Abstract
Let \(\textit{K}\) be a cubic number field. In this paper, we study the Ramanujan sums \(c_{\mathcal {J}}(\mathcal {I})\), where \(\mathcal {I}\) and \(\mathcal {J}\) are integral ideals in \(\mathcal {O}_\textit{K}\). The asymptotic behaviour of sums of \(c_{\mathcal {J}}(\mathcal {I})\) over both \(\mathcal {I}\) and \(\mathcal {J}\) is investigated.
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1 Introduction
1.1 Ramanujan sums over the rationals
For positive integers m and n, the Ramanujan sum \(c_{m}(n)\) is defined as
where \(e(z)=e^{2\pi i z}\) and \(\mu (\cdot )\) is the Möbius function. In 2012, Chan and Kumchev [1] studied the average order of \(c_{m}(n)\) with respect to both m and n. They proved that
for large real numbers \(Y\ge X \ge 3\), and
if \(Y\asymp X^{\delta }\).
Let s be an arbitrary fixed positive integer. For any positive integers m, n and \(s \geqslant 2\), the sum \(c_{m}^{(s)}(n)\) denotes a generalization of the Ramanujan sum defined by
This sum is said to be Cohen sum or Cohen-Ramanujan sum. In the case \(s = 1\), the function \(c_{m}^{(s)}(n)\) is equal to the Ramanujan sum \(c_{m}(n)\). Some interesting properties of (1.4) were given in detail by Kühn and Robles [11], Robles and Roy [16] and others.
More generally, for any positive integers m, n, s and any arithmetic functions f and g, define
Kiuchi [9] considered some asymptotic formulas for weighted averages of \(s_{m}^{(s)}(n)\).
In 2021, Kiuchi, Pillichshammer and Eddin [10] proposed a further generalization of \(s_{m}^{(s)}(n)\) which is defined by
where \(s, m, n \in {\mathbb {N}}\) and f, g, h are arithmetic functions. They derived various identities for the weighted average of the product of generalized sums \(s^{(s)}_{f,g,h}(m,n)\) with weights concerning some functions.
1.2 Ramanujan sums in fields
Let \(\textit{K}\) be a number field and \(\mathcal {O}_{\textit{K}}\) denote its ring of algebraic integers. For any nonzero integral ideal \(\mathcal {I}\) in \(\mathcal {O}_{\textit{K}}\), the Möbius function is defined as follows: \(\mu (\mathcal {I})=0\) if there exists a prime ideal \(\mathcal {P}\) such that \(\mathcal {P}^{2}\) divides \(\mathcal {I}\), and \(\mu (\mathcal {I})=(-1)^{r}\) if \(\mathcal {I}\) is a product of r distinct prime ideals. For any ideal \(\mathcal {I}\), the norm of \(\mathcal {I}\) is denoted by \(\textit{N}(\mathcal {I})\). For nonzero integral ideals \(\mathcal {I}\) and \(\mathcal {J}\), the Ramanujan sum in fields is defined by
which is an analogue of (1.1).
For each \(n\ge 1\), let \(a_{\textit{K}}(n)\) denote the number of integral ideals in \(\mathcal {O}_{\textit{K}}\) of norm n. Then
where \(\rho _{\textit{K}}\) is a constant depending only on the field \(\textit{K}\) and \(\textbf{d}\) is the degree of the field extension \(\textit{K}/{\mathbb {Q}}\). This is a classical result of Landau (see [12]).
Let \(X \ge 3\) and \(Y \ge 3\) be two large real numbers. Define
which is an analogue of (1.2).
When \(\textit{K}\) is a quadratic number field, some authors studied the asymptotic behaviour of \(S_{\textit{K}}(X,Y)\) (see [14, 18, 19]). In [14], Nowak proved
provided that \(Y>X^{\delta }\) for some \(\delta >\frac{1973}{820}\). In [18], Zhai improved Nowak’ results and proved that (1.8) holds provided that \(Y>X^{\delta }\) for some \(\delta >\frac{79}{34}\). Recently Zhai [19] proved that (1.8) holds for \(Y>X^{2+\varepsilon }\).
In this paper, we consider the asymptotic behaviour of \(S_{\textit{K}}(X,Y)\) for a cubic field \(\textit{K}\). We shall prove the following results.
Theorem 1.1
Let \(\textit{K}\) be a cubic number field. Suppose that \(Y\ge X\ge 3\) are large real numbers. Then
provided that \(Y>X^{11/4}\).
Theorem 1.2
Let \(\textit{K}\) be a cubic number field. Suppose that \(T\ge X\ge 3\) are two large real numbers such that \(T\ge 10X\). Then
where
and c(X) is defined by (4.7).
Remark
From (4.10) we can see that \(c(X)\ll X^{\frac{7}{3}+\varepsilon } \). From this estimate we get from Theorem 2 that the asymptotic formula (1.8) holds on average provided that \(Y>X^{\frac{7}{3}+\varepsilon }\).
Notation
Let [x] denote the greatest integer less or equal to x. The notation \(U\ll V\) means that there exists a constant \(C>0\) such that \(|U|\leqslant CV\), which is equivalent to \(U=O(V)\). The notations \(U\gg V\) (which implies \(U\geqslant 0\) and \(V\geqslant 0\)), \(U\asymp V\) (which means that we have both \(U\ll V\) and \(U\gg V\) ) are defined similarly. Let \(\zeta (s)\) denote the Riemann zeta-function and \(\tau _{r}(n)\) the number of ways n factorized into r factors. In particular, \(\tau _{2}(n)=\tau (n)\) is the Dirichlet divisor function. At last, let \(z_{n}~(n\ge 1)\) denote a series of complex numbers. We set
When we revised our manuscript, we noted that Sneha and Shivani [17] established asymptotic formulas for the second moment of averages of Ramanujan sums over quadratic and cubic number fields and obtained second moment results for Ramanujan sums over some other number fields.
2 Some lemmas
In this section, we will make preparation for the proof of our theorems. From now on, we always suppose that \(\textit{K}\) is a cubic number field. The Dedekind zeta-function of \(\textit{K}\) is defined by
Then
where \(a_{\textit{K}}(n)\) is the number of integral ideals in \(\mathcal {O}_{\textit{K}}\) of norm n.
The function \(\mu _{\textit{K}}(n)\) is defined by
Define
Then there is a trivial bound
We collect the algebraic properties of cubic number fields in the following lemma.
Lemma 2.1
(Lemma 1 in [13]) Let \(\textit{K}\) be a cubic number field over \({\mathbb {Q}}\) and \(D=df^{2}\) (d squarefree) its discriminant; then
-
(a)
\(\textit{K}/{\mathbb {Q}}\) is a normal extension if and only if \(D=f^{2}\). In this case
$$\begin{aligned} \zeta _{\textit{K}}(s)=\zeta (s)L(s,\chi _{1})\overline{L(s,\chi _{1})}, \end{aligned}$$where \(\zeta (s)\) is the Riemann zeta-function and \(L(s,\chi _{1})\) is an ordinary Dirichlet series (over \({\mathbb {Q}}\)) corresponding to a primitive character \(\chi _{1}\) modulo f.
-
(b)
If \(\textit{K}/{\mathbb {Q}}\) is not a normal extension, then \(d\ne 1\) and
$$\begin{aligned} \zeta _{\textit{K}}(s)=\zeta (s)L(s,\chi _{2}), \end{aligned}$$where \(L(s,\chi _{2})\) is a Dirichlet L-function over the quadratic field \(F ={\mathbb {Q}}(\sqrt{d})\):
$$\begin{aligned} L(s,\chi _{2})=\sum _{\varrho }\chi _{2}(\varrho )N_{F}(\varrho )^{-s}, \quad (\Re s >1). \end{aligned}$$Here the summation is taken over all ideals \(\varrho \ne 0\) in F and \(N_{F}\) denotes the (absolute) ideal norm in F.
Remark 2.2
To describe the character \(\chi _{2}\), let H be the ideal group in F according to which the normal extension \(\textit{K}(\sqrt{d})\) is the class field. Then H divides the set \(A^{f}\) of all ideals \(\varrho \subseteq F\) with \((\varrho ,f)=1\) into three classes \(A^{f}=H\cup C\cup C^{'}\), and (\(\omega =e^{2\pi i/3}\))
The substitution \(\gamma =(\sqrt{d} \mapsto -\sqrt{d})\) in F maps C onto \(C^{'}\).
Remark 2.3
The factorization of \(\zeta _{\textit{K}}(s)\) in Lemma 2.1 gives
where in the case of a normal extension \(b(m)=\sum _{xy=m}\chi _{1}(x)\overline{\chi _{1}(y)}\) (\(\chi _{1}\) is the primitive character modulo f). Otherwise b(m) is equal to the number of ideals \(\varrho \in H\) with \(N_{F}(\varrho )=m\) minus two times the number of ideals \(\varrho \in C\) with \(N_{F}(\varrho )=m\). In both cases, \(|b(m)|\ll m^{\varepsilon }\).
Lemma 2.4
((68) in [2]) Let \(\textit{K}\) be an algebraic number field of degree \(\textbf{d}\). Then
where \(\tau (n)\) is the Dirichlet divisor function and \(\textbf{d}=[K:{\mathbb {Q}}]\).
Corollary 2.5
Let \(\textit{K}\) be a cubic field. Then
Lemma 2.6
Suppose \(1\ll N\ll Y\). Then
where the O-constant depends on \(\varepsilon \).
Proof
This is a special case of Proposition 3.2 of Friedlander and Iwaniec [4]. \(\square \)
Lemma 2.7
Let \(T\ge 10\) be a large parameter and y a real number such that \(T^{\varepsilon }\ll y\ll T\). For any \(T\le Y \le 2T\) define
Then we have
Proof
We prove that the estimate
holds.
If \(\textit{K}/{\mathbb {Q}}\) is a normal extension, then by Lemma 2.1 we have \(\zeta _{\textit{K}}(s)=\zeta (s)L(s,\chi _{1})\overline{L(s,\chi _{1})}\). From Theorem 8.4 in [7] we get that
The proof of Theorem 8.4 in [7] can be applied directly to \(L(s,\chi _{1})\) to derive
From (2.10), (2.11) and Hölder’s inequality we get
Now suppose that \(\textit{K}/{\mathbb {Q}}\) is not a normal extension, then \(\zeta _{\textit{K}}(s)=\zeta (s)L(s,\chi _{2})\) from Lemma 2.1. We know that \(L(s,\chi _{2})\) is an automorphic L-function of degree 2 corresponding to a cusp form F over \(SL_{2}({\mathbb {Z}})\) (see, for example, Fomenko [5]). So from [3, Lemma 12], which is originally proved in [8], we have
By (2.10), (2.12) and Hölder’s inequality we get
Now we give a short proof of (2.8). For simplicity, we follow the proof of Theorem 1 in [3]. Take \(d=3\), \(a(n)=a_{\textit{K}}(n)\), \(N=[T^{5-\varepsilon }]\) and \(M=[T^{2/3}]\). From (2.9) we can take \(\sigma ^{*}=7/12\). As in the proof of Theorem 1 in [3], we can write
where
and \(R_{j}(Y)\) (j = 2, 3, 4, 5, 6, 7) were defined in p. 2129 of [3]. Similar to (8.11) of [3], we have the estimate (noting that \(y\ll T^{1/3}\))
which, combining (8.17) of [3], gives (2.8). \(\square \)
Next, we consider the following exponential sums:
and
where H, N, M are positive integers, U is a real number greater than one, a(h, n) and b(m) are a complex number of modulus at most one; moreover, \(\alpha , \beta ,\gamma \) are fixed real numbers such that \(\alpha (\alpha -1)\beta \gamma \ne 0\).
Lemma 2.8
([15]) We have
and
Lemma 2.9
(see Lemma 2.4 in [6]) Suppose that
where \(A_{i},B_{j},a_{i},\) and \(b_{j}\) are positive. Assume that \(H_{1}\le H_{2}\). Then there is some H with \(H_{1}\le H \le H_{2}\) and
The implied constants depend only on m and n.
Lemma 2.10
(see Lemma 2.4 in [18]) Let \(l\ge 2\) and \(q\ge 1\) be two fixed integers. Then we have
Lemma 2.11
Let \(T \ge 2\) be a real number. Then we have
Proof
First, we write
where
Applying Lemma 2.10 with \(l=4\) and \(q=2\), we have
where we used a summation by parts.
Second, \(0<|\root 3 \of {m}-\root 3 \of {n}|< {(mn)^{1/6}}/{10}\) implies that \(m\asymp n\). And from the Lagrange theorem we have \(|\root 3 \of {m}-\root 3 \of {n}|\asymp (mn)^{-1/3}|m-n|\). By the formula \(ab\le (a^{2}+b^{2})/2\) and Lemma 2.10 with \(l=4\) and \(q=4\) we get that
\(\square \)
3 Proof of Theorem 1.1
We begin the proof with formula (2.3) in [14], which reads
Let \({\mathfrak {R}}={\mathfrak {R}}_{\textit{K}}(X,Y)\) denote the last sum in (3.1). We have
where
First, we bound \(\mathfrak {R_{2}^{\dag }}\). Müller [13] proved that \(P_{\textit{K}}(x)=O(x^{\frac{43}{96}+\varepsilon })\). So we can easily derived that
Second, we consider \(\mathfrak {R_{1}^{\dag }}\). We can write
where
Using (2.4), we can write
By a splitting argument, \(\mathfrak {R_{1}}(X_{l},Y)\) can be written as a sum of the following terms
Suppose that \( y\ll Y/ M_{1}M_{2}\) is a parameter to be determined. By Lemma 2.6, we have
By a splitting argument to the sum over n we get
for some \(1\ll N\ll y\), where
with
Now, we give our first estimate for the sum \(R^{*}(M_{1},M_{2},N)\). Obviously, we have
where
By taking \((H,N,M)=(M_{2},N,M_{1})\) and \(U=\root 3 \of {NY}/\root 3 \of {M_{1}M_{2}}\) in Lemma 2.8, we get that
which combining (3.9) gives
Next, we give another estimate for \(R^{*}(M_{1}, M_{2}, N)\). Clearly we have
where
By taking \((H, N, M)=(M_{1}, N, M_{2})\) and \(U=\root 3 \of {NY}/\root 3 \of {M_{1}M_{2}}\) in Lemma 2.8, we get that
So
From (3.10) and (3.12), we get
where
Noticing the fact that \( \min (X_{1},\ldots ,X_{k}) \le X_{1}^{a_{1}} \ldots X_{k}^{a_{k}}, \) where \(X_{1}, \ldots ,X_{k}>0\), \(a_{1},\ldots ,a_{k}\ge 0\) satisfies \(a_{1}+\cdots +a_{k}=1\), we have
It now follows that
Combining (3.8) with (3.13), we get (recalling \(N\ll y\))
By choosing a best y with Lemma 2.6 (recalling that \(X_{l}=X/l\)), we get that
From (3.4)-(3.7) and (3.15), we get
by noting that \(Y\ge X\). This together with (3.2) and (3.3) yields
This completes the proof of Theorem 1.
4 The proof of Theorem 1.2
We begin with the first expression of \({\mathfrak {R}}\) in (3.2)
where
4.1 A. Evaluation of \(\int _{T}^{2T}{\mathfrak {R}}_{2}^{2} \,dY \)
Suppose that \(0<y<\big (\frac{T}{X}\big )^{1/3}\), it is not hard to find that
for some \(1\ll M\ll X\) and \(\textit{M}_{\textit{K}}(t)\ll t\). By Cauchy’s inequality we get
which together with \(Xy^{3}\ll T\) implies that
4.2 B. Evaluation of \(\int _{T}^{2T}{\mathfrak {R}}_{1}^{2} \,dY \)
Noting that
and using the elementary formula \( \cos \alpha \cos \beta =\frac{1}{2}\big (\cos (\alpha -\beta )+\cos (\alpha +\beta )\big ), \) we get
where
Firstly, we consider \(Q_{3}(Y)\). By using the first derivative test, (2.3) and the elementary formula \(a+b\ge 2\sqrt{ab}\) (\(a>0, b>0\)), we get
where in the last step we used (1.6) and a summation by parts.
Secondly, we consider \(Q_{2}(Y)\). By the first derivative test and (2.3) again we get with the help of Lemma 2.11 that
where we used the estimate \(a_{\textit{K}}(m)a_{\textit{K}}(n)\le \tau ^{2}(m)\tau ^{2}(n)\le \tau _{4}^{2}(mn)\).
Finally, we consider \(Q_{1}(Y)\). Let \(m=(m_{1},m_{2})\). Write \(m_{1}=mm_{1}^{*},~ m_{2}=mm_{2}^{*}\) such that \((m_{1}^{*}, ~m_{2}^{*})=1\). If \(n_{1}m_{2}=n_{2}m_{1}\), we immediately get that \(n_{1}=nm_{1}^{*}, ~n_{2}=nm_{2}^{*}\) for some positive integer n. It follows that
where
Noting that \(a_{\textit{K}}(mn)\le \tau ^{2}(mn)\le \tau ^{2}(m)\tau ^{2}(n)\), we get that
This together with (4.6) yields
Similar to (4.8), we obtain the estimate
From (4.3)-(4.5) and (4.9), we get
4.3 C. Evaluation of \(\int _{T}^{2T}{\mathfrak {R}}^{2} \,dY \)
From (4.2), (4.10), (4.11) and Cauchy’s inequality, we get
Combining (4.1), (4.2) and (4.11), we finally get
By choosing a best \(y\in (1,(T/X)^{1/3})\) via Lemma 2.9, we get
where c(X) is defined by (4.7). This completes the proof of Theorem 2.
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Acknowledgements
This work is supported in part by the National Natural Science Foundation of China (Grant No. 11971476, 11771252).
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Ma, J., Sun, H. & Zhai, W. The average size of Ramanujan sums over cubic number fields. Period Math Hung 87, 215–231 (2023). https://doi.org/10.1007/s10998-022-00507-0
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DOI: https://doi.org/10.1007/s10998-022-00507-0