Abstract
This paper presents the improvement of load and resistance factor design (LRFD) method for axially loaded driven piles in Iran. The LRFD method has been well developed and successfully implemented in geotechnical engineering, especially in the design of pile foundations in different parts of the world. To extend the use of this method in Iran, it is necessary to use the results of reliable local pile load tests and construction records to calibrate LRFD resistance factors regionally. To this end, we first collected a comprehensive database of static and dynamic load tests which have been performed on driven piles in fine-grained soils across Iran. Based on this database, we calculated the resistance factors for different design methods using three different methods of reliability analysis (FORM, FOSM, and MCS) and for two levels of reliability (βT = 2.33 and 3). Finally, we used these calculations together with experience and engineering judgment to propose resistance factors for the National Building Code of Iran.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
1 Introduction
One of the most challenging issues in the geotechnical field is determination of the bearing capacity of pile foundations and many researchers have tried to improve this process [1,2,3,4]. In recent decades, structural design methodologies in many countries such as the USA, Canada, and European nations have changed from the allowable strength design (ASD) to the limit state design method, which is recently known as load and resistance factor design (LRFD) method [5]. In contrast to the ASD method in which only a global safety factor is proposed for evaluating the stability of the structure based on long-term engineering practice and experience, the LRFD method distinguishes the load and resistance factors. These factors take into account the inherent uncertainties in the prediction of the allowable loads including the estimation and measurement errors of the resistance and the load. The LRFD method uses the probability of failure or reliability to create a consistent safety zone in the design of the structures. The method is well established and used in structural engineering, which has led to constructive results. However, this method is still under development in certain areas of geotechnical engineering. In the past two decades, many attempts have been made to develop the LRFD method in foundation engineering [5].
Phoon [6] presented a reliability-based design method for the foundations of transmission line structures. Kim [7] calibrated the resistance factors of the LRFD method for driven pile foundations in North Carolina. Rahman [8] used the static and dynamic load test (DLT) results to expand the resistance factors for pile foundations in the design of highway bridge projects. Honjo [9] used the first-order reliability method (FORM) to calculate the resistance factors for pile foundations and showed that these factors depend on the type of the resistance distribution function and the uncertainties of soil parameters. Paikowsky [10] presented the calibration of resistance factors for pile foundations using a complete database of different types of piles and soils, the results of which have been published as NCHRP Report 507 and have become a basis for the 2007 AASHTO bridge design specification. Allen [11] studied the history of the LRFD method’s application and strongly recommended this method by enumerating its benefits. Furthermore, he provided a methodology for calculating resistance factors, which later became a basis for the 2010 AASHTO bridge design specification [12]. In 2012, a comprehensive research was carried out on the results of the tests conducted on the piles of a region in Iowa DOT. Based on this research and by using the reliability method, calibrated resistance factors for that area were presented. Kim [13] presented shaft and base resistance factors for drilled shaft embedded in rock based on a database in Korea. The method is still developing and expanding in different parts of the world, which has led to the development of several codes such as Eurocode 7 in Europe [14], highway structure foundations [10, 15, 16], transmission line structure foundations [17, 18] in the USA, limit state design (LSD) codes [19, 20], National Building Code [21] and Highway Bridge Design Code [22] in Canada, Building Code of Australia [23] and the Geo-Code 21 [9, 24] in Japan.
The latest edition of the Building Regulations of Iran (Part 7 of the National Building Code [25]) suggests using the LRFD method. Further, a simple table has been provided there which proposes the resistance factors for different ultimate load determination methods such as static analyses, direct in situ tests, DLT or static load test (SLT). Nevertheless, since these factors have been proposed mostly based on the local experience, engineering judgment, and fitting to the codes of other countries, they are not used in practice and the design of the piles is still carried out using the ASD method due to its widespread acceptability and the tendency of designers. To increase the acceptability of the LRFD method and encourage the engineers to use it, the calibration of resistance factors should be carried out using different reliability analyses and based on a comprehensive database of pile load tests.
The overall objective of this study is to improve the LRFD method by local calibration of resistance factors for axially loaded driven piles in Iran. The rest of the paper is organized as follows. Section 2 presents the information about the collected database on driven piles from various regions of Iran. In Sect. 3, we calculate the pile bearing capacity from different prediction methods such as static analysis methods, direct in situ test methods (SPT and CPT) and dynamic formulas, and present the results of their statistical analyses in Sect. 4. The calibration of resistance factors using different methods of reliability analysis and based on the collected data is presented in Sects. 5–9. In Sect. 10, we propose new resistance factors for the National Building Code of Iran. Finally, Sect. 11 concludes and summarizes the results of this paper.
2 Development of Pile Load Test Database
As pointed out by Paikowsky [10] and Abu-Hejleh [26], the calibration of resistance factors based on the reliability method requires a high-quality database that includes important information on the pile, such as site conditions, pile specifications, method of execution, geotechnical characteristics of the site, and the results of the tests performed on the pile. The main criterion for adding a pile to our database was that the results of the static or dynamic tests should be available for this pile. We created a database which consists of 241 piles along with the results of static or dynamic tests and geotechnical tests of the site from various regions of Iran. Then, we categorized our database according to the pile and soil types and based on the contribution of each soil type to the overall pile bearing capacity. In our database, we had the following three pile types: square concrete piles, concrete spun piles, or steel pipe piles. If more than 70% of a pile capacity is from the contribution of cohesive soil layers, this pile will be put into the group of cohesive (fine-grained or clay) soils. If more than 70% of the pile capacity results from the contribution of non-cohesive materials, this pile will be assigned to the group of non-cohesive soils (coarse-grained soils or sand). If a pile does not belong to any of the above groups, it will be placed in the group of mixed soils. Based on the above classification which is shown in Table 1, for our collected data the soils fell mainly into the cohesive and mixed soil groups.
3 Pile Analysis Methods
The ultimate load of the piles can be predicted using (1) static analysis methods based on the soil properties; (2) the proposed relationships from in situ tests, which is also known as direct methods; (3) dynamic analysis based on dynamic formulas; (4) DLT; and (5) SLT [27]. For the static analysis methods, since most of the studied soils in the database are cohesive, the α-API method [28] and β-method [29] are employed. Four different CPT-based methods, including the French method or LCPC [30], Eslami and Fellenius method [31, 32], Schmertmann method [33], and Dutch method [34] and, further, three different SPT methods proposed by Schmertmann [35], Decourt method [36], and Shioi and Fukui method [37] are selected as direct methods. For dynamic analysis, the Engineering News Record (ENR) formula [38], Gates formula [39], FHWA Modified Gates formula [40] and The Washington State Department of Transportation (WSDOT) formula [41] are implemented for predicting the pile capacity. The tip and shaft resistances from DLT using pile driving analyzer (PDA) equipment are estimated using the Case Pile Wave Analysis Program (CAPWAP) method [42] at the end-of-drive (EOD) and beginning of restrike (BOR). For SLT results, Davisson Offset Limit Criterion [43] is selected for determining the pile ultimate load. The details of the collected data and the methods used for the analysis of the data are presented in Table 2.
4 Analysis of Data
The prediction methods for pile ultimate loads employed in this study include static analysis methods, direct in situ test methods, dynamic formulas, and DLTs. To evaluate the performance of these prediction methods, the estimated capacities are compared with the capacities measured with the SLT. SLT serves as a benchmark for performance evaluation of the other predicting methods, because it is globally well accepted that SLT accurately measures the ultimate load of the pile. As performing SLT is time consuming and the costs are often difficult to justify for ordinary or small constructions, the number of tests available in various projects across the country (except for large industrial projects) is currently limited. On the other hand, the DLT has gained remarkable attention globally, specifically in Iran as pointed out by many researchers (e.g., [44,45,46,47]). The regression analysis is carried out on the available data to compare the results of DLT at BOR condition and the results of SLT. The comparison of the results for DLT and SLT is shown in Fig. 1. This figure indicates a very good correlation between the two tests with a relatively high regression coefficient (R2). This is an indication that the results of DLT at BOR condition (hereafter DLT-BOR) can be considered as the measured ultimate load of the piles and, hence, can be used in the comparisons of this study.
5 Calibration of Resistance Factors
5.1 Calibration Using Reliability Theory
Generally, the calibration of the resistance factors of the LRFD method is performed using one of the following methods: (1) incorporating experience and engineering judgment as well as recommendations in design codes, (2) reliability analysis and probability theory, and (3) combination of the above two methods. In this paper, the reliability analysis combined with experience and engineering judgment is employed to determine the resistance factors.
Calibration using reliability theory consists of limiting the probability of failure (pf) of structures or the reliability index to a certain acceptable level. Barker [48] suggested first-order second moment (FOSM) to calibrate the resistance factor. Paikowsky [10] compared the results of FOSM with FORM, which is more precise compared to FOSM, and showed that the coefficients obtained by FOSM are approximately 10% less than the results obtained by FORM. Furthermore, Allen [11] showed that the results of the Monte Carlo simulation (MCS) are 10–20% higher than the results of FOSM. Equation (1) expresses the use of FOSM to calibrate the resistance factor as suggested by Barker [48],
where \({\text{COV}}_{\text{R}} , {\text{COV}}_{{Q_{\text{L}} }} , {\text{COV}}_{{Q_{\text{D}} }}\) are coefficients of variation of “resistance”, “live”, and “dead” loads, respectively; \(\beta_{\text{T}}\) is target reliability index; \(\lambda_{\text{R}}\) is resistance bias factor (ratio of the measured value to the predicted value for the resistance); \(\lambda_{\text{D}} {\kern 1pt} {\kern 1pt} {\text{and }}\lambda_{\text{L}}\) are dead and live load bias factors, respectively; \(\gamma_{\text{D}} {\text{and}} {\kern 1pt} \gamma_{\text{L}}\) are the dead and live load factors, respectively; and \(Q_{\text{D}} /Q_{\text{L}}\) is the dead load to the live load ratio. According to Eq. (1), two sets of data are required for reliability analysis on the pile foundations: (1) load information that includes load factors and the statistics of load bias factors, and (2) resistance information that includes the statistics of resistance bias factors.
5.2 Load Factors and Uncertainties of the Loads
In this study, two types of axial loads have been considered on a pile: (1) dead load (DL) and (2) live load (LL). According to the National Building Codes of Iran, the load factors of DL and LL for the building structures are 1.2 and 1.5, respectively. The uncertainties of DL and LL for the building structures are summarized in Table 3. The uncertainties of the loads include specifying bias factor (λ), coefficients of variation (COV), and distribution types. In this analysis, the values of bias factor and COVs in Table 3 are used to simulate the uncertainties of DL and LL for the building structures.
Nowak [16] stated that dead and live loads follow a normal distribution. Scott and Salgado [49] stated that the distribution of transient loads is closer to the log-normal distribution and can be modeled with their first two moments. They also showed that since the magnitude of the transient loads and the resistance in geotechnical problems is positive, the log-normal distribution can better model these variables. Furthermore, it should be noted that since COV values are usually small for the loads and large for the resistance, the distribution type for the resistance and the load variables would not have much effect on the final calibration results. Consequently, we assume the log-normal distribution for both the dead and live loads.
In NCHRP 507, Paikowsky [10] suggested that for the pile foundations the ratio of the dead load to the live load (DL/LL ratio) should be between 2 and 2.5. Allen [11] used a more conservative value of 3 for this ratio. Nowak [16] and Paikowsky [10] analyzed the various DL/LL ratios and showed that the value of this ratio would not have much influence on the calibration results of the resistance factors. Consequently, we consider a DL/LL ratio of 3 in this study.
According to Barker [48], the range of target reliability index (\(\beta_{\text{T}}\)) for designing the pile foundations is between 2.5 and 3. For axially loaded piles, Paikowsky [10] recommended target reliability indices of 2.33 (corresponding to 1% probability of failure) for redundant pile groups and 3.00 (corresponding to 0.1% probability of failure) for non-redundant pile groups. In this research, we calculate the resistance factor for both the target reliability indices of 2.33 and 3.
5.3 Statistics of Resistance Bias Factors
As stated in the previous sections, the results of the DLT at BOR (DLT-BOR) are considered as the measured values for the ultimate load and are compared with the predicted values. In Eq. (1), it is supposed that the resistance follows a log-normal distribution. To verify this assumption, we used a hypothesis test based on the normality method proposed by Anderson and Darling [51] to assess the goodness of fit for the assumed distributions. The Anderson–Darling (AD) method was selected because it is appropriate for small sample sizes [52]. The hypothesis regarding the distributional form is rejected at the chosen significance level (α) if the “test statistic” (A2) is greater than the critical value. The critical value for α = 0.05 is equal to 2.50. The results of the goodness of fit of the AD test are shown in Fig. 2 and Table 4.
6 Computation of the LRFD Resistance Factors
Based on the load and resistance information mentioned in the previous section, we utilize FOSM and MCS to determine the resistance factors based on ultimate limit state at target reliability indices of 2.33 and 3.00 (corresponding to the probabilities of failure equal to 1.0% and 0.1%, respectively). Resistance factor calibration for these methods (FOSM, MCS) is performed using a code written in MATLAB. Since a higher resistance factor does not necessarily imply an efficient pile analysis method, an efficiency factor was utilized to effectively compare the reliability performance of the pile analysis methods. As stated by McVay [53], the efficiency factor (\(\phi /\overline{{\lambda_{\text{R}} }}\)) is essentially the resistance factor divided by the mean of resistance bias factor for the particular pile analysis method. A better pile analysis method would have a higher efficiency factor, thus reducing the number of piles required to support the design load [53]. An equivalent factor of safety (FS) can be calculated based on FOSM and the relationship is provided by Barker [48]:
Based on the equivalent FS, Paikowsky proposed in [10], actual safety factor which can be calculated by multiplying FS and the mean of resistance bias factor (\({\text{FS}} \times \overline{{\lambda_{\text{R}} }}\)). Table 5 shows the results of resistance factor calibration for different predicted methods. The efficiency factor (\(\phi /\overline{{\lambda_{\text{R}} }} )\), equivalent FS, and actual safety factor (\({\text{FS}} \times \overline{{\lambda_{\text{R}} }}\)) presented in Table 5 are calculated based on MCS resistance factor.
7 Evaluation of Calibration Results
Based on the efficiency factors (\(\phi /\overline{{\lambda_{\text{R}} }}\)) and other calibration statistics presented in Table 5, DLT-BOR has a better performance compared to all other methods with an efficiency factor of about 0.77 (\(\beta_{\text{T}}\) = 2.33, MCS). This value for the efficiency factor indicates that by using DLT-BOR, about 77% of the long-term capacity was achieved. This relatively good efficiency factor is attributed to the good accuracy of the method which is described by a mean of resistance bias factor of 1.15 and a good precision corresponding to a COV of 0.18.
The good precision of DLT-BOR is also verified by a large resistance factor (\(\phi\)) (0.89 for \(\beta_{\text{T}}\) = 2.33, MCS). However, in the DLT-EOD method, because of the large bias factor (underpredicted method) and large COV (dissipation of result), the values for the resistance factor are large (close to DLT-BOR state), while such quantities do not seem reasonable in terms of engineering judgment. Since most of the cases collected in this study are piles embedded in fine-grained clayey soil, the effect of soil setup on the final capacity is very significant and influential. Therefore, the reduction factor based on DLT-EOD results regardless of the soil setup effect is not recommended for the purposes of pile capacity prediction.
The static analysis methods using α-API and β-method have shown a resistance factor of about 0.39 and 0.33 (\(\beta_{\text{T}}\) = 2.33, MCS) and an efficiency factor of 0.30 and 0.59, respectively. The performance of the static analysis methods is greatly influenced by the type of correlations used to interpret the soil properties, the soil/test conditions based on which the method is proposed, and the theoretical framework to which the methods are attributed. For example, poor correlations to determine soil strength properties (such as converting SPT-N values to shear strength parameters) can produce poor and erratic predictions of the pile capacity.
In dynamic formula methods, it is observed that FHWA Gate and Gate methods have resulted in better efficiency factors (0.56 and 0.60) compared to the other methods, while the resistance factors for these methods are equal to 0.64 and 1.20 (for \(\beta_{\text{T}}\) = 2.33, MCS). For the fine-grained soils, since the value of bearing capacity in BOR state is around 1.5–5 times larger than the corresponding capacity in EOD condition, the driving records of the pile at BOR state are used to calculate the dynamic formulas.
Conceptually, dynamic formulas can be used for pile ultimate load estimation. Many relations have been proposed in literature to establish correlations between pile penetration rate during driving and its ultimate capacity. However, dynamic formulas are rarely used nowadays as they are not accurate in ultimate load predictions due to insufficient theoretical basis in their development. The main assumption in derivation of all dynamic formulas is that the pile shaft is rigid and the hammer ram impact on the pile head is sensed at the pile tip instantly, which is of course not correct. To overcome this significant shortcoming, stress wave theories emerged where wave propagation of axial stress in the shaft due to the dynamic impact on the pile head is considered. Therefore, the calculated values of the resistance factors based on dynamic formulas are not recommended for the initial design of the piles.
Based on the results presented in Table 5 for SPT methods, Decourt method has shown a larger efficiency factor (0.56 for \(\beta_{\text{T}}\) = 2.33, MCS). However, the results show that the obtained resistance factors are almost the same regardless of the method used to evaluate the ultimate load. For CPT methods, Eslami–Fellenius and LCPC have shown larger efficiency factors (0.70 and 0.68, respectively, for \(\beta_{\text{T}}\) = 2.33, MCS) compared to the other methods. Fakharian [54] also showed that Eslami–Fellenius method more accurately predicts the bearing capacity of piles at BOR condition for the clayey soils.
8 Resistance Factors for Pile Static Load Tests
To calculate the resistance factor based on the SLT result, the value of resistance bias factor and COV needs to be specified first. Since the resistance bias factor is the ratio of the measured value by SLT to the predicted value, this ratio is equal to one for SLT. Spatial variations in every site from one pile to another are reflected by the value of COV. As there is not usually sufficient quantity of reliable data to estimate COV at a site, it is possible to arbitrarily divide the sites into three categories of “low”, “medium”, or “high” variability and associate COVs of 0.15, 0.25, and 0.35 to these three categories, respectively [55]. Benjamin and Cornell [56] showed that by increasing the number of SLTs at a site, the COV is reduced by a ratio of \(1/\sqrt n\), where \(n\) is the number of tested piles. As a result, the resistance factor as a function of the site variability, the number of piles tested, and the target reliability are presented in Table 6. However, based on the engineering judgment and worldwide experiences, it is recommended that the resistance factor for SLT should not be greater than 0.85 for \(\beta_{\text{T}}\) = 2.33 and 0.75 for \(\beta_{\text{T}}\) = 3.0.
9 Sensitivity Analysis for Resistance Bias Factor (\(\varvec{\lambda}_{\text{R}}\)) and COV of Resistance (\({\text{COV}}_{\text{R}}\))
To better understand the process of calculating resistance factors using reliability analysis, sensitivity analysis for values of the resistance bias factor (\(\lambda_{\text{R}}\)) and COV of resistance (\({\text{COV}}_{\text{R}}\)) is performed. To this end, using FOSM method and for \(\beta_{\text{T}}\) = 2.33, the resistance factors for different values of \(\lambda_{\text{R}} ,{\kern 1pt} {\kern 1pt} {\text{COV}}_{\text{R}}\) are calculated and the results are shown in Fig. 3. This figure shows that:
- 1.
As \({\text{COV}}_{\text{R}}\) increases, the resistance factor decreases.
- 2.
Resistance factor in the underpredicted methods (\(\lambda_{\text{R}} > 1\)) is very sensitive to variations in \({\text{COV}}_{\text{R}}\). While in the overpredicted methods (\(\lambda_{\text{R}} < 1\)), the resistance factor changes marginally with increase in \({\text{COV}}_{\text{R}}\).
- 3.
For a given value of \({\text{COV}}_{\text{R}}\), the resistance factor increases by increase in \(\lambda_{\text{R}}\). This means that the underpredicted methods show a higher value of resistance factor and overpredicted methods show a lower resistance factor.
10 Recommended Resistance Factors for Iran Code
Recommending resistance factors for incorporating into the National Building Code of Iran is a complicated process. In some instances, this process cannot simply be performed based on the reliability analysis results, and experience and engineering judgment also need to be employed to obtain meaningful results. Based on the factors obtained from different pile design methods and discussions of Sect. 6 and for driven piles in fine-grained, the proposed resistance factors for the National Building Code of Iran are shown in Table 7. For the purpose of comparison, the magnitudes of resistance factors in the current issue of the National Building Code of Iran are also presented in Table 7.
We believe that the methods which considerably overpredict or underpredict should be eliminated from the cycle of design because they generate unrealistic values for the resistance factors. In addition, methods with large COV are not recommended to predict the ultimate load in the design process. It is necessary to point out that since the soil type in the collected data is generally fine-grained, the proposed resistance factors are only applicable for this type of soil. Table 7 shows the comparison of our recommended resistance factors with the resistance factors of two widely used Canadian codes, i.e., the National Building Code of Canada (NBCC) [57] and the Canadian Highway Bridge Design Code (CHBDC) [58].
11 Conclusions
In this study, we first created a database from several industrial construction sites across Iran. Our criterion for including a data in our database was that extensive pile construction monitoring information and load test results (static/dynamic load tests) should be available for this data. Then, we processed and analyzed the information available in this database and used it to calculate the resistance factors for different design methods using three different methods of reliability analysis (FORM, FOSM, and MCS) and for two levels of reliability (βT = 2.33 and 3). Finally, we used these calculations together with experience and engineering judgment to propose resistance factors for National Building Code of Iran. Since these new factors have been proposed using different reliability analyses, the engineers can use them more confidently and reliably.
The most important findings of the study are summarized below:
- 1.
Based on the results obtained primarily from static analysis methods and statistical analyses, β-method is recommended for the design of driven piles in the fine-grained soil. Our proposed resistance factor for this method (βT = 2.33) is equal to its current value in the National Building Code of Iran. Therefore, the current value of the code for this method seems reasonable.
- 2.
To the best of our knowledge, our paper is the first one that uses the results of three different SPT methods in the fine-grained soil to calculate the resistance factors. The results have shown that the obtained resistance factors are almost the same regardless of the type of SPT methods used to evaluate the ultimate load.
- 3.
Based on the results of the four different CPT methods, Eslami–Fellenius and LCPC methods showed larger efficiency factors and, hence, they are recommended for predicting the bearing capacity of driven piles in the fine-grained soil. The suggested resistance factor for this method (βT = 2.33) is equal to its current value in the National Building Code of Iran.
- 4.
Based on the results obtained for the dynamic formulas, the FHWA Modified Gates and Gate formula showed the best efficiency factor. These methods can be simply used in the construction control of driven pile foundations in the clayey soils, but they are not recommended for capacity prediction in the design process.
- 5.
Based on the efficiency factor of different pile design methods, the DLT at the BOR is shown to have the best performance in the pile capacity prediction and is recommended for the design of the driven piles in the fine-grained soil. Furthermore, because of the large bias factor (underpredicted method) and large COV (dissipation of result), the DLT-EOD method is only recommended for construction control of driven piles in the fine-grained soil. The wide range of the proposed resistance factors in the codes and handbooks can be possibly attributed to ambiguities in using one of the EOD or BOD for the DLT data.
- 6.
For the SLT method, the resistance factor is presented as a function of the site variability, the number of piles tested, and the levels of reliability. This function makes the process of finding the resistance factor easier and safer.
Abbreviations
- AASHTO:
-
American Association of State Highway and Transportation Officials
- ASD:
-
Allowable stress design
- AD:
-
Anderson and Darling method
- BOR:
-
Beginning of restrike
- CAPWAP:
-
Case Pile Wave Analysis Program
- COV:
-
Coefficient of variation
- CPT:
-
Cone penetration test
- CHBDC:
-
Canadian Highway Bridge Design Code
- DL:
-
Dead load
- DOT:
-
Department of Transportation
- DLT:
-
Dynamic load test
- EOD:
-
End of initial driving
- ENR:
-
Engineering News Record
- FORM:
-
First-order reliability method
- FOSM:
-
First-order second moment
- FS:
-
Factors of safety
- FHWA:
-
Federal Highway Administration
- GRLWEAP:
-
Goble Rausche Likins wave equation analysis of piles
- LSD:
-
Limit state design
- LRFD:
-
Load resistance factor design
- LL:
-
Live load
- MCS:
-
Monte Carlo simulation
- NCHRP:
-
National Cooperative Highway Research Program
- NBCC:
-
National Building Code of Canada
- PDA:
-
Pile driving analyzer
- SLT:
-
Static load test
- SPT:
-
Standard penetration test
- WSDOT:
-
Washington State Department of Transportation
- R 2 :
-
Regression coefficient
- \({\text{COV}}_{\text{R}}\) :
-
Coefficients of variation of resistance
- \({\text{COV}}_{{Q_{\text{L}} }}\) :
-
Coefficients of variation of live load
- \({\text{COV}}_{{Q_{\text{D}} }}\) :
-
Coefficients of variation of dead load
- \(\beta_{\text{T}}\) :
-
Target reliability index
- \(\lambda_{\text{R}}\) :
-
Resistance bias factor
- \(\lambda_{\text{D}}\) :
-
Dead load bias factor
- \(\lambda_{\text{L}}\) :
-
Live load bias factor
- \(\gamma_{\text{D}}\) :
-
Dead load factor
- \(\gamma_{\text{L}}\) :
-
Live load factor
- \(Q_{\text{D}} /Q_{\text{L}}\) :
-
Dead load to live load ratio
- \(\phi\) :
-
Resistance factor
- \(p_{\text{f}}\) :
-
Probability of failure
- A 2 :
-
Test statistic for Anderson and Darling method
- α :
-
Significance level
- \(\phi /\overline{{\lambda_{\text{R}} }}\) :
-
Efficiency factor
References
Xing H, Liu L (2018) Field tests on influencing factors of negative skin friction for pile foundations in collapsible loess regions. Int J Civ Eng 16(2):1413–1422
Kim HJ, Mission JL, Park TW, Dinoy PR (2018) Analysis of negative skin-friction on single piles by one-dimensional consolidation model test. Int J Civ Eng 16(10):1445–1461
Chung SH, Yang SR (2017) Numerical analysis of small-scale model pile in unsaturated clayey soil. Int J Civ Eng 15(6):877–886
Yu G, Gong W, Chen M, Dai G, Liu Y (2019) Prediction and analysis of behaviour of laterally loaded single piles in improved gravel soil. Int J Civ Eng 17(6):809–822
Foye KC, Salgado R, Scott B (2006) Resistance factors for use in shallow foundation LRFD. J Geotech Geoenviron Eng 132(9):1208–1218
Phoon KK, Kulhawy FH, Grigoriu MD (2000) Reliability-based design for transmission line structure foundations. Comput Geotech 26(3–4):169–185. https://doi.org/10.1016/S0266-352X(99)00037-3
Kim KJ (2003) Development of resistance factors for axial capacity of driven piles in North Carolina. PhD Dissertation, North Carolina State University. http://www.lib.ncsu.edu/resolver/1840.16/4367
Rahman MS, Gabr MA, Sarica RZ, Hossain MS (2002) Load and resistance factor design (LRFD) for analysis/design of piles axial capacity. Rep. No. FHWA/NC/2005-08, North Carolina State Univ., Raleigh, NC. http://digital.ncdcr.gov/cdm/ref/collection/p16062coll9/id/141763
Honjo Y, Suzuki MAKOTO, Shirato M, Fukui J (2002) Determination of partial factors for a vertically loaded pile based on reliability analysis. Soils Found 42(5):91–109
Paikowsky SG, Birgisson B, McVay M, Nguyen T, Kuo C, Baecher G et al (2004) Load and resistance factor design (LRFD) for deep foundations, NCHRP Report 507. Transportation Research Board, Washington, DC, p 76. https://dx.doi.org/10.17226/13758
Allen TM, Nowak AS, Bathurst RJ (2005) Calibration to determine load and resistance factors for geotechnical and structural design. Transportation Research Circular (E-C079). http://www.trb.org/publications/circulars/ec079.pdf
AASHTO (2010) AASHTO LRFD bridge design specifications. American Association of State Highway and Transportation Officials, Washington, DC
Kim D, Chung M, Kwak K (2011) Resistance factor calculations for LRFD of axially loaded driven piles in sands. KSCE J Civ Eng 15(7):1185
Frank R (2004) Designers’ guide to EN 1997-1 Eurocode 7: geotechnical design—general rules. Thomas Telford
Barker RM, Duncan JM, Rojiani KB, Ooi PS, Tan CK, Kim SG (1991) Manuals for the design of bridge foundations: shallow foundations, driven piles, retaining walls and abutments, drilled shafts, estimating tolerable movements, and load factor design specifications and commentary (No. 343). http://onlinepubs.trb.org/onlinepubs/nchrp/nchrp_rpt_343.pdf
Nowak A (1999) Calibration of LRFD bridge design code, NCHRP Report. American Association of State Highway and Transportation Officials; Load and Resistance Factor Design. https://trid.trb.org/view/492076
Phoon K-K, Kulhawy FH, Grigoriu MD (2003) Multiple resistance factor design for shallow transmission line structure foundations. J Geotech Geoenviron Eng 129(9):807–818. https://doi.org/10.1061/(asce)1090-0241(2003)129:9(807)
Becker DE (1997) Eighteenth Canadian geotechnical colloquium: limit states design for foundations. Part I. An overview of the foundation design process. Can Geotech J 33(6):956–983. https://doi.org/10.1139/t96-124
Becker DE (1997) Eighteenth Canadian geotechnical colloquium: limit states design for foundations. Part II. Development for the national building code of Canada. Can Geotech J 33(6):984–1007. https://doi.org/10.1139/t96-125
Meyerhof GG (1995) Development of geotechnical limit state design. Can Geotech J 32(1):128–136
Fenton GA, Naghibi F, Dundas D, Bathurst RJ, Griffiths DV (2016) Reliability-based geotechnical design in 2014 Canadian Highway Bridge Design Code. Can Geotech J 53(2):236–251. https://doi.org/10.1139/cgj-2015-0158
Arnold P, Fenton GA, Hicks MA, Schweckendiek T, Simpson B (eds) (2012) Modern geotechnical design codes of practice: implementation, application and development, vol 1. IOS Press, Netherlands
AS2159 (1995) A.S.: Piling design and installation. Standards Australia Limited
Honjo Y, Kikuchi Y, Shirato M (2010) Development of the design codes grounded on the performance-based design concept in Japan. Soils Found 50(6):983–1000
National Building Regulations of Iran (2013) Part 7(Foundation), 3rd edn. http://inbr.ir/wp-content/uploads/2016/08/mabhas-7.pdf
Abu-Hejleh NM, Abu-Farsakh M, Suleiman MT, Tsai C (2015) Development and use of high-quality databases of deep foundation load tests. Transp Res Rec J Transp Res Board 2511(1):27–36. https://doi.org/10.3141/2511-04
Masouleh SF, Fakharian K (2008) Verification of signal matching analysis of pile driving using a finite difference based continuum numerical method. Int J Civ Eng 6(3):174–183
American Petroleum Institute (2014) Planning, designing, and constructing fixed offshore platforms: working stress design. American Petroleum Institute
Burland J (1973) Shaft friction of piles in clay—a simple fundamental approach. Publication of: Ground Engineering/UK/, 6(3). https://trid.trb.org/view/128500
Bustamante M, Gianeselli L (1982) Pile bearing capacity prediction by means of static penetrometer CPT. In: Proceedings of the 2nd European symposium on penetration testing, pp 493–500. https://www.geoengineer.org/online-library/foundation-design/items/view/20713-pile-bearing-capacity-prediction-by-means-of-static-penetrometer-cpt
Eslami A, Fellenius BH (1997) Pile capacity by direct CPT and CPTu methods applied to 102 case histories. Can Geotech J 34(6):886–904. https://doi.org/10.1139/t97-056
Valikhah F, Eslami A, Veiskarami M (2018) Load–displacement behavior of driven piles in sand using CPT-based stress and strain fields. Int J Civ Eng. https://doi.org/10.1007/s40999-018-0388-7
Schmertmann JH (1978) Guidelines for cone penetration test: performance and design (No. FHWA-TS-78-209). United States. Federal Highway Administration. https://trid.trb.org/view/142383
De Kuiter J, Beringen FL (1979) Pile foundations for large North Sea structures. Mar Geotechnol 3(3):267–314. https://doi.org/10.1080/10641197909379805
Schnaid F (2008) In situ testing in geomechanics: the main tests. CRC Press, USA. https://doi.org/10.1201/9781482266054
Decourt L (1995) Prediction of load settlement relationships for foundations on the basis of the SPT-T. Ciclo de Conferencias Inter. “Leonardo Zeevaert”, UNAM, Mexico, pp 85–104
Shioi Y, Fukui J (1982) Application of N-value to design of foundations in Japan. In: 2nd European symposium on penetration testing, vol 1, pp 159–164. Retrieved from http://www.worldcat.org/title/penetration-testing-proceedings-of-the-second-european-symposium-on-penetration-testing-esopt-ii-amsterdam-24-27-may-1982-volume-2-cone-penetration-test/oclc/925586584
Liang RY, Husein AI (1993) Simplified dynamic method for pile-driving control. J Geotech Eng 119(4):694–713
Gates M (1957) Empirical formula for predicting pile bearing capacity. Civ Eng 27(3):65–66
AASHTO (2007) AASHTO LRFD bridge design specifications. 6th edn. American Association of State Highway and Transportation Officials, Washington, DC, pp 1661
Allen TM (2005) Development of the WSDOT pile driving formula and its LRFD calibration. vol 69, Washington State DOT, pp 283–291. https://www.wsdot.wa.gov/research/reports/fullreports/610.1.pdf
Likins GE, Rausche F, Goble GG (2000) High strain dynamic pile testing, equipment and practice. In: Proceedings of the sixth International conference on the application of stress-wave theory to piles, pp 327–333
Davisson MT (1972) High capacity piles. Proc. lecture series on innovations in foundation construction, pp 81–112. Retrieved from https://ci.nii.ac.jp/naid/10007806422/
Sakr M (2013) Comparison between high strain dynamic and static load tests of helical piles in cohesive soils. Soil Dyn Earthq Eng 54:20–30. https://doi.org/10.1016/j.soildyn.2013.07.010
Fakharian K, Attar H (2010) A case study comparison of static test vs. dynamic test in determination of ultimate resistance of piles. In: Fifth National Congress of Civil Engineering
Likins GE, Rausche F (2004) Correlation of CAPWAP with static load tests. In: Proceedings of the seventh international conference on the application of stresswave theory to piles, pp 153–165
Svinkin MR (2019) Sensible determination of pile capacity by dynamic methods. Geotech Res 6(1):52–67
Barker RM, Duncan JM (1992) Manuals for the design of bridge foundations. Washington, DC
Scott B, Kim BJ, Salgado R (2003) Assessment of current load factors for use in geotechnical load and resistance factor design. J Geotech Geoenviron Eng 129(4):287–295. https://doi.org/10.1061/(asce)1090-0241(2003)129:4(287)
Ellingwood BR (2001) Acceptable risk bases for design of structures. Prog Struct Mat Eng 3(2):170–179. https://doi.org/10.1002/pse.78
Anderson TW, Darling DA (1952) Asymptotic Theory of certain goodness-of-fit criteria based on stochastic processes. Ann Math Stat 23:193–212. https://doi.org/10.1214/aoms/1177729437
Romeu JL (2003) Anderson–Darling: a goodness of fit test for small samples assumptions. Selected topics in assurance related technologies, vol 10, pp 1–6. http://leg.ufpr.br/~edson/Artigos/Teste%20Anderson%20Darling.pdf
McVay MC, Birgisson B, Nguygen T (1808) Kuo CL (2002) Uncertainty in load and resistance factor design phi factors for driven prestressed concrete piles. Transp Res Rec 1:99–107. https://doi.org/10.3141/1808-11
Fakharian K, Khanmohammadi M (2015) Comparison of pile bearing capacity from CPT and dynamic load tests in clay considering soil setup. In: Frontiers in offshore geotechnics III. CRC Press, USA, pp 539–544. https://doi.org/10.1201/b18442-68
Kulhawy FH, Trautmann CH (1996) Estimation of in situ test uncertainty. In: Uncertainty in the geologic environment: from theory to practice. ASCE, pp 269–286
Benjamin JR, Cornell CA (2014) Probability, statistics, and decision for civil engineers. Courier Corporation
National building code of Canada (2010) National Research Council Canada 2010, Ottawa, Ontario
Association CS: Canadian Highway Bridge Design Code (2006) Canadian Standards Association
Acknowledgements
The authors would like to thank all individuals, companies, and institutions contributing to collect the database of this study. We would especially like to thank “Pars GeoEnviro Inc.” for their kind cooperation and sympathetic assistance in revealing the pile test results of several large and reliable projects.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Asghari Pari, S., Habibagahi, G., Ghahramani, A. et al. Reliability-Based Calibration of Resistance Factors in LRFD Method for Driven Pile Foundations on Inshore Regions of Iran. Int J Civ Eng 17, 1859–1870 (2019). https://doi.org/10.1007/s40999-019-00443-0
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s40999-019-00443-0