Abstract
In this paper, we are interested in the fractional Yamabe-type equation \(A_s u= u^\frac{n+2s}{n-2s}\), \({u>0} \text{ in } \Omega \text{ and } u=0 \text{ on } \partial \Omega .\) Here \(\Omega \) is a regular bounded domain of \({\mathbb {R}}^n, n\ge 2\) and \(A_s, s\in (0, 1)\) represents the fractional Laplacian operator in \(\Omega \) with zero Dirichlet boundary condition. Based on the theory of critical points at infinity of Bahri and the localization technique of Caffarelli and Silvestre, we compute the difference of topology induced by the critical points at infinity between the level sets of the variational functional associated to the problem. Our result can be seen as a nonlocal analog of the theorem of Bahri et al. (Cal. Var. Partial. Differ. Equ. 3 (1995) 67–94) on the classical Yamabe-type equation.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
1 Introduction
In this paper, we consider the nonlinear fractional Yamabe-type problem
where \(\Omega \subset {\mathbb {R}}^n, n\ge 2\) is a regular bounded domain, \(p= \frac{n+2s}{n-2s}, s\in (0, 1)\) and \(A_s \) represents the fractional Dirichlet Laplacian operator \((-\Delta )^s\) in \(\Omega \) defined by using the spectrum of the Laplacian \(-\Delta \) in \(\Omega \) with zero Dirichlet boundary condition. It can be viewed as the nonlocal version of the Yamabe-type equation
Fractional equations involving \((-\Delta )^s\) has attracted the attention of a lot of researchers as it naturally appears in many fields in various scientific areas. The nonlocal character of the fractional Laplacian makes it difficult to handle. After the paper of Caffarelli and Silvestre [15] who provided a local interpretation to the fractional Laplacian in one more dimension, a large number of studies have been developed. In [14], Cabré and Tan studied the subcritical cases; that is, equation (1.1) with subcritical nonlinearities (\(p< \frac{n+2s}{n-2s}\)) in the particular case \(s=1/2\). They transform the equation in a local form as the Caffarelli-Silvestre extension and established the existence of positive solutions. For similar extensions, we refer to [13, 16, 28].
Motivated by the work of Pohozaev [22] on equation (1.2), Tan [27] proved that equation (1.1) has no solutions if \(\Omega \) is a star-shaped domain and \(s=1/2\). The resemblance between (1.1) and (1.2) led the authors in [1] to investigate the effect of the topology of \(\Omega \) on the existence of solutions of (1.1). Such a result can be seen as the fractional counterpart of the famous result of Bahri and Coron [9]. For more recent results on (1.1) and related problems, we refer to [2,3,4,5,6,7,8,9,10, 18, 23] and the references therein.
Problem (1.1) is delicate from the variational viewpoint because the failure of the Palais-Smale condition (PS). This leads to the possibility of existence of non-compact gradient-flow lines along which the associated variational functional J is bounded and its gradient tends to zero, the so-called critical points at infinity, see [7].
Trying to prove the existence of solutions of (1.1) by studying the topological differences between the level sets of J, it will be useful to compute the topological contributions of the critical points at infinity between these level sets. The main purpose of the present paper is to characterize the critical points at infinity of problem (1.1) and evaluate its topological contributions. We shall prove a fractional analog of the theorem of Bahri et al. [11] on the classical Yamabe-type equation.
2 General framework and statement of results
We start this section by recalling some preliminaries related to the fractional Laplacian. Let \((e_k)_{k\in {\mathbb {N}}}\) be the basis of \(L^2(\Omega )\) such that for any \(k\in {\mathbb {N}}, \Vert e_k\Vert _{L^2(\Omega )}= 1, \langle e_k, e_\ell \rangle =0, \forall k\ne \ell \) and
So for any \(k\in {\mathbb {N}}\), \(\lambda _k>0\).
The fractional Laplacian \(A_s, s\in (0, 1)\) is defined by
where \(H^s_0(\Omega ):= \big \{u= \sum _{k=1}^\infty b_k e_k\in L^2(\Omega ), \sum _{k=1}^\infty b_k^2 \lambda _k^s<\infty \big \}\) and \(H^{-s}_0(\Omega )\) is the dual space of the Hilbert fractional Sobolev space \(H^{s}_0(\Omega )\). Concerning the local equivalent problem to (1.1), we follow the results of [15] for \(\Omega = {\mathbb {R}}^n\), and [14] for bounded domain \(\Omega \), see also [13, 16, 25, 28]. Therefore, we consider the associated local problem on the half cylinder with base \(\Omega \). Define
and
where \(\partial _LC\) denotes the lateral boundary of C, it is defined by \( \partial \Omega \times [0, \infty )\). Let \(H^s_{0L}(C)\) be the Hilbert Sobolev space defined by the closure of \(C_{0L}^\infty (C)\) with respect to
and equipped by the following inner product:
Following [13, 28], we associate to any \(u\in H^s_0(\Omega )\) the unique s-harmonic function denoted \(s-h(u)\) in \(H^s_{0L}(C)\), the unique solution of the following problem:
See [13, 28] for the explicit expression of \(s-h(u)\). It follows that \(A_s\) is expressed by the following map:
where \(\nu \) denotes the unit outward normal vector to C on \(\Omega \times \{0\}\) and for any \(v\in H^s_{0L}(C)\) and any \(x\in \Omega \), we have
In this way, problem (1.1) is equivalent to the following local problem
Therefore, if v satisfies (2.1), then \(u(x)= v(x, 0):= tr (v)(x), \forall \, x\in \Omega \) is a solution of (1.1). Notice that
In order to present the variational structure associated to (1.1), we introduce the following Hilbert space constructed by all s-harmonic functions in \(H^s_{0L}(C)\). More precisely, let
For all \(v\in {\mathcal {H}}\), we denote
and for all \(v, w \in {\mathcal {H}}\), we denote
As mentioned above, problem (2.1) has a variational structure. The Euler–Lagrange functional is the following:
defined on
Problem (2.1) is equivalent to finding the critical points of J subjected to the constraint \(u\in \Sigma ^+:=\{u\in \Sigma , u>0\}\).
Since \(p+1\) is the critical Sobolev exponent of the Sobolev trace embedding \(v\in {\mathcal {H}}\mapsto tr (v) \in L^{p+1}(\Omega )\) which is continuous but not compact for \(p= \frac{n+2s}{n-2s}\), the functional J does not satisfy the Palais–Smale condition. This means that there exist sequences along which J is bounded, its gradient goes to zero and which do not converge.
For \(x, y\in \Omega , t>0\), let \({\tilde{G}}((x, t), y), x, y\in \Omega , t>0\) be the s-harmonic extension of the Green’s function of the fractional Dirichlet Laplacian \(A_s\). It satisfies
We have
where \(\hat{c}\) is a fixed constant and \({\tilde{H}}\) is the regular part of \({\tilde{G}}\) (see [19], page 6542). It satisfies
For any \(a\in \Omega \) and \(\lambda >0\), we set
Following the classification results of [17, 20, 21], \(\delta _{(a, \lambda )}(x), a\in \Omega , \lambda >0\) are the only solutions of
where \(c_0\) is a fixed positive constant which depends only on n and s. Notice that in the case where \(\Omega = {\mathbb {R}}^n\), the Sobolev space \(H^s({\mathbb {R}}^n)\) is defined by
Here \(\hat{u}\) denotes the Fourier transform of u. The fractional operator \(A_s: H^s({\mathbb {R}}^n)\rightarrow H^{-s}({\mathbb {R}}^n)\) is defined by
Let \({\hat{\delta }}_{(a, \lambda )}\) be the s-harmonic extension of \(\delta _{(a, \lambda )}\) in \({\mathbb {R}}_+^{n+1}\) and let
It is more convenient in the next to work with \({\tilde{\delta }}_{(a, \lambda )}, a\in \Omega \) and \(\lambda >0\) defined by
We have
and
where \(\gamma _0= c_0 {\hat{\gamma }}^\frac{-4s}{n-2s}\).
For any \(a\in \Omega \) and \(\lambda >0\), we define the almost solutions \(P {\delta }_{(a, \lambda )}\) of (2.1) as the unique solutions of the following problem:
Next, we introduce the best constant of Sobolev. Let
be the Sobolev trace embedding. The best constant of Sobolev is given by
since \(\Vert {\tilde{\delta }}_{(a, \lambda )}\Vert _{D^s({\mathbb {R}}^{n+1}_+)}= c_s^\frac{-1}{2}\). Notice that S is independent of a and \(\lambda \) (see [29]). Observe that
Therefore,
Arguing as [26], the following proposition describes the Palais–Smale sequences of J.
PROPOSITION 2.1
Assume that (2.1) has no solution. Let \((v_k)_k\) be a sequence in \(\Sigma ^+:= \{v\in \Sigma , v\ge 0\}\) such that \(J(v_k)\rightarrow c\) and \(\partial J(v_k)\rightarrow 0\). There exists \(p\in {\mathbb {N}}^*\) and a subsequence of \((v_k)_k\) denoted again \((v_k)_k\) such that \(v_k \in V(p, \varepsilon _k)\), where \(\varepsilon _k\rightarrow 0\) as \(k \rightarrow +\infty \) and
Here \(\varepsilon _{ij}= \frac{1}{\big (\frac{\lambda _i}{\lambda _j}+ \frac{\lambda _j}{\lambda _i}+ \lambda _i\lambda _j|a_i-a_j|^2\big )^\frac{n-2s}{2}}\).
The following proposition gives suitable parameters for \(V(p, \varepsilon )\). The proof is similar to ([9], Proposition 7).
PROPOSITION 2.2
Let \(p\in {\mathbb {N}}^*\). There exists \(\varepsilon _p>0\) such that for any \(0< \varepsilon < \varepsilon _p\) and \(u\in V(p, \varepsilon )\), the following minimization problem:
admits a unique solution \(({\bar{\alpha }}, {\bar{a}}, {\bar{\lambda }})\) modulo a permutation on the indices set. Let \( v=u- \sum _{i=1}^p {\bar{\alpha }}_i P {\delta }_{({\bar{a}}_i, {\bar{\lambda }}_i)}\). It satisfies
For \(q\in {\mathbb {N}}^*\) and \(x=(x_1, \ldots , x_q)\in \Omega ^q\), such that \(x_i \ne x_j\) for \(i\ne j\), we denote \(M(x)= (m_{ij})_{1\le i, j \le q}\) the matrix defined by
Let \(\rho (x)\) be the least eigenvalue and by e(x) the eigenvector associated to \(\rho (x)\) whose norm equals 1 and whose components are strictly positive.
Our main results are the following.
Theorem 2.3
Assume that zero is a regular value of \(\rho \). For \(\varepsilon >0\) sufficiently small, there exists a change of variables, such that for any \(u = \sum _{i=1}^p \alpha _i P {\delta }_{(a_i, \lambda _i)} \in V(p, \varepsilon )\), \((a_i, \lambda _i , v)\rightarrow (a_i', \lambda _i', V)\) where V belongs to a neighborhood of zero in a fixed Hilbert space so that
Furthermore, if each \(a_i\) belongs to a neighborhood of \(x_i\) such that \(\rho (x_1, \ldots , x_p)>0\) and \(\rho '(x_1, \ldots , x_p)=0,\) there exists another change of variables \((a_i, \lambda _i)\rightarrow (a_i', \lambda _i')\) such that
up to a multiplicative constant. Here \(a'= (a_1', \ldots , a_p')\) and \(\eta \) is a fixed positive constant.
The characterisation of the critical points at infinity is given in the following theorem.
Theorem 2.4
Assume that zero is a regular value of \(\rho \). Then we have
(i) For \(\varepsilon \) small enough, J does not have any critical point in \(V(p, \varepsilon )\).
(ii) The only critical points at infinity of J in \(V(p, \varepsilon )\) correspond to \(\sum _{i=1}^p P {\delta }_{(x_i, +\infty )}\), where \(p\in {\mathbb {N}}^*\) and the \(x_i\)’s satisfy
(iii) There is \(p_0\in {\mathbb {N}}^*\) such that J does not have any critical point at infinity in \(V (p, \varepsilon )\) for each \(p\ge p_0\).
The following result illustrates the usefulness of the above theorems. It computes the difference of topology between the level sets of the functional J. More precisely, it evaluates the contribution of the critical points at infinity to the relative homology between the sets \(W_p\) and \(W_{p-1}\), where
Theorem 2.5
Assume that J has no critical point in \(\Sigma ^+\) and zero is a regular value of \(\rho \). Then the relative homology \(H_*(W_p,W_{p-1})\) between the sets \(W_p\) and \(W_{p-1}\) equals to
where \(I_p=\{x\in \Omega ^p, s.t. \,\rho (x)\le 0\}\), \(\Delta _{p-1}= \{(\alpha _1, \ldots , \alpha _p), such\,that\, \alpha _i\ge 0, \; \sum _{i=1}^p \alpha _i=1\}\) and \(\sigma _p\) is the permutation group.
The remainder of the present paper is organized as follow. Section 3 will be devoted to the expansion of J and its gradient. In Section 4, we will study the v-part of u. In Section 5, we will construct a suitable pseudo-gradient to characterize the critical points associated to problem (1.1). The proofs of Theorems 2.3, 2.4 and 2.5 are given in Section 6.
3 Expansion of the functional and its gradient near potential critical points at infinity
First, we deal with the asymptotic expansion of the functional J.
PROPOSITION 3.1
For \(\varepsilon >0\) small enough and \(u=\sum _{i=1}^p\alpha _i P {\delta }_{(a_i, \lambda _i)}+v \in V(p, \varepsilon )\), we have the following expansion:
where \(c_1\) is a positive constant, and
Proof
Let us recall that
We need to estimate
Using the fact that v satisfies \((V_0)\), we have
A computation similar to the one performed in [1, 7] shows that, for \(\lambda _i d_i\) large enough, we have the following estimates:
Using (3.1), (3.2) and (3.3), we derive that
where
For the denominator, we have
Observe that
A computation similar to the one performed in [1, 7] shows that
Using (3.7), (3.8) and (3.9), we get
Combining (3.4), (3.5) and (3.10) and the fact that \( J(u)^\frac{n}{n-2s}\alpha _i^\frac{4s}{n-2s}=1+o(1)\), for each i, the result follows.
PROPOSITION 3.2
For \(u=\sum _{i=1}^p\alpha _i P {\delta }_{(a_i, \lambda _i)} \in V(p, \varepsilon )\), we have the following expansion:
Proof
For any \(h\in {\mathcal {H}}\), we have
Thus
Observe that
A computation similar to the one performed in [7], shows that
Using (3.13)– (3.17) and the fact that \( J(u)^\frac{n}{n-2s}\alpha _i^\frac{4s}{n-2s}=1+o(1)\), for each i, Proposition 3.2 follows.
PROPOSITION 3.3
For \(u=\sum _{i=1}^p\alpha _i P {\delta }_{(a_i, \lambda _i)} \in V(p, \varepsilon )\), we have the following expansion:
Proof
Using (3.11), we have
Observe that
A computation similar to the one performed in [7], shows that
Using (3.18)–(3.23) and the fact that \( J(u)^\frac{n}{n-2s}\alpha _i^\frac{4s}{n-2s}=1+o(1)\), for each i, Proposition 3.3 follows.
4 The v-part of u
In this section, we deal with the v-part of u, in order to show that it is negligible with respect to the concentration phenomenon.
PROPOSITION 4.1
There is a \({\mathcal {C}}^{1}\)-map which to each \((\alpha _{i},a_{i},\lambda _{i})\) such that \(\sum _{i=1}^{p} \alpha _{i}P \delta _{(a_{i},\lambda _{i})}\) belongs to \(V(p,\varepsilon )\) associates \({\bar{v}}={{\bar{v}}}(\alpha , a, \lambda )\) such that \({\bar{v}}\) is unique and satisfies
Furthermore, we have the following estimate:
Proof
Since \(\frac{\alpha _i}{\alpha _j}=1 +o(1)\), then the quadratic form Q(v, v) defined in Proposition 3.1 is close to
Arguing as in [7], the existence of \({\bar{v}}\) follows, since Q(v, v) is definitive and positive. Thus
where f is the linear form defined in Proposition 3.1. Thus, it is sufficient to estimate |f|. We have
Observe that
where \(B_i =\{x, |x-a_i|< d_i\}\) and \(\theta _i= {\delta }_i- P {\delta }_i\). Then, using the Holder’s inequality, we need to estimate
Also, we have
If \(n\ge 6\), then \(\frac{2n}{n+2s}\ge \frac{n}{n-2s}\). Therefore,
If \(n\le 5\), then \(1 < \frac{4s}{n-2s}\). In this case,
This concludes the proof.
5 Construction of the pseudo-gradient
This section is devoted to the construction of a suitable pseudo-gradient of J for which the Palais–Smale condition is satisfied along the decreasing flow lines as long as these flow lines do not enter in some neighborhood of \(\sum _{i=1}^p P {\delta }_{(x_i, +\infty )}\), \(p\in {\mathbb {N}}^*\) such that
Such a construction allows us to identify the critical points at infinity of the variational structure associated to (1.1).
Theorem 5.1
Assume that zero is a regular value of \(\rho \). For any \(p\ge 1\) and \(\varepsilon >0\) small enough, there exists a pseudo-gradient W in \({V}(p, \varepsilon )\) satisfying the following:
There exists a constant \(c>0\) such that for any \(u= \sum _{i=1}^p\alpha _i P \delta _{a_i, \lambda _i} \in {V}(p, \varepsilon )\), we have
|W| is bounded, the minimal distance to the boundary only increases if it is small enough and the only case where \(\lambda _i(s), i=1, \ldots , p, s\ge 0,\) tend to \(\infty \) is when \(\rho (X)>0\) and \(\rho '(X)=0\), where \(X= (a_1, \ldots , a_p)\).
In order to construct the required pseudo-gradient, we need to introduce the following notations: For each \(i\in \{1, \ldots , p\}\), let
Without loss of generality, we can assume that \(\lambda _i d_i\): \(\lambda _1 d_1\le \lambda _2 d_2\le \cdots \le \lambda _p d_p\). Let us define
where \(c_2\) is a constant chosen small enough.
Case 1: \(I\cap I_2\ne \emptyset \) and \(I\ne \{1, \ldots , p\}\). We order all the concentrations \(\lambda _i, i\in I_2\). Assume that
Let
We claim that
Indeed, using Proposition (3.2), we derive that
Observe that
Thus for \(\lambda _i\ge \lambda _j\),
Furthermore, arguing as in [7, 24] and using the maximum principle, the regular part of the Green’s function satisfies
For \(j\in I_1\) and \(i\ne j\), if \(d_j/2\le d_i\le 2 d_j\), using (5.5), we obtain
In the other case (i.e. \(d_i\le d_j/2\) or \(d_i\ge 2d_j\)), we use the inequality \(|a_i-a_j|\ge \frac{1}{2}\max (d_i, d_j)\) to obtain (5.6). Thus
Since \(i\in I_2\), we obtain
A similar computation as in the proof of (2.8) of [24] shows that
for each point \(a_i\) near the boundary. From another part, for each \(a_i\) in a compact set K of \(\Omega \), we have \(H((a_i, 0) a_i)\ge c\). Thus
for each \(a_i\in \Omega \). Using (5.10) and (5.8), claim (5.1) follows.
Since \(\lambda _1 d_1\le \lambda _2 d_2\le \cdots \le \lambda _p d_p\), we can make appear the term \((\lambda _id_i)^{-(n-2s)}\) in the upper bound of (5.1). Therefore,
For \(i\in I_1\), we have
Therefore, from \((\lambda _1d_1)^{-(n-2s)}\) we can make appear the term \(\sum _{i\in I_1, j\ne i}\varepsilon _{ij}\) in the upper bound of (5.11). Hence the estimates (i) of Theorem 5.1 follows in this case.
Case 2: \(I\cap I_2\ne \emptyset \) and \(I= \{1, \ldots , p\}\). Let \(i_1= \min \{i,\ \mathrm{s.t.}\ i\in I_2\}\) and \(I_{i_1}= \{j\not \in I_2,\ \mathrm{s.t.}\ \lambda _{i_1}d_{i_1}\le 2c_2 \lambda _j d_j\}.\) Let
Using Proposition 3.2, we have
Since \(I= \{1, \ldots , p\}\), we have for each \(i\ne j\),
Indeed, if \(d_i\le d_j/2\) or \(d_i\ge 2d_j\), we have \(|a_i-a_j|\ge \frac{1}{2}\max (d_i, d_j)\) and the result follows. In the other case, if \(d_j/2\le d_i\le 2 d_j\), using that \(i, j\in I\), we derive that \(\frac{\lambda _i}{\lambda _j}\) and \(\frac{\lambda _j}{\lambda _i}\) are bounded. Therefore, \((\lambda _k|a_i-a_j|)^{-2}= O(\varepsilon _{ij}^\frac{2}{n-2s})\) for \(k=i, j\). Thus, for \(i\in I_{i_1}\), using (5.3) and (5.14), we get
Furthermore, for \(i\in I_{i_1}\),
For \(i\in I_2\), using (5.3) and (5.14), we get
Therefore, using the fact that the Green’s function is positive, we derive
Using the fact that \(I\cap I_2\ne \emptyset \) and arguing as in the Case1, estimate (5.11) is valid. Therefore, we can make appear the term \(\sum _{i\in I_1, j\ne i}\varepsilon _{ij}\) in the upper bound of (5.11). Thus estimate (i) of Theorem 5.1 follows in this case.
For \(c_3\) a fixed small constant, let us define
For \(i\in L\), let \(i_0\) the index such that
Case 3: \(I\cap I_2= \emptyset \) and there exists \(i, i_0\in I\) satisfying (5.18). Let
We have
Arguing as in Case 1, the terms with \(j\in I_2\) can be seen like \(O(\varepsilon _{ij})\). Next, we interest with the indices \(j\in I_1\). Observe that for \(i, k\in I_1\), we have (5.14). Indeed, if \(d_i\le d_k/2\) or \(d_i\ge 2d_k\)), we have \(|a_i-a_k|\ge \frac{1}{2}\max (d_i, d_k)\) and the result follows. In the other case, if \(d_k/2\le d_i\le 2 d_k\), using that \(i, k\in I_1\), we have as in (5.6)
Therefore,
Thus we obtain (5.15) with the indices \(j\in I_1\). Using (5.10), and the fact that the Green’s function is positive, we derive that
Since \(i, i_0\in I\) satisfying (5.18), we can assume that \(\lambda _i\ge \lambda _{i_0}\) and thus
Using (5.14), we derive that
Since \(i\in I\) and the term \((\lambda _i d_i)^{2s-n}\) appears in the upper-bound of the above estimate, we argue as in the Case 1, we can make appear all the \((\lambda _k d_k)^{2s-n}\) and \(\sum _{k\ne j, k\in I_1}\varepsilon _{kj}\) in this upper-bound. For \(m_1\), a fixed large constant, the pseudo-gradient \(W_3+m_1W_1\) satisfies estimate (i) of Theorem 5.1.
Case 4: \(I\cap I_2= \emptyset \) and \(\forall i, i_0\in I\), \(c_3 \max (d_i, d_{i_0})< |a_i-a_{i_0}|\). Let \(d_0\) be a fixed small positive constant. We introduce the following sets:
and
Case 4.1: If \(I' \ne \emptyset \), let
where \(\lambda _{j_0}= \max \{\lambda _i, i\in I'\}\) and \(\eta _i\) is the outward normal to \(\partial \Omega _{d_i}=\{x\in \Omega ,\ \mathrm{s.t.}\ d(x, \partial \Omega )=d_i\}\) at \(a_i\).
Using Proposition 3.3, we have
Observe that for \(i\in I'\) and \(j\in I_1\setminus (I\cup L_i)\), using (5.5), we have
For i and \(j\in I'\), if \(\frac{d_i}{d_j}\), \(\frac{d_j}{d_i}\) and \(\frac{|a_i-a_j|}{d_i}\) are bounded and arguing as in the Appendix of [11], we derive that \(\frac{\partial {H}}{\partial \eta _i}((a_i, 0), a_j)>0\). In the other case, we have
Thus
Observe that for each \(i\in I'\), using (5.9) and arguing as [7, 24], we have
Moreover, for \(i, j \in I'\), we have \(\eta _i-\eta _j= O(|a_i-a_j|)\). Therefore,
Using the fact that \(c_3\max (d_i, d_j)\le |a_i-a_j|\), for \(i\in I'\) and \(j\in I_1\setminus (I\cup L_i)\), we get
for \(c_2\) and \(c_3\) chosen such that \(c_2^\frac{n-2s}{2}= o(c_3^{n+1-2s})\). For \(i\in I'\) and \(j\in I\setminus I'\), we claim that
Indeed, since \(I\cap I_2= \emptyset \) then i and j belong to \( I_1\). Using (5.14) and the fact that (5.18) is not satisfied, we derive
Therefore,
and our claim follows. Thus
Observe that \(d_i\le d_j\) for \(i\in I'\) and \(j\in I\setminus I'\). Therefore, \(- \frac{\partial G((a_i, 0), a_j)}{\partial \eta _i}>0\), see [7] and [24]. Now for \(i, j \in I'\), we have
Using the fact that \(d_i\) and \(d_j\) are small enough, we get
Observe that \(j_0\in I'\) and \(\lambda _{j_0}d_{j_0}\) and \(\lambda _{1}d_{1}\) are of the same order. Thus, we can make all the \((\lambda _i d_i)^{n+1-2s}\) for \(i\in I_1\) appear in the upper bound of the last inequality. It follows that,
Let
Using Case 3, we get
For \(m_1\) and \(m_2\) two fixed large constants, using (5.11) (5.30) and (5.31), we get
As in the Case 1, we can make appear the term \(\sum _{i\in I_1, j\ne i}\varepsilon _{ij}\) in the upper bound of (5.11). Hence the estimates (i) of Theorem 5.1 follows in this case.
Case 4.2: If \(I'=\emptyset \), then \(d_i\ge d_0\) for any \(i\in I\). Let \(M= (m_{ij})_{i, j\in I}\) be the matrix defined in (2.6). Let \(\rho \) its least eigenvalue and e is the eigenvector associated to \(\rho \). Fix \(\eta >0\). We set
For any \(x\in C(e, \eta ), \eta \) small, we have
and
For any \(x\in C(e, \eta )^c\), we have
Denote \(I= \{j_1, \ldots , j_r\}\) and \(\Lambda = t_{\Bigg (\frac{1}{\lambda _{j_1}^\frac{n-2s}{2}}, \ldots , \frac{1}{\lambda _{j_r}^\frac{n-2s}{2}}\Bigg )}\).
If \(\Lambda \) belongs to the set \(C(e, \eta )^c\), then we move the vector \(\Lambda \) to \(C(e, \eta )\) as in [12] along
Using Proposition (3.2), we derive that there exists a pseudo-gradient \(W_6\) such that
As in [12], we have
and
for \(i\in I, j\in I_1\setminus I\). Thus
If \(\Lambda \) belongs to \(C(e, \eta )\), the construction of the vector-field \(W_6\) depends on the value of \(\rho \) and \(|\rho '|\). Since zero is a regular value of \(\rho \) then there exists a constant \(\rho _0>0\) such that either \(|\rho |>\rho _0\) or \(|\rho '|>\rho _0\).
If \(\rho < -\rho _0\), we decrease all the \(\lambda _i\)’s for \(i\in I\). If we assume that \(c_2^\frac{n-2s}{2}= o(\rho _0 d_0^{n-2s})\) then using Proposition 3.2, (5.3) (5.5) and (5.36), we obtain (5.37) in this case.
If \(|\rho '|>\rho _0\) and \(\rho > -\rho _0\), then we move the points \(a_i\)’s along \(\lambda _{j_0} \dot{a_i}= -\frac{\partial \rho }{\partial a_i}\) for each \(a_i\in I\) and \(\lambda _{j_0}= \max \{\lambda _i, i\in I\}\). Using Proposition 3.3, we derive
Observe that for \(i\in I\) and \(j\in I_1{\setminus }(I\cup L_i)\), (5.18) is not satisfied. Thus
where D is the diameter of \(\Omega \). Arguing as in (5.28), we obtain
We can chose \(c_2\) and \(c_3\) such that
Since \(\Lambda \in C(e, \eta )\), then using (5.33), (5.34), (5.38) and (5.41), we obtain
Thus in both cases, the pseudo-gradient \(W_6+ m_1 W_1+m_2W_5\) where \(m_1\) and \(m_2\) are two positive constants large enough, satisfies (5.32) and then the estimate (i) of Theorem 5.1 follows in this case.
The required vector field W required in Theorem 5.1 will be defined by a convex combination of \(W_i, i=1, \ldots , 6\). It satisfies Claim (i) of Theorem 5.1. Moreover, by the argument of Corollary B.3 of [12], it satisfies Claim (ii). This completes the proof.
COROLLARY 5.2
Under the assumption of Theorem 5.1, the only critical points at infinity for J are \(\sum _{i=1}^p P \delta _{(a_i, \infty )}, p\ge 1\), where \(\rho (a_1, \ldots , a_p)>0\) and \(\rho '(a_1, \ldots , a_p)=0\). Moreover, all concentration points of any critical point at infinity lie in a compact set K of \(\Omega \).
6 Proof of the results
Proof of Theorem 2.3
It follows from the result of Theorem 5.1 and similar arguments of Appendix 2 of [8] (see also [12]).
Proof of Theorem 2.4
Claim (i) follows from the inequalities of Theorem 5.1. Claim (ii) corresponds to the result of Corollary 5.2. Concerning Claim (iii), we know that for a large integer \(p_0\), there exists at least two points \(a_i\) and \(a_j\) in K, (where K is defined in Corollary 5.2), such that \(|a_i - a_j|\) is very small. Therefore, any related \(p_0\times p_0\)-matrix, \(M(a_1, \ldots , a_{p_0})\) is not positive definite. Claim (iii) follows from Corollary 5.2.
Proof of Theorem 2.5
Using the result of Corollary 5.2, the only critical points at infinity for J are \(\sum _{i=1}^p P \delta _{(a_i, \infty )}\) with \(\rho (a_1, \ldots , a_p)>0\) and \(\rho '(a_1, \ldots , a_p)=0\). Near each critical point at infinity, the normal form of the expansion of J presented by Theorem 2.3, shows that the relative homology between \(W_p\) and \(W_{p-1}\) is given by the product of the homologies defined by each variables. This conclude the proof.
References
Abdelhedi W, Chtioui H and Hajaiej H, The Bahri–Coron theorem for fractional Yamabe-type problems, Adv. Nonlinear Stud. 18(2) (2018) 393–407
Abdullah Sharaf K and Chtioui H, Conformal metrics with prescribed fractional Q-curvatureson the standard n-dimensional sphere, Differential Geom. Appl. 68 (2020) Article 101562
Abdullah Sharaf K and Chtioui H, The topological contribution of the critical points at infinity for critical fractional Yamabe-type equations, SN Partial Differ. Equ. Appl. 3 (2020) https://doi.org/10.1007/s42985-020-00011-5
Ahmedou M and Chtioui H, Conformal metrics of prescribed scalar curvature on 4-manifolds: the degree zero case, Arab. J. Math. 6(3) (2017) 127–136
Alghanemi A and Chtioui H, Prescribing scalar curvatures on \(n\)-dimensional manifolds, C. R. Acad. Bulg. Sci. 73(2) (2020) 163–169
Alghanemi A and Chtioui H, Perturbation theorems for fractional critical equations on bounded domains, J. Aust. Math. Soc. published online (2020) 1–20, https://doi.org/10.1017/S144678871900048X
Bahri A, Critical point at infinity in some variational problems, Pitman Res. Notes Math. Ser., vol. 182 (1989) (Harlow: Longman Sci. Tech.)
Bahri A, An invariant for yamabe-type flows with applications to scalar curvature problems in high dimensions, a celebration of J. F. Nash Jr., Duke Math. J. 81 (1996) 323–466
Bahri A and Coron J M, On a nonlinear elliptic equation involving the critical Sobolev exponent: The effect of topology of the domain, Comm. Pure Appl. Math. 41 (1988) 255–294
Bahri A and Brezis H, Elliptic differential equations involving the Sobolev critical exponent on manifolds, PNLDE, vol. 20 (1996) (Birkhauser, Basel)
Bahri A, Li Y and Rey O, On a variational problem with lack of compactness: The topological effect of the critical points at infinity, Calc. Var. Partial Differential Equations 3 (1995) 67–94
Ben Ayed M, Chen Y, Chtioui H and Hammami M, On the prescribed scalar curvature problem on 4-manifolds, Duke Math. J. 84 (1996) 633–677
Brandle C, Colorado E, dePablo A and Sánchez U, A concave-convex elliptic problem involving the fractional Laplacian, Proc. Roy. Soc. Edinburgh Sect. A 143 (2013) 39–71
Cabré X and Tan J, Positive solutions of nonlinear problems involving the square root of the Laplacian, Adv. Math. 224 (2010) 2052–2093
Caffarelli L and Silvestre L, An extension problem related to the fractional Laplacian, Comm. Partial. Diff. Equ. 32 (2007) 1245–1260
Capella A, Dávila J, Dupaigne L and Sire Y, Regularity of radial extremal solutions for some non-local semi linear equations, Comm. Partial Diff. Equ. 36 (2011) 1353–1384
Chen W, Li C and Ou B, Classification of solutions for an integral equation, Comm. Pure Appl. Math. 59 (2006) 330–343
Chtioui H, Hajaiej H and Soula M, The scalar curvature problem on four-dimensional manifolds, Comm. Pure Appl. Anal. 19(2) (2020) 723–746
Choi W, Kim S and Lee K, Asymptotic behavior of solutions for nonlinear elliptic problems with the fractional Laplacian, J. Funct. Anal. 266(11) (2014) 6531–6598
Li Y, Remark on some conformally invariant integral equations: the method of moving spheres, J. Eur. Math. Soc. (JEMS) 6 (2004) 153–180
Li Y Y and Zhu M, Uniqueness theorems through the method of moving spheres, Duke Math. J. 80 (1995) 383–417
Pohozaev S, Eigenfunctions of the equation \(\Delta u + \lambda f(u) = 0\), Soviet Math. Dokl. 6 (1965) 1408–1411
Sharaf K, On a critical fourth order PDE with Navier boundary condition, Acta Math. Sinica 35 (2019) 1906–1916
Rey O, The role of the Green’s function in a nonlinear elliptic equation involving the critical Sobolev exponent, J. Funct. Anal. 89 (1990) 1–52
Stinga P and Torrea J, Extension problem and Harnack’s inequality for some fractional operators, Comm. Partial Diff. Equ. 35 (2010) 2092–2122
Struwe M, A global compactness result for elliptic boundary value problem involving limiting nonlinearities, Math. Z. 187 (1984) 511–517
Tan J, The Brezis Nirenberg type problem involving the square root of the Laplacian, Cal. Var. Partial Diff. Equ. 42 (2011) 21–41
Tan J, Positive solutions for non local elliptic problems, Discrete Contin. Dyn. Syst. 33 (2013) 837–859
Xiao J, A sharp Sobolev trace inequality for the fractional-order derivatives Bull. Sci. Math. 130 (2006) 87–96
Acknowledgements
This project was funded by the Deanship of Scientific Research (DSR), King Abdulaziz University, Jeddah, Saudi Arabia under Grant No. (KEP-PhD-41-130-38). The authors, therefore, acknowledge with thanks DSR technical and financial support.
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by K Sandeep.
Rights and permissions
About this article
Cite this article
Abdelhedi, W., Alghanemi, A. & Chtioui, H. Topological differences at infinity for nonlinear problems related to the fractional Laplacian. Proc Math Sci 132, 30 (2022). https://doi.org/10.1007/s12044-022-00669-4
Received:
Revised:
Accepted:
Published:
DOI: https://doi.org/10.1007/s12044-022-00669-4