Abstract
We study both existence and stability of renormalized solutions for nonlinear parabolic problems with three lower order terms that have, respectively, growth with respect to u and to the gradient, whose model
where \(Q:=(0,T)\times \varOmega \) (with \(\varOmega \) is an open bounded subset of \({\mathbb {R}}^{N}\) (\(N\ge 2\)) and \(T>0\)), \(1<p<N\), \(\varDelta _{p}\) is the usual p-Laplace operator, and \(\mu \in {\mathbf {M}}(Q)\) is a (general) measure with bounded total variation on Q. As a consequence of our main results, we prove that the conditions \(\gamma =\frac{(N+2)(p-1)}{N+p}\), \(\lambda =\frac{N(p-1)+p}{N+2}\), \(0\le \iota \le p-\frac{N-p}{N}\), \(c\in L^{\tau =\frac{N+p}{p-1}}(Q)^{N}\), \(b\in L^{N+2,1}(Q)\) and \(d\in L^{z',1}(Q)\) (with \(z=\frac{pN-N-p}{\iota N}\)) are necessary and sufficient for the existence and the stability of solutions for every sufficiently regular \(u_{0}\in L^{2}(\varOmega )\), \(E\in L^{p'}(Q)^{N}\) and irregular \(\mu \in {\mathbf {M}}(Q)\).
Résumé
Résultats de stabilité et d’existence pour une classe d’équations non-linéaires paraboliques avec trois termes d’ordre inférieur et une donnée mesure utilisant des espaces de Lorentz. Nous étudions l’existence et la stabilité des solutions renormalisées pour des problèmes paraboliques non-linéaires avec trois termes d’ordre inférieur qui ont, respectivement, une croissance par rapport à u et au gradient, de modèle (\({\mathcal {P}}\)), où \(\varOmega \) est un sous-ensemble ouvert borné de \({\mathbb {R}}^{N}\) (\(N\ge 2\)), \(T>0\), \(1<p<N\), \(\varDelta _{p}\) est l’opérateur usuel p-Laplacien, et \(\mu \in {\mathbf {M}}(Q)\) est une mesure (générale) avec une variation totale dans Q. Comme conséquence de nos résultas, nous montrons que les conditions \(\gamma =\frac{(N+2)(p-1)}{N+p}\), \(\lambda =\frac{N(p-1)+p}{N+2}\), \(0\le \iota \le p-\frac{N-p}{N}\), \(c\in L^{\tau =\frac{N+p}{p-1}}(Q)^{N}\), \(b\in L^{N+2,1}(Q)\) et \(d\in L^{z',1}(Q)\) (avec \(z=\frac{pN-N-p}{\iota N}\)) sont nécessaires et suffisantes pour l’existence et la stabbilité des solutions pour \(u_{0}\in L^{2}(\varOmega )\), \(E\in L^{p'}(Q)^{N}\) suffisament réguliers et \(\mu \in {\mathbf {M}}(Q)\) irrégulière.
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1 Version française abrégée
Dans le domaine des EDP’s beaucoup de travaux sont focalisés sur le cas des problèmes elliptiques et paraboliques à données mesures. Les modèles des EDP’s “classiques” définissent l’importance de la notion de capacité par rapport à la décomposition de la donnée en utilisant des mesures telles que les mesures “diffuses” ou “singulières”. Celles-ci déterminent l’importance de la décomposition en fonction de l’apparition des termes définis dans le problème approché. Cependant, ces méthodes ne permettent pas de vérifier si les solutions délivrées par le problème sont uniques, ou, si les nouveaux termes tels que les “termes d’ordre inférieur” sont bien définis. Nous traitons dans cet article un de ces problèmes à donnée mesure avec trois terms d’ordre inférieur. L’idée c’est de mettre des approximations adaptées lorsque ces nouveaux termes apparaissent. Nous devons pour cela déterminer: Quelles écritures de solutions permettant d’obtenir des meilleures approximations du problème en question pour retrouver la solution du problème initial, et définir la méthode permettant d’établir, et d’estimer, le lien entre les solutions contenues dans le problème approché et les solutions du problème de base. Cette problématique mathématique s’inscrit donc parfaitement dans la problématique posée dans ce travail avec différentes phases que l’on peut retrouver comme la recherche des estimations a priori, l’extraction des convergences et le passage à la limite. Nous citons dans la suite les contributions scientifiques qui ont été apportées jusqu’à aujourd’hui par différents auteurs ainsi que les points que nous avons traité. Notons qu’un grand nombre d’articles a déjà été consacré à l’étude d’existence et de stabilité des solutions des problèmes paraboliques sous des multiples hypothèses et des différents contextes: pour plus de détails sur des résultats classiques, voir [1, 83, 86, 94] et les références incluses. Plus récemment, dans [2,3,4], nous avons considéré le cas des opérateurs monotones non-linéaires et des termes d’ordre inférieur (avec une croissance par rapport au gradient); en particulier, dans [2], nous avons étudié le comportement asymptotique des solutions pour des opérateurs paraboliques non-linéaires, un terme de croissance naturelle et une mesure positive \(\mu \) absolument continue par rapport à la p-capacité parabolique. Ici, nous analysons le cas d’un problème à trois termes d’ordre inférieur avec des mesures générales, éventuellement singulières, et sans condition de signe sur les données. Nous nous intéressons à l’étude d’existence et de stabilité, dans un sens convenable, des solutions généralisées (renormalisées) pour une classe d’équations non linéaires et non coercives de modèle \(({\mathcal {P}})\). Notre résultat principal sera:
Theorem 0.1
Supposant que \(a(t,x,s,\zeta )\), K(t, x, s), \(H(t,x,s,\zeta )\), G(t, x, s), \(u_{0}\), E et \(\mu \) satisfont les hypothèses (1.4)–(1.11). Donc, pour tout \(p>1\), il existe une solution renormalisée du problème \(({\mathcal {P}})\).
2 Introduction
A large number of papers has been devoted to the study of existence/stability of solutions for parabolic problems under different assumptions and various contexts: for a review on classical results see [1, 83, 86, 94], and references therein. More recently, in [2,3,4], the case of nonlinear monotone operators with nonlinear lower order terms (having growth with respect to the gradient) have been considered; in particular, in [2], we deal with nonnegative measures \(\mu \) absolutely continuous with respect to the parabolic p-capacity (the so called “diffuse” measures). Here we analyze the case of three nonlinear lower order terms with general, possibly singular, measure data with no sign assumption. We are interested in the study of existence and stability, in a suitable sense, of “generalized” (renormalized) solutions of a class of nonlinear and “noncoercive” parabolic equations whose model is
where \(Q:=(0,T)\times \varOmega \) (with \(\varOmega \subset {\mathbb {R}}^{N}\) is a bounded regular domain and \(T>0\)), \(c(t,x)\in L^{\tau }(Q)^{N}\) with \(\tau =\frac{N+p}{p-1}\), \(\gamma =\frac{(N+2)(p-1)}{N+p}\), b(t, x) belongs to the Lorentz space \(L^{N+2,1}(Q)\) with \(\lambda =\frac{N(p-1)+p}{N+2}\), d(t, x) belongs to the Lorentz space \(L^{z',1}(Q)\) with \(z=\frac{pN-N-p}{\iota N}\) (\(0\le \iota \le p-\frac{N-p}{N}\)), the initial datum \(u_{0}\in L^{2}(\varOmega )\), \(E\in L^{p'}(Q)^{N}\) and \(\mu \) is a general, possibly singular, data satisfying some hypothesis that we will specify later. In the case where \(b\equiv c\equiv d\equiv 0\), this parabolic equation appears in the weak theory where it is known as the Boccardo–Gallouët equation [21] for \(p>2-\frac{1}{N+1}\), see also [18]. A modification of the problem above is studied by Porzio as a model for some noncoercive equations, see [88] for nonconstant b (with \(c\equiv d\equiv 0\)) and \(L^{1}\)-data. Existence results for problem (1.1) in the whole \(Q=(0,T)\times \varOmega \), where \(\varOmega \subset {\mathbb {R}}^{N}\) (\(N\ge 2\)), \(T>0\), with a regular data \(u_{0}\) and \(\mu \) is a general Radon measure is well-known, we refer to [96], where equations of the form
are studied; we refer also to the paper [98], where problem (1.2) is studied in the framework of “duality” solutions and where some regularity properties of the solutions are obtained in that case, i.e., \(u\in L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\) for every \(q<\frac{N-2}{N+1}\). It is not difficult to obtain an existence result for problem (1.1) in the case where the data are bounded: it suffices to use an “approximate” technique with problems having regular data, and using “compactness” arguments, also known, as “distributional” approach, to transform the equation into a regularized problem (a weak one if the data \(\mu \in L^{p'}(Q)\) and \(u_{0}\in L^{2}(\varOmega )\)) which can then be solved by Leray–Lions’s methods. In the case where the data is “more general”, or in the case where the data is singular, this weak/distributional approach can not be done due to the lack of regularity of the solutions (the weak/distributional formulation is not strong enough to provide uniqueness as it can be proved by adapting the counterexample of J. Serrin [99], for stationary problem, to the parabolic case [94]). But, this approach can be replaced with the use of dependent-solution test functions whose role is again to overcome the lack of regularity and to deal with the unbounded terms appearing in distributional formulation, see [85, 98] for the linear case. The case where the “Laplace” operator is replaced by a nonlinear operator like the “p-Laplace” operator has been studied in [5, 34, 84], and some references therein, where test functions of the form \(S(u)\varphi \), where \(S\in W^{2,\infty }({\mathbb {R}})\) is such that \(S'\) has compact support on \({\mathbb {R}}\), \(S(0)=0\), and \(\varphi \in C^{\infty }_{c}(Q)\) are considered. We first show that there is a natural notion of generalized solution, of problem (1.1) above, in spite of its nonlinear characters. A major consequence of this notion is that, if the range of p is greater than \(\frac{2N+1}{N+1}\), then the solution is such that \(|\nabla u|^{p-1}\in L^{q}(Q)\) for all \(q<1+\frac{1}{(N+1)(p-1)}\) (even if its gradient may not belong to any Lebesgue space); we prove that there exists exactly a generalized (very weak) solution u of the problem such that the truncationFootnote 1 function \(T_{k}(u)\in L^{\infty }(0,T;L^{1}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\), and the energy of the solution u, where it is “large”, goes to construct the singular (concentrated) part of the measure \(\mu \) (with respect to the (b, p)-capacity). Moreover, using a family of real bounded Lipschitz continuous functions on \({\mathbb {R}}\), one can justifies, in some sense, that the absolutely continuous (diffuse) part of \(\mu \) in the distributional formulation is well-defined. Finally, a first main result is proved, as we give compactness results (depending on the data of the problem) to ensure that the solution of problems (1.1) are, in fact, stable when passing to the limit. We do not consider only the model problem (1.1), but we prove the existence/stability results for the general form
where the vector field \(a{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N}\mapsto {\mathbb {R}}^{N}\) is a CarathéodoryFootnote 2 function such that for every \(s\in {\mathbb {R}}\), \(\zeta ,\zeta '\in {\mathbb {R}}^{N}\) with \(\zeta \ne \zeta '\), the following properties
holds for two fixed positive constants \(c,\alpha >0\), and a nonnegative function \(a_{0}(t,x)\in L^{p'}(Q)\). Hence the nonlinear parabolic operator is defined on \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), and \({\mathcal {L}}u:=-\text {div}[a(t,x,u,\nabla u)]\) maps \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) into its dual space \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) surjectively, see [67, 69]. As the lower order terms are concerned, \(K(t,x,s){:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}\) is a Carathéodory function that satisfy assumption
for almost every \((t,x)\in Q\), and for every \(s\in {\mathbb {R}}\). Moreover, \(H{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N}\mapsto {\mathbb {R}}\) and \(G{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}\) are Carathéodory functions satisfying
and
for almost every \((t,x)\in Q\) and for every \(\zeta \in {\mathbb {R}}^{N}\). Finally, \(\mu \) is a (general) measure in \({\mathbf {M}}_{b}(Q)\) decomposed as
according to the Radon–Nikodym and to the Banach decompositions, and
It is worth pointing that problem (1.3) has two main features: firstly; since the standard subjectivity theorem for Leray–Lions operators can not be applied, we should reason by means of the approximate theory introduced in [51, 72, 84, 95], by using truncations of solutions in order to get a pseudo-monotone and coercive differential operator in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), then establish some a priori estimates on u, \(T_{k}(u)\) and \(\nabla u\). Thus, a technical result on the a.e. convergence of gradients leads to pass to the limit. Secondly, the right-hand side \(\mu \) of problem (1.3), which contains a measure term, is not an element of the dual space \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))\), therefore the solution can not be expected to belong to the energy space \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), so it is necessary to change the functional setting in order to prove existence/stability results; to overcome this problem, a concept of “generalized” solution should be considered in this specific class. Now, we have to specify what we mean by “generalized solution”; let us recall that for equations with singular datum (say \(L^{1}(Q)\), or more in general, measures), several notions of solutions have been introduced. A notion of “renormalized” solution when \(\mu \) is a diffuse measure was introduced in [54], and in the same paper the existence and uniqueness of such a solution are proved (when \(b\equiv c\equiv 0\)). In [53], a similar notion of “entropy” solution is also defined and proved to be equivalent to that of renormalized solution. A new definition of “renormalized-entropy” solution which, in contrast with the previous ones, is closer to the one used for conservation laws in [17] and to the one existing in the elliptic case in [50], is established in [90, 91]. The case of general measure in established in a similar way in [84, 89]. The main idea in such formulations is to move the attention from the solution u to its truncations \(T_{k}(u)\) and to use a “truncated” version of the equation. This is advantageous both in order to obtain a priori estimates and because requiring \(T_{k}(u)\) to belong to the energy space allows to get informations about the solution. Observe that the above problem does not admit, in general, a solution in the sense of distribution since we can not expect to have the fields \(a(t,x,u,\nabla u)\), K(t, x, u) in \(L^{1}_{\text {loc}}(Q)^{N}\) and \(H(t,x,u,\nabla u)\) in \(L^{1}_{\text {loc}}(Q)\). Indeed the last assumptions are in fact crucial in order to obtain renormalized solution that allow a priori estimates to hold true. In the present paper, we shall consider the same test functions to deal with questions of regularity, existence and stability of “generalized” solutions of problems of the form (1.3). The first point of the paper is devoted to the case \(b\equiv d\equiv 0\) by developing technical a priori estimates for u and its gradients in appropriate “Lorentz”Footnote 3 spaces, which appear in the generalized formulation, and which simply the proof for the general case (\(b\not \equiv 0\)). In this first case, we will state all necessary assumptions which seemed to be important to obtain existence of a solution. More precisely, we will show that the solution u and its gradients \(\nabla u\) satisfy
where M, L are constants to be defined, see [44, 46]. The result (1.12) resembles the corresponding one for elliptic equations with Radon measure term, proved by authors in [28], and has in difference with it the presence of the time derivative of u in the parabolic equation and which applies a modification in the “control” of u with respect to p. More precisely, these main estimates coming from using “Gagliardo–Nirenberg’s” inequality, lead to a control of \(|u|^{\frac{N(p-1)+p}{N+p}}\) with respect to the lower order terms and to the boundedness of the right-hand side. Moreover, as in the elliptic case, no regularity/sign-condition on the datum \(\mu \) are assumed, only \(\mu \in {\mathbf {M}}(Q)\), space of Radon measures, is required. However, the proof of the parabolic result is more complicated since one has to estimate the term with time derivative of u. Then, we proceed in performing a precise analysis in what happens in the pioneering works [5, 84] (see also [89] for a different approach); particularly, we do not assume that the right-hand side \(\mu \) admits a derivative part (with respect to the time variable). The first difficulty is to obtain some a priori estimates for \(|\nabla u|^{\lambda }\) (where u is the solution of problem (1.3), this is done by proving uniform estimates of \(|u|^{\frac{N(p-1)+p}{N+p}}\), see [88], which allow to obtain an estimate of u in \(L^{\infty }(0,T;L^{1}(\varOmega ))\), and an estimate of the truncate functions \(T_{k}(u)\) in \(L^{\infty }(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), of the type
for some positive constants M and L. We will show using the strict monotone character of the vector filed “a”, a “generalized” stability result (this main feature of this “generalized” result is due to the term \(-\text {div}[c(t,x)|u|^{\gamma -1}u]\), which, in general, does not belong to the dual space \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))\)). Since \(p\le N\), we have \(L^{p'}(Q)^{N}\subset L^{\frac{N+2}{N+1},\infty }(Q)^{N}\), which implies that \(-\text {div}[c(t,x)|u|^{\gamma -1}u]\) does not in general belong to \(L^{p'}(Q)^{N}\), which can be proved by using the same arguments of [84], but actually the given proof is slightly, and is inspired by the works [61, 72, 73], by using a direct correspondence between solutions of problem (1.1), and solutions of “truncation” problems with measure data, that is, by considering the following truncation nonlinear problems
where \(a{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N}\mapsto {\mathbb {R}}^{N}\), \(K{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}^{N}\), \(H{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N}\mapsto {\mathbb {R}}\) and \(G{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}\) are CarathéodoryFootnote 4 functions, satisfying, respectively, the assumptions (1.4)–(1.9). Here \(T_{k}(u_{0})\in L^{1}(\varOmega )\), \(E\in L^{p'}(Q)^{N}\) and \(\mu \) is a, possibly singular, measure data with respect to the parabolic capacity (this coincides exactly with the stability result of [5] when the terms \(-\text {div}[K(t,x,u)]\) and \(H(t,x,u,\nabla u)\) and G(t, x, u) does not appear). Recall that the stability result is sometimes rather called “weak-stability” in the theory of renormalized solutions introduced by Diperna and Lions [48, 49], this terminology is sometimes used to prove global existence and weak stability for some large-data Cauchy problems, it consists in proving that the sequence of solutions which satisfy only the physically natural a priori bounds converge weakly in \(L^{1}\) to a solution where we are able to deduce a global existence result of the solution, and which allows to overcome the lack of strong a priori estimates (in the context of renormalized solutions: we shall prove that sequences of classical solutions of the Cauchy problem with uniform a priori bounds obtained from the standard physical identities associated with the equation converge weakly in \(L^{1}\) to a renormalized solution of the problem in order to deduce an existence of a global renormalized solution), this new approach is different and is based on general techniques giving the possibility of writing the equation in a form provided certain bounds are satisfied. Roughly speaking, the weak-stability results in \(L^{1}\)-weak reveal several unexpected forms of weak \(L^{1}\)-continuity for approximate sequences of solutions in normalized sense. These facts are reminiscent of various results in the weak topology arising in the basic work of Ball in elasticity, see [14, 15], Murat and Tartar in the theory of compensated compactness [77, 78, 101, 102] (a general question in this area: Is the weak limit of a sequence of solutions again a solution? In general, nonlinear maps are not continuous in the weak topology and the answer is negative, but in the case of some problems, like Boltzmann equations, the special structure of the operators leads to a positive result in the form of the weak-stability theorem). In particular, the weak limit of a sequence of classical solutions is a renormalized (or, equivalently, mild) solution and the set of renormalized solutions is closed in the weak topology (the weak \(L^{1}\) limit of approximate solutions generated by mass normalization is a renormalized solution); finally, we mention that the constructed global solutions satisfy the entropy inequality (this fact has implication for various asymptotic problems such as the hydrodynamic limit and the large-time behavior), we refer the interested reader to [48] for a complete account on weak-stability/global-existence results for Boltzmann equations. Nevertheless, we use a method which is slightly different, and more easy, than the one used in [61]. Observe that, the term “singular” means that it is, possibly, concentrated on a set with zero capacity (where by “capacity” we mean the parabolic capacity introduced by Pierre [82], and developed in [54]). More precisely, under appropriate assumptions on the lower order term K, on the data \(u_{0}\), F and \(\mu \), and applying a “specific” approximation on the decomposition of \(\mu \), we prove that u satisfies a stability result (Theorem 3.1) with \(H\equiv G\equiv E\equiv 0\). We also show, (Theorem 3.2), that problem (1.3) admits exactly a “generalized” solution under appropriate assumptions on \(H\not \equiv 0\), \(G\not \equiv 0\) and \(E\not \equiv 0\). We could summarize these stability/existence results by saying that there exists a correspondence between solutions of problem (1.3) and sets of the cylinder \(Q=(0,T)\times \varOmega \) where the measure is concentrated with respect to the parabolic capacity. Therefore, problem (1.3) admits a solution without any smallness on the coefficients b and/or c (which is different from analogous assumptions for elliptic equation, see [28, 61]). The idea behind the result is very simple: if one makes formally an approximate problem, then one can derive a priori estimates on the solutions and their gradients following the ideas contained in [88] (see also [26, 28]). Of course, these estimates are formally calculated in each cylinder \(Q_{t_{i}}=[t_{i-1},t_{i}]\times \varOmega \), where \(([t_{i-1},t_{i}])_{i\in {\mathbb {N}}}\) is a partition of the entire interval [0, T], but they will be justified rigorously, using some technical lemmas and a passage to the limit, in order to get estimates on the entire cylinder Q. The stability result (Theorem 3.1) can also be reads as: every “generalized” solution of approximate problems, with \(H\equiv G\equiv F\equiv 0\), corresponds, via a “Kernel” regularization, to \(\mu _{n}\) (a regular measure in \({\mathbf {M}}(Q)\) which converges to \(\mu \) in the narrowFootnote 5 topology of measures) converges almost everywhere (a.e.) to the solution u of the corresponding problem with measure \(\mu \), this function u is such that: \(u\in L^{\infty }(0,T;L^{1}(\varOmega ))\) with \(T_{k}(u)\in L^{\infty }(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), and where all the gradients satisfy \(\nabla u_{n}\) converges to \(\nabla u\) a.e. in Q, and \(T_{k}(u_{n})\) converges strongly to \(T_{k}(u)\) in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), for all \(k>0\) and for every \(n\in {\mathbb {N}}\). It is interesting to point out that, we also get many “asymptotic behavior” results satisfied by the solution with respect to the nonnegative parts of the singular term of the measure data and with respect to lower order terms. More precisely, if u is a “generalized” solution, we get
where \(\varphi \) is a positive function in \(C^{1}({\overline{Q}})\) with \(\varphi \ge 0\) and \(\mu _{c}^{\pm }\) are the two (nonnegative) singular parts of \(\mu \), we refer to Sect. 4 for more details. Recall that the stationary (elliptic) case was studied by authors in [55, 98] when \(p=2\), \(\gamma =\lambda =1\), and in [28, 29, 41] with only the term \(b(x)|\nabla u|^{\lambda }\), and [19, 20, 30] with only the term \(-\text {div}[c(t,x)|u|^{\gamma }]\). A similar connection between the stationary solution and solutions of linear/nonlinear problems with two lower order terms and measure data is proved in [40, 42, 43, 59, 61, 62]. Therefore, similar problems are expected to occur in the evolution case, see for example [25] where a lower order term of the type \(\text {div}(\phi (u))\) appears, with \(\phi \) is continuous in \({\mathbb {R}}^{N}\), in [31] when \(p=2\), \(b=0\) and \(c(t,x)\in L^{2}(Q)^{N}\) using the framework of “entropy” solutions, in [44] when \(b=0\), \(\mu \in L^{1}(Q)\) and \(u_{0}\in L^{1}({\mathbb {R}})\), and in [46] when \(\mu \) is a diffuse measure (\(\mu \in {\mathbf {M}}_{d,p}(Q)\)) in the framework of “renormalized” solutions. However, these parabolic works aren’t proved when one deals with general, possibly singular, measure, as stated in [28], which is the main result of the present paper. Another interesting result is contained in (Theorem 3.2) where one can apply the same stability method to ensure the existence of a generalized solution of (1.1) for more general lower order and forcing terms: an explicit example is given when considering the datum as \(\mu +\text {div}(E)\), with \(E\in L^{p'}(Q)^{N}\) and \(\mu \in {\mathbf {M}}(Q)\). Our main result reads as follows:
Theorem 1.1
Assume that \(a(t,x,s,\zeta )\), K(t, x, s), \(H(t,x,s,\zeta )\), G(t, x, s), \(u_{0}\), E and \(\mu \) satisfy assumptions (1.4)–(1.11). Then, for every \(p>1\), there exists a renormalized solution u of problem \(({\mathcal {P}})\).
The paper is organized as follows. In Sect. 2.1, we give some notations and we recall some well-known results as they are used to define our main results. The definition and some properties of the functional Sobolev spaces are given in Sect. 2.2. In Sect. 2.3, we define the parabolic (b, p)-capacity, we give its properties and its relation to measure spaces, compared with the well-known Bessel (b, p)-capacity defined on \({\mathbb {R}}^{N}\). In Sect. 2.4, we use Lebesgue spaces to characterize Lorentz spaces, and we give necessary and sufficient conditions for embedding theorems to hold. In Sect. 3.1, we introduce the main assumptions, we specify what we wean by “generalized” solutions, and we characterize the statements of the main results. In Sect. 3.2, using the above mentioned measure spaces, we define an approximation of data with “Kernel type mollifers”, we also show that each of these approximations generate a priori estimates (several other properties on the solution are also given). In Sect. 4, we investigate and prove existence/stability and regularity results of generalized solutions to the parabolic boundary value problems (1.1). The case \(b\equiv d\equiv 0\) is considered in Sect. 4.1 where we assume, for simplicity, that \(\mu \) is general and \(E\equiv 0\). Under these hypotheses, we prove the “stability” of a distributional solution [Step 1], the asymptotic behaviour results are obtained in [Steps 2–3], with a slightly different version of [84, Theorem 5], which lead to a limit-solution using a “near/far from” approach [Step 4–5]. Existence of a solution in connection with three lower order terms is proved in Sect. 4.2 where a more general datum (\(E\not \equiv 0\)) is considered. It is worth to point out that the uniqueness view-point opens a “large” quantity of questions when a general measure datum is considered.
3 Preliminaries
Throughout this paper, \(\varOmega \) will be a bounded open subset of \({\mathbb {R}}^{N}\), \(N\ge 2\), with smooth boundary, and p and \(p'\) will be two real numbers with \(p>1\) and \(\frac{1}{p}+\frac{1}{p'}=1\). In what follows, \(|\xi |\) and \(\xi \cdot \xi '\), will denote respectively, the Euclidean norm of a vector \(\xi \in {\mathbb {R}}^{N}\) and the scalar product between \(\xi \) and \(\xi '\in {\mathbb {R}}^{N}\). In the first section, we give some notations/preliminary tools and we introduce some functional spaces. In particular, we recall several useful properties of parabolic capacities in connection with measure spaces, parabolic “Lorentz” spaces and “Kernel” regularization.
3.1 Notations and tools
We set by \({\mathbb {R}}^{N}\) the N-euclidean (simply \({\mathbb {R}}\) if \(N=1\), while \({\mathbb {R}}^{+}=(0,+\infty )\)) on which the standard Lebesgue measure is concentrated, as defined on the \(\sigma \)-algebra of Lebesgue measurable sets. Given \(\varOmega \subseteq {\mathbb {R}}^{N}\) be an open set, with boundary \(\partial \varOmega \), and \(Q=(0,T)\times \varOmega \) whose boundary \((0,T)\times \partial \varOmega \). We denote by \(C_{c}({\overline{Q}})\) the space of continuous functions on \({\overline{Q}}\) with compact support in \({\overline{Q}}\), and \(C^{\infty }_{c}(Q)\) (also denoted by \({\mathcal {D}}(Q)\)) will designate the space of test functions on Q, that is, the space of infinitely continuously differentiable functions in Q with compact support in Q, and \({\mathcal {D}}'(Q)\) the space of continuous linear functionals from \(C^{\infty }_{c}(Q)\) into \({\mathbb {R}}\). Considering \(C_{c}(Q)\) with the topology of locally uniform convergence, we denote by \({\mathbf {M}}(Q)\) the space of Radon measures whose elements \(\mu \) are identified with the associated real valued additive set functions, defined on the \(\sigma \)-algebra of Borelian subsets of Q, and which are finite on compact subsets (\(\mu ^{\pm }\) denotes the positive measures, mutually orthogonal, of the Hahn decomposition of \(\mu \), that is, \(\mu =\mu ^{+}-\mu ^{-}\)). By \({\mathbf {M}}_{b}(Q)\), we mean the subspace of measures in \({\mathbf {M}}(Q)\) whose total variation \(|\mu |=\mu ^{+}+\mu ^{-}\) is finite on Q, that is, \(|\mu |(Q)<+\infty \) with respect to the measure \(|\cdot |\). For \(p\in [1,\infty )\) and for a function \(u\in L^{p}(Q)\), we denote \(\Vert u\Vert _{L^{p}(Q)}^{p}=\int _{Q}|u|^{p}dx dt\), and for measurable functions \(u,v{:}\,Q\mapsto {\mathbb {R}}\), we set
We define, for \(k>0\), the truncation function \(T_{k}(s)=(-k)\vee [k\wedge s]\); we also consider its auxiliary function \(G_{k}(s)=s-T_{k}(s)=(|s|-k)^{+}\text {sign}(s)\). Following [10], we introduce \({\mathcal {T}}^{1,p}_{0}(Q)\) as the set of all measurable functions \(u{:}\,Q\mapsto {\mathbb {R}}\) such that \(T_{k}(u)\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for all \(k>0\), we point out that \({\mathcal {T}}^{1,p}_{0}(Q)\cap L^{\infty }(Q)=L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(Q)\). The following lemma, see [10, Lemma 2.1], which is of analytic nature will be useful in defining the “gradient” for functions, that may not belong to Sobolev spaces, enjoying some properties, and is important in deriving a priori estimates of weak solutions.
Lemma 2.1
Let \(u\in {\mathcal {T}}^{1,p}_{0}(Q)\). Then, there exists a unique measurable function \(v{:}\,Q\mapsto {\mathbb {R}}^{N}\) such that
We will define the gradient of u as the function v, and we will denote it by \(v=\nabla u\). If u belongs to \(L^{\infty }(0,T;W^{1,1}_{0}(\varOmega ))\), this gradient coincides with the usual gradient in distributional sense.
In what follows we will indicate by \(\omega (\cdot )\) a generalized sequence that converges to zero as \((\cdot )\) goes to its limit. Moreover, we will denote \(C(\cdot )\) several (possibly different) constants which depend on the parameter (\(\cdot \)) but not on the sequence indices. We will set
and in particular, we will exploit their useful properties: Note that, \(h_{n}(s)\) converges to 1 as n tends to infinity and has compact support; so that, \(S_{n}(s)\) is a sequence of \(W^{2,\infty }({\mathbb {R}})\) having a derivative with compact support, and converging, as n tends to infinity, to the identity function \(I(s)=s\). Let us recall a useful lemma we will apply during the proof of the main results (it is a well-known tool about the strong convergence for monotone operators).
Lemma 2.2
Let \(a(t,x,s,\zeta )\) satisfy Leray–Lions assumptions [i.e., (1.4)–(1.6)], and suppose that \(w_{n}\) converges weakly to w in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). Moreover, if
then
Proof
See [27, Lemma 5] (see also [86, Lemma 2.4]). \(\square \)
3.2 Some properties of functional parabolic spaces
Given a real Banach space \(V_{0}\), and two numbers a, b in \({\mathbb {R}}\); the space \(C^{\infty }_{c}([a,b];V_{0})\) will be the restrictions to [a, b] of functions in \(C^{\infty }_{c}({\mathbb {R}};V_{0})\) (the space of functions in \(C^{\infty }({\mathbb {R}};V_{0})\) having compact support), and \(C([a,b];V_{0})\) the space of continuous functions from [a, b] into \(V_{0}\). Then, for \(1\le p<+\infty \), \(L^{p}(a,b;V_{0})\) is defined as the space of measurable functions \(u{:}\,[a,b]\mapsto V_{0}\) such that
while \(L^{\infty }(a,b;V_{0})\) is the space of measurable functions such that
Of course both spaces are meant to be quotiented, as usual, with respect to the a.e. equivalence, we denote by \({\mathbb {W}}\) the functional space
being \(V=W^{1,p}_{0}(\varOmega )\cap L^{2}(\varOmega )\) endowed with its natural norm \(\Vert \cdot \Vert _{W^{1,p}_{0}(\varOmega )}+\Vert \cdot \Vert _{L^{2}(\varOmega )}\) and \(V'\) its dual space. As usual, this functional space \({\mathbb {W}}\) is endowed with the norm
Let us consider
It is well-known, since \(W^{-1,p'}(\varOmega )\hookrightarrow V'\), we have \(\widehat{{\mathbb {W}}}\) is continuously embedded in \({\mathbb {W}}\), and it is the natural space that appears in the study of the parabolic problem (1.1) with time-dependent measure data, but it is not lost in in working with \({\mathbb {W}}\) instead of \(\widehat{{\mathbb {W}}}\) (observe that \(\widehat{{\mathbb {W}}}\subset {\mathbb {W}}\)) since the sets of null-capacity with regards to \({\mathbb {W}}\) coincide with the sets of null capacity coming from \(\widehat{{\mathbb {W}}}\), see [54, Remark 2.18] (see also [56] fore more details). Moreover, since \(V\hookrightarrow L^{2}(\varOmega )\hookrightarrow V'\), we notice that \({\mathbb {W}}\) is continuously embedded in \(C([0,T];L^{2}(\varOmega ))\), see [47], which means that there exists \(C>0\) such that \(\Vert u\Vert _{L^{\infty }(0,T;L^{2}(\varOmega ))}\le C\Vert u\Vert _{{\mathbb {W}}}\), for all \(u\in {\mathbb {W}}\). For further properties of these spaces, we refer to the monographs [6, 7] and to the papers [54, 82, 83] (see also references therein). Given two measures \(\mu \) and \(\nu \), the measure \(\mu \) is said to be “singular with respect to \(\nu \)” if there exists a Borel set E such that \(\mu =\mu _{E}\) and \(\nu (E)=0\), where the “restriction” \(\mu _{E}\) of \(\mu \) to E is defined by
with \(\mu _{\emptyset }=0\). For any \(\mu \in {\mathbf {M}}_{b}(Q)\) and any Borel set \(E\subseteq Q\), we denote by \({\mathbf {M}}_{s}(Q)\) the set of measures which are “singular with respect to the Lebesgue measure”, namely
Similarly, we denote by \({\mathbf {M}}_{ac}(Q)\) the set of measures “absolutely continuous with respect to the Lebesgue measure”, namely
Recall that \({\mathbf {M}}_{s}(Q)\cap {\mathbf {M}}_{ac}(Q)=\lbrace 0\rbrace \). Moreover, by the Lebesgue decomposition and the “Radon–Nikodym” theorem, see [63], for any \(\mu \in {\mathbf {M}}_{b}(Q)\):
- (\({\mathcal {I}}_{1}\)):
-
there exists a unique couple \((\mu _{ac},\mu _{s})\in {\mathbf {M}}_{ac}(Q)\times {\mathbf {M}}_{s}(Q)\) such that
$$\begin{aligned} \mu :=\mu _{ac}+\mu _{s}; \end{aligned}$$(2.14) - (\({\mathcal {I}}_{2}\)):
-
there exists a unique \(\mu _{r}\in L^{1}(Q)\) (called the “density” of the measure \(\mu _{ac}\)) such that
$$\begin{aligned} \mu _{ac}(E)=\int _{E}\mu _{r}(t,x)dx dt,\text { for any Borel set }E\subseteq Q. \end{aligned}$$(2.15)
It is worth observing that the following relations hold
thus, we will use the notation
Further relevant subsets of \({\mathbf {M}}_{b}(Q)\) (beside \({\mathbf {M}}_{ac}(Q)\) and \({\mathbf {M}}_{s}(Q)\)) arise, if we replace the Lebesgue measure of Borel sets with their parabolic “capacity”. This is the content of the next part where we characterize “good” measures, in the sense that, a “not good” measure is singular (or more exactly, it is “concentrated with respect to the Choquet-capacity”).
3.3 Parabolic capacity and related measure spaces
Throughout this part, we introduce the parabolic capacity with respect to Q, and we state some of its properties. First, we give the definition of the so-called “Choquet capacity”: Let \({\mathcal {T}}\) be a topological space, and let \({\mathcal {P}}({\mathcal {T}})\) be the power set of \({\mathcal {T}}\). A mapping \(C{:}\,{\mathcal {P}}({\mathcal {T}})\mapsto [0,+\infty )\) is called a Choquet capacity on \({\mathcal {T}}\) if the following properties are satisfied:
- (\({\mathcal {C}}_{0})\):
-
\({\mathcal {C}}(\emptyset )=0\),
- (\({\mathcal {C}}_{1}\)):
-
\(A\subset B\subset {\mathcal {T}}\) implies \({\mathcal {C}}(A)\le {\mathcal {C}}(B)\),
- (\({\mathcal {C}}_{2}\)):
-
\((A_{n})_{n}\subset {\mathcal {T}}\) an increasing sequence implies \({\mathop {\text {lim}}\nolimits _{n\rightarrow \infty }}C(A_{n})=C(\cup _{n=1}^{\infty }A_{n})\),
- (\({\mathcal {C}}_{3}\)):
-
\((K_{n})_{n}\subset {\mathcal {T}}\) a decreasing sequence, \(K_{n}\) compact, implies \({\mathop {\text {lim}}\nolimits _{n\rightarrow \infty }}C(K_{n})=C(\cap _{n=1}^{\infty }K_{n})\).
Fore more details on the Choquet capacity, we refer the reader to [35] (see also [52, A.II.1]). Let \(\text {cap}_{b,p}\) denotes the classical “Bessel” capacity, it is defined for open sets \(U\subseteq {\mathbb {R}}^{N+1}\) by
For an arbitrary set \(A\subset {\mathbb {R}}^{N+1}\),
A set \(P\subset {\mathbb {R}}^{N+1}\) is called “polar” if \(\text {cap}_{b,p}(P)=0\), and a function \(u\in {\mathbb {W}}\) is said to be “quasi-continued” (abbreviated, q.c.) if for every \(\epsilon >0\), there exists an open set \(U\subseteq {\mathbb {R}}^{N+1}\) such that \(\text {cap}_{b,p}(U)<\epsilon \) and \(\restriction {u}{{\mathbb {R}}^{N+1}\backslash U}\) is continuous. It is well-known, see [7, Section 2.2] and [54, Section 2], that \(\text {cap}_{b,p}\) is a Choquet capacity on \({\mathbb {R}}^{N+1}\), and for every \(u\in {\mathbb {W}}\) there exists a unique (up to a polar set) q.c. function \({\widetilde{u}}{:}\,{\mathbb {R}}^{N+1}\mapsto {\mathbb {R}}\) such that \({\widetilde{u}}=u\) a.e. on \({\mathbb {R}}^{N+1}\). Moreover, if \(K\subseteq {\mathbb {R}}^{N+1}\) is a compact set, then \(\text {cap}_{b,p}(K)\) can also be defined by
Since \(\text {cap}_{b,p}\) is a Choquet capacity on \({\mathbb {R}}^{N+1}\), we have for every Borel set \(B\subset {\mathbb {R}}^{N+1}\)
For more details on the classical Bessel capacity and its connection to measures, we refer to the monographs [7, 75] and references therein. Note that, one can also define the “relative” capacity for relatively open sets \(U\subset {\overline{Q}}\) with respect to the relative topology of \({\overline{Q}}\) (for further applications of this type of capacity we refer the reader to [23] and references therein). Next, we give several useful properties of parabolic capacity.
Theorem 2.1
Let B be a Borel subset of Q. Then, one has \(\text {cap}_{b,p}(B)=0\) if and only if \(\text {cap}_{p}(E)=0\), where
The alternative definition given in property (2.22) follows directly from the definition of \(C^{\infty }_{c}([0,T]\times \varOmega )\) (space of restrictions to Q of such functions in \({\mathbb {R}}\times {\mathbb {R}}^{N}\) with compact support in \({\mathbb {R}}\times \varOmega \)) and the fact that \(C^{\infty }_{c}([0,T]\times \varOmega )\) is dense in \({\mathbb {W}}\) (the inverse implication holds since \(\text {cap}_{p}\) satisfies the sub-additivity property, see [54, Proposition 2.14]). The following lemmas are useful in order to estimate the capacity on the level sets of the solution u.
Lemma 2.3
Let \(u\in {\mathbb {W}}\) be a \(\text {cap}_{b,p}\)-q.c. function, then for every \(k>0\)
Proof
See [54, Proposition 2.19]. \(\square \)
The following result shows that functions in \({\mathbb {W}}\) has a quasi-continuous representative (q.c.r).
Lemma 2.4
For every \(u\in {\mathbb {W}}\), there exists a unique (up to a polar set) q.c. function \({\widetilde{u}}{:}\,{\overline{Q}}\mapsto {\mathbb {R}}\) such that \({\widetilde{u}}=u\) a.e. in Q.
Proof
See [54, Lemma 2.20]. \(\square \)
Lemma 2.5
Let \((u_{n})\) be a sequence of q.c. functions in \({\mathbb {W}}\) which converges to a q.c. function \(u\in {\mathbb {W}}\). Then, there exists a subsequence which converges q.e. to u on \({\overline{Q}}\).
Proof
See [54, Lemma 2.1]. \(\square \)
As mentioned above, we would like to characterize measures in \({\mathbf {M}}_{b}(Q)\) in terms of capacity (in this case, we will denote \({\mathbf {M}}_{b,p}(Q)\) (instead of \({\mathbf {M}}_{b}(Q)\)) to refer that measures are defined with respect to (b, p)-capacities (instead of Lebesgue measures). For this reason, we denote by \({\mathbf {M}}_{d,p}(Q)\), for \(p\in [1,\infty )\), the set of measures on Q which are “diffuse with respect to the (b, p)-capacity”, namely
Similarly, we denote by \({\mathbf {M}}_{c,p}(Q)\) the set of measures on Q which are “concentrated with respect to the (b, p)-capacity”, namely
Clearly, \({\mathbf {M}}_{d,p}(Q)\cap {\mathbf {M}}_{c,p}(Q)=\lbrace 0\rbrace \) and \({\mathbf {M}}_{d,p_{1}}(Q)\subseteq {\mathbf {M}}_{d,p_{2}}(Q)\) if \(p_{1}< p_{2}\). Recall that every subset \(E\subseteq Q\) such that \({\mathbf {M}}_{c,p}(E)=0\), \(p\in [1,\infty )\), is Lebesgue measurable and there holds \(|E|=0\), see [39, Proposition 7.3]. This plainly implies
It is known that a measure \(\mu \in {\mathbf {M}}_{b,p}(Q)\) belongs to \({\mathbf {M}}_{d,p}(Q)\) if and only if \(\mu \in L^{1}(Q)+L^{p'}(0,T;W^{-1,p'}(\varOmega ))\), where \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) denotes the dual space of \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), see [22], and we say that a Radon measure \(\mu \) belongs to \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) if there exists \(F\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) such that
In this case, we also say that F is a Radon measure by identifying F with \(\mu \), see [39, Subsection 1.13] for further details. Thus, one can extend the duality symbol \(\langle \cdot ,\cdot \rangle \) to any \(\mu \in {\mathbf {M}}_{d,p}(Q)\) and \(\varphi \in {\mathbb {W}}\cap L^{\infty }(Q)\) (recall that, if \(\mu \in {\mathbf {M}}_{d,p}(Q)\), every function \(v\in {\mathbb {W}}\cap L^{\infty }(Q)\) also belongs to \(L^{\infty }(Q,\mu )\)) and it results
As in (2.14), there exists a unique couple \((\mu _{d,p},\mu _{c,p})\) of (mutually singular) measures such that \(\mu _{d,p}\in {\mathbf {M}}_{d,p}(Q)\) and \(\mu _{c,p}\in {\mathbf {M}}_{c,p}(Q)\), and there holds
(the measures \(\mu _{d,p}\) and \(\mu _{c,p}\) will be called, respectively, “the diffuse” and “the concentrated” parts of \(\mu \) “with respect to the (b, p)-capacity”). Combining the decompositions (2.14) and (2.29), it can be seen that for every \(\mu \in {\mathbf {M}}_{b}(Q)\),
Moreover, there also holds
Finally, from (2.29)–(2.31), we obtain the decomposition
Remark 2.1
In connection with the first inclusion in (2.26), observe that if \(N=1\), then \({\mathbf {M}}_{c,p}^{+}(Q)=\emptyset \) for every \(p\in [1,\infty )\). In fact, for singletons \(E=\lbrace (t,x)\rbrace \), \((t,x)\in Q\), there holds
see [57]. Therefore, by monotonicity there holds \(\text {cap}_{b,p}(E)>0\) for every nonempty Borel set \(E\subseteq Q\); hence the claim follows, and (2.32) implies, in the case \(N=1\), that
Proposition 2.1
Let \(\varOmega \) be a bounded open subset of \({\mathbb {R}}^{N}\). Assume that \(\rho _{\epsilon }\) is a sequence of \(L^{1}(Q)\) functions converging to \(\rho \) weakly in \(L^{1}(Q)\) and assume that \(\sigma _{\epsilon }\) is a sequence of \(L^{\infty }(Q)\) functions which is bounded in \(L^{\infty }(Q)\) and converges to \(\sigma \) a.e. in Q. Then
The natural convergence in \({\mathbf {M}}_{b}(Q)\) is defined by the rule that \(\mu _{n}\) converges to \(\mu \) if \({\mathop {\text {lim}}\nolimits _{{n\rightarrow \infty }}}\int _{Q}\varphi d\mu _{n}=\int _{Q}\varphi d\mu \), for all \(\varphi \in C_{c}(Q)\). Technically, this is the weak-* convergence (it is also refereed to as “vague” convergence). The problem is that the limit measure can be “defective”, i.e., may have less masses than the limit of the masses in the convergent family (some masses can go to infinity or to the boundary). This is avoided by “weak convergence” (also called “narrow convergence”) where test functions are taken in \(C_{b}^{0}(Q)\), the set of all bounded and continuous functions on Q, and which is stricter than vague convergence and the total mass is conserved in the limit.
Definition 2.1
We say that a sequence \(\lbrace \mu _{n}\rbrace \) converges “in the narrow topology” to a measure \(\mu \) in \({\mathcal {M}}_{b,p}(Q)\) if
The following result holds if one can consider nonnegative Radon measures with finite and fixed total mass.
Proposition 2.2
We recall that, if \(\mu _{n}\) is a nonnegative measure in \({\mathcal {M}}_{b,p}(Q)\), then \(\lbrace \mu _{n}\rbrace \) converges in the narrow topology to a measure \(\mu \) if and only if \(\mu _{n}(Q)\) converges to \(\mu (Q)\) and (2.36) holds for every \(\varphi \in C^{\infty }_{0}(Q)\). It follows that if \(\mu _{n}\) is a nonnegative measure, \(\mu _{n}\) converges in the narrow topology to \(\mu \) if and only if (2.36) holds for any \(\varphi \in C^{\infty }({\overline{Q}})\).
To conclude, the next part contains some well-known results on the characterizations of Lorentz spaces, we refer the reader to [64, 65, 70, 80] and references therein for more details.
3.4 Lorentz spaces and embedding theorems
Recently, there is a great deal with the topic of Lorentz spaces and their regularities to solve various PDEs, see [9, 11,12,13, 76, 104], by using decreasing rearrangements, see [8, 37, 66]. The Lorentz spaces can be considered as two-parameter scale of spaces, and which refined, in some sense, Lebesgue spaces to “more” general spaces. They are extensions of Lebesgue spaces where the classical theory still valid. This “specific” kind of spaces is introduced when dealing with the interpolation theory: recall that the averaging operator \(({\mathcal {T}}f)(s)=\frac{1}{s}\int _{0}^{s}f(\tau )d\tau \) (defined in \(L^{1}([0,1])\) for \(0<s<1\)) is proved as a bounded linear functional on \(L^{p}\) into itself (for \(1<p\le \infty \)) by using the Riesz–Thorin interpolation theorem, see [33, Corollary 2.3], and Hardy-inequality. But, this interpolation result can’t be applied in order to prove the boundedeness in \(L^{1}\) (it suffices to consider the decreasing function \(f(s)=s^{-1}[\text {log}(s)]^{-2}\) near the origin as a counter-example). A quite different technique, called “Marcinkiewicz interpolation Theorem”, see [74], formulated in a larger class of two parameter family of spaces \(L^{p,q}\) is the desired interpolation to accomplish the \(L^{1}\)-boundedness. To be more precise, let \({\mathcal {M}}\) be the cone of \(\mu \)-measurable functions on \({\mathbb {R}}\) whose values lie in \([0,\infty ]\), and \({\mathcal {M}}_{0}\) be the class of functions in \({\mathcal {M}}\) that are finite \(\mu \)-a.e., this class of two parameter family of spaces (called Lorentz spaces) can be derived by using decreasing rearrangements as follows:
Definition 2.2
Let \({\mathcal {M}}_{0}(Q,\mu )\) be the totally \(\sigma \)-finite measure space, and suppose \(0<p,q\le \infty \). The Lorentz space \(L^{p,q}=L^{p,q}(Q,\mu )\) consists of all \(u\in {\mathcal {M}}_{0}(Q,\mu )\) for which the quantity
is finite, where the function \(u^{\star }\) is the decreasing rearrangement of u.
Some comments about this definition are in order to be given: note that the construction of a decreasing right-continuous function \(u^{\star }\) on the interval \((0,\infty )\), i.e., “equi-measurable”, is analogous to rearranging the terms of a finite sequence in decreasing order [in the sense that: two nonnegative functions f and g will be “rearrangements” of each other (or, in a more precise terminology, will be asked to be “equi-measurable”) if their distribution functions coincide]; this notion, which is clearly symmetric, also allows for equi-measurability of functions defined in different measure spaces. Moreover, the concept of measure-preserving transformation for nonnegative measurable functions u, v (that is to say, v is a “rearrangement” of u if \(v=u\circ \sigma \) for some measure-preserving transformation \(\sigma \), which coincides with the notion of rearrangement for finite sequences of nonnegative numbers [\((b_{i})_{i=1}^{n}\) is a rearrangement of \((a_{i})\) if \(b_{i}=a_{\sigma (i)}\), for some permutation \(\sigma \) of the numbers \(1,2,\ldots ,n\)] but in more general measure spaces. This concept, while valid, is not broad enough for our purpose since the symmetry fails (v may be rearrangement of u in this sense without u being a rearrangement of v), then we shall adopt here the first broader definition. Recall that for \(u\in {\mathcal {M}}_{0}(Q,\mu )\), the decreasing rearrangement of u is the function \(u^{\star }\) defined on \([0,\infty )\) by
with the convention that \(\text {inf }(\emptyset )=\infty \). Thus, if \(\mu _{u}(\lambda )>s\) for all \(\lambda \ge 0\), then \(u^{\star }(s)=\infty \), see Figs. 1, 2 and 3.
Notice also that if \(\mu _{u}\) is continuous and strictly deceasing, then \(u^{\star }\) is simply the inverse of \(\mu _{u}\) on the appropriate interval. In fact, for general u, if we first form the distribution function \(\mu _{u}\) and then form the distribution function \(m_{\mu _{u}}\) of \(\mu _{f}\) (with respect to Lebesgue measure m on \([0,\infty \))), we obtain precisely the decreasing rearrangement \(u^{\star }\). This is an immediate consequence of the identities
which follow from (2.38), the fact that \(\mu _{u}\) is decreasing and the definition of the distribution function. In addition, for every u, v in \({\mathcal {M}}_{0}(Q,\mu )\), we have the following “Hardy–Littlewood inequality”:
which reduces, when v is the characteristic function, to
Notice that, the average of |u| (over any set of measure s) is dominated by the corresponding average of \(u^{\star }\) (over the interval (0, s)), which is also maximal among all averages of \(u^{\star }\) (over sets of measure s). For this reason, the function \(u^{\star \star }\) defined by
is called “the maximal function” of \(u^{\star }\). It is clear that the Lorentz space \(L^{p,p}(Q)\), \(0<p\le \infty \), coincides with the Lebesgue space \(L^{p}(Q)\), and
Note that also the space \(L^{\infty ,q}\), for finite q, is trivial in the sense that it contains only the zero-function, and for any fixed p, the Lorentz space \(L^{p,q}\) increases as the secondary exponent q increases.
Proposition 2.3
Suppose that \(1\le p\le \infty \), and \(1\le q\le r\le \infty \). Then
where C is a constant depending only on p, q, s, and r. In particular, \(L^{p,q}\hookrightarrow L^{p,r}\), \(L^{r,s}\hookrightarrow L^{p,q}\) on finite measure spaces, and \(l^{p,q}\hookrightarrow l^{r,s}\) on discrete measure spaces.
Proof
See [33, Proposition 4.2]. \(\square \)
The Lorentz space \(L^{p,q}\) is reduced to the Lebesgue spaces \(L^{1}\) or \(L^{\infty }\), respectively, when \(p=q=1\) or \(p=q=\infty \). If \(1\le q\le p<\infty \) or \(p=q=\infty \), the \((L^{p,q},\Vert \cdot \Vert _{p,q})\) is a rearrangement-invariant Banach space, but the functional \(u\mapsto \Vert u\Vert _{p,q}\) is not always a norm even when \(p,q\ge 1\). Although the restriction \(q\le p\) is necessary, \(\Vert \cdot \Vert _{p,q}\) can be replaced, in the case \(p>1\), with an equivalent functional which is a norm for all \(q\ge 1\). The trick is simple, it suffices to replace \(u^{\star }\) with \(u^{\star \star }\) in the definition (2.37) of \(\Vert u\Vert _{p,q}\).
Definition 2.3
Suppose that \(1<p\le \infty \) and \(0<q\le \infty \). If \(u\in {\mathcal {M}}_{0}(Q,\mu )\), let
where \(u^{\star \star }\) is the maximal function of \(u^{\star }\) defined in (2.42).
It is worth noting that if \(1\le p<\infty \), the space \(L^{p,1}\) is a Lorentz space, equipped with the norm \(\Vert \cdot \Vert _{p,1}\) defined by
On the other hand, if \(1<p\le \infty \), the space \(L^{p,\infty }\) is also a Lorentz space, equipped with the “modified” norm \(\Vert \cdot \Vert _{(p,\infty )}\) defined by
In particular, if \(1<p<\infty \), \(L^{p,1}\) and \(L^{p,\infty }\), when suitably normed, are respectively the smallest and the largest of all rearrangement-invariant spaces having the same fundamental function as \(L^{p}\), and the associate space of \(L^{p,q}(Q,\mu )\), up to equivalence of norms, is the Lorentz space \(L^{p',q'}(Q,\mu )\) where \(\frac{1}{p}+\frac{1}{p'}=\frac{1}{q}+\frac{1}{q'}=1\). To conclude, these spaces play a particularly important role in the weak type interpolation theory (“Marcinkiewcz interpolation”) and the details of these facts require various and hard analytic tools like theory of Fourier multipliers, Sobolev embedding and Marcinkiewicz interpolation theorems, etc (this is why we restrict ourselves to some classical properties). Let us now turn to settle the tools we need, for \(1<p<\infty \), \(1<q<\infty \) and for \(1<r<\infty \), the parabolic Lorentz spaces \(L^{p,q}(Q)\) and \(L^{r,\infty }(Q)\) are the spaces of Lebesgue measurable functions such that
In general (2.48)–(2.49) does not define a norm in Lorentz spaces, but one can define a “modified” norm [see (2.46)–(2.47)]. Parabolic Lorentz spaces can be considered as “intermediate spaces” between the parabolic Lebesgue spaces, in the sense that, for every \(1<s<r<\infty \) we have
The space \(L^{r,\infty }(Q)\) is the dual space of \(L^{r',1}(Q)\), where \(\frac{1}{r}+\frac{1}{r'}=1\), and we have the generalized Hölder’s inequality
More generally, if \(1<p<\infty \) and \(1\le q<\infty \), we get
Recall that different classes of functional spaces are natural in the study of symmetrization, for instance the “Marcinkiewicz spaces”. The Marcinkiewicz space \(\mathtt {M}^{p}({\mathbb {R}}^{N+1})\), \(1<p<\infty \), is defined as the set of functions \(u\in L^{1}_{loc}({\mathbb {R}}^{N+1})\) such that
for all subsets K of finite measure, see [16]. The minimal C is (2.53) gives a norm in this space, i.e.,
Since functions in \(L^{p}({\mathbb {R}}^{N+1})\) satisfy inequality (2.53) with \(C=\Vert f\Vert _{L^{p}}\) (by Hölder’s inequality), we conclude that \(L^{p}({\mathbb {R}}^{N+1})\subset \mathtt {M}^{p}({\mathbb {R}}^{N+1})\) and \(\Vert f\Vert _{\mathtt {M}^{p}}\le \Vert f\Vert _{L^{p}}\). The Marcinkiewicz space \(\mathtt {M}^{p}({\mathbb {R}}^{N+1}\)) (also called weak \(L^{p}\)-space) is a particular case of Lorentz space (more precisely, it is the space \(L^{p,\infty }({\mathbb {R}}^{N+1})\)). We recall that for every \(0<s<\infty \), a Marcinkiewicz space \(\mathtt {M}^{s}(Q)\) (or a weak Lebesgue space) is the space of measurable functions \(v{:}\,Q\mapsto {\mathbb {R}}\) such that there exists \(C>0\), with
The space \(\mathtt {M}^{s}(Q)\) turns out to be a Banach space with respect to the norm
and, for \(s>1\), we have the following continuous embedding (since \(\varOmega \) is bounded)
Finally, let us define, for every \(p>1\), the space \(S^{p}\) (needed to construct the convergence of “cut-off” functions)
endowed with its natural norm \(\Vert u\Vert _{S^{p}}{=}\Vert u\Vert _{L^{p}(0,T;W^{1,p}_{0}(\varOmega ))}+\Vert u_{t}\Vert _{L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)}\), and satisfying the following trace result.
Theorem 2.2
Let \(p>1\), we have the following continuous injection
Proof
[87, Theorem 1.1]. \(\square \)
The two following embedding theorems will play a central role in our work: the first one is an “Aubin–Simon” type result that we state in a form general enough to our purpose, while the second one is a well-known “Gagliardo–Nirenberg embedding” theorem.
Theorem 2.3
Let \(v_{n}\) be a bounded sequence in \(L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\) such that \((v_{n})_{t}\) is bounded in \(L^{1}(Q)+L^{s'}(0,T;W^{-1,s'}(\varOmega ))\) with \(q,s>1\), then \(v_{n}\) is relatively strongly compact in \(L^{1}(Q)\), that is, up to subsequences, \(v_{n}\) strongly converges in \(L^{1}(Q)\) to some function \(v\in L^{1}(Q)\).
Proof
[100, Corollary 4]. \(\square \)
Theorem 2.4
(Gagliardo–Nirenberg inequality) Let v be a function in \(W^{1,q}_{0}(\varOmega )\cap L^{\rho }(\varOmega )\) with \(q\ge 1\) and \(\rho \ge 1\). Then, there exists a positive constant C, depending on N, q and \(\rho \), such that
for every \(\theta \) and \(\gamma \) satisfying
Proof
See [79, Lecture II]. \(\square \)
The following embedding results are consequences of the previous theorem. We will use these results in the next sections but we give here the statements for completeness.
Corollary 2.1
-
(i)
Let \(v\in L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\cap L^{\infty }(0,T;L^{\rho }(\varOmega ))\), with \(q\ge 1\), \(\rho \ge 1\). Then \(v\in L^{\sigma }(Q)\) with \(\sigma =q\frac{N+\rho }{N}\) and
$$\begin{aligned} \int _{Q}|v|^{\sigma }dx dt\le C\Vert v\Vert _{L^{\infty }(0,T;L^{\rho }(\varOmega ))}^{\frac{\rho q}{N}}\int _{Q}|\nabla v|^{q}dx dt. \end{aligned}$$(2.62) -
(ii)
Let \(\varOmega \subset {\mathbb {R}}^{N}\) be a bounded open subset of \({\mathbb {R}}^{N}\) (\(N\ge 2\)), \(T>0\), \(1<p<N\), and let \(w\in L^{\infty }(0,T;L^{p}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). Then, there exists a positive constant C depending only on N and p such that
$$\begin{aligned} \left[ \left( \int _{0}^{T}\int _{\varOmega }|w|^{\sigma }dxdt\right) ^{\frac{\mu }{\sigma }}\right] ^{\frac{p}{\mu }}\le C\left( \underset{t\in [0,T]}{\text {sup}}\int _{\varOmega }|w|^{p}dx+\int _{Q}|\nabla w|^{p}dx dt\right) ,\nonumber \\ \end{aligned}$$(2.63)for all \(\mu \) and \(\sigma \) satisfying
$$\begin{aligned} p\le \sigma \le p^{\star },\quad p\le \mu \le \infty ,\quad \frac{N}{p\sigma }+\frac{1}{\mu }=\frac{N}{p^{2}}. \end{aligned}$$(2.64)
Proof
See [45, Proposition 3.1]. \(\square \)
The next result is a useful result in the sense that it allows to handle functions which do not have time derivatives belonging to the energy space \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\); in fact, it consists in a generalized “integration by parts” formula where its proof can also be found in [38, 53].
Lemma 2.6
Let \(\varOmega \) be a bounded open subset of \({\mathbb {R}}^{N}\), \(N\ge 2\), and let \(\phi {:}\,{\mathbb {R}}\mapsto {\mathbb {R}}\) be a continuous piecewise \(C^{1}\)-function such that \(\phi (0)=0\) and \(\phi '\) has compact support; let us define \(\varPhi (s)=\int _{0}^{s}\phi (\tau )d\tau \). If \(v\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) is such that \(v_{t}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\) and if \(\psi \in C^{\infty }({\overline{Q}})\), then we have
Proof
See [86, Lemma 6.10]. \(\square \)
We observe that \(v_{t}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\), which implies that there exist \(\eta _{1}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) and \(\eta _{2}\in L^{1}(Q)\) such that \(u_{t}=\eta _{1}+\eta _{2}\). Even if \(\eta _{1}\) and \(\eta _{2}\) are not uniquely determined, the integration by parts formula turns out to be independent of the representation of \(v_{t}\); moreover, according with the notation introduced before, \(\langle \cdot ,\cdot \rangle \) will also indicate the duality between \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\) and \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(Q)\).
4 Definitions of solutions, intermediary lemmas and mains results
4.1 Definitions of generalized solutions
Initial value problems for quasilinear/nonlinear parabolic equations having Radon measures as right-hand side has been widely investigated looking for solutions which for positive times take values in some functional spaces. Their studies are motivated by some engineering problems, see [36, 58, 60, 68] for applications in electromagnetic induction heating, modeling of wells in porous media flow, and the \(k{-}\epsilon \) model of turbulence. In contrast, it is the purpose of this section to define and investigate solutions that for positive times take values in more general spaces when the data is considered in the space of Radon measures. We call such solutions “generalized weak solutions”, in contrast to weak/distributional solutions previously considered in the literature. Following [28, 61], we state the definition of renormalized solution for problem (1.3) were we give in the general case.
Definition 3.1
Assume (1.4)–(1.11), let \(\mu \in {\mathbf {M}}(Q)\), and \(u_{0}\in L^{1}(\varOmega )\). A measurable function u is a renormalied solution of problem (1.3) if, there exists a decomposition \((\mu _{d,p},\mu _{c,p})\) of \(\mu \) such that \(u{:}\,Q\mapsto \overline{{\mathbb {R}}}\) is measurable on Q and \(T_{k}(u)\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(0,T;L^{2}(\varOmega ))\) for every \(k>0\), \(|u|^{p-1}\in L^{\frac{p(N+1)-N}{N(p-1)},\infty }(Q)\), \(|\nabla u|^{p-1}\in L^{\frac{p(N+1)-N}{(N+1)(p-1)},\infty }(Q)\), and for every \(S\in W^{2,\infty }({\mathbb {R}})\) \((S(0)=0)\) such that \(S'\) has compact support on \({\mathbb {R}}\), we have
for every \(\varphi \in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(Q)\), \(\varphi _{t}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))\), with \(\varphi (T,x)=0\), such that \(S'(u)\varphi \in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). Moreover,
and, for every \(\psi \in C({\overline{Q}})\), we have
where \(\mu _{c,p}^{+}\) and \(\mu _{c,p}^{-}\) are, respectively, the positive and the negative forms of the singular part \(\mu _{c,p}\) of \(\mu \).
Remark 3.1
Notice that the distributional meaning of each term in (3.1) is well defined thanks to the fact that \(T_{k}(u)\) belongs to \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\) and since \(S'\) has compact support. Indeed, by taking M such that \(\text {Supp}(S')\subset ]-M,M[\), since \(S'(u)=S''(u)=0\) as soon as \(|u|\ge M\), we can replace, in (3.1), \(\nabla u\) by \(\nabla T_{M}(u)\in L^{p}(Q)^{N}\) (recall that \(a(t,x,0,0)=0\)). Moreover, according to Lemma 2.1, \(\nabla u\) is well defined. We also have, for all S as above \(S(u)=S(T_{M}(u))\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). Furthermore, since \(S(u)_{t}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\), we can use as test function in (3.1) not only functions in \(C^{\infty }_{c}(Q)\) but also in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(Q)\). By our regularity assumptions, \(S(u)_{t}\) belongs to the space \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\) which implies that S(u) belongs to \(C(0,T;L^{1}(\varOmega ))\), see [87, Theorem 1.1], thus, initial condition is achieved in a weak sense, that is, \(S(u)(0)=S(u_{0})\) in \(L^{1}(\varOmega )\) for every S. Finally, observe also that assumptions on S and \(u_{0}\) imply that
Remark 3.2
We want to stress that, thanks to our definition and the choice of S, we have \(S(u)\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(Q)\) and \(S(u)_{t}\in L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\); this would prove that S(u) has a \(C_{p}\)-q.c.r. Observe also that (3.1) implies that equation
holds. Observe that by Definition 3.1, and since \(T_{k}(u)\) is a renormalized truncated solution for problem (1.3), there exists a sequence \((\nu _{n})\) in \({\mathbf {M}}(Q)\) such that \(T_{k}(u)_{t}-\text {div}[a(t,x,T_{k}(u),\nabla T_{k}(u))+K(t,x,T_{k}(u)]+H(t,x,T_{k}(u),\nabla T_{k}(u))+G(t,x,T_{k}(u))\) is a finite measure, and moreover
It is important to note that if we consider the case that \(\mu _{c,p}\equiv 0\), which recovers the problem (1.3) to a classical one, one can define the following notion of “entropy” solution which is equivalent, in this case, to the Definition 3.1, see [53] for more details. To this end, we define
According to [87], one has \({\mathbb {E}}\subset C([0,T];L^{1}(\varOmega ))\).
Definition 3.2
Under hypothesis (1.4)–(1.11), and for \(\mu \in {\mathbf {M}}_{d,p}(Q)\) and \(u_{0}\in L^{2}(\varOmega )\). A function u is an “entropy” solution of problem (1.3) if the following conditions hold:
-
(i)
u is a.e. finite such that \(T_{k}(u)\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\) (abbreviated, \(u\in {\mathcal {T}}^{1,p}_{0}(Q)\)).
-
(ii)
\(H(t,x,u,\nabla u)\in L^{1}(Q)\), \(G(t,x,u)\in L^{1}(Q)\).
-
(iii)
For all \(\varphi \in {\mathbb {E}}\), and for all \(k>0\), we have
$$\begin{aligned} t\in [0,T]\mapsto \int _{\varOmega }\varTheta _{k}(u-\varphi )(t,x)dx\text { is (a.e. equal to) a continuous function},\nonumber \\ \end{aligned}$$(3.8) -
(iv)
For every \(\varphi \in {\mathbb {E}}\), it holds
$$\begin{aligned}&\int _{0}^{T}\langle u_{t}, T_{k}(u-\varphi )\rangle dt+\int _{Q}[a(t,x,u,\nabla u)+K(t,x,u)]\cdot \nabla T_{k}(u-\varphi )dx dt\nonumber \\&\qquad +\int _{Q}H(t,x,u,\nabla u)T_{k}(u-\varphi )dx dt+\int _{Q}G(t,x,u)T_{k}(u-\varphi )dx dt\nonumber \\&\quad \le \left\langle \mu -\text {div}(E),T_{k}(u-\varphi )\right\rangle ,\quad \forall k>0. \end{aligned}$$(3.9)
Since \(\mu =f-\text {div}(F)\) is diffuse: every terms in (3.9) is well defined (remark that the set \({\mathcal {T}}^{1,p}_{0}(Q)\) is the minimal requirement to give a meaning to the entropy or renormalized formulations). In fact, the right-hand side is well-defined since f belongs to \(L^{1}(Q)\) and \(T_{k}(u-\varphi )\) is in \(L^{\infty }(Q)\), and G belongs to \(L^{p'}(Q)^{N}\) while \(T_{k}(u-\varphi )\) is in \({\mathbb {W}}\). The left-hand side is also well-defined since the integral is only on the set \(\lbrace |u-\varphi |\le k\rbrace \), and in this set \(|u|\le k+\Vert \varphi \Vert :=M\), it is equal to write
which is finite by the growth assumption (1.5) on “a”. Now, if \(\mu \) is general, this definition of entropy solution is not suitable to tackle singular terms, since \(\int _{Q}T_{k}(u-\varphi )d\mu \) may not be well defined when \(\mu \) is a Radon measure. However, this notion of entropy solution can be extended for the new concept of “measure-valued” solution for \(\mu \in {\mathbf {M}}(Q)\), see [81, 92, 93, 103] (and also [97]), but this notion of solution is still in progress and need further works to apply it. Actually, the renormalized solution have some what more regularity, this is the content of the following proposition where the proof is a particular consequence of a more general result stated in [46, Lemma 1.1], see also [44, Lemma 2.2]; thus it is omitted, where we will assume that \(T_{k}(u)\in L^{\infty }(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), for all \(k>0\), and where a crucial role is played by Lorentz spaces.
Proposition 3.1
Let u be any measurable solution of (1.3) such that \(T_{k}(u)\in L^{\infty }(0,T;L^{2}(\varOmega )\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\), and suppose that
where M and L are two positive constants. Then \(u^{\frac{N(p-1)+p}{N+p}}\in L^{\frac{N+p}{N},\infty }(Q)\) and \(|\nabla u|^{\frac{N(p-1)+p}{N+2}}\in L^{\frac{N+2}{N+1},\infty }(Q)\) such that
where C(N, p) is a constant which depends on p and N.
Proof
See [46, Lemma A.1 (Appendix)]. \(\square \)
We are now in position to show that u satisfies some other useful estimates.
Lemma 3.1
Let \(u\in L^{\frac{p(N+1)-N}{N(p-1)},\infty }(Q)\), \(p>1\), and \(|\nabla u|\in L^{\frac{p(N+1)-N}{(N+1)(p-1)},\infty }(Q)\). Then u belongs to the Lebesgue space \(L^{m}(Q)\) with \(m<\frac{p(N+1)-N}{N(p-1)}\) and \(\nabla u\) belongs to the Lebesgue space \(L^{s}(Q)\) with \(s<\frac{p(N+1)-N}{(N+1)(p-1)}\).
Proof
The proofs are similar to those of [10, 84] (see also [32]). \(\square \)
4.2 Approximate problems and a priori estimates
As indicated before, the main tool, in order to prove the stability/existence of renormalized solution (Theorems 3.1, 3.2) relies on approximating our problems with more regular ones in bounded domains and in proving the existence/stability of a solution via a priori estimates and strong convergence of truncatures in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). In this part we consider a family of approximating problems to be used in the prof of the main result. Let us first define a technical notion of parabolic “mollifiers”.
Definition 3.3
A “mollifier” is a function \(\rho _{\epsilon }\in C^{\infty }_{c}({\mathbb {R}}^{N+1})\) such that
So the mollifier \(\rho _{\epsilon }\) is a positive test function, with support that decreases as \(\epsilon \downarrow 0\), but the volume under the graph is preserved. As \(\epsilon \downarrow 0\), these functions are concentrated at the origin (i.e., approximate the Dirac functional). The mollifiers and the operation of convolution \(\star \) provide the best tools to approximate initial/source data by smooth \(C^{\infty }_{c}\)-functions.
Proposition 3.2
Let \(\mu \in {\mathbf {M}}(Q)\) and \(\rho _{n}\) is a mollifier. Let us fix \(\theta \in C^{\infty }_{c}(Q)\) and set \({\widetilde{\mu }}=\theta \mu \). We extend \({\widetilde{\mu }}\) to all \({\mathbb {R}}^{N+1}\) by setting it equal to zero outside Q, and then define \({\widetilde{\mu }}_{n}=\rho _{n}\star {\widetilde{\mu }}\), i.e.,
Then, \({\widetilde{\mu }}_{n}=\rho _{n}\star {\widetilde{\mu }}\in C^{\infty }_{c}(Q)\), and
Proof
See [54, Lemma 2.25]. \(\square \)
It is worth observing that the class in which we study problem (1.3) is “natural”, since the solution in the main result is obtained as a limit of a family \((u_{\epsilon })\) of solutions of the regularized problems
As far as the lower order terms are concentrated, we assume that \(K_{\epsilon }(t,x,u,s)\), \(H_{\epsilon }(t,x,s,\zeta )\) and \(G_{\epsilon }(t,x,s)\) are CarathéodoryFootnote 6 functions such that
satisfying the standard growth conditions:
the boundedness assumptions with respect to \(\epsilon \):
and the sign-condition:
Recall that the first three assumptions are in fact crucial in order to obtain a priori estimates; indeed the boundedness-conditions on the lower order terms are in fact a consequence of their definitions. Finally, we suppose that the sequences \(\lbrace u_{0}^{\epsilon }\rbrace \subseteq C^{\infty }({\overline{\varOmega }})\) and \(\lbrace \mu _{\epsilon }\rbrace \subseteq C^{\infty }({\overline{Q}})\) are sequences satisfying
for any \(\epsilon >0\). For instance, the sequence \(\lbrace \mu _{\epsilon }\rbrace \) can be defined by “convolution”, i.e.,
where \({\widetilde{\mu }}\in {\mathbf {M}}({\mathbb {R}}^{N+1})\) denotes the trivial extension of \(\mu \) to \({\mathbb {R}}^{N+1}\) and \(\lbrace \rho _{\epsilon }\rbrace \) is a sequence of parabolic mollifiers. We notice that it is easy to exhibits a “trivial” measure approximation proceeding as follows: since \(\mu :=\mu _{d,p}+\mu _{c,p}\), we can construct \({\widetilde{\mu }}\in {\mathbf {M}}({\mathbb {R}}^{N+1})\) by setting \({\widetilde{\mu }}:={\widetilde{\mu }}_{d,p}+{\widetilde{\mu }}_{c,p}\), where
and
Observe that by definition
Hence, if \(\varphi \in C_{c}(Q)\) and \({\widetilde{\varphi }}\in C_{c}({\mathbb {R}}^{N+1})\), which denotes its trivial extension to \({\mathbb {R}}^{N+1}\), there holds \(\langle {\widetilde{\mu }},{\widetilde{\varphi }}\rangle _{{\mathbb {R}}^{N+1}}= \langle \mu ,\varphi \rangle _{Q}\). Now, consider the sequence \(\lbrace {\widetilde{\mu }}_{\epsilon }\rbrace \subset C^{\infty }_{c}({\mathbb {R}}^{N+1})\) where \({\widetilde{\mu }}_{\epsilon }:={\widetilde{\mu }}\star \rho _{\epsilon }\) with \((\rho _{\epsilon })\subset C^{\infty }_{c}({\mathbb {R}}^{N+1})\) being a regularizing sequence, one can also define
with \(\rho _{\epsilon }\) is defined as above. To be more specific, one can choose
where \(\rho \in C^{\infty }_{c}({\mathbb {R}}^{N+1})\), \(\rho (t,x)=\rho (t,|x|)\) is a standard mollifier. Next, since \(\mu _{d,p}=f-\text {div}(F)\), one can choose any sequence of functions \(\lbrace f_{\epsilon }\rbrace \subseteq C^{\infty }_{c}(Q)\) and \(\lbrace F_{\epsilon }\rbrace \subseteq C^{\infty }_{c}(Q)\) such that \(f_{\epsilon }\) strongly converges to f in \(L^{1}(Q)\) and \(F_{\epsilon }\) strongly converges to F in \(L^{p'}(Q)^{N}\). Finally, one can set \(u_{0}^{\epsilon }:={\widetilde{u}}_{0}^{\epsilon }\eta _{\epsilon }\) in \({\mathbb {R}}^{N}\) where \(\lbrace \eta _{\epsilon }\rbrace \subseteq C^{\infty }_{c}({\mathbb {R}}^{N})\) such that \(\eta _{\epsilon }\in C^{\infty }_{c}(\varOmega _{n+1})\), \(0\le \eta _{\epsilon }\le 1\), \(\eta _{\epsilon }=1\) in \({\overline{\varOmega }}_{n}\); here \(\varOmega _{n}\) is open, \({\overline{\varOmega }}_{n}\subset \varOmega _{n+1}\subset \varOmega \) for every \(n\in {\mathbb {N}}\), and \(\cup _{n=1}^{\infty }\varOmega _{n}=\varOmega \), observe that \(\lbrace u_{0}^{\epsilon }\rbrace \subset C^{\infty }_{c}(\varOmega )\) and \(0\le u_{0}^{\epsilon }(x)\le {\widetilde{u}}_{0}^{\epsilon }(x)\) in \({\mathbb {R}}^{N}\). By standard convolution arguments, it is easily seen that
Moreover, for any \(\varphi \in C_{b}(Q)\), with extension \({\widetilde{\varphi }}\in C_{b}({\mathbb {R}}^{N+1})\), there holds
We notice explicitly that, if \(\mu _{c,p}\ne 0\), the solution constructed in the main result, is different from the trivial solution constructed here and hence, in general, the solution is not unique, this is not surprising being such a notion of solution is weaker than the notion of distributional solution for which, see [95, 99], the results do not hold; one can solve the problem of uniqueness, when \(\mu \in {\mathbf {M}}_{d,p}\), by introducing the notion of “weak renormalized-entropy” solution, see [84, 89], which, by definition, coincides with the “trivial” solution defined here, and coincides, for \(\mu _{c,p}\equiv 0\), with the classical “entropy” solution introduced in [96], see also [53]. By classical results, see for instance [69, 71], there exists a (weak) solution \(u_{\epsilon }\in C^{\infty }({\overline{Q}})\), \(\epsilon >0\), of problem (3.17). Now, to let \(\epsilon \rightarrow 0\) in (3.17) we need a priori estimates for approximate sequences \((u_{\epsilon })\) and \((\nabla u_{\epsilon })\). The next estimates, which are well-known in the literature, immediately follows, from Proposition 3.1, by taking test functions depending on \(T_{k}\) and by using assumptions (3.19)–(3.25) and (3.26), it is the main tool in order to establish fundamental a priori estimates for the solutions and their gradients.
Lemma 3.2
Let \(u_{\epsilon }\) be defined as before, and assume that there exists \(M,L>0\) such that
for every \(k>0\). Then, there exists \(C(N,M,p)>0\) (the constants M and L to be defined) such that
Proof
\(\boxed {{(i)}}\) We can improve this kind of estimate by using a suitable Gagliardo–Nirenberg type inequality (Theorem 2.4) which asserts that, if \(w\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\cap L^{\infty }(0,T;L^{2}(\varOmega ))\), with \(p>1\), then \(w\in L^{\sigma }(Q)\) with \(\sigma =p\frac{N+2}{N}\) and
Indeed, in this way we obtain
and so, we can write
Then, taking, for every \(k>0\), \(k=k_{1}^{\frac{N+p}{N(p-1)+p}}\), we get
then, we deduce that
\(\boxed {\mathrm{(ii)}}\) We are interested about a similar estimate on the gradients of functions \(u_{\epsilon }\). First of all, observe that
with regard to the first term in the right-hand side, we have
Then, taking \(\lambda =k_{2}^{\frac{N+2}{N(p-1)+p}}\), we get
while for the last term, thanks to (i), one can write
with \(\sigma =\frac{p(N+2)}{N}\). So finally, we obtain
and we obtain a better estimate taking the minimum over \(k_{2}\) of the right-hand side, the minimum is achieved for the value
that is,
we also have the estimate (see [46, Lemma A.1, Step 4])
with \(\gamma =\frac{N(p-1)+p}{(N+2)p}\). Then, we obtain that \(u_{\epsilon }\) (resp. \(|u_{\epsilon }|^{p-1}\)) is uniformly bounded in the Marcinkiewicz space \(\mathtt {M}^{\frac{p(N+1)-N}{N}}(Q)\) (resp. \(\mathtt {M}^{\frac{p(N+1)-N}{N(p-1)}}\)), and \(|\nabla u_{\epsilon }|\) (resp. \(|\nabla u_{\epsilon }|^{p-1}\)) is equibounded in \(\mathtt {M}^{p-\frac{N}{N+1}}(Q)\) (resp. \(\mathtt {M}^{\frac{p-\frac{N}{N+1}}{p-1}}=\mathtt {M}^{\frac{p(N+1)-N}{(N+1)(p-1)}}\)). \(\square \)
As a first step, we get a function u such that \(T_{k}(u)\in L^{\infty }(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) which is the limit, up to subsequences, of \((u_{\epsilon })\) in suitable topology.
Proposition 3.3
Let \(\mu _{\epsilon }\in {\mathbf {M}}(Q)\), \((u_{0}^{\epsilon })\in L^{2}(\varOmega )\) with \(\text {sup}\left| \mu _{\epsilon }(Q)\right| <\infty \) and \(\Vert u_{0}^{\epsilon }\Vert _{L^{2}(\varOmega )}<\infty \). Let \((u_{\epsilon })\) be a sequence of renormalized solutions of (3.17). Then, there exists \(M,L>0\) such that
for every \(\epsilon \) and for every \(k>0\). Moreover, there exists a subsequence still denoted by \(u_{n}\) and a measurable function u such that the following convergence results hold:
-
(i)
\(u_{\epsilon }\) converges to u a.e. in Q;
-
(ii)
u belongs to \(L^{\infty }(0,T;L^{2}(\varOmega ))\) and for every \(k>0\), the sequence \(T_{k}(u_{\epsilon })\) converges to \(T_{k}(u)\in L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) in the weak topology of \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\);
-
(iii)
\(\nabla u_{\epsilon }\) converges to \(\nabla u\) a.e. in Q;
-
(iv)
\(a(t,x,u_{\epsilon },\nabla u_{\epsilon })\) converges to \(a(t,x,u,\nabla u)\) in the weak topology of \(L^{p'}(Q)^{N}\) for every \(k>0\).
Proof
Let us begin by proving Proposition 3.3 under assumptions (1.4)–(1.6), (3.19)–(3.24) and condition (3.26). Observe that from now on, such a condition (3.50) will be used only to obtain a priori estimates for \(|u_{\epsilon }|^{\frac{N(p-1)+p}{N+p}}\) and \(|\nabla u_{\epsilon }|^{\frac{N(p-1)+p}{N+2}}\) in the “correct” Lorentz spaces. In the first step below we prove a priori estimates on \(u_{\epsilon }\) and \(T_{k}(u_{\epsilon })\), while the second step for the corresponding convergence results.
\(\underline{\textit{Step 1. A priori estimates}}\) In this step we prove the estimate (3.50) on the truncation functions \(T_{k}(u_{\epsilon })\) given in Sect. 2.1. It is performed throughout a multiplication by admissible test function. Define the function \(\varPsi {:}\,{\mathbb {R}}\mapsto {\mathbb {R}}\) by \(\varPsi (s)=\int _{0}^{s}T_{k}(\tau )d\tau \), for all \(s\in {\mathbb {R}}\). Observe that \(\varPsi \) satisfies the following property
Observe also that \(T_{k}(s)\) is a Lipschitz function such that \(T_{k}(0)=0\). Therefore, since \(u_{\epsilon }\in {\mathbb {W}}\), the function \(T_{k}(u_{\epsilon })\) belongs to \({\mathbb {W}}\cap L^{\infty }(Q)\). This allows us to use \(T_{k}(u_{\epsilon })\) as test function in (3.17). Then, we get
where \(\mu _{c,\epsilon }^{\oplus }\) and \(\mu _{c,\epsilon }^{\ominus }\) approximate \(\mu _{c,p}^{+}\) and \(\mu _{c,p}^{-}\) in the sense of (3.27). Now, we evaluate the various integrals in (3.52): by the definition of \(\varPsi (s)\), property (3.51) and the integration by parts method, we have
for almost every \(t\in [0,T]\). Now, by the ellipticity condition (1.4), we obtain
Let us estimate \(|\int _{Q}K_{\epsilon }(t,x,u_{\epsilon })\cdot \nabla T_{k}(u_{\epsilon })|\): by the growth condition (3.20) on \(K_{\epsilon }\), Hölder and Gagliardo–Nirenberg inequalities together with Young’s inequality, we get
Let us estimate \(|\int _{Q}H_{\epsilon }(t,x,u_{\epsilon },\nabla u_{\epsilon })T_{k}(u_{\epsilon })dxdt|\): by definition of \(T_{k}(s)\), the growth assumption (3.21) on \(H_{\epsilon }\) and the generalized Hölder’s inequality (2.51), we have
Moreover, by the sign condition (3.25) on \(G_{\epsilon }\), we get
Finally, we have
and, by the boundedness of \(T_{k}(s)\), we also get
Combining (3.52)–(3.61), we get [by observing that \(|T_{k}(u_{\epsilon })|^{2}\le u_{\epsilon }(t)T_{k}(u_{\epsilon }(t))\)]
where
Define
Observe that if \(T=T_{1}\) be such that
it implies that
On the other hand, by Proposition 3.1, we get
which implies, by defining \(C_{3}=1-\frac{\Vert b_{0}\Vert _{L^{N+2,1}(Q)}}{\Vert b_{0}\Vert _{L^{N+2,1}(Q)}}\), the estimate of \(|\nabla u_{\epsilon }|^{p-1}\) in \(L^{\frac{p(N+1)-N}{(N+1)(p-1)},\infty }(Q)\), or more precisely
we repeat the same argument to get the estimate of \(|u_{\epsilon }|^{p-1}\) in \(L^{\frac{p(N+1)-N}{N(p-1)},\infty }(Q)\): we have
and using (3.68), we obtain (this estimate is useful to prove that M is bounded)
As a consequence of (3.66) and (3.70), we obtain the estimates of \(u_{\epsilon }\) in \(L^{\infty }(0,T;L^{1}(\varOmega ))\) and \(T_{k}(u_{\epsilon })\) in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), that is
Up to a subsequence, we are going to prove that \(u_{\epsilon }\) convergesFootnote 7 a.e. in Q towards a measurable function u. Lemma 3.2 gives the usual estimates for parabolic problem (3.17) with general measure data, that is to say, \(u_{\epsilon }\) is bounded in \(L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\) for every \(q<p-\frac{N}{N+1}\), and in \(L^{\infty }(0,T;L^{1}(\varOmega ))\), then we can deduce that
From (3.71), we have \(T_{k}(u_{\epsilon })\) is bounded in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\). Now, if we multiplyFootnote 8 the approximating equation by \(S'(u_{\epsilon })\), where S is a non-deceasing \(W^{2,\infty }({\mathbb {R}})\)-function, we obtain
in the sense of distributions. This implies, thanks to the last equality and the fact that \(S'\) has compact support, that \(T_{k}(u_{\epsilon })\) is bounded in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) while its time derivative \(S(u_{\epsilon })_{t}\) is bounded in \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\).
\(\underline{\textit{Step 2. Convergence results}}\) In particular, we have found out that there exists a measurable function u in \(L^{\infty }(0,T;L^{1}(\varOmega ))\cap L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\) for every \(q<p-\frac{N}{N+1}\) such that \(T_{k}(u)\) belongs to \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) for every \(k>0\), and for a subsequence, not relabeled, see [5, Proposition 5.2] for more details,
we deduce that
where the estimate (3.71) also imply that \(u\in L^{\infty }(0,T;L^{1}(\varOmega ))\), and in addition
that is (ii) holds. One can prove using the ideas of [5, Proposition 5.2 (Step 3)] that \(\nabla u_{\epsilon }\) is a Cauchy sequence in measure, which yields that
and then, by (1.5) and Lemma 3.2, \(a(t,x,u_{\epsilon },\nabla u_{\epsilon })\) is bounded in \(L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\) for every \(q<p-\frac{N}{N+1}\). Moreover, by (i) and (iii), \(a_{\epsilon }(t,x,u_{\epsilon },\nabla u_{\epsilon })\) converges to \(a(t,x,u,\nabla u)\) in the strong topology of \(L^{q}(0,T;W^{1,q}_{0}(\varOmega ))\), \(1\le q<p-\frac{N}{N+1}\). Finally, by (ii) and (2.2), the sequence \(a(t,x,u_{\epsilon },\nabla T_{k}(u_{\epsilon }))\) is bounded in \(L^{p'}(Q)\), which easily implies that it converges to \(a(t,x,u,\nabla T_{k}(u))\) in the weak topology of \(L^{p'}(Q)\). Let us observe that, thanks to the assumption (1.4) on “a” and Vitali’s theorem, we easily deduce that \(a(t,x,u_{\epsilon },\nabla u_{\epsilon })\) is strongly compact in \(L^{1}(Q)\). \(\square \)
Actually, in the sequel we will prove that the renormalized solutions and their gradients satisfy somewhat more regularity and energy estimates. Let us first show the following interesting properties.
Proposition 3.4
Let u be a renormalized solution of problem (1.3). Then, for every \(k>0\), we have
Proof
Obviously, we can prove it without loss of generality for \(n\in {\mathbb {N}}\). First of all, observe that thanks to (1.4), (3.3) and Proposition 3.3 (ii), using coercivity condition one can easily show that there exists a positive constant M such that
Therefore, arguing as in [46, Lemma A.1], this leads to a control of \(|u_{n}|^{\frac{N(p-1)+p}{N+p}}\) with respect to M and L, which implies that \(|\nabla u_{n}|^{\frac{N(p-1)+p}{N+2}}\in L^{\frac{N+2}{N+1},\infty }(Q)\), while from Hölder and Gagliardo inequalities we have \(H(t,x,u,\nabla u)\in L^{1}(Q)\), we can improve this result by using the Lebesgue dominated convergence theorem and the fact that u is a.e. finite. Indeed, in this way we get (3.79). We are interested about a similar asymptotic behavior result on K; let us emphasize that assumption (1.7) leads to
we can improve this estimate by using the Gagliardo–Nirenberg result, and so we can write
while \(1-\frac{1}{r}=\frac{N+1}{N-p}\). So, finally, the energy condition (3.3), with assumption (1.4), imply that
and so we get the desired asymptotic behaviour result for the function K. \(\square \)
4.3 Main results and comments
We explicitly note that the stability result in [5, Theorem 3.8] can be adapted to our case, but the focus in this study is on a new method.
\(\underline{\textit{Stability result}}\) Int this part, we consider a nonlinear parabolic problem which can be formally written as
where \(\epsilon \) belongs to a sequence of positive numbers that converges to zero and the function \(a_{\epsilon }{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N} \mapsto {\mathbb {R}}^{N}\) is a CarathéodoryFootnote 9 function which satisfies assumptions (1.4)–(1.6). Assume that there exists a function \(a_{0}{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\times {\mathbb {R}}^{N} \mapsto {\mathbb {R}}^{N}\) satisfying hypotheses (1.4)–(1.6), and such that
for every \((s_{\epsilon },\zeta _{\epsilon })\in {\mathbb {R}}\times {\mathbb {R}}^{N}\) converging to \((s,\zeta )\) and for a.e. \((t,x)\in Q\). Moreover, \(K_{\epsilon }{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}^{N}\) is a Carathéodory function which satisfies the growth condition (3.20), i.e.,
for almost every \((t,x)\in Q\), and for every \(s\in {\mathbb {R}}\), where \(c_{0}\) and \(c_{1}\) satisfy conditions of (3.20). Denote by \(K{:}\,(0,T)\times \varOmega \times {\mathbb {R}}\mapsto {\mathbb {R}}^{N}\) a Carathéodory function such that
for every sequence \(s_{\epsilon }\in {\mathbb {R}}\) such that \(s_{\epsilon }\) tends to s a.e. Finally, we assume that \(\mu _{\epsilon }\) has a splitting \((f_{\epsilon },F_{\epsilon },\lambda _{\epsilon }^{\oplus }, \lambda _{\epsilon }^{\ominus })\) converging to \(\mu \) in the sense that, for every \(\epsilon >0\), the measure \(\mu _{\epsilon }\) can be decomposed as
where the following convergences hold true:
-
(i)
\((f_{\epsilon })\) is a sequence of \(C^{\infty }_{c}(Q)\)-functions converging to f weakly in \(L^{1}(Q)\);
-
(ii)
\((F_{\epsilon })\) is a is a sequence of \(C^{\infty }_{c}(Q)^{N}\)-functions converging to F strongly in \(L^{p'}(Q)^{N}\);
-
(iii)
\((\lambda _{\epsilon }^{\oplus })\) is a sequence of nonnegative measures in \({\mathbf {M}}_{b}(Q)\) such that
$$\begin{aligned}&\lambda _{\epsilon }^{\oplus }=\lambda _{\epsilon ,d}^{1,\oplus }- \text {div}(\lambda _{\epsilon ,d}^{2,\oplus })+\lambda _{\epsilon ,c}^{\oplus }\nonumber \\&\quad \text { with }\lambda _{\epsilon ,d}^{1,\oplus }\in L^{1}(Q),\ \lambda _{\epsilon ,d}^{2,\oplus }\in L^{p'}(Q)^{N}\text { and }\lambda _{\epsilon ,c}^{\oplus }\in {\mathbf {M}}_{c}^{+}(Q), \end{aligned}$$(3.89)that converges to \(\mu _{c}^{+}\) in the narrow topology of measures;
-
(iv)
\((\lambda _{\epsilon }^{\ominus })\) is a sequence of nonnegative measures in \({\mathbf {M}}_{b}(Q)\) such that
$$\begin{aligned}&\lambda _{\epsilon }^{\ominus }=\lambda _{\epsilon ,d}^{1,\ominus }- \text {div}(\lambda _{\epsilon ,d}^{2,\ominus })+\lambda _{\epsilon ,c}^{\ominus }\nonumber \\&\quad \text { with }\lambda _{\epsilon ,d}^{1,\ominus }\in L^{1}(Q),\ \lambda _{\epsilon ,d}^{2,\ominus }\in L^{p'}(Q)^{N}\text { and }\lambda _{\epsilon ,c}^{\ominus }\in {\mathbf {M}}_{c}^{-}(Q), \end{aligned}$$(3.90)that converges to \(\mu _{c}^{+}\) in the narrow topology of measures.
Moreover, let \(u_{0}^{\epsilon }\in C^{\infty }_{0}(\varOmega )\) that approaches \(u_{0}\) in the sense of (3.26). Recall that these approximations can be easily obtained via the standard convolution arguments stated in Sect. 3.2.
Remark 3.3
If we decompose the measures \(\mu _{\epsilon }\), \(\lambda _{\epsilon }^{\oplus }\) and \(\lambda _{\epsilon }^{\ominus }\) respectively as \(\mu _{\epsilon }=\mu _{\epsilon ,d}+\mu _{\epsilon ,c}\), \(\lambda _{\epsilon }^{\oplus }=\mu _{\epsilon ,d}^{\oplus }+\mu _{\epsilon ,c}^{\oplus }\) (\(\lambda _{\epsilon ,d}^{\oplus }=\lambda _{\epsilon ,d}^{1,\oplus }-\text {div}(\lambda _{\epsilon ,d}^{2,\oplus })\)), \(\lambda _{\epsilon }^{\ominus }=\lambda _{\epsilon ,d}^{\ominus }+\lambda _{\epsilon ,c}^{\ominus }\) (\(\lambda _{\epsilon ,d}^{\ominus }=\lambda _{\epsilon ,d}^{1,\ominus }-\text {div}(\lambda _{\epsilon ,d}^{2,\ominus })\)), with \(\mu _{\epsilon ,d}\), \(\lambda _{\epsilon ,d}^{\oplus }\), \(\lambda _{\epsilon ,d}^{\ominus }\) in \({\mathbf {M}}_{d}(Q)\), and \(\mu _{\epsilon ,c}\), \(\lambda _{\epsilon ,c}^{\oplus }\), \(\lambda _{\epsilon ,c}^{\ominus }\) in \({\mathbf {M}}_{c}(Q)\), then clearly \(\lambda _{\epsilon ,d}^{\oplus }\), \(\lambda _{\epsilon ,d}^{\ominus }\), \(\lambda _{\epsilon ,c}^{\oplus }\), \(\lambda _{\epsilon ,c}^{\ominus }\) are nonnegative, \(\mu _{\epsilon ,d}=f_{\epsilon }-\text {div}(F_{\epsilon })+\lambda _{\epsilon ,d}^{\oplus }-\lambda _{\epsilon ,d}^{\ominus }\) and \(\mu _{\epsilon ,c}=\lambda _{\epsilon ,c}^{\oplus }-\lambda _{\epsilon ,c}^{\ominus }\). In particular, we have
Our first main result reads as follows.
Theorem 3.1
Let \((a_{\epsilon })\), a be functions satisfying (1.4)–(1.6) and (3.85), and \((\mu _{\epsilon })\) be a sequence of measures in \({\mathbf {M}}_{b}(Q)\) having a splitting \((f_{\epsilon },F_{\epsilon },\lambda _{\epsilon }^{\oplus },\lambda _{\epsilon }^{\ominus })\) converging to \(\mu \). Assume that \(u_{\epsilon }\) is a renormalized solution of
Then, up to a subsequence still denoted by \(\epsilon \), \(u_{\epsilon }\) converges a.e. to u renormlized solution of problem
Moreover
Remark 3.4
Note that:
-
(i)
The stability result given by Theorem 3.1 is an extension of the stability result proved in [5, Theorem 3.8] (see also [89, Theorem 2] for a different proof). Indeed our result coincides exactly with the stability result of [84] where the term \(-\text {div}(K(t,x,u))\) does not appear. Nevertheless the method we use to prove Theorem 3.1 is slightly different and more simplest.
-
(ii)
By the growth assumption (3.86) and the convergence assumption (3.87) on \(K_{\epsilon }\), we deduce
$$\begin{aligned} |K(t,x,s)|\le c_{0}(t,x)|s|^{\gamma }+c_{1}(t,x), \end{aligned}$$(3.95)for a.e. \((t,x)\in Q\) and for every \(s\in {\mathbb {R}}\).
-
(iii)
If we replace the right-hand side by a more general datum \(\mu -\text {div}(E)\), with \(E\in L^{p'}(Q)^{N}\), Theorem 3.1 holds true under the same assumptions. Indeed \(K_{\epsilon }(t,x,s)\) (resp. K(t, x, s)) can be replaced by \(K_{\epsilon }(t,x,s)-E(t,x)\) (resp. \(K(t,x,s)-E\)) which satisfy conditions (3.86)–(3.87) (with \(c_{1}\) replaced by \(c_{1}+|E|\)).
-
(iv)
The proof of Theorem 3.1 heavily needs conditions (3.85)–(3.88) [for example, (3.86)–(3.87) are crucial to obtain (4.24)–(4.25)]. Remark that the same assumptions are needed if one follows the proof of [84].
-
(v)
We could prove Theorem 3.1 under the assumptions \(u_{0}\in L^{1}(\varOmega )\) and \(\mu \in {\mathbf {M}}_{d}(Q)\). Therefore, we have \(\mu _{c}^{+}=\mu _{c}^{-}=0\), which imply
$$\begin{aligned} \underset{n\rightarrow \infty }{\text {lim }}\underset{\epsilon \rightarrow 0}{\text {lim }}\frac{1}{n}\int _{\lbrace n<|u_{\epsilon }|<2n\rbrace }a_{\epsilon }(t,x,u_{\epsilon },\nabla u_{\epsilon })\cdot \nabla u_{\epsilon } dx dt=0. \end{aligned}$$(3.96)
Furthermore, we can state a result which concerns right-hand sides \(\mu +\text {div}(E)\), which belong to \({\mathbf {M}}_{b}(Q)+L^{p'}(0,T;W^{-1,p'}(\varOmega ))\) (\(E\in L^{p'}(Q)^{N}\)), by using similar arguments to those used in [50, 72]. Our second main result of the present paper is the following existence result which is a generalization of the existence result of [46].
Theorem 3.2
Under assumptions (1.4)–(1.11), there exists a renormalized solution u of problem (1.3).
Remark 3.5
The stationary version of such existence result is studied under three conditions:
-
1.
\(\gamma =\lambda =p-1\) with \(c_{0}\in L^{\frac{N}{p-1},r}(\varOmega )\), \(r<+\infty \) and \(\Vert b_{0}\Vert _{L^{N,1}(\varOmega )}\) is small enough.
-
2.
\(\gamma =p-1\), \(\lambda <p-1\) with \(c_{0}\in L^{\frac{N}{p-1},r}(\varOmega )\) and \(r<+\infty \).
-
3.
\(\gamma <p-1\), \(\lambda <p-1\) with \(c_{0}\in L^{\frac{N}{p-1},\infty }(\varOmega )\).
It is worth observing that the class in which the stationary problem is studied is “natural”, since
-
(i)
If \(1<p\le 2\), we have
$$\begin{aligned} \text {inf}\left\{ \frac{(N+2)(p-1)}{N+p},\frac{N(p-1)+p}{N+2}\right\} \ge p-1. \end{aligned}$$(3.97) -
(ii)
If \(p\ge 2\), we have
$$\begin{aligned} \text {sup}\left\{ \frac{(N+2(p-1))}{N+p},\frac{N(p-1)+p}{N+2}\right\} \le p-1, \end{aligned}$$(3.98)then \(|u|^{p-1}\) belongs to \(L^{\frac{N}{N-p},\infty }(\varOmega )\) and \(|\nabla u|^{p-1}\) belongs to \(L^{\frac{N}{N-p},\infty }(\varOmega )\), and therefore the a priori estimate is depending on M, i.e.,
$$\begin{aligned} \left\| |u|^{p-1}\right\| _{L^{q}(Q)}\le CM,\quad \forall q<\frac{N}{N-p}, \end{aligned}$$(3.99)which in our parabolic case is equivalent to the control of \(|u|^{\frac{N(p-1)+p}{N+p}}\) with respect to M and L, which means that in the evolution case smallness conditions on b and c when \(\gamma =\delta =p-1\) seems to be unnecessary to obtain the existence of a solution.
-
(iii)
Actually, in the last case, we can improve a little bit the complexity of the right-hand side; indeed we are able to take a derivative part \(g\in L^{p}(0,T;W^{1,p}_{0}(\varOmega )\cap L^{2}(\varOmega ))\) in the decomposition of \(\mu \) where the proof relies on a change of unknown \(w=u-g\), see [53, 54].
5 Proofs of stability/existence results (Theorems 3.1, 3.2)
5.1 Proof of stability result (Theorem 3.1)
As before, the main tool, in order to prove the existence of a renormalized solution relies on approximating our problem with a more regular one [i.e., (3.84)] in bounded domains and in proving the existence of a solution via a priori estimates and strong convergence of truncations in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\). In what follows we will indicate by \(\epsilon _{n}\) a generic sequence that converges to zero as n goes to infinity. We need to define, for any \(\delta >0\), the two “cut-off” functions \(\psi _{\delta }^{+}\) and \(\psi _{\delta }^{-}\) belonging to \(C^{\infty }_{0}(Q)\) in order to localize some integrals near the support of \(\mu _{c}\in {\mathbf {M}}_{c}(Q)\). This is possible by virtue of the following lemmas provided in [84, Lemma 5], and introduced in [51].
Lemma 4.1
Let \(\mu _{c}\) be a measure in \({\mathbf {M}}_{c}(Q)\), and let \(\mu _{c}^{+},\mu _{c}^{-}\) be respectively the positive and the negative parts of \(\mu _{c}\). Then for every \(\delta >0\), there exist two functions \(\psi _{\delta }^{+},\psi _{\delta }^{-}\) in \(C^{1}_0(Q)\), such that the following assertions hold true:
-
(i)
\(0\le \psi _{\delta }^{+}\le 1\) and \(0\le \psi _{\delta }^{-}\le 1\) on Q;
-
(ii)
\(\underset{\delta \rightarrow 0}{\text {lim }} \psi _{\delta }^{+}=\underset{\delta \rightarrow 0}{\text {lim }}\psi _{\delta }^{-}=0\) strongly in \(L^p(0,T;W^{1,p}_0(\varOmega ))\) and weakly* in \(L^{\infty }(Q)\);
-
(iii)
\(\underset{\delta \rightarrow 0}{\text {lim }}(\psi _{\delta }^{+})_{t}=\underset{\delta \rightarrow 0}{\text {lim }} (\psi _{\delta }^{-})_{t}=0\) strongly in \(L^{p'}(0,T;W^{-1,p'}(\varOmega ))+L^{1}(Q)\);
-
(iv)
\(\int _Q\psi _{\delta }^{-}d\mu _{s}^{+}\le \delta \) and \(\int _Q\psi _{\delta }^{+}d\mu _{s}^{-}\le \delta \);
-
(v)
\(\int _Q(1-\psi _{\delta }^{+}\psi _{\eta }^{+})d\mu _{s}^{+} \le \delta + \eta \) and \(\int _Q(1-\psi _{\delta }^{-}\psi _{\eta }^{-})d\mu _{s}^{-}\le \delta +\eta \) for all \(\eta >0\).
Lemma 4.2
Let \(\mu _{c}\) be a measure in \({\mathbf {M}}_{c}(\varOmega )\), decomposed as \(\mu _{c}=\mu _{c}^{+}-\mu _{c}^{-},\) with \(\mu _{s}^{+}\) and \(\mu _{c}^{-}\) are concentrated on two disjoint subsets \(E^{+}\) and \(E^{-}\) of zero (b, p)-capacity. Then, for every \(\delta >0\), there exist two compact sets \(K_{\delta }^{+}\subseteq E^{+}\) and \(K_{\delta }^{-}\subseteq E^{-}\) such that
and there exist \(\psi _{\delta }^{+}\), \(\psi _{\delta }^{-}\in C_0^{1}(Q)\), such that
Moreover
and, in particular, there exists a decomposition of \((\psi _{\delta }^{+})_{t}\) and a decomposition of \((\psi _{\delta }^{-})_{t}\) such that
and both \(\psi _{\delta }^{+}\) and \(\psi _{\delta }^{-}\) converge to zero *weakly in \(L^{\infty }(Q)\), in \(L^{1}(Q)\), and up to subsequences, a.e. as \(\delta \) vanishes. Moreover, if \(\lambda _{\epsilon }^{\oplus }\) and \(\lambda _{\epsilon }^{\ominus }\) are as in (3.89)–(3.90) we have
Proof
See [84, Lemma 5]. \(\square \)
Remark 4.1
If \(\lambda _{\epsilon }^{\oplus }\) and \(\lambda _{\epsilon }^{\ominus }\) satisfy (3.89)–(3.90), and \(\psi _{\delta }^{-}\) and \(\psi _{\delta }^{+}\) are the functions defined in Lemma 4.1, as an easy consequence of the narrow convergence we obtain
Proof of Theorem 3.1
At this point, \(u_{\epsilon }\) is a renormalized solution of (3.92) and u is a measurable function u such that \(T_{k}(u)\in L^{2}(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) where the convergences of Proposition 3.3 hold. We have to prove that u is a renormalized solution to (3.93). By proposition 3.3 (ii), the first condition of Definition 3.1 is satisfied while by (3.71) and Lemma 3.2, we obtain that u satisfies the second condition of Definition 3.1. Hence, it is enough to prove (3.1)-(3.3). Let \(S\in W^{2,\infty }({\mathbb {R}})\) and \(\varphi \in C^{1}_{0}([0,T]\times \varOmega )\), we choose \(S'(u_{\epsilon })\varphi \) as test function in the equation solved by \(u_{\epsilon }\), obtaining
for every \(\varphi \in {\mathbb {W}}\cap L^{\infty }(Q)\), for all \(S\in W^{2,\infty }({\mathbb {R}})\) with compact support in \({\mathbb {R}}\), which are such that \(S'(u_{\epsilon })\varphi \in {\mathbb {W}}\). It suffices to follow the lines of the long and not easy proof [51, Section 5-8] for the elliptic case, [83, Section 7] and [5, Section 6] for the parabolic case. The assumptions on \(a_{\epsilon }\) and the choice of \(B_{n}(u_{\epsilon })T_{k}(u_{\epsilon })\), for every \(k>0\), as test function in (3.92) where \(B_{n}\) is defined by (see Fig. 4)
Therefore, using similar calculations to those of Proposition 3.3, we get
for some \({\widetilde{M}}>0\) and \({\widetilde{L}}>0\). This implies by, Proposition 3.1, the following a priori estimates for the renormalized solutions: \(u_{\epsilon }\)
some constant C independent of \(\epsilon \) but depending on the data of the problem. Estimate (4.16) and the growth assumption on \(K_{\epsilon }\), since the operator is strictly monotone, allow us to use standard techniques of [5, 24, 84] which imply that there exists a measurable function \(u{:}\,Q\mapsto \overline{{\mathbb {R}}}\), finite a.e. in Q and such that, up to a subsequence still denoted by \(\epsilon \),
as \(\epsilon \) tends to zero.
\(\underline{\textit{Step 1. The function u is a solution of}}\) (3.93) \(\underline{\textit{in the sense of distributions}}\) By assumption (3.87) and (4.19), it follows that \(K_{\epsilon }(t,x,u_{\epsilon })\) converges to K(t, x, u) a.e. in Q. Moreover, the growth assumption (3.95) on \(K_{\epsilon }\) and the estimate (4.17) on \(|u_{\epsilon }|^{p-1}\) imply that \(|K_{\epsilon }(t,x,u_{\epsilon })|\) is bounded in \(L^{\frac{p(N+1)-N}{(N+1)(p-1)},\infty }(Q)\). Thanks to the a.e. convergence of \(u_{\epsilon }\) in Q and to the Lebesgue theorem, we get
Proceeding in a similar way, by using (1.5), (4.17) and (4.19)–(4.20), we get
Moreover, since \(u_{\epsilon }\) is also a solution of (3.6) in distributional sense, this gives
for all \(\varphi \in C^{\infty }_{0}(Q)\). So, using the convergence results (4.21)–(4.22), we can pass to the limit in (4.23) obtaining that u is a solution of (3.93) in the distributional sense (for the convergence of the first and last terms, we refer to [5]).
\(\underline{\textit{Step 2. Asymptotic behaviour results on} K_{\epsilon }}\) Our next purpose is to prove that
Using the Gagliardo–Nirenberg inequality and the growth condition (3.85) on \(K_{\epsilon }\), we get
On the other hand, since \(\Vert c_{0}\Vert _{L^{\tau }(\lbrace n<|u_{\epsilon }|<2n)}\) tends to zero when firstly \(\epsilon \) goes to zero and then n goes to infinity, we use Fatou’s lemma to obtain (4.24). While, since \(u_{\epsilon }\) converges to u a.e. and u is finite a.e. in Q, we get (4.25).
\(\underline{\textit{Step 3. Asymptotic behaviour results on} \mu _{c}}\) Now, we are able to prove that
for every nonnegative \(\varphi \in C^{1}({\overline{Q}})\) by using a technical argument slightly different from [84, Lemma 6] and [5, Lemma 6.6 (ii)]. To this aim, we define, for \(n\ge 1\), the functions \(s_{n}{:}\,{\mathbb {R}}\mapsto {\mathbb {R}}\) and \(h_{\eta }{:}\,{\mathbb {R}}\mapsto {\mathbb {R}}\), by
Choosing \(h_{\eta }(u_{\epsilon })s_{n}(u_{\epsilon }^{+})\varphi \) (\(\varphi \in C^{1}(Q)\) nonnegative) as test function in (4.14), by using the notations of (2.1), and letting \(\eta \) tends to infinity, we get
for every nonnegative \(\varphi \in C^{1}({\overline{Q}})\). It remains to pass to the limit in (4.30), first as \(\epsilon \) tends to zero and then as n goes to infinity, since \(s_{n}(u_{\epsilon }^{+})\) is bounded by 1, we get
Hence, by (4.21)–(4.22) and Lebesgue convergence theorem, we can pass to the limit in (B) and (D) using the fact that \(a(t,x,u,\nabla u)\) and K(t, x, u) belong to \(L^{p'}(Q)^{N}\) for \(p>1\), \(s_{n}(u_{\epsilon }^{+})\) is bounded by 1 and tends to zero a.e. in Q, and the fact that \(\varphi \in C^{1}({\overline{Q}})\), we get
and
By (4.24), as \(n,\epsilon \) tend to their limits, we obtain
On the other hand, by properties (3.88) (i)–(ii) and in virtue of the a.e. convergence of \(s_{n}(u_{\epsilon }^{+})\) to \(s_{n}(u^{+})\), \(|s_{n}(u_{\epsilon }^{+})|\le 1\) a.e. in Q and Proposition 2.1, we obtain
and
Indeed, by Hölder’s inequality, we write
so, using (4.16), we get
Recalling that \(\mu _{\epsilon ,d}^{\oplus },\lambda _{\epsilon ,c}^{\oplus },\lambda _{\epsilon ,d}^{\ominus }\) and \(\varphi \) are nonnegative and using (3.91) (observe that \(0\le s_{n}(u_{\epsilon }^{+})\le 1\)), we get
Collecting together (4.30)–(4.39), we conclude for every nonnegative \(\varphi \in C^{1}({\overline{Q}})\), that
Since \(\lambda _{\epsilon }^{\oplus }\) converges to \(\mu _{c}^{+}\) in the narrow topology of measures, we obtain (4.27). The second asymptotic estimate (4.28) is obtained by using a similar argument with test functions \(h_{\eta }(u_{\epsilon })s_{n}(u_{\epsilon }^{-})\varphi \) for any \(\varphi \in C^{1}(Q)\) nonnegative.
\(\underline{\textit{Step 4. The function u is a renormalized solution of}}\) (3.93) Since \(\mu _{c}=\mu _{c}^{+}-\mu _{c}^{-}\) is a concentrated measure, for every \(\delta >0\), there exist two compacts sets \(K_{\delta }^{\pm }\subseteq E^{\pm }\) and two sequences of \(C^{\infty }_{c}(Q)\)-functions \(\lbrace \psi _{\delta }^{\pm }\rbrace \) with properties of Lemmas 4.1 and 4.2. Now, consider a function \(S\in W^{2,\infty }\) such that \(S'\) has compact support on \({\mathbb {R}}\) (\(S(0)=0\)), and choose \(B_{n}(u_{\epsilon })S'(u)\varphi (1-\psi _{\delta }^{+}-\psi _{\delta }^{-})\) as test function in (4.14) where \(\varphi \in {\mathbb {W}}\cap L^{\infty }(Q)\), \(S'(u)\varphi \in {\mathbb {W}}\) and \(B_{n}\) is defined in (4.15), we can write
Now, we want to pass to the limit (as \(\epsilon \) tends to zero, n goes to infinity and \(\delta \) tends to zero). It is easy to deal with the first integral \((A_{\delta })\) using an integration by parts formula and the fact that \(\varphi (T,x)=0\). Since \((u_{0}^{\epsilon })\) converges to \(u_{0}\) in \(L^{1}(\varOmega )\), \(S(u_{\epsilon })\) converges to S(u) strongly in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\) and weakly* in \(L^{\infty }(Q)\), it follows that
Moreover, from (4.24), we have
Hence, by (4.27) and the fact that \(a_{\epsilon }(t,x,u_{\epsilon },\nabla u_{\epsilon })\cdot \nabla u_{\epsilon }(1-\psi _{\delta }^{+}-\psi _{\delta }^{-})\) is positive, we deduce
we can use properties (4.8)–(4.11) to conclude that
Since, as the sequence \(T_{2n}(u_{\epsilon })\) converges weakly to \(T_{2n}(u)\) in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), we have \(a_{\epsilon }(t,x,T_{2n}(u_{\epsilon }),\nabla T_{2n}(u_{\epsilon }))\) converges to \(a_{0}(t,x,T_{2n}(u),\nabla T_{2n}(u))\) weakly in \(L^{p'}(Q)^{N}\), and recall that \(B_{n}(u_{\epsilon })\) is bounded by 1 and converges a.e. to \(B_{n}(u)\), we get
Now, we can use properties of the function S to replace the first integral in (4.46) by \(a_{0}(t,x,T_{M}(u),\nabla T_{M}(u))\in L^{p'}(Q)^{N}\), and applying convergence properties of \(\psi _{\delta }^{\pm }\) to obtain
In a similar way
and
Furthermore Proposition 2.1, the a.e. convergence of \(u_{\epsilon }\) to u, property (4.5) on \(\psi _{\delta }^{\pm }\) and the definition of \(S'(u_{\epsilon })\), imply
In a similar way
Using the fact that \(\lambda _{\epsilon ,d}^{\oplus }\) is nonnegative, we have
Therefore, by (4.8)–(4.11) and the fact that \(0\le \lambda _{\epsilon ,d}^{\oplus }\le \lambda _{\epsilon }^{\oplus }\), we get
Similarly
So that, we can pass to the limit in each term of (4.41) to obtain that u satisfies (3.1) of Definition 3.1. To conclude the proof of our main result, it remains to check condition (3.3) of Definition 3.1. Since \(a_{0}(t,x,u,\nabla u)\cdot \nabla u\) is positive and using Proposition 2.2, we get that condition (3.3) holds for \(\varphi \in C^{\infty }({\overline{Q}})\). On the other hand (4.27), the a.e. convergence of \(u_{\epsilon }\) to u and Fatou’s Lemma imply
for every \(\varphi \in C^{1}({\overline{Q}})\) nonnegative. Moreover, since u satisfies (3.92) in the sense of distributions, one can use \(B_{n}(u)\psi \), with \(\psi \in C^{\infty }_{0}(Q)\) and \(B_{n}\) is defined in (4.15), as test function in (4.35) and let n tends yo infinity, to get
Now, let \(\varphi \in C^{1}({\overline{Q}})\) be nonnegative, we have \(0\le \varphi (1-\psi _{\delta }^{-})\psi _{\delta }^{+}\le \varphi \) (since \(0\le \psi _{\delta }^{\pm }\le 1\)) and \(\varphi (1-\psi _{\delta }^{-})\psi _{\delta }^{+}\in C^{\infty }_{0}(Q)\) (since \(\psi _{\delta }^{\pm }\in C^{\infty }_{0}(Q)\)). Since \(B'_{n}\) can be splitted as \(B'_{n}(s)=\frac{1}{n}(-\chi _{\lbrace n<s<2n\rbrace }+\chi _{\lbrace -2n<s<-n\rbrace })\) a.e. in \({\mathbb {R}}\), and using (4.56), we obtain
It is easy to pass to the limit, as s tends to zero, using (4.8)–(4.11), to obtain
for every nonnegative \(\varphi \in C^{1}({\overline{Q}})\). Then (4.55) implies that condition (3.3) of Definition 3.1 holds for every nonnegative \(\varphi \in C^{1}({\overline{Q}})\) and, by a standard density argument, for every \(\varphi \in C^{\infty }({\overline{Q}})\). Similarly, one can use \(\varphi (1-\psi _{\delta }^{+})\psi _{\delta }^{-}\) to obtain the asymptotic behaviour result for \(\mu _{c}^{-}\). Finally, in order to prove the last asymptotic behaviour result on K in condition (3.2) it suffices to use a similar argument of (4.25).
\(\underline{\textit{Step 6. Strong convergence of truncations}}\) Now, we are able to prove that \(T_{k}(u_{\epsilon })\) converges to \(T_{k}(u)\) in \(L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), \(k>0\), as \(\epsilon \) goes to zero. By using a standard argument, see [5, 24, 84] for more details. We just need to remark that by the coercivity of the vector filed “a”, the a.e. convergence of \(u_{\epsilon }\), \(\nabla u_{\epsilon }\) and Fatou’s lemma, that
Therefore, the choice of \(B_{n}(u_{\epsilon })T_{k}(u_{\epsilon })\) as test function in (4.14) and letting n then \(\epsilon \) tend to their limits, we get
Finally, assumptions (1.4)–(1.5) on “\(a_{\epsilon }\)”, the a.e. convergence of \(\nabla T_{k}(u_{\epsilon })\) and Vitali’s theorem imply
which completes the proof of Theorem 3.1. \(\square \)
5.2 Proof of existence result (Theorem 3.2)
Until now, we have assumed that \(H\equiv G\equiv E\equiv 0\) mainly to simplify our exposition. Using a change of the form of problem (3.17) one can prove that the terms \(H_{\epsilon }(t,x, u_{\epsilon },\nabla u_{\epsilon })\) and \(G_{\epsilon }(t,x,u_{\epsilon })\) converges strongly in \(L^{1}(Q)\) with similar arguments of Theorem 3.1.
Proof of Theorem 3.1
It suffices to check that the solution \(u_{\epsilon }\) of (3.17) belongs to \({\mathbb {W}}\) and satisfies
in the sense of distributions, where
Indeed, the growth assumption (3.20) on \(H_{\epsilon }\), Proposition 3.1 and the generalized Hölder inequality (2.51), imply that
Moreover, using the growth condition (3.21) on \(G_{\epsilon }\), the generalized Hölder inequality (2.51) and the fact that \(0\le r\le p-\frac{N}{N+1}\), we get
The use of \(T_{k}(u_{\epsilon })\) as test function in (4.62) implies, in virtue of the argument of Proposition 3.3, that there exist two constants M and L such that
for every \(k>0\) and every \(\epsilon >0\). Moreover, the a priori estimates and the growth assumption (3.19) on \(K_{\epsilon }\) imply, by using the technical results of [5, 84, 96], that, up to a subsequence still denoted by \(\epsilon \), there exists a function \(u_{\epsilon }\) and a measurable function u, a.e. finite in Q such that \(T_{k}(u)\in L^{\infty }(0,T;L^{2}(\varOmega ))\cap L^{p}(0,T;W^{1,p}_{0}(\varOmega ))\), satisfying
for every fixed \(k\in {\mathbb {N}}\). The estimate (4.66) imply, by Fatou’s Lemma, that
which gives, by using Proposition 3.1, that
Then, we conclude, by (4.67), that
In particular, it is enough to remark by (3.20)–(3.21), (2.51), Proposition 3.1 and (4.64)–(4.65), that \(H_{\epsilon }(t,x,u_{\epsilon },\nabla u_{\epsilon })\) and \(G_{\epsilon }(t,x,u_{\epsilon })\) are equi-integrable, which imply by using Vitali’s theorem that
that is to say, the function \(u_{\epsilon }\in {\mathbb {W}}\), solution of problem (4.62), satisfies the “modified” problem
in the sense of distributions and the convergence results (4.67) hold, where
and \(F,E,f_{\epsilon },\lambda _{\epsilon }^{\oplus }\) and \(\lambda _{\epsilon }^{\ominus }\) are defined as before. Since the weak solution \(u_{\epsilon }\) of (4.73) is also a renormalized solution of the same problem, then by virtue of the stability result (Theorem 3.1), the function u is a renormalized solution of
which concludes the proof of Theorem 3.2.\(\square \)
Notes
One of the principal tools which will be used to define solutions: let \(G_{k}(v)=(|v|-k)_{+}\text {sign}(v)\) be the level-set function, then for any \(k>0\), the truncation function \(T_{k}\) is defined by \(T_{k}(v)=v-G_{k}(v)=\text {max}\lbrace -k,\text {min}\lbrace k,v\rbrace \rbrace \) (see if necessary, the Sect. 2.1 for more details).
\(a(\cdot ,\cdot ,s,\zeta )\) is measurable on Q for every \((s,\zeta )\) in \({\mathbb {R}}\times {\mathbb {R}}^{N}\), and \(a(t,x,\cdot ,\cdot )\) is continuous on \({\mathbb {R}}\times {\mathbb {R}}^{N}\) for a.e. (t, x) in Q.
We refer to Sect. 2.4 for more details on Lorentz spaces and their properties.
I.e., it is continuous with respect to s and \(\zeta \) for almost every \((t,x)\in Q\), and measurable with respect to (t, x) for every \(s\in {\mathbb {R}}\) and \(\zeta \in {\mathbb {R}}^{N}\).
Also called “weak” convergence where test functions are taken in the set \(C_{b}^{0}(Q)\) of all bounded and continuous functions in Q and where the total mass is conserved (see Definition 2.1 for more details).
On the regularized functions \(K_{\epsilon }\), \(H_{\epsilon }\) and \(G_{\epsilon }\) we assume, besides continuity with respect to \(s\in {\mathbb {R}}\) and \(\zeta \in {\mathbb {R}}^{N}\) for a.e. \((t,x)\in (0,T)\times \varOmega \) and measurability with respect to \((t,x)\in (0,T)\times \varOmega \) for every fixed \(s\in {\mathbb {R}}\) and \(\zeta \in {\mathbb {R}}^{N}\), the same assumptions (1.7)–(1.9).
Arguing as in [84].
We borrow the argument from [5].
I.e., it is continuous with respect to s and \(\zeta \) for a.e. \((t,x)\in Q\), and measurable with respect to (t, x) for every \(s\in {\mathbb {R}}\) and \(\zeta \in {\mathbb {R}}^{N}\).
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Acknowledgements
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Abdellaoui, M. Stability and existence results for a class of nonlinear parabolic equations with three lower order terms and measure data using Lorentz spaces. Ricerche mat 73, 51–112 (2024). https://doi.org/10.1007/s11587-021-00558-4
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DOI: https://doi.org/10.1007/s11587-021-00558-4