Abstract
This paper presents two classes of permutation trinomials with the form \(x^{s(2^{m}-1)+ 1}+x^{t(2^{m}-1)+ 1}+x\) over the finite field \( \mathbb {F}_{2^{2m}}\) as a supplement of the recent works of Li and Helleseth, and a class of permutation trinomials like this form over \( \mathbb {F}_{3^{2m}}\). Moreover, we give a method to construct permutation polynomials from known ones.
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1 Introduction
Let q be a power of a prime, and \( \mathbb {F}_{q}\) be a finite field with q elements. A polynomial \(f(x)\in \mathbb {F}_{q}[x]\) is called a permutation polynomial of \( \mathbb {F}_{q}\) if the associated polynomial function f : a↦f(a) from \( \mathbb {F}_{q}\) into \( \mathbb {F}_{q}\) is a permutation of \( \mathbb {F}_{q}\) [15]. Permutation polynomials over finite fields have important applications in cryptography [17, 20, 21], coding theory [8, 22] and combinatorial design theory [4]. Finding new permutation polynomials is of great interest in both theoretical and applied aspects.
The construction of permutation polynomials with few terms attracts many authors to work on this topic due to their simple form and wide applications. The recent progress on construction of permutation binomials and trinomials can be seen in [2, 3, 5,6,7, 9, 10, 12,13,14, 23, 26] and the references therein. In particular, Li and Helleseth in [12, 13] investigated permutation polynomials with the following form
where s, t are integers satisfying 1 ≤ s, t ≤ 2m. For simplicity, when s, t are written as fractions or negative integers, then they are interpreted as modulo 2m + 1. By solving equations with low degree over finite fields and using the property of linear fractional polynomials over the finite fields \( \mathbb {F}_{2^{m}}\), they obtained some new permutation polynomials over \( \mathbb {F}_{2^{2m}}\) of the form (1).
In this paper, we will further study the permutation polynomials of the form (1) following the works in [12, 13]. By some delicate operation of solving equations with low degrees over finite fields, we find two new pairs (s, t) such that (1) are permutation polynomials over \( \mathbb {F}_{2^{2m}}\). By using the technique provided in [6] we obtain a new class of permutation trinomials like this form over \( \mathbb {F}_{3^{2m}}\). Moreover, we present a method to construct permutation polynomials from known ones.
2 Preliminaries
Let \( \mathbb {F}_{p^{n}}\) be a finite field with pn elements for a prime p. Let k be a divisor of n. The trace function from \( \mathbb { F}_{p^{n}}\) to \( \mathbb {F}_{p^{k}}\) is defined by
where \(x\in \mathbb {F}_{p^{n}}\). Let q be a power of a prime p. A positive integer s is called a Niho exponent with respect to the finite field \( \mathbb {F}_{q^{2}}\) if s ≡ pi mod (q − 1) for some nonnegative integer i. s is called a normalized Niho exponent if i = 0. The Niho exponents were first introduced by Niho in [18] for studying the cross-correlation between an m-sequence and its d-decimation. Let d be a positive integer with d | (q − 1), and μd denote the set of d-th roots of unity in \( \mathbb {F}_{q}^{*}\), i.e.,
A main technique to investigate permutation behavior of polynomials of the form (1) is the following lemma.
Lemma 1 (19, 24, 25)
Let q be a power of a prime. Let\( \mathbb {F}_{q}\)be a finite field with qelements and\(h(x)\in \mathbb {F}_{q}[x]\).Letd,r be positive integers withd | (q − 1).Thenf(x) = xrh(x(q− 1)/d) permutes\( \mathbb {F}_{q}\)if and only if the following two conditions hold:
-
(1)
\(\gcd (r,(q-1)/d)= 1\) ,
-
(2)
xrh(x)(q− 1)/dpermutesμd.
For later usage we need the following lemmas.
Lemma 2 (5, 26)
Let m be a positive integer. Each of the polynomials 1 + x + x3, 1 + x3 + x4,1 + x + x4and1 + x + x5(mis even) has no roots in\(\mu _{2^{m}+ 1}\).
Lemma 3
Letm be an odd positive integer. Each of the polynomialsx2 + x + 1 ,x4 + x3 + 1 andx4 + x + 1 has no roots in\( \mathbb {F}_{2^{m}}\).
Lemma 4 (Theorem 2 in 1)
Letq = 2mand\( \mathbb {F}_{q}\)be a finite field. Let\(a,b\in \mathbb {F}_{q}\)withb ≠ 0.Then the cubic equationx3 + ax + b = 0 has a unique solution in\( \mathbb {F}_{q}\)if and only if\(\text {Tr}_{1}^{m}(\frac {a^{3}}{b^{2}}+ 1)\neq 0\).
Lemma 5 (16)
Let\( \mathbb {F}_{q}\)be afinite field withq = 2m.Leth (x) = x4 + a2x2 + a1x + a0andg (y) = y3 + a2y + a1be polynomialsover\(\mathbb {F}_{q}\)witha0a1 ≠ 0. Letγibe the rootsofg (y) = 0 whenthey exist in\(\mathbb {F}_{q}\)and\(\omega _{i}=a_{0}{\gamma _{i}^{2}}/{a_{1}^{2}}\)fori = 1,2,3 . Thenh (x) has nosolution in\(\mathbb {F}_{q}\)if one of the following conditions is satisfied:
-
(1)
g (y) = 0 has exactly one solution in\( \mathbb {F}_{q}\)and\(\text {Tr}_{1}^{m}(\omega _{1})= 1\);
-
(2)
g (y) = 0 has exactly three solution in\( \mathbb {F}_{q}\)and\(\text {Tr}_{1}^{m}(\omega _{1})= 0, \text {Tr}_{1}^{m}(\omega _{2})= \text {Tr}_{1}^{m}(\omega _{3})= 1\).
Lemma 6 (Theorem 2.10 in 10)
Letq = 2mand\( \mathbb {F}_{q}\)be a finite field. The polynomialg (x) = x7(1 + x4 + x6)q− 1permutes the unite circleμq+ 1in\( \mathbb {F}_{q^{2}}\)if\(\gcd (m,3)= 1\).
Lemma 7 (Lemma 4.1 in 26)
The mapping \(g(x)=x^{3}(1+x^{2}+x^{3})^{2^{m}-1}\) permutes \(\mu _{2^{m}+ 1}\) in the finite field \(\mathbb {F}_{2^{2m}}\) .
Lemma 8 (Lemma 4 in 13)
Letq = 2mand\( \mathbb {F}_{q}\)be a finitefield. Let (s, t) = (i, j) be apair such thatf (x) defined by (1) is a permutation polynomial over\(\mathbb {F}_{q^{2}}\), thenf(x) defined by (1) is also a permutation polynomial over\(\mathbb {F}_{q^{2}}\)forthe following pairs:
-
(1)
\((s,t)=(\frac {i}{2i-1},\frac {i-j}{2i-1})\) if \(\gcd (2i-1,2^{m}+ 1)= 1\) , or
-
(2)
\((s,t)=(\frac {j}{2j-1},\frac {j-i}{2j-1})\) if \(\gcd (2j-1,2^{m}+ 1)= 1\) .
These pairs are called equivalent pairs if they exist.
If (s, t) is a pair such that (1) is a permutation polynomial, then from Lemma 8 one can easily get equivalent pairs of (s, t) such that (1) is a permutation polynomial. So, from this property of Niho exponents one easily checks multiplicative equivalence of two permutation trinomials of the form (1) [12].
3 Two classes of permutation trinomials over \( \mathbb {F}_{2^{2m}}\)
In this section, we investigate the permutation behavior of two classes of trinomials of the form (1) over \( \mathbb {F}_{2^{2m}}\), and present a method to construct new permutation polynomials from known ones.
Theorem 1
Let\( \mathbb {F}_{q}\)be a finite field withq = 2mand\(\gcd (m,2)= 1\).The trinomialf (x) defined by (1) is a permutation over\( \mathbb {F}_{q^{2}}\)if\((s,t)=(\frac {2}{7},\frac {8}{7})\).
Proof
By Lemma 1 we only need to show ϕ(x) = x(1 + xs + xt)q− 1 permutes the unite circle μq+ 1. This is equivalent to showing that g(x) = ϕ(x7) = x7(1 + x7s + x7t)q− 1 = x7(1 + x2 + x8)q− 1 permutes the unite circle μq+ 1 since \(\gcd (7,q + 1)= 1\). By Lemma 2 we know that 1 + x2 + x8≠ 0 for all x ∈ μq+ 1. So g(μq+ 1) ⊆ μq+ 1. For x ∈ μq+ 1, g(x) is reduced to the following fraction,
Next we show that there is no pair \((x,y)\in \mu _{q + 1}^{2}\) with x≠y satisfying g(x) = g(y). From
we get
Set x + y = u and xy = v. We know that u≠ 0 and v≠ 0 since x≠y. It follows that \(u^{1-q}=\frac {x+y}{x^{-1}+y^{-1}}=xy=v\) since x, y ∈ μq+ 1. Plugging them into (2) and simplifying it, we get
Let u = z− 1 for \(z\in \mathbb {F}_{q^{2}}^{*}\), and then v = zq− 1. Multiplying both sides of (3) by z8 we get
Let α, β denote z + zq and zq+ 1 respectively. Then \(\alpha ,\beta \in \mathbb {F}_{q}\) and from (4) we have
Next we show that (5) has no solutions \((\alpha ,\beta ) \in { \mathbb {F}_{q}^{2}}\).
If \(z\in \mathbb {F}_{q}\) then α = z + zq = 0. From (5) we obtain
By Lemma 3 we know this is a contradiction since \(\beta \in \mathbb {F}_{q}\) and \(\gcd (2,m)= 1\).
If \(z\in \mathbb {F}_{q^{2}}\backslash \mathbb {F}_{q}\) then α = z + zq≠ 0. Let ν = α2. From (5) we have
Multiplying both sides of (6) by ν− 4 and let \(\gamma =\frac {1}{\nu }, \delta =\frac {\beta }{\nu }\), we get
From Lemma 3 we know that 1 + δ + δ4≠ 0 for \(\delta \in \mathbb {F}_{q}\) since \(\gcd (2,m)= 1\). Next we show that there is no pair \((\gamma , \delta )\in { \mathbb {F}_{q}^{2}}\) satisfying (7).
Assume that 1 + δ3 = 0. We have δ = 1 since \(\delta \in \mathbb {F}_{q}\) and \(\gcd (2,m)= 1\). Substituting δ = 1 into (7) we get
This is a contradiction from Lemma 3 since \(\gamma \in \mathbb {F}_{q}\) and \(\gcd (2,m)= 1\).
Assume that 1 + δ3≠ 0. Let h(y) = y3 + δy + (1 + δ3). Since \(\gcd (2,m)= 1\) we have
From Lemma 4 we know that h(y) has exactly one solution, which is δ + 1. Let
It is clear that \(\text {Tr}_{1}^{m}(\omega )= 1\) since \(\gcd (m,2)= 1\). By Lemma 5 we know that there is no pair \((\gamma , \delta )\in { \mathbb {F}_{q}^{2}}\) satisfying (7). Therefore, there is no pair (x, y) in \(\mu _{q + 1}^{2}\) with x≠y satisfying g(x) = g(y), that is, g(x) permutes the unite circle μq+ 1. □
Theorem 2
Letm be a positive integer withm ≡ 2,4 mod 6.Let\( \mathbb {F}_{q}\)be a finite field withq = 2m.The trinomialf (x) defined by (1) is a permutation over\( \mathbb {F}_{q^{2}}\)if\((s,t)=(-\frac {2}{7},\frac {8}{7})\).
Proof
By Lemma 1 we need to show ϕ(x) = x(1 + xs + xt)q− 1 permutes the unite circle μq+ 1. This is equivalent to showing that g(x) = ϕ(x7) = x7(1 + x− 2 + x8)q− 1 permutes the unite circle μq+ 1 since \(\gcd (7,q + 1)= 1\). By Lemma 2 we know that 1 + x2 + x10≠ 0 for all x ∈ μq+ 1 when m is even. So g(μq+ 1) ⊆ μq+ 1. For x ∈ μq+ 1, g(x) is reduced to the following form,
Dividing the common divisor 1 + x2 + x4 of numerator and denominator of the above fraction we get
Since m ≡ 2,4 mod 6, we have that \(\gcd (m, 3)= 1\). By Lemma 6 we know that g(x) permutes the unite circle μq+ 1. So, f(x) is a permutation over \(\mathbb {F}_{q^{2}}\). □
Inspired by the proof of Theorem 2 we present a method to construct new permutation polynomials from known ones. To this end, we introduce some symbols as follows. Let n and ki be integers satisfying n ≥ 2, k0 = 0 and ki + kn−i = kn for 0 ≤ i ≤ n. Let q = 2m and \(R(x) = {\sum }_{i = 0}^{n} x^{k_{i}}\) be a polynomial over \( \mathbb {F}_{q^{2}}\).
Theorem 3
Letr andℓbe positive integers. Leth (x) be a polynomial over\( \mathbb {F}_{q^{2}}\).Assume thatR (x) ≠ 0 forx ∈ μq+ 1,then the polynomial\(F(x)=x^{r+k_{n}\ell } R(x^{q-1})^{\ell } h(x^{q-1})\)permutes\( \mathbb {F}_{q^{2}}\)if and only if\(\gcd (r+k_{n}\ell , q-1)= 1\)and the polynomialg (x) = xrh (x) q− 1permutesμq+ 1.
Proof
By Lemma 1 we know that F(x) permutes \( \mathbb {F}_{q^{2}}\) if and only if \(\gcd (r+k_{n}l,q-1)= 1\) and the polynomial \(G(x)=x^{r+k_{n}\ell } R(x)^{(q-1)\ell } h(x)^{q-1}\) permutes μq+ 1. Since R(x)≠ 0 for x ∈ μq+ 1 and ki + kn−i = kn for 0 ≤ i ≤ n, we have
So G(x) permutes μq+ 1 if and only if g(x) = xrh(x)q− 1 permutes μq+ 1. This completes the proof. □
By this theorem we can obtain a new permutation polynomial F(x) over \( \mathbb {F}_{q^{2}}\) from a permutation polynomial over the unite circle μq+ 1 if the desired polynomial R(x) is provided. The following corollary presents a method to construct R(x), and then obtains new permutation polynomials over \( \mathbb {F}_{q^{2}}\) from known permutation polynomials over the unit circle μq+ 1.
Corollary 1
Letk, r, ℓbe positive integers andn be an even number. Let\(R(x)=\sum \limits _{i = 0}^{n} x^{ki}\)andh (x) be a polynomialover\( \mathbb {F}_{q^{2}}\). Then thepolynomialF (x) = xr + knℓR (xq− 1)ℓh (xq− 1) permutes\( \mathbb {F}_{q^{2}}\)if and only if the following three conditions hold:
-
(1)
\(\gcd \left ((n + 1)k, q + 1\right )= 1\) ,
-
(2)
\(\gcd \left (r+kn\ell , q-1\right )= 1\) ,
-
(3)
g (x) = xrh (x) q− 1permutesμq+ 1.
Proof
If the condition (1) holds then R(x)≠ 0 for x ∈ μq+ 1. In fact, assume that α ∈ μq+ 1 is a root of R(x), i.e., \(\sum \limits _{i = 0}^{n} \alpha ^{ki}= 0\). We have
From \(\gcd ((n + 1)k, q + 1)= 1\), we get α = 1. But α = 1 is not a root of R(x) since n is even. This proves that R(x)≠ 0 for x ∈ μq+ 1. By Theorem 3 and conditions (2) and (3) we know that F(x) permutes \( \mathbb {F}_{q^{2}}\).
Conversely, if F(x) permutes \( \mathbb {F}_{q^{2}}\) then (2) holds and the polynomial G(x) = xr + knℓ(R(x)ℓh(x))q− 1 permutes μq+ 1 by Lemma 1. From G(x) permutes μq+ 1 we know that conditions (1) and (3) hold. □
From Corollary 1 we list some examples of permutation polynomials over \( \mathbb {F}_{q^{2}}\) from permutation polynomials over the unite circle μq+ 1.
Example 1
Let m be a positive integer and q = 2m. The following polynomials permute the finite field \( \mathbb {F}_{q^{2}}\).
-
(1)
x7 + x3q+ 4 + x4q+ 3 + x6q+ 1 + x7q for an m satisfying \(\gcd (m,3)= 1\) and m ≢ 2 mod 4.
-
(2)
x11 + xq+ 10 + x2q+ 9 + x4q+ 7 + x6q+ 5 + x8q+ 3 + x11q for an m satisfying m ≢ 0 mod 10 and m ≢ 2 mod 4.
-
(3)
x11 + xq+ 10 + x3q+ 8 + x4q+ 7 + x5q+ 6 + x6q+ 5 + x7q+ 4 + x8q+ 3 + x11q for an even m satisfying m ≢ 0 mod 10.
-
(4)
\(x^{2^{k}+ 3}+x^{3q + 2^{k}}+x^{2^{k}\cdot q + 3}+x^{(2^{k}+ 1)q + 2}+x^{(2^{k}+ 2)q + 1}\) for a positive integer k and an even m satisfying \(\gcd (2^{k}+ 3,q-1)= 1\) and \(\gcd (2^{k}+ 1,q + 1)= 1\).
-
(5)
\(x^{2^{k}+ 3}+x^{3q + 2^{k}}+x^{(2^{k}+ 1)q + 2}+x^{(2^{k}+ 2)q + 1}+x^{(2^{k}+ 3)q}\) for a positive integer k and an even m satisfying \(\gcd (2^{k}+ 3,q-1)= 1\) and \(\gcd (2^{k}-1,q + 1)= 1\).
Proof
We only prove the case (1) and the proofs of the other cases are similar, and omit the details here.
Let R(x) = 1 + x + x2 + x3 + x4 and h(x) = 1 + x + x3. It is verified that F(x) = x7 + x3q+ 4 + x4q+ 3 + x6q+ 1 + x7q = x7R(xq− 1)h(xq− 1). This is F(x) in Corollary 1 for n = 4, r = 3, k = 1 and ℓ = 1. We easily verify that \(\gcd ((n + 1)k, q + 1)=\gcd (5, 2^{m}+ 1)= 1\) since m ≢ 2 mod 4, and \(\gcd (r+kn\ell , q-1)= \gcd (7, 2^{m}-1) = 1\) since \(\gcd (m,3)= 1\). By Lemma 7, we know that g(x) = xrh(x)q− 1 = x3(1 + x + x3)q− 1 permutes μq+ 1. So, the polynomial in (1) is a permutation polynomial over \( \mathbb {F}_{q^{2}}\) from Corollary 1. □
In the end of this section, we list all the known pairs (s, t) such that the polynomials of the form (1) are permutations in Table 1.
4 A class of permutation trinomials over \( \mathbb {F}_{3^{2m}}\)
It is clear that polynomials of the form (1) are a special case of polynomials of the form \(x^{r}h(x^{\frac {q-1}{d}})\), where r, d are positive integers satisfying \(d \,|\, (q-1), 1 \leq r<\frac {q-1}{d}\) and \(h(x)\in \mathbb {F}_{q}[x]\). Recently, some new permutation trinomials of this form were obtained in [9,10,11] over finite fields with odd characteristic. Permutation property of trinomials in those papers is derived by using Lemma 1. At the same time, Hou [6, 7] proposed several classes of permutation trinomials with this form by highly technical calculations. Following some techniques in [6] we obtain a new class of permutation trinomials having the form,
over \( \mathbb {F}_{q^{2}}\), where q = 3m.
To this end, we need some preparations. Denote by \(\lambda =\text {Tr}_{m}^{2m}(x)=x+x^{q}\) and μ = x ⋅ xq for \(x\in \mathbb {F}_{q^{2}}\). The following lemma can be verified by routine calculations.
Lemma 9
Letq = 3mand\( \mathbb {F}_{q^{2}}\)be a finite field. For\(x\in \mathbb {F}_{q^{2}}\),
Using above lemma we can prove the following theorem.
Theorem 4
Letm be a positive integer withm ≢ 0 (mod 6).Letq = 3mand\( \mathbb {F}_{q^{2}}\)be a finite field withq2elements. The polynomial\(f(x)=x^{4q-3}+x^{q^{2}-2q + 2}-x\)is a permutation trinomial over\( \mathbb {F}_{q^{2}}\).
Proof
We first show that f(x) permutes \( \mathbb {F}_{q}\). If \(f(x)\in \mathbb {F}_{q}\) for \(x\in \mathbb {F}_{q^{2}}\) then f(x)q = f(x), i.e.,
Denote by y = xq− 1. Assume x≠ 0 then y≠ 0. From (9) we get
Equation (10) is reduced to
So, y = 1, i.e., xq− 1 = 1. Hence, \(x\in \mathbb {F}_{q}\). On the other hand, if \(x\in \mathbb {F}_{q}\) then f(x) = x4q− 3 + x3 − 2q − x = x. So, f(x) permutes \( \mathbb {F}_{q}\).
From above analysis we know that \(f(\mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q})\subset \mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q}\). Next, for any \(\alpha \in \mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q}\), we show that the equation
has one solution in \( \mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q}\) only depending on α. Taking trace function from \( \mathbb {F}_{q^{2}}\) to \( \mathbb {F}_{q}\) on both sides of (11) and using Lemma 9 we have
Taking norm function from \( \mathbb {F}_{q^{2}}\) to \( \mathbb {F}_{q}\) on both sides of (11) and using Lemma 9 we have
From (12) and (13) we calculate \(\frac {\gamma }{\beta ^{2}}\) as follows,
It is clear that \(\lambda , \mu \in \mathbb {F}_{q}\). Since m ≢ 0 (mod 6), we have \(\gcd (7, q-1)= 1\), and denote the inverse of 7 modulo q − 1 by \(\frac {1}{7}\). So, from (14) we have
Combining (12) and (15) we have
Substituting the value of λ into (15) we get
It is know that \(x\in \mathbb {F}_{q^{2}} \setminus \mathbb {F}_{q}\). So, xq≠x. From (16) and (17) we know that x and xq are two distinct solutions of the following quadratic equation
So, (11) has only one solution x in \(\mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q}\), i.e., f(x) permutes the set \(\mathbb {F}_{q^{2}}\setminus \mathbb {F}_{q}\). Combining above two cases we know that f(x) permutes \( \mathbb {F}_{q^{2}}\). □
5 Concluding remark
In this paper, we present two classes of permutation trinomials with the form (1) over the finite field \( \mathbb {F}_{2^{2m}}\) and a class of permutation trinomials like this form over \( \mathbb {F}_{3^{2m}}\). Moreover, a method to construct permutation polynomials from known ones is provided. During the study of permutation trinomials of the form (1), we have come across the pair \((s,t)=(\frac {4}{11},\frac {10}{11})\) such that the polynomial of the form (1) for an m with \(\gcd (m,5)= 1\) can possibly be a permutation trinomial over \( \mathbb {F}_{2^{2m}}\). We have verified the conjecture for m from 2 to 12 using computers. It would be nice if this conjecture can be settled.
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The authors wish to thank the anonymous referees for their helpful comments. The work was partially supported by National Natural Science Foundation of China (NSFC) under Grant 11101131.
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Deng, H., Zheng, D. More classes of permutation trinomials with Niho exponents. Cryptogr. Commun. 11, 227–236 (2019). https://doi.org/10.1007/s12095-018-0284-7
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DOI: https://doi.org/10.1007/s12095-018-0284-7