Abstract
Based on the Connes–Kreimer Hopf algebra of rooted trees, rooted tree maps are defined as linear maps on the noncommutative polynomial algebra \(\mathbb {Q}\langle x,y\rangle \). It is known that they induce a large class of linear relations for multiple zeta values. In this paper, we show for any rooted tree f there exists a unique polynomial in \(\mathbb {Q}\langle x,y\rangle \) that gives the image of the rooted tree map \({\widetilde{f}}\) explicitly. We also characterize the antipode maps as the conjugation by the special map \(\tau \).
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1 Introduction
Let \({\mathcal {H}}\) be the Connes–Kreimer Hopf algebra of rooted trees introduced in [3]. For any \(f \in {\mathcal {H}}\), the rooted tree map \({\tilde{f}}\) is introduced in [11] as an element in \({{\,\mathrm{End}\,}}({\mathcal {A}})\), where \({\mathcal {A}}\) is the noncommutative polynomial algebra \(\mathbb {Q}\langle x,y\rangle \). It is known that rooted tree maps induce a large class of linear relations for multiple zeta values. In [1, 2], we find some results in algebraic properties of rooted tree maps to make some applications to multiple zeta values clear. In [8], the quasi-derivation operator introduced in [7] can be interpreted by a certain kind of harmonic product \(\diamond \) (introduced in [4]). In this paper, we establish similar algebraic formulas for rooted tree maps in the harmonic algebra.
Theorem 1.1
For any \(f \in {\mathcal {H}}\) and \(w\in {\mathcal {A}}\), there exists a unique \(F_f\in {\mathcal {A}}\) such that
Remark 1.2
The fact that rooted tree maps are commutative pairwisely, which is intricately shown in [T], follows immediately from our Theorem 1.1 because the product \(\diamond \) is commutative. We call the rooted tree with n vertices among which there is only one leaf the ladder tree, which is denoted by \(\lambda _n\). The corresponding rooted tree map \({\widetilde{\lambda }}_n\) is closely related to the derivation operator \(\partial _n\), which gives the derivation relation for multiple zeta value’s (see [BT] for details). On the other hand, one finds \(F_{\lambda _n}=y(x+2y)^{n-1}\) (see Sect. 3). Combining these two, the derivation operator is expressed by the product \(\diamond \). The expression agrees with Theorem 2.2 in [KMM] when \(c=0\). It’s not been clear how the quasi-derivation operator relates to rooted tree maps, i.e., how our theorem 1.1 relates to Theorem 2.2 in [KMM] for arbitrary c.
We also have similar formulas for \(\widetilde{S(f)}\in {{\,\mathrm{End}\,}}({\mathcal {A}})\), where S denotes the antipode of \({\mathcal {H}}\).
Theorem 1.3
For any \(f \in {\mathcal {H}}\) and \(w\in {\mathcal {A}}\), there exists a unique \(G_f\in {\mathcal {A}}\) such that
By Theorems 1.1 and 1.3, we have \((G_f\diamond w)x=\widetilde{S(f)}(wx)=(F_{S(f)}\diamond w)x\) for \(w\in {\mathcal {A}}\). Thus we obtain
Corollary 1.4
For any \(f \in {\mathcal {H}}\), we have
Let \(\tau \) be the anti-automorphism on \({\mathcal {A}}\) characterized by \(\tau (x)=y\) and \(\tau (y)=x\). This \(\tau \) is an involution and gives the well-known duality formula for multiple zeta values. We also have the following property.
Theorem 1.5
For any \(f \in {\mathcal {H}}\), we have
In Sect. 2, we give some basic tools including the Connes–Kreimer Hopf algebra of rooted trees, rooted tree maps, and harmonic products. Sections 3–5 are devoted to Proofs of Theorems 1.1, 1.3, and 1.5 in turn.
2 Preliminaries
2.1 Connes–Kreimer Hopf algebra of rooted trees
We review briefly the Connes–Kreimer Hopf algebra of rooted trees introduced in [3]. A tree is a finite and connected graph without cycles and a rooted tree is a tree in which one vertex is designated as the root. We consider rooted trees without plane structure, e.g., , where the topmost vertex represents the root. A (rooted) forest is a finite collection of rooted trees \(t_1,\dots , t_n\), which we denote by \(t_1\cdots t_n\). Then the Connes–Kreimer Hopf algebra of rooted trees \({\mathcal {H}}\) is the \(\mathbb {Q}\)-vector space freely generated by rooted forests with the commutative ring structure. We denote by \(\mathbb {I}\) the empty forest, which is regarded as the neutral element in \({\mathcal {H}}\).
We define the linear map \(B_+\) on \({\mathcal {H}}\) sending a forest \(t_1 \cdots t_n\), where \(t_j\)’s are trees, to the tree obtained by grafting all roots of \(t_j\)’s onto a single vertex which is the new root, and . We find that, for a rooted tree \(t (\ne \mathbb {I})\), there is a unique forest f such that \(t=B_+(f)\). The coproduct \(\Delta \) on \({\mathcal {H}}\) is defined by the following two rules.
-
(1)
\(\Delta (t) = \mathbb {I}\otimes t + (B_{+} \otimes {\text {id}}) \circ \Delta (f)\) if \(t = B_+(f)\),
-
(2)
\(\Delta (f) = \Delta (g)\Delta (h)\) if \(f=g h\) with \(g,h \in {\mathcal {H}}\).
Note that components of the tensor product are reversely defined compared to those in [3]. We denote by S the antipode of \({\mathcal {H}}\). In the sequel, we often employ the Sweedler notation \(\Delta (f)=\sum _{(f)} f' \otimes f''\).
A subtree \(t'\) of the rooted tree t (denoted by \(t'\subset t\)) is a subgraph of t that is connected and contains the root of t (hence the empty tree \(\mathbb {I}\) cannot be a subtree in our sense), and we denote by \(t \setminus t'\) their subtraction. For example, we have if and .
Proposition 2.1
[3] For a rooted tree t, we have
-
(1)
\(\displaystyle {\Delta (t)=\mathbb {I}\otimes t +\sum _{t' \subset t} t' \otimes (t \setminus t')}\),
-
(2)
\(\displaystyle {S(t)+\sum _{t'\subset t} t' S(t \setminus t')=0}\).
2.2 Rooted tree maps
We here define rooted tree maps introduced in [11]. For \(u \in {\mathcal {A}}\), let \(L_u\) and \(R_u\) be \(\mathbb {Q}\)-linear maps on \({\mathcal {A}}\) defined by \(L_u(w)=uw\) and \(R_u(w)=wu \,\, (w\in {\mathcal {A}})\). For \(f\in {\mathcal {H}}\), we define the \(\mathbb {Q}\)-linear map \({\tilde{f}}:{\mathcal {A}}\rightarrow {\mathcal {A}}\), which we call the rooted tree map, recursively by
-
(1)
\({\tilde{\mathbb {I}}}={\text {id}}\),
-
(2)
\({\tilde{f}}(x)=yx\) and \({\tilde{f}}(y)=-yx\) if ,
-
(3)
\({\tilde{t}}(u)=L_y L_{x+2y}L_{y}^{-1} {\tilde{f}}(u)\) if \(t = B_+(f)\),
-
(4)
\({\tilde{f}}(u)={\tilde{g}}({\tilde{h}}(u))\) if \(f = gh\),
-
(5)
\({\tilde{f}}(uw)=\sum _{(f)} \widetilde{f'}(u) \widetilde{f''}(w)\) for \(\Delta (f)=\sum _{(f)} f' \otimes f''\),
where \(w \in {\mathcal {A}}\) and \(u \in \{x,y\}\). It is known that \(\;{\widetilde{}}\;:{\mathcal {H}}\rightarrow {{\,\mathrm{End}\,}}({\mathcal {A}})\) is an algebra homomorphism. We sometimes denote its image by \(\widetilde{{\mathcal {H}}}\). (Note that in this definition the order of the concatenation product on \({\mathcal {A}}\) is treated reversely compared to that in [11]. Since the coproduct \(\Delta \) on \({\mathcal {H}}\) is also defined reversely as above, this definition makes sense.)
Let \(z=x+y\). It is known that rooted tree maps commute with each other and with \(L_z\) and \(R_z\).
Lemma 2.2
[11] For \(f\in {\mathcal {H}}\) and \(w\in {\mathcal {A}}\), we have \({\tilde{f}}(zw)=z{\tilde{f}}(w)\) and \({\tilde{f}}(wz)={\tilde{f}}(w)z\).
2.3 Harmonic products
Let \({\mathcal {A}}^1=\mathbb {Q}+y{\mathcal {A}}\) be a subalgebra of \({\mathcal {A}}\). We define the \(\mathbb {Q}\)-bilinear product \(*\) on \({\mathcal {A}}^1\), which is called the harmonic product, by
It is known that this product is commutative and associative, and has one of the product structures of multiple zeta values (see [5]). There are many properties of the harmonic product. We here recall the following identity (see [6, Proposition 6] or [9, Proposition 7.1]). For \(yx^{k_1-1}\cdots yx^{k_r-1}\in {\mathcal {A}}^1\), we have
Next, we define the \(\mathbb {Q}\)-bilinear product \(\mathbin {\overline{*}}\) on \({\mathcal {A}}^1\) by
Let \(d_1\) be the automorphism on \({\mathcal {A}}\) given by \(d_1(x)=x\) and \(d_1(y)=z\). We define the \(\mathbb {Q}\)-linear map \(d:{\mathcal {A}}^1\rightarrow {\mathcal {A}}^1\) by \(d(1)=1\) and \(d(yw)=yd_1(w)\) for \(w \in {\mathcal {A}}\). The map d intermediates between the two products in the following sense.
Lemma 2.3
[10] For \(w_1,w_2\in {\mathcal {A}}^1\), we have
Lastly, following [4], we define the product \(\diamond \) on \({\mathcal {A}}\) by
for \(w,w_1,w_2\in {\mathcal {A}}\) together with \(\mathbb {Q}\)-bilinearity. We find that the product \(\diamond \) is associative and commutative. Let \(\phi \) be the automorphism on \({\mathcal {A}}\) given by \(\phi (x)=z\) and \(\phi (y)=-y\). We note that \(\phi \) is an involution. The product \(\diamond \) is thought of a kind of the harmonic product by virtue of \(w_1 \diamond w_2= \phi (\phi (w_1) *\phi (w_2))\) for \(w_1, w_2 \in {\mathcal {A}}^1\).
Lemma 2.4
[4, Proposition 2.3] For \(w_1,w_2\in {\mathcal {A}}\), we have
Lemma 2.5
For \(w_1,w_2\in {\mathcal {A}}\), we have
Proof
It is enough to consider the case that \(w_1\) is a word. We prove the lemma by induction on \(\deg (w_1)\). When \(\deg (w_1)=0\), we easily see the lemma holds.
Assume \(\deg (w_1)\ge 1\). If \(w_1=zw_1'\,(w_1'\in {\mathcal {A}})\), by the induction hypothesis and Lemma 2.4, we have
If \(w_1=xw_1'\,(w_1'\in {\mathcal {A}})\), by the induction hypothesis and (2), we have
This finishes the proof. \(\square \)
3 Proof of Theorem 1.1
In this section, we prove Theorem 1.1. For a forest f, we define the polynomial \(F_f\in {\mathcal {A}}^1\) recursively by
-
(1)
\(F_{\mathbb {I}}=1\),
-
(2)
,
-
(3)
\(F_t=L_yL_{x+2y}L^{-1}_y(F_f)\) if \(t=B_+(f)\) and \(f\ne \mathbb {I}\),
-
(4)
\(F_f=F_g \diamond F_h\) if \(f=gh\).
The subscript of F is extended linearly. Put \(L=L_yL_{x+2y}L^{-1}_y\). To prove Theorem 1.1, next proposition plays a key role.
Proposition 3.1
For \(w_1,w_2\in {\mathcal {A}}\) and \(f\in {\mathcal {H}}\), we have
where \(\Delta (f)=\sum _{(f)} f' \otimes f''\).
Proof
It is enough to consider the case that f is a forest. We prove the proposition by induction on \(\deg (f)\).
When \(\deg (f)=1\), by Lemma 2.5, we find the proposition holds.
Assume \(\deg (f)\ge 2\). If \(f=gh\,(g,h\ne \mathbb {I})\), by the induction hypothesis and the multiplicativity of the coproduct, we have
If f is a tree (with \(\deg (f)\ge 2\)), we have \(F_f=L(F_g)\), where \(f=B_+(g)\).
In this case, we prove the statement for a word \(w_1\) by induction on \(\deg (w_1)\). When \(\deg (w_1)=0\), we have
For the last term on the right-hand side, we have
Then we find
Since
and
we have
Here we see
since
Hence we get
Now we proceed to the case when \(\deg (w_1)\ge 1\).
If \(w_1=zw_1'\,(w_1'\in {\mathcal {A}})\), we have
by the induction hypothesis.
If \(w_1=xw_1'\,(w_1'\in {\mathcal {A}})\), since we have already proved the identity in the case of \(w_1=1\), we have
where we put \(\Delta (f'')=\sum _{(f'')} f''_a \otimes f''_b\).
We also have
where we put \(\Delta (f')=\sum _{(f')} f'_a \otimes f'_b\).
By the coassociativity of \(\Delta \), we find the result. \(\square \)
Proof of Theorem 1.1
We prove the theorem only for forests f and words w by induction on \(\deg (f)\) and \(\deg (w)\). Note that the existence and the uniqueness of \(F_f \in {\mathcal {A}}\) can also be confirmed by following the proof. First, we prove the theorem when \(\deg (f)=1\).
If \(\deg (w)=0\), we easily find the result.
Suppose \(\deg (w)\ge 1\). If \(w=zw'\,(w'\in {\mathcal {A}})\), by Lemmas 2.2 and 2.4, and the induction hypothesis, we have
On the other hand, if \(w=xw'\,(w'\in {\mathcal {A}})\), we have
and
By the induction hypothesis, we find the result.
Next, suppose \(\deg (f)\ge 2\). If \(f=gh\,(g,h\ne \mathbb {I})\), we have
Let f be a rooted tree and put \(f=B_+(g)\).
When \(\deg (w)=0\), we have
Suppose \(\deg (w)\ge 1\). If \(w=zw'\,(w'\in {\mathcal {A}})\), we have
If \(w=xw'\,(w'\in {\mathcal {A}})\), we have
by the induction hypothesis.
By Proposition 3.1, we have
This completes the proof. \(\square \)
4 Proof of Theorem 1.3
Let \({\mathcal {A}}^1_{*}\) be the commutative \(\mathbb {Q}\)-algebra with the harmonic product \(*\). We define the \(\mathbb {Q}\)-linear map \(u:{\mathcal {A}}\rightarrow {\mathcal {A}}^*\otimes {\mathcal {A}}^*\) by \(u(1)=1\) and sending a word \(w=yx^{k_1-1}\cdots yx^{k_r-1}\) to
The notation \(u_w\) is sometimes used instead of u(w) for convenience. Let \({\mathcal {B}} \subset {\mathcal {A}}^1_{*}\otimes {\mathcal {A}}^1_{*}\) be the \(\mathbb {Q}\)-subalgebra algebraically generated by \(u_{w}\)’s. The product of the tensor algebra is given component wisely so that
Now we define the \(\mathbb {Q}\)-linear map \(\rho :y{\mathcal {A}}\rightarrow y{\mathcal {A}}\) by setting \(\rho (1)=1\) and \(\rho =L_y\epsilon L_{y}^{-1}\), where \(\epsilon \) is the anti-automorphism on \({\mathcal {A}}\) such that \(\epsilon (x)=x\) and \(\epsilon (y)=y\). Note that \(\rho (yx^{k_1-1}\cdots yx^{k_r-1})=yx^{k_r-1}\cdots yx^{k_1-1}\). Put \(L'_{a}(w_1\otimes w_2)=yx^{a-1} w_1 \otimes w_2\) for \(a\in \mathbb {Z}_{\ge 1}\).
Lemma 4.1
For \(w_1,w_2\in {\mathcal {A}}^1\), we have
Proof
It is enough to show the lemma for \(w_1=yx^{k_1-1}\cdots yx^{k_r-1}\) and \(w_2=yx^{l_1-1} \cdots yx^{l_s-1}\). The proof goes by induction on \(r+s\). The lemma holds when \(r+s\le 1\) since \(u(1)=1 \otimes 1\). Assume \(r+s\ge 2\). Note that
holds for \(w=yx^{m_1-1}\cdots yx^{m_t-1}\). By definitions and the induction hypothesis, we have
and
Let us show that these two coincide. Because of Lemma 2.3 and \(\rho (w_1 \mathbin {\overline{*}}w_2)=\rho (w_1) \mathbin {\overline{*}}\rho (w_2)\), we have
Also we find that
and
Since
we have the result. \(\square \)
Write \(u_{w}=\sum _{i=0}^r u'_{w,i} \otimes u''_{w,i}=\sum _{w} u'_{w} \otimes u''_{w}\). We define the \(\mathbb {Q}\)-linear maps \(p,q:{\mathcal {B}}\rightarrow {\mathcal {A}}^*\otimes {\mathcal {A}}^*\) by
Lemma 4.2
We have \({{\,\mathrm{Im}\,}}p, {{\,\mathrm{Im}\,}}q\subset {\mathcal {B}}\).
Proof
From Lemma 4.1, we have
Thus, we need only to prove the lemma for the case \(r=1\). Since
we obtain the result. \(\square \)
For a forest f, we define the polynomial \(G_f\in {\mathcal {A}}^1\) recursively by
-
(1)
\(G_{\mathbb {I}}=1\),
-
(2)
,
-
(3)
\(G_t=R_{2x+y}(G_f)\) if \(t=B_+(f)\) and \(f\ne \mathbb {I}\),
-
(4)
\(G_f=G_g \diamond G_h\) if \(f=gh\).
The subscript of G is extended linearly. The following lemma is immediate from Lemmas 4.1 and 4.2, and definitions.
Lemma 4.3
Let f be any forest with \(f\ne \mathbb {I}\). If \(\sum _{(f)} \phi (F_{f'}) \otimes \phi (G_{f''})\in {\mathcal {B}}\), we have
Proposition 4.4
For any forest \(f\ne \mathbb {I}\), we have
Proof
We prove the proposition by induction on \(\deg (f)\). When \(\deg (f)=1\), we easily see the statement holds.
Assume \(\deg (f)\ge 2\). If \(f=gh\,(g,h\ne \mathbb {I})\), since \(\phi (F_{g} \diamond F_{h}) =\phi (F_{g}) *\phi (F_{h})\), we have
By the induction hypothesis, we find the result.
If f is a tree, we put \(f=B_{+}(g)\).
Since
we have
Then we get
By the induction hypothesis, we have \(\sum _{(g)} \phi (F_{g'}) \otimes \phi (G_{g''})\in {\mathcal {B}}\). Then, by Lemma 4.3, we find the result. \(\square \)
Let \({{\,\mathrm{Aug}\,}}=\bigoplus _{n\ge 1} {\mathcal {H}}_n\) be the augmentation ideal, where \({\mathcal {H}}_n\) is the degree n homogeneous part of \({\mathcal {H}}\). We define the \(\mathbb {Q}\)-linear map \(M:{\mathcal {A}}^1_{*}\otimes {\mathcal {A}}^1_{*}\rightarrow {\mathcal {A}}^1_{*}\) by \(M(w_1\otimes w_2)=w_1*w_2\). Note that \(M(w)=0\) for \(w\in {\mathcal {B}}\) by (1) in Sect. 2.3.
Proposition 4.5
For any \(f \in {{\,\mathrm{Aug}\,}}\), we have
Proof
We note that \(\phi (w_1) *\phi (w_2)=\phi (w_1\diamond w_2)\) holds for \(w_1,w_2\in {\mathcal {A}}\). By Proposition 4.4, we have
Then we find the result. \(\square \)
Proof of Theorem 1.3
We prove the theorem by induction on \(\deg (f)\). Note that the existence and the uniqueness of \(G_f \in {\mathcal {A}}\) can also be confirmed by following the proof. It is easy to see the theorem holds if \(\deg (f)=1\). Suppose \(\deg (f)\ge 2\). If \(f=gh\,(g,h\ne \mathbb {I})\), we have
If \(f=t\) is a tree, by Proposition 4.5, Theorem 1.1, and the induction hypothesis, we have
Since \(\widetilde{S(t)}+\sum _{t'\subset t} \tilde{t'} \widetilde{S(t \setminus t')}=0\) by Proposition 2.1 (2), we have
\(\square \)
5 Proof of Theorem 1.5
Proof of Theorem 1.5
First, we prove the theorem when \(w\in y{\mathcal {A}}x\). Put \(w=yw'x\). By Theorem 1.3 and Corollary 1.4, we have
We also have
Thus we have
for \(w\in y{\mathcal {A}}x\).
Next, we prove the theorem when \(w\in z{\mathcal {A}}x\) by induction on \(\deg (w)\). Put \(w=zw'x\). Then, by Lemma 2.2, we have
By (4) and the induction hypothesis, we have
for any \(w'\in {\mathcal {A}}\), and hence the assertion.
Finally, we prove the theorem when \(w\in {\mathcal {A}}z\) by induction on \(\deg (w)\). Put \(w=w'z\). Then we have
By the induction hypothesis and (5), we have the assertion. Therefore we have \(\widetilde{S(f)}(w) = \tau {\tilde{f}} \tau (w)\) for any \(w\in {\mathcal {A}}\). \(\square \)
Proposition 5.1
For \(f\in {{\,\mathrm{Aug}\,}}\), we have
Proof
It is sufficient to prove the proposition for forests f by induction on \(\deg (f)\). Since and , the proposition hols for \(\deg (f)=1\).
Suppose \(\deg (f)\ge 2\). If \(f=gh\,(g,h\ne \mathbb {I})\), we have
and
Thus we have the result.
If f is a tree, put \(f=B_+(g)\). Then we have
and
This finishes the proof. \(\square \)
Now we define \(\sigma \in {{\,\mathrm{Aut}\,}}({\mathcal {A}})\) such that \(\sigma (x)=x\) and \(\sigma (y)=-y\). By definitions, we have
We find that \(d \sigma \) and \(\rho \) are homomorphisms with respect to the harmonic product \(*\), and \(\rho \) commutes with \(\sigma \). Hence the composition \(d\rho \sigma \) is also a homomorphism with respect to the harmonic product \(*\), and so is \(-\phi R_x^{-1} \tau R_x \phi \) because of (6). This implies the composition \(-R_x^{-1} \tau R_x\) is a homomorphism with respect to the product \(\diamond \) (defined in Sect. 2) and hence we conclude the following lemma.
Lemma 5.2
For \(w_1,w_2\in {\mathcal {A}}\), we have
Proof
We have
This gives the lemma. \(\square \)
Remark 5.1
According to [2], for any \(w\in y{\mathcal {A}}x\), there exists \({\tilde{f}}\in \widetilde{{\mathcal {H}}}\) such that \(w={\tilde{f}}(x)\). Hence we have \((1-\tau )(w)=(1-\tau )({\tilde{f}}(x))=({\tilde{f}}+\tau {\tilde{f}}\tau )(x)=({\tilde{f}}+\widetilde{S(f)})(x)\) due to Theorem 1.5, which means each of the duality formulas for multiple zeta values also appears in this form in the context of rooted tree maps.
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The authors would like to thank the referee for some advice.
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Murahara, H., Tanaka, T. Algebraic aspects of rooted tree maps. Ramanujan J 60, 123–139 (2023). https://doi.org/10.1007/s11139-022-00612-1
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DOI: https://doi.org/10.1007/s11139-022-00612-1