Abstract
In a recent paper, Li–Ni–Zhu study the nefness and ampleness of the canonical line bundle of a compact Kähler manifold with \(\textrm{Ric}_k\leqslant 0\) and provide a direct alternate proof to a recent result of Chu–Lee–Tam. In this paper, we generalize the method of Li–Ni–Zhu to a more general setting which concerning the connection between the mixed curvature condition and the positivity of the canonical bundle. The key point is to do some a priori estimates to the solution of a Mong-Ampère type equation.
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1 Introduction
There has been great interest in studying the connection between the curvature and properties of the manifold. In early 1970s, a conjecture of Yau asserts that the holomorphic sectional curvature determines the Ricci curvature in the following sense.
Conjecture 1.1
(Yau) Let M be a projective manifold with a Kähler metric of negative holomorphic sectional curvature. Then its canonical line bundle \(K_M\) is ample.
From the viewpoint of algebraic geometry, the abundance conjecture predicts that the canonical bundle is semiample if it is nef. From the viewpoint of hyperbolic geometry, there is also a conjceture due to Kobayashi [11].
Conjecture 1.2
(Kobayashi) If a compact complex manifold M is hyperbolic (in the sense of Kobayashi), then its canonical line bundle \(K_M\) is ample.
Here a compact complex manifold M is hyperbolic (in the sense of Kobayashi) if and only if every holomorphic mapping \(f: \mathbb {C} \rightarrow M\) is constant. Note that any compact Kähler manifold with holomorphic sectional curvature bounded from above by a negative constant is always Kobayashi hyperbolic.
In [25], Wong give an affirmative answer to Yau’s conjecture (Conjecture 1.1) for Kähler surfaces. For higher dimension, Heier et al. [8] give an affirmative answer by assuming the validity of the abundance conjecture (which is known to hold for \(n \leqslant 3\)). For projective manifolds with Picard number 1, Wong et al. [26] generalize the result which only assume holomorphic sectional curvature to be non-positive on M and negative at some points. In this case, we say that the holomorphic sectional curvature is quasi-negative.
For moere general case, the conjecture was proved completely by Wu and Yau in [27]. Later on, Tosatti and Yang [23] extend Wu-Yau’s result to all Kähler manifolds, not necessarily projective. Thus, the results of Wu-Yau and Tosatti-Yang can also be seen as a weak confirmation of the Kobayashi’s conjecture (Conjecture 1.2) for Kähler manifolds. Diverio and Trapani [7] and Wu and Yau [28] further generalize the result to quasi-negative case. In the strictly negative case, Nomura [19] also give an alternative proof by means of the Kähler-Ricci flow. Recently, Zhang and Zhang-Zheng also consider more general cases and introduce a notion of almost non-positive (or quasi-negative) holomorphic sectional curvature. In [31], Zhang prove that a compact Kähler manifold of almost non-positive holomorphic sectional curvature has a nef canonical line bundle, contains no rational curves and satisfies some Miyaoka-Yau type inequalities. In [32], Zhang-Zheng extend Diverio-Trapani & Wu-Yau’s result on quasi-negative case to compact Kähler manifolds of almost quasi-negative holomorphic sectional curvature.
On the other hand, it is also natural to ask what one can say in the positive case. When the holomorphic sectional curvature is positive there is also a conjecture by Yau in his Problem section.
Conjecture 1.3
(Yau, Problem 47, Problem section) If M has a Kähler metric with positive holomorphic sectional curvature, then M is a projective and rationally connected manifold.
A projective manifold X is called rationally connected if any two points of X can be connected by some rational curve. Heier and Wong [9] confirm Yau’s conjecture 1.3 in the special case when X is projective. In [29], Yang give an affirmative answer to this conjecture for all Kähler manifolds, not necessarily projective.
There are also some other curvature notions related to the positivity of the canonical bundle. In 2018, Ni [16] introduced the notion of \(\textrm{Ric}_k\) in the study of the k-hyperbolicity of compact Kähler manifolds. A compact Kähler manifold M is defined to be k-hyperbolic if and only if any holomorphic map \(f: \mathbb {C}^k \rightarrow M\) must be degenerate somewhere. The curvature notion \(\textrm{Ric}_k\) is defined as the Ricci curvature of the k-dimensional holomorphic subspaces of the holomorphic tangent bundle \(T^{(1,0)} M\). One can regard \(\textrm{Ric}_k\) as an interpolation between holomorphic sectional curvature H and the Ricci curvature \(\textrm{Ric}\) of M. We will discuss these curvature notions for more details in the next section. In [16], Ni establish the k-hyperbolicity on Kähler manifolds with \(\textrm{Ric}_k < 0\). Ni then ask if a Kähler manifold with negative \(\textrm{Ric}_k\) is projective? In the positive case, it was also proved by Ni [17] that a compact Kähler manifold with \(\textrm{Ric}_k > 0\) for some \(1 \leqslant k \leqslant n\) must be projective and rationally connected. This generalizes the result of Yang (for k = 1) and the result of Campana [5] and Kollár et al. [12] (for k = n). Ni-Zheng also assert in [18] that any compact Kähler manifold with the second scalar curvature \(S_2 > 0\) (the average of \(\textrm{Ric}_2\)) must be projective. Li [14] establish a vanishing theorem for uniformly RC k-positive Hermitian holomorphic vector bundles, and show that the holomorphic tangent bundle of a compact complex manifold equipped with a positive k-Ricci curvature Kähler metric (or more generally a positive k-Ricci curvature Kähler-like Hermitian metric) is uniformly RC k-positive.
Recently, Chu et al. [6] give an affirmative answer to Ni’s question in [16] concerning the projectivity of a compact Kähler manifold M with \(\textrm{Ric}_k< 0\) for some integer k with \(1<k<n\). The result can be stated as follows.
Theorem 1.4
Assume that \((M^n, \omega )\) is a compact Kähler manifold \((n=\dim _{\mathbb {C}}(M))\) with \(\textrm{Ric}_k \leqslant -(k+1)\sigma \) for some \(\sigma \geqslant 0\) and some integer \(1 \leqslant k \leqslant n\). Then \(K_M\) is nef and is ample if \(\sigma >0\).
The above result generalizes the earlier work of Wu and Yau [27] and Tosatti and Yang [23]. The proof of Chu et al. in [6] is via the study of a twisted Kähler-Ricci flow. In [13], Li-Ni-Zhu provide an alternate proof by studying the a priori estimates of the Aubin-Yau solution [1, 30] to a complex Monge-Ampère type equation. In [21], Tang prove that a compact Kähler manifold of almost nonpositive k-Ricci curvature must have nef canonical line bundle. In [3], Broder-Tang introduced the concept of weighted orthogonal Ricci curvature and investigated its implications on the projectivity of Kähler manifolds, demonstrating several vanishing theorems in the process. In [15], Li also investigate the curvature operator of the second kind on Kähler manifolds. For the quasi-negativity case, Broder and Tang [4] consider the notion of \((\varepsilon , \delta )\)-quasi-negativity and obtain gap-type theorems for \(\int _Xc_1(K_X)^n>0\) in terms of the real bisectional curvature and weighted orthogonal Ricci curvature.
As indicated in [13], their method may also prove effective in a broader context as discussed in [6] where the approach involves studying a twisted Kähler-Ricci flow. In this paper, we try to confirm this fact and give a complete proof in details. Borrowing the idea in [13] and modifying the techniques therein, we give a direct proof to the following result by using the a priori estimates to a Monge-Ampère type equation.
Theorem 1.5
Let \((M,\omega )\) be a compact Kähler manifold. Suppose that
for some constants \(\alpha , \beta >0\) and \(\gamma \geqslant 0\). Then the canonical bundle \(K_M\) of M is nef. Moreover, \(K_M\) is ample if \(\gamma >0\).
We shall call (1.1) the mixed curvature condition. Note that the assumption in Theorem 1.4 is stronger than the mixed curvature condition (1.1) in Theorem 1.5 (see [6]).
The rest of the paper is organized as follows: In Sect. 2, we will collect some basic notations and results in Kähler geometry to be used later. In Sect. 3, as an application of the a priori estimates for the solution of a Monge-Ampère type equation we will prove the nefness and ampleness of the canonical line bundle under the mixed curvature conditon.
2 Preliminaries
In this section, we collect some basic notations and results in Kähler geometry. One can find more details in the literature (e.g. [10, 22, 24]). Let \((M, \omega )\) be a compact n-dimensional Kähler manifold. Denote its Riemannian metric and Chern connection by g and \(\nabla \) respectively. Then we can define the curvature tensor \(\textrm{R}\).
Definition 1
The curvature tensor \(\textrm{R}\) of \(\nabla \) is defined by
where \(X,Y,Z,W \in TM\).
Let J be the induced almost complex structure on M. Then the curvature R satisfies a number of symmetries.
Proposition 2.1
For any real vectors \(X,Y,Z,W \in TM\), we have
-
\(R(X,Y,Z,W)= -R(Y,X,Z,W)=R(Y,X,W,Z)\).
-
\(R(X, Y) J Z= J R(X, Y) Z\).
-
\(R(X,Y,JZ,JW)= R(X,Y,Z,W)=R(X,Y,JZ,JW)\).
The holomorphic sectional curvature \(\textrm{H}\) is defined as
Definition 2
for \(V \in T^{(1,0)}_p(M)\setminus \{0\}\).
Under the local complex coordinates \((z^{1}, \cdots , z^{n})\), we write
Here \(g^{i {\overline{j}}} g_{k {\overline{j}}}=\delta _{ik}\). Then the Kähler form \(\omega \) is given by
We define the Christoffel symbols \(\Gamma _{j k}^{i}\) by
Then we have
and
We use the following notion for the curvature tensor:
Direct computations show that the curvature tensor \(\textrm{R}\) can be represented as
We define the Ricci curvature
to be the trace of \(\textrm{R}\), so we get
Therefore \(\text {Ric}(\omega )\) is a closed real (1, 1)-form. Let \({\tilde{\omega }}\) be another Kähler metric, then
Therefore we have that
Lemma 2.2
The cohomology class \([\textrm{Ric}(\omega )] \in H_{{\overline{\partial }}}^{1,1}(M, \mathbb {R})\) is independent of choice of \(\omega \).
Then we can describe the first Chern class of a Kähler manifold M as follows.
Definition 3
We define the first Chern class of M to be
If we denote by \(K_{M}=\Lambda ^{n}\left( T^{1,0} M\right) ^{*}\) the canonical bundle of M, then the first Chern class of \(K_{M}\) satisfies
We say \(K_{M}\) is ample is equivalent to the existence of one Kähler metric with negative Ricci curvature.
Next we define the Kähler cone of M.
Definition 4
The Kähler cone of M is defined to be
A class \([\zeta ] \in \overline{{\mathcal {C}}_{M}}\) is called nef. A class \([\zeta ] \in \overline{{\mathcal {C}}_{M}}\) is called nef and big if
We have the following criteria about nef class.
Lemma 2.3
Let \((M, \omega )\) be a compact Kähler manifold. Then a class \([\zeta ]\) is nef if and only if for any given \(\varepsilon > 0\) there exists \(\varphi _{\varepsilon } \in C^{\infty }(M, \mathbb {R})\) such that
For a function \(u \in C^{\infty }(M)\), \(\partial {\overline{\partial }} u\) is given in local coordinates by
We define the canonical Laplacian of u respect to the Chern connection by
The k-Ricci curvature \(\textrm{Ric}_k\) is defined as the Ricci curvature of the k-dimensional holomorphic subspaces of the holomorphic tangent bundle \(T^{(1,0)}(M)\).
Definition 5
(k-Ricci curvature) For a point \(p \in M\), let U be a k-dimensional subspace of \(T_p^{(1,0)}(M)\) and \(R|_U\) be the curvature tensor restricted to U. Then the k-Ricci curvature \(\textrm{Ric}_{k,U}\) on U is defined as
for \(X,Y \in U\).
When \(k=1\), the k-Ricci curvature is the holomorphic sectional curvature (i.e. \(\textrm{Ric}_1=\textrm{H}\)). When \(k=n\), the k-Ricci curvature is the Ricci curvature (i.e. \(\textrm{Ric}_n=\textrm{Ric}\)). Therefore, one can regard \(\textrm{Ric}_k\) as an interpolation between \(\textrm{H}\) and \(\textrm{Ric}\) of M.
Definition 6
We say that \(\textrm{Ric}_{k}\leqslant \tau \) if for any X and any k-dimensional subspace U containing X, we have
Note that \(\textrm{Ric}_{k}\) is independent for different k. Thus, unlike its Riemannian analogue q-Ricci of Bishop and Wu [2], \(\textrm{Ric}_{k} \geqslant 0\) can not imply \(\textrm{Ric}_{j} \geqslant 0\) for \(j\ne k\).
In [6], Chu-Lee-Tam derive the following curvature estimate by using a Royden’s trick [20]. One can also provide another proof using the averaging technique (cf. Appendix of [16]) by modifying the techniques in [13].
Lemma 2.4
Suppose \((M, \omega )\) is a compact Kähler manifold satisfying (1.1). If \(\omega '=\omega _{g'}\) is another Kähler metric on M. Then the following estimate holds
3 Proof of Theorem 1.5
In this section, we prove Theorem 1.5 using the a priori estimates for the solution of a Monge-Ampère type equation.
Proof
We first prove the canonical line bundle \(K_M\) of \((M, \omega )\) is nef by contradiction. Suppose that \(K_M\) is not nef. Then we can find \(\delta >0\) such that \(\delta [\omega ]-c_1(M)\) is nef but not Kähler. Then by lemma 2.3, for any \(\varepsilon >0\) we have \((\varepsilon +\delta )[\omega ]-c_{1}(M)\) is Kähler. Thus, \(\forall \varepsilon >0\) we can find a smooth function \(\varphi _{\varepsilon }\) such that
Then we can apply the Aubin and Yau theorem [1, 30]. For any \(\varepsilon > 0\) we can solve the following complex Monge-Ampère equation for \({u}_\varepsilon \).
We need only prove
for some \(C>0\) independent of \(\varepsilon \). In fact, this implies that
for some \(C>0\) independent of \(\varepsilon \). Taking \(\varepsilon \rightarrow 0\) we will see that this is a contradiction to that \(\delta [\omega ]-c_1(M)\) is not Kähler. This completes the proof of the nefness of the canonical line bundle \(K_M\) of \((M, \omega )\).
We apply the maximum principle to the following test function:
We denote by g and \(g'\) the Riemann metric respect to \(\omega \) and \(\omega '\). Let p be the maximum point of F. We choose a local coordinate system \((V; z_1,z_2,\ldots , z_n)\) centered at p such that
Since
at p we have
On the other hand, we notice that
here \(R_{k {\bar{l}} i {\bar{j}}}=g\left( \nabla _{\frac{\partial }{\partial z_{k}}} \nabla _{\frac{\partial }{\partial {\bar{z}}_{l}}} \frac{\partial }{\partial z_{i}}-\nabla _{\frac{\partial }{\partial {\bar{z}}_{l}}} \nabla _{\frac{\partial }{\partial z_{k}}} \frac{\partial }{\partial z_{i}}, \frac{\partial }{\partial {\bar{z}}_{j}}\right) .\) Then
We deal with the first term involved 4-th order derivative in (3.9) by using the Monge-Ampère equation (3.2). Differentiate (3.2) twice we get
Then
Next we deal with the second term involved the Riemannian curvature of \(\omega \) in (3.11) by the mixed curvature condition. By Lemma 2.4 we have
Here we used Lemma 2.4 in the first inequality and (3.3) in the second inequality. Plugging this into (3.11) we get
Now we deal with the third order term in (3.13). Using the condition (3.6), we have \({\text {tr}}_{\omega '} \omega (p)=\sum _{i=1}^{n} \frac{1}{\theta _{i}}\) and
Plugging (3.13) into (3.14) we have
We notice that
Here we use Cauchy-Schwartz inequality in the last inequality. Finally, we derive that
For the zero order term in the test function F we observe that
Combing (3.17) and (3.18), we see that
Applying the maximum principle to F we get, at p,
for C independent of \(\varepsilon \). Then we can estimate, using the Monge-Ampère equation (3.2),
By the inequality of arithmetic and geometric means, we have
Plugging this into (3.21), then we get
for C independent of \(\varepsilon \).
Now we need to estimate the upper bound for \((\varphi _{\varepsilon }+{u}_{\varepsilon })\). Let q be the maximum point of \((\varphi _{\varepsilon }+{u}_{\varepsilon })\). Using the maximum principle, at q, we obtain
This implies
Then by the Monge-Ampère equation (3.2), we have
for some C independent of \(\varepsilon \). Thus we obtain the upper bound for \((\varphi _{\varepsilon }+{u}_{\varepsilon })\).
Combingning (3.22) and (3.24), we obtain
for some C independent of \(\varepsilon \). Hence
for some C independent of \(\varepsilon \). This completes the proof of nefness of \(K_M\).
Next we prove the canonical line bundle \(K_M\) is ample if \(\gamma >0\). Using the fact that \(K_M\) is nef, we can take \(\delta =0\) and repeat a similar arguments as above. We solve the similar Mong-Ampère equation and do the similar estimates. Note that we still can have the uniform estimates for \({\text {tr}}_{\omega '} \omega \) since \(\gamma >0\) guarantees that the coefficient of \({\text {tr}}_{\omega '} \omega \) in (3.19) is still strictly positive when \(\varepsilon \rightarrow 0\).
Then we have
Hence
for some \(C>0\) independent of \(\varepsilon \). Higher order estimates follow from Evans-Krylov theory and Schauder estimate.
Then one can apply the Arzela-Ascoli Theorem to get a convergent subsequence out of \((\varphi _{\varepsilon }+{u}_{\varepsilon })\) as \(\varepsilon \rightarrow 0\). Taking limit on both side of the Monge-Ampère equation (3.2), we can find a function \(u_0\) and a Kähler form \(\omega _0\) satisfies
This shows that the canonical line bundle \(K_M\) of \((M, \omega )\) is ample under the assumption that \(\gamma >0\) in (1.1). \(\square \)
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Acknowledgements
The second author would like to thank his advisor Professor Gang Tian for helpful suggestions, constant encouragement and support. The third author would like to thank his advisor Professor Huabin Ge for helpful suggestions, constant encouragement and support. The first author is supported by National Natural Science Foundation of China (Grant No. 11971479). The second author is supported by National Natural Science Foundation of China (Grant No. 12301079), the Fundamental Research Funds for the Central Universities, and the Research Funds of Renmin University of China (Grant No. 24XNKJ01). The third author is supported by National Natural Science Foundation of China (Grant No. 12341102 and No. 12122119).
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Han, L., Li, C. & Lu, Y. The Projectivity of Compact Kähler Manifolds with Mixed Curvature Condition. J Geom Anal 34, 340 (2024). https://doi.org/10.1007/s12220-024-01789-1
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DOI: https://doi.org/10.1007/s12220-024-01789-1