonist (Polyinosinicpolycytidylic acid (Poly I:C)), along with 11R CPP-fused Yamanaka factors, lead to an activation of this signaling pathway. This resulted in down-regulation of many HDACs (HDAC 1,2,5,7), which gave rise to iPSCs from human fibroblasts with faster kinetics and high reprogramming efficiency. Therefore, TLR3 stimulation by agonists is essential for an efficient protein-based reprogramming and will improve the robustness of this technology.
Delivery of reprogramming proteins in pure form is a safer alternative to generate exogene-free iPSCs. However, the recombinant proteins used in the aforementioned studies are usually challenging to reproducibly purify in the desired amounts, making them difficult to use routinely for reprogramming experiments. Moreover, poor in vitro solubility and stability of these recombinant proteins are the major obstacles hampering the regular use of this technology. This can be overcome by optimizing media conditions with certain components that maintain solubility and improve stability [58, 59]. In addition, non-toxic and non-viral CPPs such as 30Kc19 conjugated to reprogramming factors displayed enhanced solubility and stability in vitro [60]. An additional serious issue is that majority of the transduced reprogramming proteins are sequestered by endosomal compartments [46]. To facilitate the release of the reprogramming proteins from endosomes, use of lysomotropic agents such as chloroquine, sucrose, ammonium chloride and so forth, should be employed. Moreover, it has been reported that fusion of CPP/PTD with a protein of interest compromises its function whereas intracellular excision of the fused CPP/PTD using a specific protease restores the function of reprogramming proteins [61]. Therefore, these parameters should be accounted for, while designing a protein-based reprogramming approach. Upon overcoming these bottlenecks, recombinant protein-based reprogramming is a method of great interest as it provides precise control over dosage and time of application. In addition, it gives complete flexibility to try and test various recipes of reprogramming factors to investigate their role during different phases (early, intermediate or late) of the reprogramming process.
mRNA Transfection
Transfection of messenger RNA (mRNA) encoding reprogramming factors is a desirable, straightforward strategy to derive patient-specific clinical-grade iPSCs from somatic cells without compromising genomic integrity [62]. The original study to generate iPSCs using in vitro synthesized non-modified mRNAs of reprogramming factors was reported in 2010, when Yakubov and co-workers transfected mRNAs of reprogramming factors into human foreskin fibroblast cells [63]. iPSCs on further propagation were positive for alkaline phosphatase staining and the critical pluripotency markers. However, whether these cells are functionally pluripotent is still an open question, as the iPSCs generated were not further evaluated to demonstrate pluripotency using in vitro and in vivo assays. A similar conclusion can be drawn from another study carried out at the same time using non-modified RNA to reprogram human fibroblasts [64]. In addition, non-modified RNAs used in this study can generate an immune response and stimulate cellular defense mechanisms, which can result in cytotoxicity and deter mRNA translation [65]. Therefore, suppression of innate immune response is a must to enable multiple transfections of RNA encoding reprogramming proteins [66].
Taking this into account, an exhaustive elegant study was reported in the same year to derive human iPSCs from fibroblasts and keratinocytes in two weeks by repeated administration of modified mRNA cocktail of Yamanaka factors [67]. The reprogramming efficiency obtained was 1.4% compared to 0.04% obtained for retroviral-based approach performed in parallel. In addition, the reprogramming kinetics of mRNA-based approach was also much faster (13–15 days vs. 25–29 days) compared to the retroviral-based approach. Subsequently, the study showed that inclusion of a fifth factor LIN28A to this modified mRNA cocktail regime had a higher reprogramming efficiency (i.e. more than 2.5%) in both ambient (20%) and low oxygen (5%) conditions [67]. The high reprogramming efficiency and improved kinetics are mainly due to important aspects taken into consideration while generating the synthetic mRNA (Fig. 4). The artificially synthesized mRNAs of the five factors had slightly altered sequences, where 5-methylcytidine (5mC) was substituted for cytidine and pseudouridine (psi) for uridine. This was done to reduce innate immune response and increase mRNA stability and translational efficiency after transfection. The authors further incorporated an anti-reverse di-guanosine cap analog to the mRNAs to facilitate efficient translation and boost RNA half-life in the cytoplasm, followed by removal of residual 5’-triphosphate moieties through phosphatase treatment to avoid innate immune response. Further, the authors supplemented the media with recombinant B18R protein, an inhibitor of interferon type I, which mitigates innate immune response and thereby enhances cell viability as well as mRNA translation profile [67]. However, repeated daily transfections for longer duration can exert substantial stress on the cells. A more recent study claimed derivation of high-quality iPSCs from human fibroblasts using a six-factor mRNA cocktail after 9 days of transfection [68]. The authors used commercially available synthetically modified (as described in Warren et al. [67]) mRNA premix of the reprogramming factors; at initially low concentration followed by increasing concentrations from 2nd day onwards till the 8th day.
Use of non-modified or modified in vitro transcribed RNA raises few concerns. The short half-life of in vitro transcribed RNA in cell culture conditions demands repeated transfections which increase cellular stress. Moreover, the effect of a transfection reagent on the health of cells is also a concern. Considering this, Rohani et al. generated human iPSCs using non-synthetic mRNA [69]. The authors replaced the cap analog system used in Warren et al. [67] by 2′-O-methyltransferase enzyme derived from V. virus to ensure 100% proper cap orientation during in vitro transcription of mRNA. This enzyme produces a cap1 structure observed in higher eukaryotes and thereby has a high translation efficiency. Moreover, this study used 200-300 adenosine residues long poly(A) tail to provide higher stability to the in vitro transcribed RNA transcripts, compared to shorter poly(A) tails (120 residues) used earlier [67]. Even removal of residual 5′-triphosphates from non-capped RNA transcripts (due to 100% capping) and supplementation with B18R was not essential using this system [69]. In addition, the study used polyethylenimine, a polymeric transfection reagent, which showed enhanced transfection efficiency and cell viability [69]. In general, this system showed reduced immunogenicity and cytotoxicity requiring reduced transfections to derive iPSCs in a short time [69]. Concurrently, Choi and co-workers demonstrated prevention of mRNA degradation and delivery of this mRNA encoding reprogramming factors using graphene oxide-polyethylenimine complexes to derive footprint-free iPSCs without the need for repetitive daily transfections [70].
To further reduce the number of transfections, Tavernier and colleagues reported establishment of pluripotency in MEFs with just three mRNA transfections [71]. This study used cationic lipid mediators to transfect MEFs with mRNAs of the four Yamanaka factors. The cell-clusters emerged expressed alkaline phosphatase and early pluripotency markers, SSEA-1 and Nanog [71]. Similar to the previously reported studies [63, 64], the further establishment of pluripotency was not carried out. With just five mRNA transfections of specially synthesized mouse-specific mRNAs of the four Yamanaka factors, El-Sayed and co-workers were able to restore pluripotency in MEFs in twelve days [72]. However, the success rate in terms of reprogramming efficiency was very moderate i.e. 0.1-0.13%. An interesting study generated human iPSCs using a combination of non-modified reprogramming mRNAs with immune suppressive factors (E3, K3, and B18R) to reprogram fibroblasts within 11 days and blood-derived endothelial progenitor cells within 10 days with four and eight transfections, respectively [73]. To avoid multiple transfections, an elegant study demonstrated generation of human iPSCs from newborn or adult fibroblasts by just one transfection employing a single, synthetic polycistronic self-replicative RNA replicon that encodes four reprogramming factors in the presence of B18R [74]. All these major studies using mRNA-based approach to derive iPSCs are summarized in Table 3.
Derivation of integration-free iPSCs using mRNA-based approach has become popular and used by several labs now [62, 75,76,77]. Human iPSCs derived using this highly efficient approach are of high-quality with low aneuploidy rates and no major alterations in the copy number variations in the established lines [42]. Human iPSCs were even derived from cells isolated from patients and/or healthy subjects above 40 years of age [77,78,79]. However, a major limitation is the need for feeder cells and the cell culture media containing animal-derived components, which carries an additional risk of transmitting overlooked human pathogens. To obviate this, several groups have derived iPSCs under feeder-free and/or xeno-free conditions with high reprogramming efficiency employing mRNA-based reprogramming [79,80,81,82,83,84,85], that can be applicable for the clinical translation of iPSCs. Taking all together, mRNA-based reprogramming strategy holds great promise for potentiating clinical efficacy and safety profile of the derived iPSCs and the cell types obtained after differentiating them.
microRNAs
MicroRNAs (miRNAs) are naturally occurring, small (around ~22 nucleotides in length), non-protein-coding RNAs that play a decisive role in post-transcriptional regulation of gene expression [86]. miRNAs are transcribed in the nucleus and processed by Drosha/DGCR8. Subsequently, the processed miRNA is transported by Exportin-5 protein to the cytoplasm, where Dicer processes it to produce mature miRNAs along with other major players to be able to bind and destabilize the target mRNA(s) (Fig. 5). Recently, many studies have identified various miRNAs that are essential for vital functions in controlling the metabolism, cell cycle, pluripotency, and differentiation of pluripotent stem cells [87,88,89,90]. In addition, miRNAs are also reported to play a crucial role in cell reprogramming to derive iPSCs. Suppressing crucial miRNA processing machinery such as Dicer, Drosha, and Ago2 resulted in a substantial decrease in reprogramming efficiency [91]. Corroborating this, two studies showed that Dicer-deficient MEFs were deficient in functional miRNAs, and therefore, failed to reprogram efficiently when cell reprogramming factors were introduced in these cells for iPSC generation [92, 93]. Interestingly, the expression of Dicer in these cells reestablished their reprogramming potential [92].
Two independent studies by the Morrisey and Mori groups reported that mouse and human somatic cells can be reprogrammed to iPSCs by expressing specific microRNAs [37, 94], eliminating the requirement for ectopic expression of reprogramming factors. The study by Morrisey group demonstrated that lentiviral expression of the ESC-specific miRNAs, mir-302(b,c,a,d)-mir-367 cluster, in fibroblasts is sufficient for the derivation of iPSCs with faster kinetics and higher reprogramming efficiency [37]. Surprisingly, few subsequent studies were unable to obtain the same result [95,96,97]. This discrepancy might be due to the different delivery approaches employed to deliver and express miRNAs [37, 95] or different starting cell type used for reprogramming [37, 96, 97]. Interestingly, various other studies have also reported that this cluster or a member of this cluster when used in combination with reprogramming factors resulted in enhanced reprogramming efficiency and kinetics due to the promotion of mesenchymal to epithelial transition (MET) [85, 95,96,97,98,99,100,101]. This cluster is a direct target of core reprogramming factors, OCT4 and SOX2 [102]. Notably, deletion of this entire cluster completely blocked the formation of human iPSCs [103], indicating that this cluster is vital for efficient cell reprogramming. The Mori group delivered a combination of seven mature double-stranded miRNAs belonging to mir-200, mir-302 and mir-369 families by repeated transfections in multipotent human and mouse adipose stromal cells to reprogram them to iPSCs. This study did not utilize any integrating vectors for delivery, instead used direct transfection of mature miRNAs to derive integration-free iPSCs. However, the reprogramming efficiency in this study was lower compared to the study by Morissey group [37], probably due to the insufficient number of transfections (four times within the first 8 days) during the course of reprogramming. Notably, a number of miRNAs have been reported to induce or enhance (mostly pluripotent stem cell-specific miRNAs) or act as a barrier (mostly expressed in starting cell type to be reprogrammed) to cellular reprogramming and are listed in Fig. 6 and summarized in Table 4 (act as inducers/enhancers) and Table 5 (act as barriers). Since miRNAs are small, stable, easy to synthesize and transfect, they could represent an ideal approach for cell reprogramming to obtain transgene-free iPSCs [104].
Small molecules
Generating iPSCs exclusively by small molecules would be the most convenient and practical approach since they are small, non-immunogenic, stable, inexpensive, and easy to synthesize and deliver into cells. This approach is tunable, spatially and temporally controllable, and reversible, therefore, these characteristics provide a pliable modulation of chromatin modifications and signaling pathways increasing its importance in the field of cell reprogramming [105]. Numerous small molecules have been identified: (i) small molecules that can enhance the reprogramming efficiency and kinetics (Table 6), or (ii) substitute the vital reprogramming factors (Table 7), or (iii) small molecule cocktails that are sufficient to induce pluripotency in absence of exogenous reprogramming factors (Table 7) [106]. These molecules either modulate chromatin modifications or target specific signaling pathways to regulate various cellular processes to favor cell reprogramming.
The first study to report the application of small molecules involved in chromatin modifications identified the HDAC inhibitor VPA and the DNA methyltransferase inhibitor (DNMT) 5-Azacitidine (5-AZA) to enhance the reprogramming efficiency by more than a hundred-fold and ten-fold, respectively [107]. In addition, the same study also identified two other HDAC inhibitors, Suberoylanilide hydroxamic acid (SAHA) and Trichostatin A (TSA), to promote reprogramming efficiency [107]. Increase in reprogramming efficiency by VPA was most likely due to alteration in the chromatin structure [107, 108] and suppression of reprogramming-induced senescence stress [109]. 5-AZA was also reported to enhance reprogramming efficiency in MEFs up to four-fold by accelerating the transition of partially reprogrammed cells to attain full pluripotency [110]. Additionally, butyrate, a histone deacetylase inhibitor and natural small fatty acid, was reported to significantly increase the reprogramming efficiency of mouse [111] and human [112] cells, by enhancing the expression of pluripotency-associated genes and epigenetic remodeling [112]. Further, Pasha and co-workers converted mouse skeletal myoblasts transduced with a single factor Oct4 and treated with a DNMT inhibitor RG108 to derive iPSCs having similar molecular and differentiation characteristics to ESCs [113]. RG108 does not incorporate into DNA, therefore, its cytotoxicity is less than 5-AZA. These studies demonstrated that chromatin modification is a key step in attaining the pluripotent state.
Numerous other groups were also investigating and identifying novel small molecules that could enhance reprogramming efficiency (Table 6). A study reported that Vitamin C, a water-soluble antioxidant, also significantly enhanced the reprogramming of mouse and human somatic cells [114], to some extent by alleviating cellular senescence [114] and possibly by inducing DNA demethylation [115, 116]. This natural compound promotes gene expression changes and accelerates the conversion of partially reprogrammed colonies to a completely reprogrammed state, resulting in improved efficiency and kinetics of reprogramming. Lithium, an anti-psychotic drug, was also reported to significantly enhance iPSC generation of both mouse and human cells with one (Oct4) or two factors (Oct4-Sox2 or Oct4-Klf4) [117]. Lithium increased the transcriptional activity and expression of NANOG and facilitated epigenetic alterations via suppression of an H3K4-specific histone demethylase, lysine-specific histone demethylase 1. To further identify small molecules that increase reprogramming efficiency, a high-throughput screening of chemical libraries was performed [118]. This study identified Oct4-activating compounds that enhanced both reprogramming efficiency and kinetics and showed that one of these compounds increased transcription of the core pluripotent stem cell regulators Oct4-Sox2-Nanog, and Tet1, a gene involved in DNA demethylation.
Small molecules, apart from working as reprogramming enhancers, can also act as promising replacers for one or more crucial reprogramming transcription factors (Table 7). The small molecule, BIX-01294, a G9a histone methyltransferase inhibitor, has been reported to replace cMyc and greatly enhance the reprogramming efficiency of neural progenitor cells (that endogenously express Sox2) transduced with only Oct4 and Klf4 factors [119]. G9a histone methyltransferase was reported to irreversibly inactivate Oct4 during early embryogenesis resulting in de novo DNA methylation at the promoter region by the enzymes Dnmt3a/3b, thereby preventing reprogramming [120]. In addition, BIX-01294, along with BayK8644, an L-type calcium channel agonist, enabled reprogramming of MEF cells transduced with Oct4 and Klf4 [121, 122]. BayK targets upstream in the cell signaling pathways without having any effect on the epigenome. Therefore, this molecule is of particular interest and will be investigated further to identify its specific role in cell reprogramming. Furthermore, VPA was also shown to replace the oncogenes Klf4 and c-Myc in reprogramming primary human neonatal fibroblasts to derive iPSCs with a similar global gene expression profile and epigenetic state to ESCs [108]. Jaenisch group performed a high-throughput screen to identify a small molecule Kenpaullone that could substitute Klf4, however, the former was less efficient than the latter to derive mouse iPSCs [123]. CHIR99021, a glycogen synthase kinase 3 (GSK-3) inhibitor, was reported to induce reprogramming in MEF cells by only two factors, Oct4 and Klf4 [124]. Combination of Parnate (Tranylcypromine) along with CHIR99021 can reprogram human primary keratinocytes transduced with Oct4 and Klf4 without exogenous Sox2 expression [124]. Further, Sox2 was shown to be replaced by Repsox and SB431542 [125], LY-364947 [126], and Pan-Src family kinase inhibitors [126] to generate mouse iPSCs. Furthermore, a small-molecule EPZ004777, a DOT1L inhibitor, enhances the reprogramming efficiency of both mouse and human reprogramming three-fold and three-six-fold, respectively. This small molecule was reported to replace Klf4 and c-Myc by repressing the catalytic activity of DOT1L, a H3K79 methyltransferase, and by upregulation of Lin28 and Nanog [127].
To further reduce the number of reprogramming factors, Zhu and co-workers generated human iPSCs by reprogramming neonatal human epidermal keratinocytes with single reprogramming factor, Oct4, and a cocktail of small molecules including HDAC inhibitor sodium butyrate, transforming growth factor β (Tgf-β) receptor inhibitor A-83-01, 3’-phosphoinositide-dependent kinase-1 activator PS48 and extracellular signal-regulated kinase (ERK) inhibitor PD0325901 [128]. This study also reported that sodium butyrate was more efficient than the previously reported VPA when primary human cells were transduced with OCT4 and KLF4 reprogramming factors. Subsequently, iPSCs were derived by reprogramming mouse embryonic and adult fibroblasts using a single gene, Oct4, and a cocktail of small molecules designated as ‘VC6T’ (VPA, CHIR99021, 616452 and tranylcypromine), possibly by downregulating the two major reprogramming barriers: epigenetic (histone deacetylation and H3K4 demethylation) and signaling barriers (Tgf-β and GSK3) [129]. All the studies involving small molecules demonstrated that the role of OCT4 was indispensable and irreplaceable.
Remarkably, Deng and co-workers obtained iPSCs from MEF cells at an efficiency of 0.2% using a cocktail of seven small molecules [130], eliminating the need for exogenous expression of reprogramming factors, including the indispensable Oct4 factor. This was the first study to demonstrate reprogramming of mouse somatic cells to pluripotency without the use of genetic manipulation using small molecules. Later, Long and colleagues supplemented the reprogramming small molecule cocktail identified by Deng and co-workers [130] with a thymidine analog bromodeoxyuridine (BrdU) and showed enhanced OSKM-mediated reprogramming [131]. This molecule played a vital role during the early phase of reprogramming (day 3 to day 7) and was reported to substitute the core reprogramming factor Oct4 to derive mouse iPSCs. Notably, inclusion of BrdU reduces the number of small molecules required for acquisition of pluripotency with the minimal cocktail comprising of BrdU, RepSox, CHIR99021 and forskolin, albeit with an extremely low reprogramming efficiency. Concurrently Deng and colleagues elucidated the molecular mechanisms involved in chemical reprogramming to enhance the reprogramming kinetics and efficiency [132]. In this study, the authors included new small molecules in the reprogramming protocol at three different stages, altered concentration of CHIR990021 and components of the 2i medium, and optimization of the seeding of the cells and the time of the application of small molecules. Furthermore, the investigators used a DOT1L inhibitor SGC0946 and its application in stage 2 resulted in improved reprogramming efficiency. Application of SGC0946 during stage 1 resulted in decreased cell viability and therefore was not able to substitute EPZ004777, but its application in stage 2 resulted in increased expression of pluripotency-associated genes, such as Oct4 and Dppa family genes. This protocol yielded an increase by up to 1000-fold reprogramming efficiency in comparison to previous protocols. Subsequently, this group generated integration-free iPSCs from specialized cell types derived from different origins by chemical induction using the protocol reported earlier [132], with minor modifications in the concentration and time of application to reprogram these cell types [133]. Importantly, the same reprogramming chemical cocktail can be used across different cell types, but fine-tuning of the concentration and time of application of small molecules is essential to attain full pluripotency [133]. Therefore, small molecules can not only aid as reprogramming enhancers but also can substitute one or all the crucial reprogramming factors.
Signaling pathways play a crucial role in the induction and maintenance of pluripotency. Wnt signaling stimulated by soluble Wnt3a molecule was reported to promote nuclear reprogramming of mouse cells [134, 135], even in the absence of c-Myc by activating pluripotency-associated genes giving rise to homogeneous iPS clones [135]. Activation of sonic hedgehog family by sonic hedgehog, oxysterol or purmopharmine in combination with Oct4 was sufficient to reprogram mouse embryonic and adult fibroblasts in the absence of Sox2, Klf4, and c-Myc [136]. Inhibition of Tgf-β signaling by small molecules targeting this specific pathway has been reported to promote reprogramming efficiency [125, 137, 138], and also substitute for Sox2 [125, 137], or c-Myc [137], by inducing Nanog expression [125] and perhaps by promoting MET [129, 138, 139]. Further, inhibition of Tgf-β signaling by Tgf-β inhibitor A-83-01 together with a protein arginine methyltransferase inhibitor AMI-5 facilitated reprogramming of MEF cells transduced with Oct4 alone [140]. Application of BMP7 improved the efficiency of reprogramming by increasing the number of reprogrammed colonies after MEFs were transduced with Yamanaka factors [139]. Silva and coworkers reported that neural stem cells could be rapidly reprogrammed to iPSCs by using only two factors, Oct4 and Klf4, and further treatment of the generated pre-iPSCs with GSK3 inhibitor CHIR99021 and ERK inhibitor PD0325901 aided them to enter a more genuine naive pluripotent state [141]. Li and Rana identified kinases such as Tgf-β (specifically activin receptor-like kinase 4, 5), inositol triphosphate 3-kinase, Aurora A kinase and p38 mitogen-activated protein kinase that acted as a barrier to cell reprogramming, and demonstrated that inhibition of these kinases by specific small molecules resulted in enhanced iPSC formation [142]. Inhibition of other kinases such as GSK3 [123, 124, 141, 143], MEK/ERK [121, 138, 141, 143], Src family tyrosine kinase [126] and rho-associated protein kinase [138, 144] have also been reported to enhance iPSC generation. In addition, small molecules that inhibits cellular senescence (cyclic Pifithrin-α, Vitamin C) and promote glycolytic metabolism (fructose 2, 6-bisphosphate, PS48, N-Oxaloylglycine, quercetin, etc.) and autophagy metoabolism (Rapamycin, PP242, etc.) also play a crucial role in reprogramming (Table 6). Unlike mouse somatic cells, human somatic cells are more complex making it difficult to reprogram them by using only small molecules. To the best of our knowledge, there is no study reported that demonstrates the derivation of human iPSCs by using exclusively small molecules. Importantly, the extra-cellular signaling pathways crucial for self-renewal and maintenance of pluripotency of mouse and human pluripotent stem cells are different, therefore, small molecules identified in mouse reprogramming studies may not possibly work for human studies. Hence, the effect of small molecules belonging to a specific class may need to be pursued individually for both mouse and human reprogramming studies.
Similarly, other studies have also reported the importance of various small molecule combinations to reprogram mouse and human iPSCs [133, 145,146,147,148,149,150,151,152]. However, amidst all the advantages, the major issues related to small molecules curbing their widespread usability is their pleiotropic effects, unexpected toxicity and side effects [152, 153]. For example, 5-AZA is a cytosine analog, incorporated into DNA during S-phase, where it covalently binds to DNMTs. It is also a potent chemotherapeutic drug but is reported to be fatal for renal patients [154]. It is also speculated to induce mutations [155], causing tumor formation subjecting patients at high risk [156]. Another analog, BrdU is a synthetic thymidine analog that is incorporated into DNA during cell division, and such DNA modifications may induce mutations if used at high concentrations and result in genomic instability [131]. Another example is VPA, which is an anti-epileptic and mood-stabilizing drug. It has been shown that VPA downregulated expression of proteins essential for maintenance of chromatin [157]. In addition, VPA also showed various organ level side effects such as dermatologic effect, abnormalities in fetus development and so forth [158]. Importantly, some of these small molecules identified are potent modifiers of DNA and chromatin, and may possibly introduce unwanted epigenetic modifications resulting in a global dysregulation of gene expression in the iPSCs generated [159]. Therefore, iPSCs derived using such molecules require thorough screening at the genomic level before its therapeutic use. However, molecules like RG108 of non-nucleoside analog inhibitor family are specific and require no incorporation into DNA, hence, are less cytotoxic compared to nucleoside analog inhibitor family compounds like 5-AZA. Additionally, small molecules that promote cell cycle or target specific signaling pathways are of particular interest compared to those which alter the epigenetic landscape. Likewise, the current list of small molecules used for the derivation of iPSCs needs a thorough understanding of the chemical nature. Hence, more research is needed to elucidate promising combination of small molecules, their dosage and time of administration to bring forth the full potential of iPSCs in patient-specific treatments in the near future. In conclusion, small molecules represent a powerful complementary alternative and establishment of small molecules that are highly specific without modifying the genome is desirable to produce clinical-grade iPSCs for biomedical applications [160].
Conclusion
The discovery of iPSCs brought with it a wave of new opportunities, and represent a non-controversial, unlimited source of pluripotent stem cells. These cells can be differentiated into any desired cell type(s), and therefore has a tremendous potential for personalized human medicine and to understand developmental biology. Most of the reprogramming studies that have generated iPSCs from a variety of cell types involved an ectopic expression of reprogramming factors using commonly used integrating viral vectors. However, the risk of transgene integration and reactivation, insertional mutagenesis and induction of malignant transformation has made these approaches unsuitable for the generation of transgene-free iPSCs. This has prompted scientists to explore and develop novel methods of iPSC derivation that do not involve permanent genomic alterations.
Taking this into consideration, various alternative techniques are explored with minimal or no genetic modifications of cells such as adenoviral vectors, adeno-associated viral vectors, Sendai virus vectors, plasmid transfection, minicircle vectors, transposon vectors, episomal vectors, liposomal magnetofection, recombinant proteins, microRNAs, synthetic messenger RNA and small molecules [13, 14]. These methods circumvent the possibilities of transgene reactivation and insertional mutagenesis [161,162,163]. In this review, we have provided a comprehensive overview of the most promising DNA-free reprogramming approaches that involve no genomic integration. Non-integrating Sendai virus-based approach avoids the risks posed by integrating viral vectors and have shown commendable potential in ectopically expressing reprogramming factors and generating footprint-free iPSCs with high reprogramming efficiency from both mouse and human cells. Development of novel chimeric viral vectors is in progress combining special features to generate clinical-grade iPSCs. To date, the recombinant protein-based reprogramming method is slow and inefficient, and therefore it is less popular among the stem cell researchers. But this approach is the safest among all the reprogramming techniques employed [161,162,163], and therefore further improvements addressing various bottlenecks associated with it should be pursued vigorously. Significant improvements are made in the mRNA-based approach to reduce immunogenicity and the requirement of the number of transfections to derive iPSCs with high efficiency and faster kinetics. Several miRNAs and small molecules have been identified that can either enhance reprogramming efficiency or replace one or more of the essential reprogramming factors to derive transgene-free iPSCs. However, all these reprogramming methods still have a host of challenges to overcome for its efficient use and have been reported to reprogram only limited cell types such as fibroblasts. Further improvements to these approaches are in pursuit to make them more promising to derive iPSCs from different cell sources. Numerous recent studies have demonstrated improved efficiency and/or better kinetics when more than one of these techniques are used in a combination. Therefore, the current advancements are directed towards establishing simple, efficient and rationally designed standardized integration-free techniques that can reprogram easily accessible cell source obtained non-invasively from patients, particularly under feeder-free and xeno-free conditions. This permits us to achieve non-immunogenic, clinical-grade, patient-specific iPSCs with higher reprogramming efficiency and faster kinetics. In the near future, these cells can then be differentiated into desired cell type(s) using robust differentiation protocols for personalized regenerative medicine.
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Acknowledgments
We thank all the members of the Laboratory for Stem Cell Engineering and Regenerative Medicine (SCERM) for their excellent support. This work was supported by grants North Eastern Region – Biotechnology Programme Management Cell (NERBPMC), Department of Biotechnology, Government of India (BT/PR16655/NER/95/132/2015), and by IIT Guwahati Institutional Start-Up Grant.
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Borgohain, M.P., Haridhasapavalan, K., Dey, C. et al. An Insight into DNA-free Reprogramming Approaches to Generate Integration-free Induced Pluripotent Stem Cells for Prospective Biomedical Applications. Stem Cell Rev and Rep 15, 286–313 (2019). https://doi.org/10.1007/s12015-018-9861-6
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DOI: https://doi.org/10.1007/s12015-018-9861-6