Abstract
Let \(f:M\rightarrow M\) be a diffeomorphism of compact smooth Riemannian manifold M, an let \(\Lambda \subset M\) be a closed f-invariant set. We obtain conditions for \(\Lambda \) to be topologically stable which is called \(\Lambda \)-topologically stable. Moreover, we prove that if f is \(C^1\) robustly \(\Lambda \)-topologically stable then \(\Lambda \) satisfies star condition for f. Then in the above, if a closed f-invariant set \(\Lambda \) is chain transitive (or transitive) then it is hyperbolic for f.
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1 Introduction
In this paper, we assume that M is a compact smooth Riemannian manifold with \(\textrm{dim}M\ge 2\). Denote by \(\textrm{Diff}(M)\) the space of diffeomorphisms of M endowed with the \(C^1\)-topology. Let d be the distance on M induced from a Riemannian metric \(\Vert \cdot \Vert \) on the tangent bundle TM. A closed f-invariant set \(\Lambda \subset M\) is hyperbolic for f if the tangent bundle \(T_{\Lambda }M\) has a Df-invariant splitting \(E^s\oplus E^u\) and there exist constants \(C>0\) and \(0<\lambda <1\) such that
for all \(x\in \Lambda \) and \(n\ge 0.\) If \(\Lambda =M\) then we say that f is Anosov. For any homeomorphisms \(f, g:M\rightarrow M\), we defined by the \(C^0\) metric
Walters [17, 18] studies topologically stable, that is, a diffeomorphism f is topologically stable if for any \(\epsilon >0\), there is \(\delta >0\) such that for any homeomorphism \(g:M\rightarrow M\) with \(d_0(f, g)<\delta \) there is a continuous map \(h:M\rightarrow M\) such that \(h\circ g=f\circ h\) and \(d(h(x), x)<\epsilon \) for any \(x\in M,\) where \(d_0\) is the \(C^0\) metric.
We say that a diffeomorphism f is expansive if there is \(\delta >0\) such that for any \(x, y\in M\), if \(d(f^i(x), f^i(y))\le \delta \) for all \(i\in {\mathbb {Z}}\) then \(x=y\). Given \(d>0\), a sequence \(\{x_i\}_{i \in {\mathbb {Z}}}\) of points in M is called a d-pseudo orbit of f if the following is satisfied
for all \(k \in {\mathbb {Z}}\). We say that a diffeomorphism f has the shadowing property if for any \(\epsilon >0\) there is \(d>0\) such that any d-pseudo orbit \(\{x_i\}_{i \in {\mathbb {Z}}}\) of points in M of f there is a point \(y\in M\) such that
for all \(i\in {\mathbb {Z}}.\)
Walters [18] proved that if an expansive diffeomorphism f has the shadowing property then f is topologically stable. Also, he [17] proved that if a diffeomorphism f is Anosov then f is topologically stable. Denote by P(f) the set of all periodic points of f. We say that a diffeomorphism f satisfies Axiom A if the non-wandering set \(\Omega (f)\) is hyperbolic and it is the closure of P(f). For any diffeomorphisms \(f, g:M\rightarrow M\), we defined by the \(C^1\) metric
A diffeomorphism f is \(\Omega \)-stable if there is a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that for any \(g\in {\mathcal {U}}\) there is a homeomorphism \(h:\Omega (f)\rightarrow \Omega (g)\) such that \(f\circ h=h\circ g,\) where \(\Omega (g)\) is the non-wandering set of g. Smale [16] and Palis [13] proved that a diffeomorphism f satisfies Axiom A and the no-cycle condition if and only if f is \(\Omega \)-stable. The following notion was introduced by Gan and Wen [5]. We say that a diffeomorphism f is star if there is a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that for any \(g\in {\mathcal {U}}\), every \(p\in P(g)\) is hyperbolic, where P(g) is the set of all periodic point of g. Denote by \({\mathcal {F}}(M)\) the set of all star diffeomorphisms. By Aoki [1] and Hayashi [6], if a diffeomorphism \(f\in {\mathcal {F}}(M)\) then f is \(\Omega \)-stable.
We say that a diffeomorphism f is \(\Omega \)-topologically stable if for any \(\epsilon >0\) there is \(\delta >0\) such that for any homeomorphism \(g:M\rightarrow M\) with \(d_0(f, g)<\delta \) there is a continuous map \(h:\Omega (g)\rightarrow \Omega (f)\) such that
-
(a)
\(f\circ h=h\circ g\) on \(\Omega (g), \) and
-
(b)
\(d(h(x), x)<\epsilon \) for \(x\in \Omega (g).\)
Moriyasu [10] proved that if a diffeomorphism f belongs to the \(C^1\) interior of the set of all topologically stable then it is structurally stable. Moreover, he proved that if a diffeomorphism f belongs to the \(C^1\) interior of the set of all \(\Omega \)-topologically stable then it satisfies Axiom A and the no-cycle condition.
In this paper we generalize Moriyasu result. We say that \(\Lambda \subseteq M\) is locally maximal with respect to some \(f:M\rightarrow M\) if there is a compact neighborhood U (called an isolating block) such that
Every locally maximal invariant set is clearly a compact invariant set of f.
Definition 1.1
Let \(f:M\rightarrow M\) be a diffeomorphism and \(\Lambda \) be a locally maximal invariant set of f. We say that f is \(\Lambda \)-topologically stable if for any \(\epsilon >0\) there are an isolating block U of \(\Lambda \) and a \(C^0\) neighborhood \({\mathcal {U}}\) of f such that for any \(g\in {\mathcal {U}}\) there is a continuous map \(h: U_g\rightarrow \Lambda \) such that \(d(h(x),x)\le \epsilon \) for every \(x\in U_g\) and \(f\circ h=h\circ g\) on \(U_g\), where \(U_g=\bigcap _{n\in {\mathbb {Z}}}g^n(U)\) is the continuation of \(\Lambda \).
Note that we introduce another definition of the topological stability of a set \(\Lambda \) which is corresponding to the notion of the \(C^0\) lower semistability of the germ of \(\Lambda \)(see [11]).
Definition 1.2
Let \(f:M\rightarrow M\) be a diffeomorphism and \(\Lambda \) be a locally maximal invariant set of f. We say that f is \(C^1\) robustly \(\Lambda \)-topologically stable if there are an isolated block U of \(\Lambda \) and a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that g is \(U_g\)-topologically stable, for every \(g\in {\mathcal {U}}\).
A closed f-invariant set \(\Lambda \subset M\) satisfies a local star condition for f (or f is local star on \(\Lambda \)) if there are an isolated block U of \(\Lambda \) and a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that for any \(g\in {\mathcal {U}},\) every \(p\in U_g\cap P(g)\) is hyperbolic, where P(g) is the set of all periodic points of g. The notion is a generalization of star diffeomorpisms, because if \(\Lambda =M\) then it satisfies star condition. For the notion, a remarkable result is Lee [8]. In [8], the author showed that if a transitive set \(\Lambda \) satisfies a local star condition for f then \(\Lambda \) is hyperbolic for f. From the local star condition, we will show the following Theorem.
Theorem A
Let \(\Lambda \subset M\) be a closed f-invariant set for f. If a diffeomorphism f is \(C^1\) robustly \(\Lambda \)-topologically stable, then \(\Lambda \) satisfies a local star condition for f.
A closed f-invariant set \({\mathcal {C}}\) is called chain transitive if for any \(\delta >0\) and \(x, y\in {\mathcal {C}}\), there is a \(\delta \)-pseudo orbit \(\{x_i\}_{i=0}^n(n\ge 1)\subset {\mathcal {C}}\) such that \(x_0=x\) and \(x_n=y.\) For any hyperbolic periodic point p, we denote \(\textrm{index}(p)=\textrm{dim}W^s(p),\) where \(W^s(p)=\{x\in M: f^i(x)\rightarrow p\) for \(i\rightarrow \infty \}\) which is called the stable manifold of x. A closed f-invariant set \(\Lambda \) with \(\textrm{index}(p)=i(p\in \Lambda \cap P(f))\) is robustly homogenous index if there are an isolating block U of \(\Lambda \) and a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that for any \(g\in {\mathcal {U}}\) every hyperbolic \(q\in U_g\cap P(g)\) has \(\textrm{index}(q)=i\). Lee [9] proved that if every periodic points in \({\mathcal {C}}\) is robustly homogenous index then the set is hyperbolic. In the paper, we consider the chain transitive set \({\mathcal {C}}\) under a type of a locally topological stability. We prove the following.
Theorem B
Let \(f:M\rightarrow M\) be a diffeomorphism and \({\mathcal {C}}\subset M\) be a locally maximal chain transitive set. If f is \(C^1\) robustly \({\mathcal {C}}\)-topologically stable, then \({\mathcal {C}}\) is a hyperbolic set of f.
2 Proof of Theorem A
Let \(f:M\rightarrow M\) be a diffeomorphism. A closed f-invariant set \(\Lambda \) is called transitive if there is a point \(x\in \Lambda \) such that \(\omega (x)=\Lambda \). It is known that according to \(C^1\) closing lemma, if \(\Lambda \) is transitive and locally maximal, then for every isolating block U there is g \(C^1\) close to f such that g has a periodic point in \(U_g=\bigcap _{n\in {\mathbb {Z}}}g^n(U).\) Then, we have the following lemma.
Lemma 2.1
Let \(\Lambda \) be a locally maximal invariant set of f. If a diffeomorphism f is \(\Lambda \)-topologically stable, then \(\Lambda \cap P(f)\not =\emptyset .\)
Proof
Let \(\epsilon >0\) be given. For this \(\epsilon \) take the isolating block U of \(\Lambda \) and a \(C^0\) neighborhood \({\mathcal {U}}\) of f from the \(\Lambda \)-topological stability of f. Take any \(x\in \Lambda \). We have \(\omega (x)\subset \Lambda \). By \(C^0\) closing lemma, we can find \(g\in {\mathcal {U}}\) and a periodic orbit \(Orb(p_g)\) such that the orbit of \(Orb(p_g)\) close to \(\omega (x)\) (Hausdorff arbitrarily close). This implies \(p_g\in U_g\). Now let \(h:U_g\rightarrow \Lambda \) be the continuous map given in the definition of \(\Lambda \)-topological stability. It follows that \(h(p_g)\) is well defined and belongs to \(\Lambda \). Since \(h\circ g=f\circ h\) on \(U_g\),
for all \(n\in {\mathbb {Z}}.\) So, if k is the period of \(p_g\) with respect to g,
proving that \(h(p_g)\) is the periodic point of f in \(\Lambda \). \(\square \)
The following is called Franks’ lemma [4] which is a very useful lemma for the \(C^1\) perturbation property.
Lemma 2.2
Let \({\mathcal {U}}(f)\) be any given \(C^1\) neighborhood of f. Then there exist \(\epsilon >0\) and a \(C^1\) neighborhood \({\mathcal {U}}_0(f)\subset {\mathcal {U}}(f)\) of f such that for given \(g\in {\mathcal {U}}_0(f)\), a finite set \(\{x_1, x_2, \cdots , x_N\}\), a neighborhood W of \(\{x_1, x_2, \cdots , x_N\}\) and linear maps \(L_i : T_{x_i}M\rightarrow T_{g(x_i)}M\) satisfying \(\Vert L_i-D_{x_i}g\Vert \le \epsilon \) for all \(1\le i\le N\), there exists \({\widehat{g}}\in {\mathcal {U}}(f)\) such that \({\widehat{g}}(x)=g(x)\) if \(x\in \{x_1, x_2, \cdots , x_N\}\cup (M\setminus W)\) and \(D_{x_i}{\widehat{g}}=L_i\) for all \(1\le i\le N\).
According to Lemma 2.1, if f is \(\Lambda \)-topologically stable then there is a periodic point p which contained in \(\Lambda \). From this we can see the following fact.
Proposition 2.3
Let \(f:M\rightarrow M\) be a diffeomorphism and \(\Lambda \) be a locally maximal invariant set of f. Suppose that f is \(C^1\) robustly \(\Lambda \)-topologically stable. Then, there are an isolating block U of \(\Lambda \) and a \(C^1\) neighborhood \({\mathcal {U}}\) of f such that every \(p\in U_g\cap P(g)\) is hyperbolic, for any \(g\in {\mathcal {U}}\).
Proof
Let U be the isolating block of \(\Lambda \) and \({\mathcal {U}}\) be the \(C^1\) neighborhood of f given in the definition of \(C^1\) robustly \(\Lambda \)-topological stability. Put \({\mathcal {U}}(f)={\mathcal {U}}\) in Lemma 2.2 to get \(\epsilon \) and the neighborhood \({\mathcal {U}}_0(f)\subset {\mathcal {U}}\). Suppose that there are \(g\in {\mathcal {U}}_0(f)\) and \(p\in P(g)\cap U_g\) such that p is not hyperbolic for g. Since \(p\in P(g)\cap U_g\) is not hyperbolic, there is an eigenvalue \(\lambda \) of \(D_pg^{\pi (p)}\) such that \(|\lambda |=1,\) where \(\pi (p)\) is the period of p. For simplicity, we may assume that \(\pi (p)=1.\) Since p is not hyperbolic for g, we assume that \(T_pM=E^c_p\oplus E^s_p\oplus E^u_p\) is the \(D_pg\)-invariant splitting of \(T_pM\), where \(E^{\sigma }_p\), \(\sigma =c,s,u\), are subspaces \(T_pM\) corresponding to eigenvalues \(\lambda \) of \(D_pg\) for \(|\lambda |=1, |\lambda |<1\) and \(|\lambda |>1\), respectively.
If \(\lambda \in {\mathbb {R}}\) then we consider \(\lambda =1\). In Lemma 2.2 we put \(N=1\), \(x_1=p\), \(W=B_\alpha (p)\) in a way that \(W\subseteq U\) and \(L=L_1:T_pM\rightarrow T_pM\) such that \(L|_{E^*_p}=D_pg|_{E^*_p}+\epsilon I|_{E^*_p}\) for \(*=s,u\) and \(L|_{E^c_p}=I\). Then, \(\Vert L-D_pg\Vert \le \epsilon \) and so, by Lemma 2.2, we can choose \(\varphi ={\widehat{g}}\in {\mathcal {U}}(f)\) such that \(\varphi (p)=g(p)\), \(\varphi (x)=g(x)\) for \(x\in M\setminus W\) and \(D_p\varphi =L\). We can assume that the exponential map \(exp_p:T_pM\rightarrow W\) is a well defined diffeomorphisms.
Take a non-zero vector \(u\in E^c_p\) such that \(\Vert u\Vert \le \alpha /2\). Then we have
Denoting by \(E^c_p(\alpha /4)\) the ball of radius \(\alpha /4\), centered in \(\overrightarrow{O}_p\) and inside \(E^c_p\), we have an invariant small arc \({\mathfrak {I}}_{p}\subset B_{\alpha }(p)\cap \textrm{exp}_p(E^c_p(\alpha /4))\) with center at p which satisfies the following:
-
(1)
\({\mathfrak {I}}_{p}\subset U_{\varphi }=\bigcap _{n\in {\mathbb {Z}}}\varphi ^n(U)\);
-
(2)
\(\varphi ({\mathfrak {I}}_p)={\mathfrak {I}}_p\);
-
(3)
\(\varphi |_{{\mathfrak {I}}_p}:{\mathfrak {I}}_p\rightarrow {\mathfrak {I}}_p\) is the identity map;
-
(4)
\({\mathfrak {I}}_p\) is a normally hyperbolic set of \(\varphi \) (see proof of Proposition A p. 730 in [19]).
Since f is \(C^1\) robustly \(\Lambda \)-topologically stable, \(\varphi \) is \(U_\varphi \)-topologically stable. However, we shall prove that \(\varphi \) is not \(U_\varphi \)-topologically stable as follows.
Let \(diam({\mathfrak {J}}_p)\) be the diameter of \({\mathfrak {J}}_p\). By Item (4) above we can choose \(0<\rho <diam({\mathfrak {J}}_p)\) so that
where O is the \(\rho \)-ball centered at \({\mathfrak {J}}_p\). Choose \(\delta \) from the \(U_\varphi \)-topological stability of \(\varphi \) for \(\rho /4\). Now take \(\phi \) \(C^1\) \(\delta \)-close to \(\varphi \) so that \(\phi ({\mathfrak {J}}_p)={\mathfrak {J}}_p\) and the dynamics of \(\phi |_{{\mathfrak {J}}_p}\) is Pole North-South one namely we identify \({\mathfrak {J}}_p=[0,1]\) with \(\phi (0)=0\), \(\phi (1)=1\) and \(\phi ^n(y)\rightarrow 0\) or 1 as \(n\rightarrow \infty \) respectively for \(y\in ]0,1[\).
It follows that there is a continuous map \(h:U_\phi \rightarrow U_\varphi \) so that \(d(h(y),y)<\rho /4\) and \(\varphi \circ h=h\circ \phi \). Since \(\phi ({\mathfrak {J}}_p)={\mathfrak {J}}_p\), we have \({\mathfrak {J}}_p\subseteq U_\phi \). Therefore h is defined on \({\mathfrak {J}}_p\).
Note if \(y\in {\mathfrak {J}}_p\) then \(\varphi (h(y))=h(\phi (y))\in h({\mathfrak {J}}_p)\) proving that \(h({\mathfrak {J}}_p)\) is \(\varphi \)-invariant. By (1) we get \(h({\mathfrak {J}}_p)\subseteq {\mathfrak {J}}_p\).
If \(y\in ]0,1[\) then \(\phi ^n(y)\rightarrow 1\) as \(n\rightarrow \infty \) thus \(h(y)=\varphi ^n(h(y))=h(\phi ^n(y))\rightarrow h(1)\) proving \(h(y)=1\) for every \(y\in ]0,1[\). Then, \(h(y)=h(1)\) for every y by continuity. It follows that
This is a contradiction proving the result.
If the eigenvalue \(\lambda \in {\mathbb {C}}\), then to avoid notational complexity, we consider only the case \(g(p)=p.\) As in the above case, there are \(\alpha >0\) and \(g_1\) \(C^1\) close to g \((h\in {\mathcal {U}})\) such that \(g_1(p)=g(p)=p\) and
Then there is \(k>0\) such that \(D_pg_1^k(v)=v\) for any non-zero vector \(v\in E^c_p.\) As in the above argument, we can get a contradiction. \(\square \)
Denote by \({\mathcal {F}}(\Lambda )\) the set of all diffeomorphisms satisfying the local star condition on \(\Lambda \). To prove Theorem A, it is enough to show that a diffeomorphism \(f\in {\mathcal {F}}(\Lambda ).\)
Proof of Theorem A
Since a diffeomorphism f is \(\Lambda \)-topologically stable, according to Lemma 2.1, \(P(f)\cap \Lambda \not =\emptyset .\) Since f is \(C^1\) robustly \(\Lambda \)-topologically stable, by Proposition 2.3, \(f\in {\mathcal {F}}(\Lambda ).\) This ends proof of Theorem A. \(\square \) .
3 Proof of Theorem B
Let M be as before and let \(f\in \textrm{Diff}(M).\)
Lemma 3.1
Let \(f:M\rightarrow M\) be a diffeomorphism and let \(\Lambda \subset M\) be a closed f-invariant set. Let \(k>0\) be an integer and \(\epsilon>0, \eta >0\) be given. Then for any sequence \(\{x_0, x_1, \ldots , x_k\}\subset \Lambda \) with \(d(f(x_i), x_{i+1})<\epsilon \) for \(i\in \{0, 1,\ldots , k-1\},\) there exists a sequence \(\{y_0, y_1, \ldots , y_k\}\subset \Lambda \) such that
-
(i)
\(d(x_i, y_i)<\eta \), for \(i\in \{0, 1, \ldots , k\},\)
-
(ii)
\(d(f(y_i), y_{i+1})<2\epsilon \), for \(i\in \{0, 1, \ldots , k-1\},\) and
-
(iii)
\(y_i\not =y_j (i\not =j), \) for \(0\le i, j\le k.\)
Proof
The proof is similar to [2, Lemma 2.4.10]. \(\square \)
For any \(\delta >0\), a sequence \(\{x_i\}_{i\in {\mathbb {Z}}}\) is said to be \(\delta \) pseudo orbit of f if \(d(f(x_i), x_{i+1})<\delta \) for all \(i\in {\mathbb {Z}}.\) We say that a diffeomorphism f has the shadowing property on \(\Lambda \) if for any \(\epsilon >0\) there is \(\delta >0\) such that for any \(\delta \) pseudo orbit \(\{x_i\}_{i\in {\mathbb {Z}}}\subset \Lambda \) we can take a point \(z\in M\) satisfying \(d(f^i(z), x_i)<\epsilon \) for all \(i\in {\mathbb {Z}}.\)
Theorem 3.2
Let \(\Lambda \subset M\) be a closed f-invariant set. If a diffeomorphism f is \(\Lambda \)-topological stable then f has the shadowing property on \(\Lambda .\)
Proof
For any \(\epsilon >0\), let U be a locally maximal neighborhood of \(\Lambda \) and let \(\delta >0\) be as corresponding to the definition of \(\Lambda \)-topologically stable. We assume that \(\{x_0, x_1, \ldots , x_k\}\subset \Lambda \) be choosen such that \(d(f(x_i), x_{i+1})<\delta /{4\pi }\) for \(i=\{0, 1, \ldots , k-1\}.\) According to Lemma 3.1, there is \(\{y_0, y_1, \ldots , y_k\}\subset \Lambda \) such that
-
(i)
\(d(x_i, y_i)<\epsilon \), for \(i\in \{0, 1, \ldots , k\}\),
-
(ii)
\(d(f(y_i), y_{i+1})<\delta /{2\pi }\) for \(i\in \{0, 1, \ldots , k-1\}\),
-
(iii)
\(y_i\not = y_j (i\not =j)\) for \(0\le i, j\le k\), and
-
(iv)
\(f(y_i)\not = f(y_j)(i\not =j)\) for \(0\le i, j\le k.\)
According to [12, Lemma 13], there is a homeomorphism \(\zeta :M\rightarrow M\) such that \(d(\zeta (x), x)<\delta \) for \(x\in M\) and \(\zeta \circ f(y_i)=y_{i+1}\) for \(i\in \{0, 1, \ldots , k-1\}.\) Let \(g=\zeta \circ f.\) Then we have \(d(g(x), f(x))<\delta \) for \(x\in M\) and \(g(y_i)=y_{i+1}\) for \(i\in \{0, 1, \ldots , k-1\}.\) Since f is \(\Lambda \)-topologically stable, there are a closed invariant set \(U_g=\bigcap _{n\in {\mathbb {Z}}}g^n(U)\) and a continuous map \(h:U_g\rightarrow \Lambda \) such that \(d(h(x), x)<\epsilon \) for \(x\in U_g\) and \(h\circ g=f\circ h\) on \(U_g.\) Then we have
for \(i\in \{0, 1, \ldots , k\}.\) Thus for each \(\{x_i\}_{i=0}^k\subset \Lambda \) with \(d(f(x_i), x_{i+k})<\delta /4\pi \) for \(i\in \{0, 1, \ldots , k-1\},\) there is \(y\in \Lambda \) such that \(d(f^i(y), x_i)<2\epsilon \), for \(i\in \{0, 1, \ldots , k-1\}.\) Since \(\Lambda \subset M\) is a closed and invariant set for f, by [14, Lemma 1.1.1] f has the shadowing property on \(\Lambda .\) \(\square \)
We say that a diffeomorpism f has the \(C^1\) robustly shadowing property on \(\Lambda \) if there are a \(C^1\) neighborhood \({\mathcal {U}}(f)\) of f and an isolating block U of \(\Lambda \) such that for any \(g\in {\mathcal {U}}(f)\), g has the shadowing property on \(U_g.\)
Proof of Theorem B
Since f is \(C^1\) robustly \({\mathcal {C}}\)-topologically stable, there are a \(C^1\) neighborhood \({\mathcal {U}}(f)\) of f and an isolated block U of \({\mathcal {C}}\) such that for any \(g\in {\mathcal {U}}\), g is \(U_g\)-topologically stable, where \(U_g=\bigcap _{n\in {\mathbb {Z}}}g^n(U)\) is the continuation of \(\Lambda .\) Since f is \({\mathcal {C}}\)-topologically stable, f has the shadowing property on \({\mathcal {C}}.\) Thus if f has the \(C^1\) robustly \({\mathcal {C}}\)-topologically stable then it exactly is the notion of the \(C^1\) robustly shadowing property on \({\mathcal {C}}.\) Thus as in the result of Sakai [15], \({\mathcal {C}}\) is hyperbolic. \(\square \)
We know that \(\textrm{Diff}(M)\) is a Baire space in the \(C^1\) topology. A residual subset of \(\textrm{Diff}(M)\) is a countable intersection of open dense subsets. According to the Baire category theorem, a residual set is dense. We say that a property holds for the \(C^1\) generic diffeomorphism f if it holds on a residual subset of \(\textrm{Diff}(M).\)
Theorem 3.3
There is a residual set \({\mathcal {G}}\subset \textrm{Diff}(M)\) such that for any \(f\in {\mathcal {G}}\) and a chain transitive set \({\mathcal {C}}\) for f, if f is \({\mathcal {C}}\)-topologically stable then \({\mathcal {C}}\) is hyperbolic for f.
Proof
By Lemma 3.2, the diffeomorphism f is a \(C^1\) generic f having the shadowing property on a locally maximal chain transitive set \({\mathcal {C}}\). From the result of Lee and Wen [7], we have \({\mathcal {C}}\) is hyperbolic for f. \(\square \)
For a chain transitive set \({\mathcal {C}}\), it is easily show that if a diffeomorphism f has the shadowing property on \({\mathcal {C}}\) then \({\mathcal {C}}\) is transitive. According to the above theorems, we have the following results.
Corollary 3.4
Let \(\Lambda \) be a locally maximal transitive set of f. If a diffeomorphism f is \(C^1\) robustly \(\Lambda \)-topologically stable then \(\Lambda \) is hyperbolic.
Proof
By Theorem A, the transitive set \(\Lambda \) satisfies a local star condition for f. By Lee [8], \(\Lambda \) is hyperbolic for f. \(\square \)
According to Crovisier [3], a chain transitive set \({\mathcal {C}}\) is a transitive set. Thus by Theorem 3.3, we have the following.
Corollary 3.5
There is a residual set \({\mathcal {G}}\subset \textrm{Diff}(M)\) such that for any \(f\in {\mathcal {G}}\) and \(\Lambda \) is transitive set for f, if f is \(\Lambda \)-topologically stable then \(\Lambda \) is hyperbolic for f.
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Acknowledgements
The author would like thanks to C. A. Morales for his valuable comments and suggestions. Also, the author thanks both referees for very useful and valuable remarks. This work is supported by Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Science, ICT and Future Planning (No. 2017R1A2B4001892 and 2020R1F1A1A01051370).
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Lee, M. Local Topological Stability for Diffeomorphisms. Qual. Theory Dyn. Syst. 22, 51 (2023). https://doi.org/10.1007/s12346-023-00755-6
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DOI: https://doi.org/10.1007/s12346-023-00755-6