Abstract
As an efficient molecular engineering approach, on-surface synthesis (OSS) defines a special opportunity to investigate intermolecular coupling at the sub-molecular level and has delivered many appealing polymers. So far, all OSS is based on the lateral covalent bonding of molecular precursors within a single molecular layer; extending OSS from two to three dimensions is yet to be realized. Herein, we address this challenge by cycloaddition between C60 and an aromatic compound. The C60 layer is assembled on the well-defined molecular network, allowing appropriate molecular orbital hybridization. Upon thermal activation, covalent coupling perpendicular to the surface via [4 + 2] cycloaddition between C60 and the phenyl ring of the molecule is realized; the resultant adduct shows frozen orientation and distinct sub-molecular feature at room temperature and further enables lateral covalent bonding via [2 + 2] cycloaddition. This work unlocks an unconventional route for bottom-up precise synthesis of three-dimensional covalently-bonded organic architectures/devices on surfaces.
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Introduction
Constructing heterostructured molecular layers with atomic/molecular level precision and extending molecular engineering from two to three dimensions hold great importance for both fundamental science and application purposes in the fields of nanoelectronic devices, photonics, and quantum science1,2,3,4,5. Although it is straightforward to pile up molecular layers by van der Waals (vdW) interaction or hydrogen bonding1,2,3,4,5, assemblies based on noncovalent bonding often have lower thermal stability, conductivity, and mechanical properties compared with the covalently-bonded products6,7,8. As an efficient bottom-up approach, on-surface synthesis (OSS) defines a special opportunity to investigate intermolecular coupling at the sub-molecular level and has successfully delivered various covalently-bonded two-dimensional (2D) polymers9,10,11,12,13,14,15. So far, these systems have been all based on the lateral coupling of molecular precursors within a single molecular layer. Extending OSS from two to three dimensions requires not only the lateral coupling parallel to the substrate but also the covalent bonding perpendicular to the substrate, e.g., interlayer coupling between molecular layers, which is yet to be realized.
As the most representative fullerene, C60 and its derivatives have shown magnificent physical properties/potentials (e.g. pressure resistance of solid C6016, optical restriction of C60 solution17, superconductivity of alkali-metal doped C60 crystal18, magnetism of TDAE-C60 compound19); the chemical reactions of C60 with organic compounds have also sparked considerable interests20,21,22. Especially, the unique 3D conjugated electronic structure and the geometric combination of pentagons and hexagons of C60 molecules make their reactions significantly distinct from those of graphene or planar polyaromatic molecules23,24. The electron-deficient curved π-conjunction allows C60 to form adducts with various dienes (e.g., cyclopentadiene, furan, anthracene) as a dienophile;23,25 due to the multiple non-planar reactive sites ([6,6] bonds), C60 is expected to act as a steric spherical “multi-plug” reactant20,26,27. However, the close-packed arrangement of C60 molecules28,29,30,31,32 and their strong interaction with the substrates33,34,35 make the on-surface reaction of C60 with other molecules rather difficult. Moreover, the coupling between C60 and the targeting functional group(s) requires a specific spatial geometry25,36,37. There is no precedent for the on-surface reaction of C60 with aromatic compounds yet.
Herein, we report the cycloaddition of C60 and 3,5-bis(carboxylic acid)-phenyl-3-maleimide (BCPM, C12H7NO6) and their adducts on Au(111) surface (Fig. 1). To electronically decouple C60 from the substrate and especially provide an appropriate steric configuration for the coupling between the lowest unoccupied molecular orbital (LUMO) of C60 and the highest occupied molecular orbital (HOMO) of BCPM, 2D ordered BCPM layer is constructed on Au(111) beneath C60. As demonstrated by scanning tunneling microscopy (STM) imaging and density functional theory (DFT) calculations, interlayer [4 + 2] cycloaddition between C60 and BCPM perpendicular to the substrate is triggered upon thermal activation. The resultant adduct, i.e., C60-BCPM, shows obvious differences from pristine C60, including the frozen orientation hence triangular sub-molecular feature observed at room temperature (RT), increased adsorption height, and distinct domain structure and reactivity. Especially, forming macrocycles with the hexamer rings with C6v symmetry dominated, lateral intermolecular [2 + 2] cycloaddition among C60-BCPMs parallel to the substrate is evidenced. Using C60 and BCPM as the first example, this work presents an unconventional strategy for bottom-up synthesis of 3D covalently-bonded organic architectures, extending OSS from 2D to 3D by cycloaddition reactions with fullerenes.
Results
Self-assembled network of BCPM on Au(111)
Extended honeycomb network of BCPM (Fig. 2a and Supplementary Fig. 1) self-assembles on Au(111) at 390 K. The network is tiled by flower-like units composed of six molecules, with |a | = | b | = 27.2 ± 0.2 Å and an angle of 60° between the two vectors. Although the lateral molecular arrangement is similar to that formed on graphene epitaxially grown on Cu(111) (G-Cu)38, close inspection (Fig. 2b) reveals a distinct morphology: even though the bis(carboxylic acid)-phenyl group of each molecule is imaged to be a rounded, inverted triangle in both cases, the maleimide ring on Au(111) shows three sub-protrusions (two of them being brighter than the third) instead of a circular bell as imaged on G-Cu. This morphology of BCPM on Au(111) resembles that on bare Cu(111)39.
Based on DFT calculations, the bis(carboxylic acid)-phenyl group adsorbs in a flat geometry at a height of 3.4 Å above Au(111), while maleimide adopts a tilted configuration with the ring rotated by 20.5° from the horizon (Fig. 2c). The network is primarily stabilized by i) intermolecular double O–H···O hydrogen bonding within the flower-like unit and ii) ligand bonding between the oxygen atom closer to the Au substrate in maleimide and Au atom enabled by the tilted maleimide ring hence the reduced O–Au distance (Fig. 2d, e). DFT-optimized structural model (Fig. 2d) and its calculated image (Fig. 2b) are in good agreement with the experimental observations.
Adsorption of C60 on BCPM-coated Au(111)
C60 molecules were then deposited onto the BCPM layer-covered Au(111) at room temperature (RT). At low dosages, C60 adorbs preferentially in the circular pores of the BCPM network and is imaged as a bright circular protrusion (Fig. 3a, b). DFT-calculated structural model (Fig. 3c) reveals that the six pairs of double hydrogen-bonded bis(carboxylic acid)-phenyl groups in each BCPM unit create a ring-shape corral (diameter of 13.9 Å) to confine a spherical C60 molecule in the center, with the center of C60 at 6.1 Å above Au. Based on the electron density difference map (Fig. 3d), there is significant electron transfer from the Au substrate to the bottom atoms of C60. Consistent with the STM images, C60 molecules in the simulated image (Fig. 3e) show high contrast.
After all the pores of the BCPM network are occupied, further deposition of C60 at RT (without post-annealing) leads to a coating of the C60 layer on the BCPM layer. These C60 molecules follow the same symmetry and periodicity as the underlying BCPM network (Supplementary Fig. 2) and form a configuration with one C60 atop one BCPM (C60-on-BCPM). The coverage increases with the C60 dosage until the BCPM network is fully covered (Fig. 4a, b). The DFT-optimized model shows that each C60 in the coating layer adsorbs exactly on top of the phenyl ring of one BCPM of the layer underneath, with C60 center 10.1 Å above the Au(111) surface (Fig. 4c). The C60 molecules on the BCPM layer are laterally confined by the tilted maleimide of BCPM and the guest C60 in the pores of BCPM network. The calculated molecular arrangement for the extended network (Fig. 4d) and their molecular morphology (Fig. 4e) fit the STM results well.
[4 + 2] cycloaddition between C60 and BCPM layers
After annealing the C60 layer on BCPM at 370 K for 30 min, two types of territories are observed (Fig. 5a). The brighter domain outlined by the cyan dashed line (D1) is distinct from the rest section (D2): i) although both show a similar close-packed arrangement as that of pristine C60 on a bare Au(111)28,29, linescans across the two domains show that C60 in D1 is 3.5 Å higher than in D2 (Fig. 5b); ii) while D2 is rough with a large proportion of dim molecules and randomly-distributed bright ones, i.e., the typical structure for the disordered 2√3×2√3-R30o phase of C60 on Au(111)28, D1 is smooth, showing a uniform contrast; iii) surprisingly, even upon scanning at RT, distinct triangular sub-molecular feature of C60 is observed from D1, suggesting that the C60 are firmly frozen, adopting the same orientation (Fig. 5c). This is abnormal: intramolecular structure of pristine C60 on Au(111) was only observed when quenching the molecules under cryogenic conditions;29 at RT, pristine C60 molecules can only be imaged as featureless spheres on Au(111) due to their high rotational mobility at this temperature40,41.
Given i) the greater height of molecules in D1 than that in D2, ii) the frozen morphology showing intramolecular features at RT, iii) the varied lateral arrangement of molecules compared with that before annealing (Fig.4), iv) and the presence of BCPM on the surface (the desorption temperature of BCPM from Au(111) of ∼ 420 K is much higher than the applied annealing temperature), and v) the favorable steric configuration of one C60 on top of one BCPM, thermo-activated coupling between C60 and BCPM is rationalized. Confirmed by the frontier molecular orbital analysis, the orbital matching and the appropriate steric arrangement can enable [4 + 2] cycloaddition between[6,6] bond at the bottom of C60 and the C atoms in para-positions of BCPM phenyl ring, forming a covalently-bonded adduct, i.e., C60-BCPM (Fig. 5d and Supplementary Fig. 3). Top of C60-BCPM is calculated as being 3.4 Å higher than that of pristine C60 on Au(111), consistent with the experiments. Upon [4 + 2] cycloaddition, hydrogen bonding between C60-BCPM is largely weakened compared with that between pristine BCPMs (details in Supplementary Fig. 4) and can be easily dissociated upon annealing, allowing C60-BCPMs to rearrange into D1 while the pristine C60 (e.g. the guest C60 in the pores of BCPM network) to self-assemble into D2. Meanwhile, the cycloaddition confines the rotation of C60, allowing the sub-molecular resolution at RT. The molecular feature (Fig. 5e) and lateral arrangement of C60-BCPMs in the calculated STM image (Fig. 5f) match the experimental results, where the observed triangle-shaped intramolecular feature is attributed to the top[6,6] bond of C60-BCPM.
Lateral covalent bonding of C60-BCPMs
After forming C60-BCPMs, the sample (as presented in Fig. 5) was further annealed at 490 K for 30 min. D1 remains the close-packed structure. Considering the low diffusion barrier of C60-BCPM on Au(111) (Supplementary Fig. 5), the well-maintained lateral arrangement is attributed to the intermolecular interaction among C60-BCPMs. Interestingly, bright macrocycles emerge in D1, where the hexamer rings (HRs) are dominant (Fig. 6a and Supplementary Fig. 6). Each HR is composed of six protrusions, showing C6v symmetry (Fig. 6b, c). Such macrocycles have been never observed from pristine C60 on Au(111). Linescans show that the HR’s diameter is 16.8 Å (Fig. 6d); the center-to-center distance between two neighboring protrusions in an HR is only 8.4 Å, which is largely reduced comparing with that of C60-BCPMs in D1 before annealing at 490 K. The largely reduced spacing suggests that C60-BCPMs, in this case, do not interact by vdW as would be the case of isolated molecules, but covalently bond with one another. Moreover, the height difference between the HR and the less bright protrusions (Fig. 6a, b) is much less significant than the height difference between the D1 and D2 domains. Both the small spacing of C60-BCPMs and the small height difference exclude the possibility of forming the HRs by mixing D1 with D2. The robust bonding among C60-BCPMs in the HR is also demonstrated by successive STM scanning with gradually increased current and decreased voltage at RT (Supplementary Fig. 7): the ring-like morphology composed of six molecules is well reserved when the tip is quite close to the surface. We then analyzed the bonding among C60-BCPMs within the HR by DFT calculations. The possibility of single bond between C60-BCPMs is ruled out: when a single bond is set in the initial structures of two C60-BCPMs or the HR, the second bond forms after optimization, indicating that single bond between C60-BCPMs is not stable (Supplementary Fig. 8). The optimized structure reveals that the geometry of C60-BCPMs in the HR accepts [2 + 2] cycloaddition between[6,6] side bonds of C60 part (Supplementary Fig. 8 and Fig. 6e), consistent with C60 polymerization induced at high temperature and pressure42,43. The optimized structure, size, morphology, and contrast of HR composed of the six covalently-bonded C60-BCPMs (Fig. 6f) are all consistent with the experimental results in Fig. 6a–c. This lateral [2 + 2] cycloaddition of C60-BCPMs further distinguishes C60-BCPM from pristine C60. Moreover, the vertical [4 + 2] cycloaddition between C60 and BCPM layers and this lateral [2 + 2] cycloaddition of C60-BCPMs demonstrate the non-planar multiple covalent bonding capability of C60 even upon OSS.
Discussion
The interlayer [4 + 2] cycloaddition of C60 and BCPM is distinct compared with the reported OSS strategy: the OSS reported previously (e.g. Ullmann, Glaser coupling) is based on the dissociation/formation of organic precursors’ σ bonds at the terminal of molecular precursors, which can be achieved by intermolecular lateral coupling on surfaces9,10,11,12,13,14,15, thus allowing 2D synthesis only; the present case forms covalent bonding between adjacent molecular layers based on the rehybridization of π orbitals of the reactants. Such cycloaddition is also different from that of BCPM with graphene, where cycloaddition occurs between C = C of maleimide of BCPM and graphene, involving both [2 + 2] and [4 + 2] cycloaddition with different pairs of carbon atoms of graphene hexagons38. In the present system, cycloaddition between C60 and BCPM maleimide is not observed. Although the energy barrier of their [2 + 2] cycloaddition in the gas phase (1.3 eV) is only 0.1 eV higher than that of [4 + 2] cycloaddition between C60 and BCPM phenyl ring (Supplementary Fig. 3 and Supplementary Fig. 9), the tilted maleimide on Au(111) makes its cycloaddition with C60 unfavorable.
We performed climbing image nudged elastic band (CI-NEB) calculations to understand the cycloaddition pathways. For [4 + 2] cycloaddition between BCPM and C60 on Au(111) (Supplementary Fig. 10a), the two bonds between the C60[6,6] bond and the two carbon atoms at the para-positions of BCPM phenyl ring (marked as A and B, respectively) are not formed synchronously: C–C bond with Carbon A on the BCPM’s phenyl ring forms first (transition state, TS), and then the second C–C bond with Carbon B forms (final state, FT); this is different from cycloaddition of C60 with benzene where the two bonds of [4 + 2] cycloaddition form simultaneously. In TS, Carbon A and B locate at 3.6 Å and 4.3 Å above the Au(111), respectively, i.e., being lifted by 0.2 Å and 0.9 Å compared with the geometry of pristine BCPM on Au(111). The phenyl ring after cycloaddition becomes non-flat and distorted. We compared the energy barrier for cycloaddition of C60 with benzene, benzene-1,3-dicarboxylic acid, N-phenylmaleimide, and BCPM (Supplementary Fig. 11), revealing that the equipped carboxylic acid and maleimide groups on the phenyl ring of BCPM can decrease the [4 + 2] cycloaddition barrier. Moreover, the Au(111) surface further reduces the reaction barrier from 1.28 eV in the gas phase to 1.21 eV.
For the lateral [2 + 2] cycloaddition between the[6,6] side bonds of C60 of two C60-BCPMs (Supplementary Fig. 10b), the barrier is 1.87 eV (0.66 eV higher than that of the [4 + 2] cycloaddition). According to DFT calculations, the HOMO-LUMO gap of C60-BCPM is 0.23 eV smaller than that of C60 and the energy barrier of [2 + 2] cycloaddition (in gas phase) for C60-BCPM is also 0.16 eV lower than that of C60 (Supplementary Fig. 12). In this regard, [2 + 2] cycloaddition among C60 parts of C60-BCPMs is promoted compared with the case of pristine C60.
As demonstrated by our experimental results and DFT calculations, thanks to the multiple reactive sites of C60, both the vertical covalent bonding via interlayer [4 + 2] cycloaddition between C60 and the phenyl ring of BCPM and the lateral covalent bonding between the C60 heads of C60-BCPMs via [2 + 2] cycloaddition are constructed, representing a prototype of 3D synthesis on the surface. We further considered the possibility of constructing BCPM-C60-BCPM and C60-BCPM-C60 covalently-bonded sandwich for BCPM-C60-BCPM-C60 repeated multiple layers. Based on the DFT calculations (Supplementary Fig. 13), C60 with its bottom already bonded with BCPM is still able to react with BCPM atop of it by cycloaddition; BCPM with its phenyl/maleimide ring bonded with C60 can still offer the other free conjugated ring to have cycloaddition with C60. Following this pattern, 3D covalently-bonded organic architectures/devices with extended/controlled thickness could be bottom-up fabricated via cycloaddition reactions in principle, employing fullerenes and organic compounds with multiple conjugated rings like Lego pieces with two connectors. Considering the less surface-confinement effect hence higher freedom of the molecules as well as the possible unfavorable orientations of the formed isomers, the experimental realization may be challenging, requiring fine control and further exploration.
3D covalent bonding has been realized by cycloaddition of C60 on Au(111). The carboxylic acid groups of BCPM enable the formation of a well-defined template for C60, while the out-of-plane maleimide group enables strong adsorption of the molecules on the substrate. The configuration of C60 on BCPM allows appropriate molecular orbital hybridization between them meanwhile the tilted maleimide group of BCPM restrains the lateral diffusion of C60, enabling covalent bonding perpendicular to the surface via interlayer [4 + 2] cycloaddition upon thermal activation. The cycloaddition is demonstrated by the increased adsorption height, the distinct domain structure, and the frozen orientation hence the triangular sub-molecular feature at RT, distinct from pristine C60. Moreover, the rotation-frozen C60 in C60-BCPMs, their close-packed molecular arrangement, and the multiple non-planar reactive sites of C60 allow, upon elevated annealing, a next-step lateral [2 + 2] cycloaddition of C60-BCPMs to form macrocycles, further distinguishing the difference of C60-BCPM and pristine C60. Moreover, both C60 and BCPM are able to have a second cycloaddition along the direction perpendicular to the surface. Allowing both vertical and lateral covalent bonding, this work unlocks an efficient route for bottom-up synthesis of covalently-bonded 3D organic framework on surfaces via cycloaddition of organic compounds with fullerenes--the steric multi-plug reactants, thus extending OSS from 2D to 3D. The strategy of interlayer covalent bonding may innovate the design of robust hetero-layered materials for engineering cutting-edge devices with molecular precision.
Methods
Experimental details
All experiments were performed in an ultrahigh vacuum (UHV) chamber equipped with a variable-temperature Aarhus scanning tunneling microscope. The typical base pressure of the UHV chamber was 1 × 10–10 mbar. The Au(111) substrate was cleaned by repeated cycles of argon ion sputtering (1000 eV) and annealing (at 770 K). BCPM compound and C60 were sublimated from the crucibles of a low-temperature evaporator at 330 K and 470 K, respectively, onto the surface kept at RT. All STM images were collected in the constant current mode at RT.
Calculation methods
DFT calculations were performed using the Vienna ab initio simulation package (VASP)44. The interaction between electrons and ion cores was described by the projected augmented wave (PAW) method45 with a plane-wave cutoff energy of 400 eV. The exchange and correlation effects between electrons were treated by Perdew-Burke-Ernzerhof (PBE) exchange-correlation density functional46. The vdW correction was performed using the zero damping DFT-D3 method of Grimme47. The BCPM network, BCPM network with C60 hosted in the pores of that network, and the steric assembly of C60 on atop of BCPM were calculated in a 9 × 9 supercell on the Au(111) substrate. The close-packed arrangement of the C60-BCPM adduct was calculated in a 2√3 × 2√3 − R30° supercell on Au(111). The hexamer ring composed of six C60-BCPMs was calculated in a 16 × 16 supercell on Au(111). The CI-NEB calculations48 for [4 + 2] cycloaddition between C60 and BCPM and [2 + 2] cycloaddition between the C60-BCPMs were performed in a 9 × 9 supercell on Au(111), with 12 and 11 images inserted between the initial and final states, respectively. The Brillouin zone was sampled through the Monkhorst-Pack scheme with 3 × 3 × 1 mesh for the 2√3 × 2√3-R30° supercell and only Gamma point for the other cells with lattice parameters larger than 20 Å. In the structural relaxation, all structures were optimized until the residual forces were found smaller than 0.02 eV/Å. In the Cl-NEB calculations, the force criterion was 0.05 eV/Å for each image. The Tersoff-Hamman method was employed for the calculations of the STM images49.
Data availability
The authors declare that all data supporting the findings of this study are available within the paper [and its supplementary information files]. All other data supporting the study are available from the corresponding author upon request. Correspondence and requests for materials should be addressed to M.Y.
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Acknowledgements
This work is financially supported by the National Natural Science Foundation of China (21473045, M.Y.; 51772066, Y.S.; 52073074, Y.S.; 22272041, M.Y.), and State Key Laboratory of Urban Water Resource and Environment, Harbin Institute of Technology (2021TS08). F.R. is grateful to the Canada Research Chairs program for partial salary support.
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S.W., P.D., and M.Y. designed the project; C.M. and A.G. synthesized the BCPM compound; P.D., S.W., Z.L. and G.S. conducted the assembly/reaction of C60 and BCPM on Au(111)/STM imaging; P.D. and L.K. performed the calculations; P.D. and M.Y. analyzed and interpreted the results; P.D., M.Y., Y.S., L.K., F.R. and F.B. wrote/revised the manuscript.
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Ding, P., Wang, S., Mattioli, C. et al. Extending on-surface synthesis from 2D to 3D by cycloaddition with C60. Nat Commun 14, 6075 (2023). https://doi.org/10.1038/s41467-023-41913-3
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DOI: https://doi.org/10.1038/s41467-023-41913-3
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