Abstract
In this paper, we consider a class of partial difference equations with sign-changing mixed nonlinearities and unbounded potentials. Some sufficient conditions for the existence and multiplicity of homoclinic solutions are obtained by using critical point theory. Even for ordinary difference equations, our results significantly improve some existing ones.
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1 Introduction
The discrete nonlinear Schrödinger (DNLS) equation is one of the most important nonlinear lattice systems, appearing in many areas of biology and physics such as the DNA double-strand [1], nonlinear optics [2], complex electronic materials [3], and Bose–Einstein condensates [4]. Some reviews on DNLS equations can be found in [5, 6]. Among them, the two-dimensional (2D) DNLS equation has a place. For example, the classic DNLS equation
where \(\Xi \) is the discrete Laplacian operator defined by \(\Xi \psi _{m,n}=\psi _{m,n+1}+\psi _{m+1,n}+\psi _{m,n-1}+\psi _{m-1,n}-4\psi _{m,n}\), C is the coupling constant; note that the corresponding coupling length in the waveguide array, \(C^{-1}\), is usually on the order of a few millimeters, in physical units. It could be used for research into a semi-infinite 2D array of optical waveguides with a horizontal edge, whose plane is parallel to the waveguides (which is a physically relevant representation of 2D lattices bounded by a flat surface). Indeed, the DNLS equation (1) describes, in the mean-field approximation, the dynamics of a Bose–Einstein condensate (BEC) trapped in a strong 2D optical lattice [7].
In 2006, Pankov [8, 9] studied periodic and decaying solutions by using the linking theorem and Nehari manifold approach. Since then, the existence of standing waves of DNLS equations has been studied extensively and deeply by many mathematicians and physicists [10,11,12,13]. As follows from the general theory of MacKay and Aubry [14], standing waves exist also in higher dimensions. Many fundamental features are expected to occur in higher dimensions, such as vortex lattice solitons, bright lattice solitons that carry angular momentum, and three-dimensional collisions between lattice solitons. Fleischer and his co-workers reported the experimental observation of 2D lattice solitons in [15]. Some theoretical and numerical simulation results are described in [16, 17], and the nonuniform dichotomy spectrum is introduced in [18].
When we look for standing waves of the more general 2D DNLS equation
where \(f(m,n,\cdot )\in C(\mathbb {R},\mathbb {R})\) for each \((m,n)\in \mathbb {Z}^2\), and the nonlinearity is gauge invariant, i.e.,
Since solitons are spatially localized time-periodic solutions and decay to zero at infinity, we can make use of the standing wave ansata
where \(\{u_{m,n}\}\) is a real number sequence and \(\omega \in \mathbb {R}\) is the temporal frequency. Then we arrive at the partial difference equation
and
where \(\omega (m,n)=\epsilon _{m,n}-\omega \) is real number for each \((m,n)\in \mathbb {Z}^2\), \(\Delta _1 u(m,n)=u(m+1,n)-u(m,n), \Delta _2 u(m,n)=u(m,n+1)-u(m,n)\), \(\Delta _1^2 u(m,n)= \Delta _1(\Delta _1 u(m,n))\).
We assume that \(f(m,n,0)=0\) for each \((m,n)\in \mathbb {Z}^2\), then \(\{u(m,n)\}=\{0\}\) is a solution of (3), which is called the trivial solution. As usual, we say that a solution \(u=\{u(m,n)\}\) of (3) is homoclinic (to 0) if (4) holds. In addition, if \(\{u(m,n)\}\ne \{0\}\), then u is called a nontrivial homoclinic solution. Therefore, the problem on standing waves of the 2D DNLS equation (2) has been reduced to that on homoclinic solutions of the partial difference equation (3).
Partial difference equations predated partial differential equations, but unfortunately, they were not as popular as the latter, and their development did not continue until the 20th century [19]. At present, there are few kinds of research on the qualitative theory of partial difference equations, mainly involving oscillation, stability, chaos, and other problems [20,21,22,23,24], and even fewer discussions on its homoclinic solutions [25, 26]. The main reason is that there is no effective tool for studying partial difference equations. Since critical point theory was introduced into difference equations by Guo and Yu [27], it has been developed as a powerful tool for studying homoclinic solutions of difference equations. In 2006, Ma and Guo [28] studied homoclinic solutions of a class of second order self-adjoint difference equations by using critical point theory. In recent years, more and more scholars have made use of the relevant tools and methods of critical point theory to study some nonlinear discrete systems, and a lot of meaningful research results have been obtained [29,30,31,32,33]. In particular, Lin and Yu [31] studied homoclinic solutions of periodic discrete systems with sign-changing mixed nonlinearities by new arguments including weak*-compactness.
We note that many practical partial difference equation models have a variational structure in which the solutions of these equations can be transformed into the critical points of corresponding variational functional in a suitable space, this makes it possible to study partial difference equations by means of the variational method. Motivated by the interesting studies above and the references therein, we shall attempt to investigate the existence and multiplicity of homoclinic solutions for the partial difference equation (3).
It is worth pointing out that in the search for infinitely many homoclinic solutions of discrete nonlinear systems, most of the existing literature considers only the case where the nonlinear terms are superlinear, whereas the mixed nonlinear condition we adopt is more applicable and weaker. Not only that, but we can circumvent an important global condition by some technical means, and the nonlinearities are allowed to be sign-changing. Details can be found in the remarks.
Assume the following condition on \(\{\omega (m,n)\}\) holds.
\((\Omega )\) \(\omega (m,n)\rightarrow +\infty \) as \(|m|+|n|\rightarrow \infty \), \(\omega _*=\min \{\omega (m,n): (m,n)\in \mathbb {Z}^2\}>0\).
Let S be the vector space of all real sequences of the form
namely
Define the space
and the norm
We assume that nonlinearities f(m, n, u) and \(F(m,n,u)=\int _{0}^{u}f(m,n,s)ds\) satisfy the following conditions:
- \((F_1)\):
-
\(\limsup _{u\rightarrow 0}\frac{f(m,n,u)}{u}=a(m,n)\) and \(\liminf _{u\rightarrow 0}\frac{f(m,n,u)}{u}=b(m,n)\) uniformly for \((m,n)\in \mathbb {Z}^2\), where \(\sup _{(m,n) \in \mathbb {Z}^2}a(m,n)<\omega _*\) and \(\inf _{(m,n) \in \mathbb {Z}^2}b(m,n)>-\omega _*\);
- \((F_2)\):
-
\(\liminf _{|u|\rightarrow \infty }\frac{F(m,n,u)}{u^2}=c(m,n) \le \infty \) for \((m,n)\in \mathbb {Z}^2\);
- \((F_3)\):
-
there exists constant \(\theta > 0\) such that \(\theta \mathcal {F}(m,n,u) \ge \mathcal {F}(m,n,tu)\) for \((m,n)\in \mathbb {Z}^2\), \(u\in \mathbb {R}\), and \(t\in [0,1]\), where \( \mathcal {F}(m,n,u)=f(m,n,u)u-2F(m,n,u)\);
- \((F_4)\):
-
\(f(m,n,u)u-2F(m,n,u)\rightarrow +\infty \) as \(|u|\rightarrow \infty \) for \((m,n)\in \mathbb {Z}^2\).
Now, we give the main results of this paper:
Theorem 1.1
Assume that \((\Omega )\) holds, and f(m, n, u) satisfies \((F_1)-(F_4)\). If there exists a constant \(c_*\) such that \(c(m,n)\ge c_*>\omega _*/2+2\) for \((m,n)\in \mathbb {Z}^2\), then (3) has at least one nontrivial homoclinic solution in E.
Theorem 1.2
Assume that \((\Omega )\) holds, f(m, n, u) is odd in u for each \((m,n)\in \mathbb {Z}^2\) and satisfies \((F_1)-(F_4)\). If \(c(m,n)>\omega (m,n)/2+4\) for \((m,n)\in \mathbb {Z}^2\), then (3) has infinitely many high energy homoclinic solutions in E.
Remark 1.1
If \(c(m,n)\equiv \infty \), then the condition \((F_4)\) in Theorems 1.1 and 1.2 can be removed.
Remark 1.2
The conditions \((F_1)\) and \((F_2)\) allow for the non-existence of limits of f(m, n, u)/u for all \((m,n)\in \mathbb {Z}^2\) both at the origin and at infinity, which of course means that our conditions encompass cases of superlinear, asymptotically linear and a mixture of them. In contrast to existing results (see [8, 11, 12, 28]), we do not need f to be only superlinear or asymptotically linear at the origin or at infinity.
Remark 1.3
In comparison with the conditions in [11], we remove the following condition \((F'_1)\): there exist \(a>0\) and \(p>2\) such that \(|f(u)|\le a(1+|u|^{p-1})\) for all \(u\in \mathbb {R}\).
Remark 1.4
Our nonlinearity can be sign-changing, which is more general than the non-negativity case (\(F(u)\ge 0\) for all \(u\in \mathbb {R}\)) in most related papers [10,11,12].
Next we give two typical examples to illuminate our results.
Example 1.1
Let
where \(0< \inf \{\alpha (m,n): (m,n)\in \mathbb {Z}^2\} \le \sup \{\alpha (m,n): (m,n)\in \mathbb {Z}^2\}<+\infty \). Then we know
Let’s say \(\alpha (m,n)\equiv 1\). For the sake of visualization, we can draw them as follows
Clearly, F is sign-changing and satisfies our conditions \((F_1)-(F_4)\) for \(\omega _*=3\) (Fig. 1).
Example 1.2
Let
where \(\{\tau (m,n)\}\) is a sequence with
Obviously, f satisfies conditions \((F_1)-(F_4)\) and is neither superlinear nor asymptotically linear at infinity, so our results extend and improve those in the existing literature [11].
Of course, we can also solve this problem with the classic AR condition. It is easy to see that the AR condition is a special case of our conditions, i.e., \(a(m,n)=b(m,n)=0, c(m,n)=\infty \) for all \((m,n)\in \mathbb {Z}^2\). Here, we write them down as corollaries.
We assume that the nonlinearity f(m, n, u) satisfies the following conditions:
\((G_1)\) \(\lim _{u\rightarrow 0}\frac{f(m,n,u)}{u}=0\) uniformly for \((m,n)\in \mathbb {Z}^2\);
\((G_2)\) there exists constant \(\beta >2\) such that \(f(m,n,u)u \ge \beta \int _{0}^{u}f(m,n,s)ds>0\) for all \((m,n)\in \mathbb {Z}^2\), \(u\in \mathbb {R} \backslash \{0\}\).
Corollary 1.1
Assume that \((\Omega )\) holds, and f(m, n, u) satisfies \((G_1),(G_2)\). Then (3) has at least one nontrivial homoclinic solution in E.
Corollary 1.2
Assume that \((\Omega )\) holds, f(m, n, u) is odd in u for \((m,n)\in \mathbb {Z}^2\) and satisfies \((G_1),(G_2)\). Then there exists an unbounded sequence in E of homoclinic solutions of (3).
The rest of this paper is organized as follows. In Sect. 2, we establish the variational framework associated with (3) and cite the Mountain Pass Lemma and the Symmetric Mountain Pass Lemma. Then we give some lemmas which will be of fundamental importance in proving our main results in Sect. 3. Section 4 is devoted to the proofs of Theorems 1.1 and 1.2.
2 The Variational Structure
In this section, we first establish the variational framework associated with (3) and state some basic notations. We denote by \(l^2\) the set of all functions \(u:{\mathbb {Z}^2}\rightarrow {\mathbb {R}}\) such that
Moreover, we denote by \(l^\infty \) the set of all functions \(u:{ \mathbb {Z}^2}\rightarrow {\mathbb {R}}\) such that
On the Hilbert space E, we consider the functional
Standard arguments show that the functional J is well-defined \(C^1\) functional on E and satisfies
It follows from the above equation that \(\langle J^\prime (u),v \rangle =0\) for all \(v\in E\) if and only if
Therefore, we have reduced the problem of finding a nontrivial homoclinic solution of (3) to that of seeking a nonzero critical point of the functional J.
Let \(B_r\) denote the open ball of radius r about 0, and let \(\partial B_r\) denote its boundary.
Definition 2.1
For \(J\in C^1(E,\mathbb {R})\), we say J satisfies the Palais–Smale condition if any sequence \(\{x_j\}\subset E\) for which \(J(x_j)\) is bounded and \(J^\prime (x_j)\rightarrow 0\) as \(j\rightarrow \infty \) possesses a convergent subsequence.
Definition 2.2
Let \(J\in C^1(E,\mathbb {R})\). A sequence \(\{x_j\}\subset E\) is called a Cerami sequence for J if \(J(x_j)\rightarrow c\) for some \(c\in \mathbb {R}\) and \((1+\Vert x_j\Vert )J^\prime (x_j)\rightarrow 0\) as \(j\rightarrow \infty \). We say J satisfies the Cerami condition if any Cerami sequence for J possesses a convergent subsequence.
Lemma 2.1
(Mountain Pass Lemma [34]) Suppose \(J\in C^1(E,\mathbb {R})\), satisfies the Palais–Smale condition, \(J(0) = 0\),
-
(i)
there exist constants \(\rho ,a > 0\) such that \(J|_{\partial B_\rho }\ge a\), and
-
(ii)
there is an \(e\in E \backslash \bar{B}_\rho \) such that \(J(e)\le 0\). Then J possesses a critical value \(c\ge a\) which can be characterized as
$$\begin{aligned}c=\inf _{h\in \Gamma }\max _{s\in [0,1]}J(h(s)),\end{aligned}$$where \(\Gamma =\{h\in C([0,1],E) \ \big |\ h(0)=0,h(1)=e\}\).
Lemma 2.2
(Symmetric Mountain Pass Lemma [35]) Let \(J\in C^1(E,\mathbb {R})\) be even. Suppose J satisfies the Palais–Smale condition, \(J(0) = 0\),
-
(i)
there exist constants \(\rho ,a > 0\) such that \(J|_{\partial B_\rho }\ge a\), and
-
(ii)
for each finite-dimensional subspace \(\tilde{E}\subset E\), there is \(\gamma = \gamma (\tilde{E})\) such that \(J\le 0\ \text {on}\ \tilde{E}\backslash B_\gamma \). Then J possesses an unbounded sequence of critical values.
Remark 2.1
A deformation lemma can show that conclusion of the above lemmas remains true if the Palais–Smale condition is replaced with the Cerami condition [36].
3 Some Lemmas
Similar to the proof of [28], we generalize and obtain the following lemma, which gives a discrete version of compact embedding theorem and plays a crucial role in the subsequent proof.
Lemma 3.1
Under the assumption \((\Omega )\), the embedding map from E into \(l^{2}\) is compact.
Proof
Let \(\{u_k\}\subset E\) be a bounded sequence, i.e., there exists \(M_0>0\) such that \(\Vert u_k\Vert ^2<M_0\) for all \(k \in \mathbb {N}\). Up to a subsequence if necessary, we have
We may assume \(u=0\), in particular \(u_k(m,n)\rightarrow 0\) as \(k\rightarrow \infty \) for all \((m,n)\in \mathbb {Z}^2\). For any \(\varepsilon _0>0\), there exists \(N_0 \in \mathbb {N}\) such that
By continuity of the finite sum, there exists \(K_0 \in \mathbb {N}\) such that
So for \(k>K_0\), we have
Thus, \(u_k\rightarrow 0\) in \(l^2\). \(\square \)
Lemma 3.2
Assume that the conditions of Theorem 1.1 hold. Then the functional J satisfies the Cerami condition for any given \(c \in \mathbb {R}\).
Proof
Let \(\{u_k\}\subset E\) be a Cerami sequence of J, that is
First, we prove that \(\{u_k\} \) is bounded in E. In fact, if not, we may assume that \(\Vert u_k\Vert \rightarrow \infty \) as \(k\rightarrow \infty \). Set \(\xi _k=u_k/\Vert u_k\Vert \). Up to a subsequence if necessary, we have
Case 1: \(\xi \ne 0\). Let \(\Lambda =\{(m,n)\in \mathbb {Z}^2: \xi (m,n)\ne 0\}\). Then it follows from (7) that
and by \((F_4)\), we have
By (6), there is a constant \(c_0>0\) such that \(|J(u_k)|\le c_0\), then we have
This contradicts (8).
In particular, as noted in Remark 1.1, if \(c(m,n)\equiv \infty \), the above proof can be obtained without \((F_4)\). In fact, by (6), there exists a constant C such that \(J(u_k)\ge C\). Thus, we have
We divide both sides of (9) by \(\Vert u_k\Vert ^{2}\) and get
In view of \((F_2)\), we have
This contradicts (10).
Case 2: \(\xi = 0\). Set
For any given \(M>\max \{2\theta c,1\}\), let k be large enough such that \(\Vert u_k\Vert \ge M\) and \(\overline{\xi }_k=M^{1/2}\xi _k\). For any \(\varepsilon >0\), set
and
By \((F_1)\) and (7), it is easy to see that
Thus, for k large enough, we have
This implies that
Noting that \(J(0) = 0\) and \(J(u_k)\rightarrow c\), as \(k\rightarrow \infty \), \(J(tu_k)\) attains its maximum at \(t_k\in (0,1)\) when k is big enough. Thus, \(\langle J^\prime (t_ku_k),t_ku_k \rangle =0 \). It follows from \((F_3)\) that
which implies that
This contradicts (11). Hence, \(\{u_k\}\) is bounded in E.
Second, we show that there exists a convergent subsequence of \(\{u_k\}\). Actually, there is a subsequence, still denoted by the same notation, such that \(\{u_k\}\) weakly converges to some \(u\in E\). By Lemma 3.1, we can see that
Then by (5), we have
Due to the weak convergence and (6), we see that
By \((F_1)\), there exists \(\zeta \le \varepsilon \) such that
We know \(u(m,n)\rightarrow 0\) as \(|m|+|n|\rightarrow \infty \), then there exists \(N \in \mathbb {N}\) such that
By (12), there exists \(K\in \mathbb {N}\) such that
Then for all \(k>K, |m|+|n|>N\), we have
then
and
We know that
By the uniformly continuity of f(m, n, u) in u and \(u_k\rightarrow u\ \text {in} \ l^2\), the first term on the righthand side of (13) approaches 0 as \(k \rightarrow \infty \). It remains to show the second term also tends to 0 as \(k \rightarrow \infty \). From Hölder’s inequality, there exists a constant \(\sigma >0\), such that
So we have
Therefore, combining (12) and the boundedness of \(\{u_k\}\), it follows that
The proof is completed. \(\square \)
4 Proofs of Main Results
Proof of Theorem 1.1
Let \(\varepsilon =\min \Big \{\omega _*-\sup _{(m,n) \in \mathbb {Z}^2}a(m,n), \omega _*+\inf _{(m,n) \in \mathbb {Z}^2}b(m,n)\Big \}\)/2, we have \(\omega _*= p^*+\varepsilon ,\) then by \((F_1)\), there is \(\delta > 0\) such that
Let \(\Vert u\Vert =\rho =\sqrt{\omega _*}\delta \). We have \(\Vert u\Vert _{\infty }\le (\sqrt{\omega _*})^{-1}\Vert u\Vert =\delta \), then
\(\square \)
Since \(\omega _*=\min \{\omega (m,n): (m,n)\in \mathbb {Z}^2\}\), there is \((m_*,n_*)\in \mathbb {Z}^2\) such that \(\omega (m_*,n_*)=\omega _*\). Define \(e=\{e(m,n)\}\) by
As \(c_*>\omega _*/2+2\), then there exists \(\epsilon _0>0\), such that
By \((F_2)\), there exists \(\eta >0\) such that
Taking |t| large enough, such that \(|t|>\eta \). Then combining (15), we have
Letting \(|t|\rightarrow \infty \) gives us \(J(te)\rightarrow -\infty \). Then there exists a real number \(t_0\) such that
Since we have verified all assumptions of Lemma 2.1, it follows that J possesses a Cerami sequence \(\{u_j\}\subset E\) for the mountain pass level \(c\ge a\) with
where
A nontrivial critical point u of J as the corresponding critical value \(c \ge a > 0\). Hence, (3) has at least one nontrivial solution in E.
Proof of Theorem 1.2
Using an argument similar to the one given in the proof of Theorem 1.1, one can prove that J satisfies the Cerami condition as well as establishes part (i) of Lemma 2.2. Let us establish part (ii) of the Symmetric Mountain Pass Lemma.
Let \(\tilde{E}\subset E\) be a finite-dimensional subspace. To prove our conclusion, we only need to prove
Assume, by contradiction, that there exist a sequence \(\{u_k\}\subset \tilde{E}\) with \(\Vert u_k\Vert \rightarrow \infty \) as \(k\rightarrow \infty \) and a constant \(C_0\) such that \(J(u_k) \ge C_0\) for all \(k\in \mathbb {N}\). Set \(v_k=u_k/\Vert u_k\Vert \), then \(\Vert v_k\Vert =1\). Since \(\tilde{E}\) is finite dimensional, up to a subsequence if necessary, we can assume that \(v_k\rightarrow v\) in \(\tilde{E}\), and \(v_k(m,n)\rightarrow v(m,n)\) for all \((m,n)\in \mathbb {Z}^2\), thus \(\Vert v\Vert =1\). Then, we have
We divide both sides of (16) by \(\Vert u_k\Vert ^{2}\) and get
which implies that
On the other hand, let \(\Omega =\{(m,n)\in \mathbb {Z}^2: v(m,n)\ne 0\}\). We know that, for all \((m,n)\in \Omega \),
By \((F_2)\) and Fatou’s Lemma, we have
This contradicts (17), and part (ii) of the Symmetric Mountain Pass Lemma follows.
It follows from Lemma 2.2 that J has a sequence of critical points \(\{u_k\} \subset E\), such that \(J(u_k)\rightarrow \infty \). Therefore, (3) has infinitely many solutions \(\{u_k\}\) in E satisfying
The proof of Theorem 1.2 is finished.\(\square \)
5 Conclusions
In this work, by using critical point theory, we obtain sufficient conditions for the existence and multiplicity of homoclinic solutions for a class of partial difference equations with unbounded potentials. Specifically, under weak conditions, the existence of nontrivial homoclinic solutions for the partial difference equation (3) is obtained by using the Mountain Pass Lemma. Moreover, when the nonlinear term is odd, the existence of infinitely many nontrivial homoclinic solutions for the partial difference equation (3) is obtained by the Symmetric Mountain Pass Lemma.
Here, our conditions allow for nonlinear term to be superlinear, asymptotically linear and a mixture of them at the origin and at infinity, and even allow the limit of f/u to be non-existent. In many similar results for ordinary difference equations, f is required to be either superlinear or asymptotically linear at the origin or at infinity. We also allow the nonlinear term to change sign, which is required to satisfy non-negativity in most of the known results. In summary, even for ordinary difference equations, our results significantly improve the existing ones. We conclude by giving two examples to verify our conclusions.
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Acknowledgements
We would like to take this opportunity to thank the reviewers for their constructive and helpful comments and suggestions. This work is supported by the National Natural Science Foundation of China (Grant Nos. 11971126, 12201141) and the Program for Changjiang Scholars and Innovative Research Team in University (Grant No. IRT\(_{-}\)16R16).
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Mei, P., Zhou, Z. Homoclinic Solutions for Partial Difference Equations with Mixed Nonlinearities. J Geom Anal 33, 117 (2023). https://doi.org/10.1007/s12220-022-01166-w
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DOI: https://doi.org/10.1007/s12220-022-01166-w
Keywords
- Homoclinic solution
- Partial difference equation
- Discrete nonlinear Schrödinger equation
- Critical point theory