Abstract
On a manifold with a given nowhere vanishing vector field, we examine the squared \(L^2\)-norm of the integrability tensor of the orthogonal complement of the field, as a functional on the space of Riemannian metrics of fixed volume. We compute the first variation of this action and prove that its only critical points locally are metrics with integrable orthogonal complement of the field, or metrics of contact metric structures rescaled by a function. Moreover, in dimensions other than 5, that function is constant and the above characterization is global. We examine the second variation of the functional at the critical points and estimate it for some geometrically meaningful sets of variations.
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1 Introduction
Variations of functionals of Riemannian metric remain a source of many geometric problems and results. Classical examples of functionals, such as the Einstein–Hilbert action, are important not only because of their direct applications, but also due to interesting properties of their critical points, which can be viewed as natural choices for a Riemannian metric on a manifold [2]. Indeed, given a functional that depends on a well-understood geometric object on the manifold, one can argue that its critical points are best fitting to the particular geometric setting. An example of such setting is a manifold equipped with a distribution, i.e., a smooth field of tangent planes of constant dimension.
Distributions are encountered in various problems, e.g., as kernels of differential forms or tangent spaces of foliations, but their geometric nature is easily envisioned and of independent interest. The simplest example of a distribution is the one tangent to a given, nowhere vanishing vector field \(\xi \) on a manifold. The orthogonal complement of \(\xi \), a codimension-one distribution that will be denoted by \({{\mathcal {D}}}\), is uniquely determined by a Riemannian metric on the manifold. Its various geometric properties depend on the choice of the metric and allow the formulation of several variational problems, e.g., about the energy or volume of the vector field \(\xi \) [5, 6], or the tension field of the submersion locally determined by \(\xi \) [1].
The aim of this paper is to examine a particularly simple functional of a Riemannian metric: the square of \(L^2\)-norm of the integrability tensor of \({{\mathcal {D}}}\). Aside from its own independent meaning, this action appears as one of the terms of other functionals, e.g., the total mixed scalar curvature of \({\mathcal {D}}\) [13], examined in [10], or the norm of the differential of the 1-form dual to \(\xi \).
The fixed setting of a manifold equipped with a vector field influences the choice of metrics we should consider, therefore analogously as in [10], so-called \(g^\perp \)-variations will be used to investigate the functional. These are partial variations of Riemannian metric that preserve the length of the vector field \(\xi \), which always remains unit. Thus, values of the action that we obtain will depend only on the position of \({\mathcal {D}}\) relative to \(\xi \) and the metric on \({\mathcal {D}}\). As our main interest is comparing metrics of various orthogonal complements and not merely rescaling one of them on a fixed distribution, we shall furthermore consider metrics of the same total volume of the manifold. This restriction can be easily generalized also to the case of a non-compact manifold of infinite volume, where we vary the metric only on its relatively compact subset, preserving its finite volume. Similar approach is usually taken in obtaining the Einstein equations from the Einstein–Hilbert action [2].
In this setting, we prove that the critical points of the squared \(L^2\)-norm of the integrability tensor of \({\mathcal {D}}\) can be classified to a large extent, as either metrics with integrable \({{\mathcal {D}}}\), or metrics arising from contact metric structures [3] by a simple rescaling. Moreover, on connected manifolds these two kinds of solutions can be combined together, but only in dimension 5. This result can be viewed as a variational characterization of contact metric structures, relating them to critical points of a rather simple functional of Riemannian metric—in particular, describing contact metric structures as defining “critically non-integrable” distributions in a rigorous sense. On the other hand, it may also help to solve the Euler–Lagrange equations for other distribution-related functionals [10], which contain similar terms.
We obtain general formula for the second variation of the action and prove that contact metric structures on 3- and 5-dimensional manifolds define critical points, where the second variation is nonnegative when restricted to variations that keep the orthogonal complement \({\mathcal {D}}\) of \(\xi \) fixed, i.e., variations of metric within a given almost-product structure [8]. This is no longer true in higher dimensions. We also consider a complementary case: variations initially vanishing on \({{\mathcal {D}}} \times {{\mathcal {D}}}\), and prove that for metrics of K-contact structures such second variation of the functional can be described by a rather simple formula. Moreover, it is nonnegative for certain variations of metric, related to the Riemannian foliation by flowlines of the Reeb field.
This paper has introduction and three sections: the first section contains necessary definitions, mostly following [10] in concepts as well as notation. In the second part, we characterize the critical points of the squared \(L^2\)-norm of the integrability tensor of \({\mathcal {D}}\), by stating and solving the Euler–Lagrange equations of this action. The third part of the paper describes the second variation of the considered functional at its critical points.
2 Preliminaries
Let \((M,\xi )\) be a smooth, connected, oriented manifold of dimension \(\dim M = m>2\), with a nowhere vanishing vector field \(\xi \). We admit non-compact M, so the Euler characteristic does not restrict the dimension m.
In what follows, we shall use some notation and terminology established in [10]. For a Riemannian metric g on \((M, \xi )\), we denote by \(\widetilde{{\mathcal {D}}}\) the one-dimensional distribution (i.e., subbundle of TM) spanned by \(\xi \), and by \({\mathcal {D}}\) its g-orthogonal complement. Thus, \((M, \widetilde{{\mathcal {D}}} , {{\mathcal {D}}} , g)\) is an almost product structure [8]. We also denote by \(\mathrm{V}\) the following subset of \(TM \times TM\): \(\mathrm{V} = ({{\mathcal {D}}} \times \widetilde{{\mathcal {D}}}) \cup (\widetilde{{\mathcal {D}}} \times {{\mathcal {D}}})\). Let \(\mathfrak {X}_M\) be the module over \(C^\infty (M)\) of all vector fields on M, by \(\mathfrak {X}_\mathcal{D}\) and \(\mathfrak {X}_{\widetilde{{\mathcal {D}}}}\) we denote modules of sections of \({\mathcal {D}}\) and \(\widetilde{{\mathcal {D}}}\), respectively. We shall consider only Riemannian metrics g that make \(\xi \) a unit vector field on M.
Let \(x \in M\), restriction of \({{\mathcal {D}}}\) to x is a subspace of \(T_x M\) of dimension \(p=m-1\), which will be denoted by \({{\mathcal {D}}}_x\). We denote orthogonal projections onto \(\widetilde{{\mathcal {D}}}\) and \({{\mathcal {D}}}\) by \(^\top \) and \(^\perp \), respectively. We define for all \(X,Y \in \mathfrak {X}_M\)
In what follows, \(\nabla \) denotes the covariant derivative with respect to the Levi-Civita connection on (M, g) and \(\{ e_{i} \} , i \in \{ 1, \ldots , p \}\) is a local orthonormal frame of \({\mathcal {D}}\). Let \({{\tilde{T}}}, {{\tilde{h}}}: \mathfrak {X}_{{\mathcal {D}}} \times \mathfrak {X}_{{\mathcal {D}}} \rightarrow \mathfrak {X}_{\widetilde{{\mathcal {D}}}}\) be the integrability tensor and the second fundamental form of \({\mathcal {D}}\), respectively, given by formulas
Recall that \({{\tilde{H}}} = \sum \nolimits _i {{\tilde{h}}}( e_i , e_i )\) and \(H = \nabla _\xi \xi \) are mean curvature vector fields of \(\mathcal{D}\) and \(\widetilde{{\mathcal {D}}}\). Since \(\xi \) is a unit vector field, \(H \in \mathfrak {X}_{{\mathcal {D}}}\) is the curvature of the integral curves of \(\xi \). As \(\widetilde{{\mathcal {D}}}\) is one-dimensional, the shape operator \(A_Z\) of \(\widetilde{{\mathcal {D}}}\) with respect to \(Z \in \mathcal{D}\) is given by:
To describe the extrinsic geometry of \({{\mathcal {D}}}\), we shall use tensor fields \({{\tilde{A}}}_\xi \) and \({{\tilde{T}}}^\sharp _\xi \) defined by the following formulas:
We note that \({{\tilde{T}}}^\sharp _\xi \) is antisymmetric, i.e., \(g({{\tilde{T}}}^\sharp _\xi X,Y) = -g({{\tilde{T}}}^\sharp _\xi Y,X)\). We shall also use the symmetric (0, 2)-tensor \(\widetilde{\mathcal{T}}^{\flat }\), defined by the formula
For a (1, 2)-tensor field P, we define a (0, 2)-tensor field \({{\text {div}}} P\) by
where
and
for all \(X,Y \in \mathfrak {X}_M\).
Let \(Z \in \mathfrak {X}_M\). We define the following (1, 2)-tensor fields:
for all \(X,Y \in \mathfrak {X}_M\). Above, \({T}^{\sharp }\) is defined analogously as \({\tilde{T}}^{\sharp }\) , and in our case vanishes, as \({\mathcal {\widetilde{D}}}\) is integrable.
For any (1, 2)-tensors P, Q at \(x\in M\), we define a (0, 2)-tensor \(\varLambda _{P,Q}\) by
for all \(X,Y \in T_xM\), where \(\{E_{\nu }\}\) is an orthonormal basis of \(T_xM\). We have
for all (1, 2)-tensors \(P,Q,Q_1, Q_2\). Let \(\langle \cdot , \cdot \rangle \) denote the inner product of tensors induced by g, i.e., for (0, 2)-tensors S, W and (1, 2)-tensors P, Q at x, we have
for any orthonormal basis \(\{ E_\mu \}\) of \(T_x M\). We also use notation \(\Vert P \Vert = \sqrt{ \langle P , P \rangle }\). For a (1, 2)-tensor P and a vector \(Z \in T_x M\), we define the (0, 2)-tensor \(\langle P, Z \rangle \) by the formula
for all \(X,Y \in T_x M\). These pointwise definitions extend in the natural way to vector and tensor fields.
Let \({\mathrm{Riem}}(M)\) be the set of all Riemannian metrics on M, and let \({\mathrm{Riem}}(M, \xi )\) be the set of Riemannian metrics with respect to which \(\xi \) is a unit vector field. For a codimension-one distribution \({{\mathcal {D}}}\) on M, let \({\mathrm{Riem}}(M,\xi ,\mathcal{D})\subset {\mathrm{Riem}}(M,\xi )\) be the set of Riemannian metrics for which \(\xi \) is orthogonal to \({{\mathcal {D}}}\) and \(\xi \) is unit.
On the manifold \((M, \xi )\), for a relatively compact open set \(\varOmega \subset M\), we consider the functional
defined on \({\mathrm{Riem}}(M,\xi )\), where \({\text {vol}}_g\) denotes the volume form of g. If M is compact, we shall consider \(\varOmega = M\). For a given codimension-one distribution \({{\mathcal {D}}}\) transverse to \(\xi \), we denote by \(J_{\varOmega ,{{\mathcal {D}}}}\) the functional defined by the formula (1), but considered only on the set \({\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}})\).
As in [10], a family of metrics \(\{g_t\in {\mathrm{Riem}}(M, \xi ):\ |t|<\epsilon \}\) smoothly depending on the parameter t and such that \(g_0 =g\) will be called a \(g^{\perp }\)-variation of the metric g. In other words, for \(g^{\perp }\)-variations the norm of \(\xi \) is preserved, but the orthogonal complement of \(\xi \) and the Riemannian metric on it may vary. A variation \(\{g_t\in {\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}}) :\ |t|<\epsilon \}\), where \({{\mathcal {D}}}\) is the \(g_0\)-orthogonal complement of the distribution spanned by \(\xi \), will be called adapted variation. Finally, we say that variation \(\{g_t\in {\mathrm{Riem}}(M):\ |t|<\epsilon \}\) of g is volume-preserving if for all \(|t|<\epsilon \) we have \(\int _\varOmega {\text {vol}}_{g_t } = \int _\varOmega {\text {vol}}_g\). We shall only consider volume-preserving variations and use the notation \(\partial _t\equiv \frac{\partial }{\partial t}\) and \(\partial ^2_{tt}\equiv \frac{\partial ^2}{\partial t^2}\) for differentiating with respect to the parameter of variation.
We say that a metric g is critical for the functional (1) with respect to \(g^\perp \)-variations if for every \(g^\perp \)-variation \(g_t\) of g we have
For a \(g^\perp \)-variation \(g_t\) of g, let \({{\mathcal {D}}}(t)\) be the \(g_{t}\)-orthogonal complement of the distribution \(\widetilde{ \mathcal D}\) spanned by \(\xi \) and let \(\mathrm{V}(t) = ({{\mathcal {D}}}(t) \times \widetilde{{\mathcal {D}}}) \cup (\widetilde{{\mathcal {D}}} \times {{\mathcal {D}}}(t))\). Let \(^\top \) and \(^\perp \) denote the \(g_t\)-orthogonal projections onto \(\widetilde{{\mathcal {D}}}\) and \({{\mathcal {D}}}(t)\), respectively. Let \(B_t = \partial _tg_t\) and let \(B_t^\sharp \) be a symmetric (1, 1)-tensor field defined for all \(x \in M\) by the formula: \(g_t (B_t^\sharp X, Y) = B_t(X,Y)\) for all \(X,Y \in T_xM\). We have the following lemma [10].
Lemma 1
Let \(g_t\) be a \(g^\perp \)-variation of g with \(B_t = \partial _tg_t\). Let \(\{\xi ,\, e_{1} , \ldots e_p \}\) be a local g-orthonormal frame, and let \(\{ \xi , e_1(t) , \ldots e_p(t) \}\) be a t-dependent frame such that for all \(i \in \{ 1 , \ldots , p \}\)
Then for all \(\,t, \) \(\{\xi , e_{1}(t), \ldots , e_{p}(t)\}\) is a local \(g_t\)-orthonormal frame, i.e., \(\{ e_{i}(t) \}_{i=1}^p\) is a local \(g_t\)-orthonormal frame of \({{\mathcal {D}}}(t)\).
Similarly, we can describe evolution of \(\widetilde{ {\mathcal {D}}}\)- and \({{\mathcal {D}}}(t)\)-components of any vector \(X \in TM\) [10].
Lemma 2
Let \(g_t\) be a \(g^\perp \)-variation of g. Then for any t-dependent vector \(X_t\) on M, we have
To make equations easier to read, in further formulas we shall not explicitly indicate the dependence on t of all tensors, but we shall write \(g_t\), \(\nabla ^t\), \(e_i(t)\) and \(B_t\) to emphasize that a formula holds for all values of the parameter t of the variation. Recall that for \(t=0\) we have \(g_0 = g\), \(e_i(0)=e_i\), \(\nabla ^0=\nabla \); we shall also write B instead of \(B_0\).
From the Koszul formula for the Levi-Civita connection \(\nabla ^t\) of \(g_t\ (|t| < \epsilon )\), it follows that [12]
where X, Y, Z are vector fields on M and \((\nabla ^t_Z B_t)\) is the first covariant derivative of a (0, 2)-tensor \({B_t}\) with respect to Z, given by
for all \(Y,V \in \mathfrak {X}_M\). We shall also use the formula for the variation of the volume form \({\text {vol}}_g\) of a metric g. For a \(g^\perp \)-variation \(g_t\), we have [12]
where \({\text {Tr\,}}B_t^\sharp = \sum \nolimits _{i=1}^p B_t( e_i(t) , e_i(t) )\) for a \(g_t\)-orthonormal basis \(e_i(t)\) of \({{\mathcal {D}}}(t)\); we have \({\text {Tr\,}}B_t^\sharp = \langle g_t , B_t \rangle \).
Using (3) together with Lemmas 1 and 2, the following result was established in [10], for distribution \(\widetilde{{\mathcal {D}}}\) of any dimension and the integrability tensor \({\tilde{T}}\) of its orthogonal complement.
Proposition 1
Let \(g_t\) be a \(g^\perp \)-variation of g. Then,
where \(\langle \cdot , \cdot \rangle \) denotes the inner product of tensor fields defined by \(g_t\).
3 Critical points and contact metric structures
In this section, we determine critical points of the action (1) with respect to volume-preserving \(g^\perp \)-variations. From Proposition 1 and definitions in Sect. 2, we obtain the following.
Proposition 2
A metric g is critical for the functional (1) with respect to volume-preserving \(g^\perp \)-variations if and only if the following Euler–Lagrange equations hold for some \(\lambda \in {\mathbb {R}}\):
Equations (6), (7) are equivalent to:
respectively, for all \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\).
Proof
From Proposition 1 and (4), we obtain
Separating terms depending on \(B |_{{{\mathcal {D}}} \times {{\mathcal {D}}} }\) and \(B |_V\), we obtain that \(\partial _tJ_{\varOmega } (g_t) |_{t=0} =0\) if and only if
and
for all \(B = \partial _tg_t |_{t=0}\) defined by volume-preserving \(g^\perp \)-variations \(g_t\). For such variations, we have
and hence, \(\partial _tJ_{\varOmega } (g_t) |_{t=0} =0\) for volume-preserving \(g^\perp \)-variations if and only if
for some \(\lambda \in {\mathbb {R}}\) and
for all symmetric (0, 2)-tensor fields B on \(\varOmega \). Since \(\langle g , B \rangle = \langle g^\perp , B \rangle \) for \(g^\perp \)-variations, we obtain (6) and since \(\theta =0\) (as the one-dimensional distribution \(\widetilde{{\mathcal {D}}}\) is integrable), we obtain (7). Using definitions from the previous section, we obtain (8) and (9). \(\square \)
Proposition 3
Let \(g \in {\mathrm{Riem}}(M,\xi )\) be a metric satisfying (8). Then at all points where the integrability tensor \({{\tilde{T}}}\) of \({{\mathcal {D}}}\) does not vanish, (9) is equivalent to \(H=0\).
Proof
Taking trace to determine \(\lambda \), we can write (8) in the following form:
where \({\mathrm{Id}}\) denotes the identity transformation on \({\mathcal {D}}\) and
Let \(X \in \mathfrak {X}_M\). We have from the Koszul formula
where \(e_i\) is any local orthonormal basis of \({{\mathcal {D}}}\). Let \(\varPhi \) be the 2-form defined by the formula \(\varPhi (X,Y) = g(X, {{\tilde{T}}}^\sharp _\xi Y)\) for all \(X,Y \in \mathfrak {X}_M\) [3]. We shall compare (13) to the differential of \(\varPhi \) evaluated on particular vectors.
All the following formulas in the proof will be computed at a point \(x \in M\), where \({\tilde{T}} \ne 0\). Using (11), we have
It follows from (11) with \({\tilde{T}} \ne 0\) that distribution \({{\mathcal {D}}}\) is even-dimensional. From now on, we consider a local orthonormal frame of \({{\mathcal {D}}}\) consisting of the following vector fields:
Then, we have
and, similarly,
We also have
and
Hence, we obtain
For the choice of orthonormal basis as above, we also have
and using it in (13), we obtain
Comparing the above with (14), we obtain
Let \(\eta (X) = g(\xi , X)\). Then, we have for all \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\):
and
For all \(X,Y,Z \in \mathfrak {X}_{{\mathcal {D}}}\), we have
It follows that
Hence,
and if (8) holds and \({\tilde{T}} \ne 0\), (9) takes the following form:
For \(p=4\), the last term above vanishes and from (12) it follows that for \(p \ne 4\) we have \(({{\tilde{T}}}^\sharp _\xi X) (\Vert {\tilde{T}} \Vert ) = 0\). Hence, for all g satisfying (8), equation (9) at all points \(x\in M\) where \({\mathcal {D}}\) is non-integrable is equivalent to \(g({{\tilde{T}}}^\sharp _\xi H , X )=0\) for all \(X \in {{\mathcal {D}}}_x\). Taking \(X = {{\tilde{T}}}^\sharp _\xi Y\) and using (11), we obtain \(g(H,Y) =0\) for all \(Y \in {{\mathcal {D}}}_x\) and hence \(H=0\).
We note that if \(p \ne 4\) and (8) holds, it follows from (12) that the integrability tensor \({{\tilde{T}}}\) of \({{\mathcal {D}}}\) vanishes either everywhere, or nowhere on M. \(\square \)
Recall that a manifold \(M^{2n+1}\) with a 1-form \(\eta \) such that for all \(X \in \mathfrak {X}_M\)
is called a contact manifold, and \(\xi \) is called the characteristic vector field (or the Reeb field). A Riemannian metric g on a contact manifold \((M^{2n+1},\eta )\) is associated if there exists a (1, 1)-tensor field \(\phi \) such that for all \(X,Y \in \mathfrak {X}_M\)
where \({\mathrm{{Id}_M}}\) denotes the identity transformation. The above \((\phi , \xi , \eta , g)\) is called a contact metric structure on M. Since for \(X \in \mathfrak {X}_{{\mathcal {D}}}\), we have
condition \({\mathrm{d}} \eta (\xi ,X)=0\) for all \(X\in \mathfrak {X}_M\) is equivalent to \(H=0\), i.e., integral curves of the Reeb field are geodesics with respect to associated metric [3].
We note that (18)\(_2\) implies that \(\phi = {{\tilde{T}}}^\sharp _\xi \), and from (18)\(_3\), it follows that g satisfies (8). Hence, contact metric structures are critical points of the action (1). Up to rescaling, they are in fact the only critical points of (1) with nowhere vanishing integrability tensor \({{\tilde{T}}}\) of the distribution \({\mathcal {D}}\), as we show below.
Proposition 4
Let \(g \in {\mathrm{Riem}}(M,\xi )\) be a metric satisfying (8) and (9). Then at all points where the integrability tensor \({{\tilde{T}}}\) of \({{\mathcal {D}}}\) does not vanish, we have \(g = {{\bar{g}}}^\top + f {{\bar{g}}}^\perp \), where \(\bar{g}\) is a metric of some contact metric structure on M and f is a smooth function on M. Moreover, if \(p \ne 4\), f is constant on M.
Proof
We consider only the set of points of M, where \({{\tilde{T}}} \ne 0\). Let \(\eta (X) = g(\xi , X)\) for all \(X \in \mathfrak {X}_{{\mathcal {D}}}\). Then for all \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\)
and \(({{\tilde{T}}}^\sharp _\xi )^2 = - \frac{\Vert {\tilde{T}} \Vert ^2}{p} {\mathrm{Id}}\). Let \({{\bar{g}}} = \frac{ \Vert {\tilde{T}} \Vert }{\sqrt{p}} g^\perp + g^\top \). Define \(\phi \) by formulas \(\phi (X) = \frac{\sqrt{p}}{\Vert {\tilde{T}} \Vert } {{\tilde{T}}}^\sharp _\xi X\) for all \(X \in \mathfrak {X}_{{\mathcal {D}}}\) and \(\phi (\xi )=0\). Then \({{\bar{g}}}(\xi , X) = g(\xi , X) =\eta (X)\) for all \(X \in \mathfrak {X}_M\) and (18) holds.
Since g satisfies (9), by Proposition 3 we have \(H=0\) and from the Koszul formula it easily follows that also \({{{\bar{\nabla }}}}_\xi \xi =0\), where \({{{\bar{\nabla }}}}\) is the Levi-Civita connection of \({{\bar{g}}}\). Hence, \(\iota _\xi {\mathrm{d}} \eta =0\).
It follows that \((\phi , \xi ,\eta ,{{\bar{g}}})\) is a contact metric structure. Finally, note that since for \(p \ne 4\) by (12) we have \(\Vert {\tilde{T}} \Vert = \mathrm{const}\), the function \(f = \frac{ \Vert {\tilde{T}} \Vert }{\sqrt{p}}\) may be non-constant only if \(p=4\). \(\square \)
In the following example, we construct a family of metrics critical for the action (1) for \(p=4\), with the integrability tensor \({\tilde{T}}\) of distribution \({{\mathcal {D}}}\) vanishing on non-empty, proper subset of M.
Example 1
Let \(x_1,x_2,y_1,y_2,z\) be coordinates on an open subset U of \({\mathbb {R}}^5\). Let \(\eta = \frac{1}{2} ( {\mathrm{d}} z - f_1(y_1) {\mathrm{d}} x_1 - f_2(y_2) {\mathrm{d}} x_2 )\) be a 1-form, where \(f_1(y_1)\) and \(f_2(y_2)\) are smooth functions on U. Then, vector fields \(X_i = \frac{\partial }{\partial x_i} + f_i(y_i) \frac{\partial }{\partial z}\) and \(Y_i = \frac{\partial }{\partial y_i}\) for \(i=1,2\) form a local frame of the distribution \({{\mathcal {D}}} = \mathrm{ker} \, \eta \). We also have
Let \(\xi = 2 \frac{\partial }{\partial z}\), then \(\eta (\xi ) =1\). Define the metric g by equations: \(g\left( \frac{\partial }{\partial z} , \frac{\partial }{\partial z} \right) = \frac{1}{4}\), \( g( \frac{\partial }{\partial x_i} , \frac{\partial }{\partial y_j} ) = 0\), \(g\left( \frac{\partial }{\partial z} , \frac{\partial }{\partial y_j} \right) = 0\), \(g\left( \frac{\partial }{\partial z} , \frac{\partial }{\partial x_i} \right) = - \frac{1}{4} f_i(y_i)\), \(g\left( \frac{\partial }{\partial y_i} , \frac{\partial }{\partial y_j} \right) = \delta _{ij}\), \(g( \frac{\partial }{\partial x_i} , \frac{\partial }{\partial x_j} ) = \delta _{ij}( 1+ f_i(y_i)^2 )\). Then, \(\{X_1, X_2, Y_1 , Y_2 , \xi \}\) form a local g-orthonormal frame on U and \(g(\xi , Z) =\eta (Z)\) for all vector fields on U. We also have
and \({\mathrm{d}} \eta ( X_i , X_j) = {\mathrm{d}} \eta ( Y_i , Y_j) = 0\) for all \(i,j \in \{1,2\}\). It follows that \(({{\tilde{T}}}^\sharp _\xi )^2 = - \frac{\Vert {\tilde{T}} \Vert ^2}{p} {\mathrm{Id}}\), and hence, g satisfies the first Euler–Lagrange equation (11). Since \(\iota _\xi {\mathrm{d}} \eta =0\), we also have \(H=\nabla _\xi \xi =0\), and by Proposition 3 also (9) holds. By (19) and (20), we have \({{\tilde{T}}}=0\) at points where \(\frac{\partial f_1}{\partial y_1} = \frac{\partial f_2}{\partial y_2} =0\).
Remark 1
The above example admits various functions \(f_1, f_2\) and can be used to construct an open set \(V \subsetneq M\) on which \({{\tilde{T}}} =0\). Metric g can be then modified on a smaller subset of V to obtain \(H \ne 0\) at some point \(x \in V\), e.g., by conformally rescaling by a function \(\psi \) with \((\nabla \psi )^\perp \ne 0\) at x. Thus, for dimension \(p=4\) there exist solutions of the Euler–Lagrange equations (8) and (9) with \(H \ne 0\). Since this may occur only in this particular dimension and only on the set where the integrability tensor \(\tilde{T}\) of \({\mathcal {D}}\) vanishes; in the next section, we shall only consider critical points of (1) with \(H=0\).
4 Second variation and extrema of the action
By (10), the first variation of \(J_{\varOmega }\) can be presented in the following form:
where \(B_t = \partial _tg_t\) and
Moreover, in the proof of Proposition 2 it was established that at a critical point g of \(J_{\varOmega }\) we have \(\delta J_{\varOmega } (g) = \lambda g^\perp \).
In this section, we compute and examine the second variation of \(J_{\varOmega }\), i.e.,
4.1 General formulas
First we obtain the variation formula for the vector field H that is implicitly present in \(\delta J_{\varOmega } (g_t)\). In what follows, we use a result from [10] to write \(\partial _tH\) explicitly as a vector field, for arbitrary \(g^\perp \)-variation \(g_t\).
Lemma 3
Let \(g_t\) be a \(g^\perp \)-variation. Then,
where \({\text {div}}^\top ( B_t^\sharp ) = (\nabla _{ \xi } B_t^\sharp )(\xi )\).
Proof
For all \(X \in \mathfrak {X}_M\), the following formula was obtained in [10, (21)]:
We compute (without any assumptions on the covariant derivatives of the \(g_t\)-orthonormal frame \(\{ \xi , e_1(t) , \ldots , e_p(t) \}\))
and compare it with (21). \(\square \)
To compute the second variation of \(J_{\varOmega }\), we need few more technical lemmas. Recall that \({{\mathcal {D}}}(t)\) is the \(g_t\)-orthogonal complement of \({\widetilde{D}}\).
Definition 1
Let \(Q_t\), \(t \in (-\epsilon , \epsilon )\) be a one-parameter family of symmetric (0, 2)-tensors, such that \(Q_t(\xi , \xi )\) is independent of t, let \(g_t\) be a \(g^\perp \)-variation and let \(B_t = \partial _tg_t\). For all \(t \in (-\epsilon , \epsilon )\), we define the tensor \(D_t Q_t\) by equations
for all \(X, Y \in {{\mathcal {D}}}(t)\).
Lemma 4
Let \(Q_t\) be as in Definition 1; then, for any \(g^\perp \)-variation \(g_t\) we have
where \(D_t B_t\) is defined by (22)-(24) with \(Q_t = B_t\). Moreover, if \(\{ e_i(t) \}_{i=1}^p\) is an orthonormal frame of \({{\mathcal {D}}}(t)\) obtained as in Lemma 1, then
Proof
We prove the last claim first. Let \(\{ \xi , e_1(t) , \ldots , e_p(t) \}\) be an orthonormal frame, obtained as in Lemma 1. We have
On the other hand, using again Lemma 1, we obtain
We have
where \(\{ e_i(t) \}_{i=1}^p\) is any orthonormal frame of \(\mathcal{D}(t)\). Hence,
The last two terms in (28) vanish by the assumption that \(Q_t (\xi ,\xi )\) does not depend on t, and the fact that \(g_t\) is a \(g^\perp \)-variation with \(B_t(\xi ,\xi )=0\) for all t. Since \(B_t\) satisfies the same assumptions as \(Q_t\), equations (26) and (27) hold also for \(Q_t = B_t\).
As the product \(\langle Q_t , B_t \rangle \) can be computed using any orthonormal frame—in particular, the one from Lemma 1—we can use (26) and (27) in (28), which completes the proof. \(\square \)
The above lemma simplifies some further notation and shows that for \(e_i(t)\) as in Lemma 1, derivatives \(\partial _tQ( e_i(t) , \xi )\) and \(\partial _tQ( e_i(t) , e_j(t) )\) can be expressed as values of the tensor \(D_t Q_t\) on vectors \(e_i(t), e_j(t)\) and \(\xi \). Later we shall use values of tensors \(D_t Q_t\) on a special frame, e.g., satisfying assumptions \(\nabla _X e_i(0) \in \widetilde{{\mathcal {D}}}\) for all \(X \in T_x M\).
Lemma 5
Let \(g_t\) be a volume-preserving \(g^\perp \)-variation and let \(B_t = \partial _tg_t\). Then,
Proof
For volume-preserving variations, we have \(\partial _t\int {\text {vol}}_{g_t} = \frac{1}{2} \int \langle g_t , B_t \rangle \, {\text {vol}}_{g_t} = 0\). Since \(g_t\) satisfies assumptions of Definition 1, from Lemma 4 and equation (4) it follows that
where we used the fact that \(D_t g_t =0\), as for \(X_t,Y_t \in \mathcal{D}(t)\) we have
and similarly
Since \(B_t(\xi , \xi )=0\) for \(g^\perp \)-variations, we have \(\langle g_t, B_t \rangle = \langle g_t^\perp , B_t \rangle \). Also, we have \((D_t B_t) (\xi , \xi )=0\), and hence, \(\langle g_t , D_t B_t \rangle = \langle g_t^\perp , D_t B_t \rangle \). \(\square \)
Lemma 6
Let g be a critical point of action (1) with respect to volume-preserving \(g^\perp \)-variations and let
Then,
Proof
Recall that at a critical point we have \(\delta J_\varOmega (g) = \lambda g^\perp \) where \(\lambda \in {\mathbb {R}}\) is a constant. Also, \(\delta J_\varOmega (g_t)(\xi ,\xi )=0\), so we can use Lemma 4. Hence, using (29), we obtain
\(\square \)
Now we are ready to compute
for a \(g_t\)-orthonormal frame \(\{ e_i (t) \}\) of \({{\mathcal {D}}}(t)\) from Lemma 1. We shall consider only the case where \(H=0\) to make (already lengthy) computations somewhat easier—due to Proposition 3 and (12), it is in fact the general case for non-integrable distributions \({\mathcal {D}}\) of dimension \(p \ne 4\) and distributions \({\mathcal {D}}\) of dimension \(p=4\) with nowhere vanishing integrability tensor \({{\tilde{T}}}\).
Proposition 5
Let g be a critical point of the action (1) with respect to volume-preserving \(g^\perp \)-variations, such that \(H=0\). Then, for all volume-preserving \(g^\perp \)-variations \(g_t\) of g we have:
where for all \(x \in M\)
for any orthonormal basis \(\{e_i\}_{i=1}^p\) of \({{\mathcal {D}}}_x\).
Proof
By (10), we have
where
We have
For a critical metric g we have, using (5), (6), (7) and (12):
We also have
and hence
We have
In the following formulas of this proof, let \(\{ e_i \}_{i =1}^p\) be a local orthonormal frame of \({\mathcal {D}}\) at the point \(x \in M\) at which the formula is considered, such that \(\nabla _X e_i \in \widetilde{{\mathcal {D}}}\) for all \(X \in T_xM\). Also, let \(\{ e_i(t) \}_{i =1}^p\) be the orthonormal frame obtained from \(\{ e_i \}_{i =1}^p\) as in Lemma 1. We have
We have
and using (11), we obtain
Therefore,
We have from (26)
Using Lemma 2, \(g( (\partial _t\nabla )_{e_j} e_m , \xi ) = g( (\partial _t\nabla )_{e_m} e_j , \xi )\) and \(H=0\), we obtain
Using the above in (34) and
we obtain
Next we compute \(\langle D_t \varLambda _{ {{{\tilde{\theta }}}} , \theta - \alpha } |_{t=0} , B \rangle \). Since \(\dim {\widetilde{{\mathcal {D}}}} =1\), we have
We use Lemma 3 to compute \(D_t \varLambda _{ {{{\tilde{\theta }}}} , \theta - \alpha } |_{t=0}\). Using \(H=0\), we obtain
from which using (31) and (32) in the last two terms above, we obtain
Next we compute \( - \langle B, D_t ( ( {\text {div}}\theta )_{ \,| \mathrm{V}(t)} ) |_{t=0} \rangle \). Since \(g_t (\xi ,\xi )=1\) for all t, we have \(\nabla ^t_X \xi \in {{\mathcal {D}}}(t)_x\) for all \(X \in T_x M\), and hence,
We have
Using the formula \(\partial _t({\text {div}}X) = {\text {div}}(\partial _tX) + \frac{1}{2} X ({\text {Tr\,}}B_t^\sharp )\), obtained in [10] (see the beginning of the proof of Theorem 1 there), and \({\text {div}}(fX) = f {\text {div}}X + X (f)\), for all \(X \in \mathfrak {X}_M\) and \(f \in C^\infty (M)\), we get
Hence, we have
Using the assumption that \(\nabla _{X} e_j \in \widetilde{{\mathcal {D}}}\) for all \(X \in T_x M\), we obtain
and eventually
Using
and (11) in
and
we obtain
We have
Eventually, using (39), we obtain
We have, since \({{\tilde{T}}}^\sharp _\xi e_j(t) \in {{\mathcal {D}}}(t)\) for all t,
For \(g^\perp \)-variations, we have \(B( {{\tilde{T}}}(e_j , e_m ) , \xi ) e_m = 0\). Also
Recall that for \(H=0\), we have
It follows that
Eventually, we obtain
Using (41), (42) and (43) in (38), we obtain
We obtain (30) as the sum of (33), (36), (37) and (44), with removed divergences of vector fields with compact supports contained in \(\varOmega \), such as \({\text {div}}( B(\xi ,e_j ) \partial _t{{\tilde{T}}}^\sharp _\xi e_j |_{t=0} )\)—which can be written in a frame-independent form, albeit only after defining few new tensors—and \({\text {div}}( ( {\text {Tr\,}}B^\sharp ) \langle {{{\tilde{\theta }}}}_{ \,| \mathrm{V}} , B \rangle )\), as these terms vanish after integration over \(\varOmega \). It is easily seen that changing the frame \(\{ e_i \}_{i=1}^p\) by an orthogonal transformation leaves every term in (30) invariant, and thus, (30) is independent of the choice of an orthonormal basis of \({{\mathcal {D}}}\). \(\square \)
Equation (30) is difficult to analyze in general form. As the existence of a tensor field B satisfying some assumptions on its covariant derivative may depend on a particular manifold, it is also difficult to construct generic variations with prescribed values of \(\partial ^2_{tt}J_{\varOmega }(g_t)\). However, as we show below, (30) can be estimated in some special cases, also interesting from the geometric point of view.
4.2 Adapted variations
Recall that we denote by \(\widetilde{{\mathcal {D}}}\) the one-dimensional distribution spanned by \(\xi \) and for a distribution \({\mathcal {D}}\) on M such that for all \(x\in M\) we have \(\widetilde{{\mathcal {D}}}_x \cap \mathcal{D}_x = \{ 0 \}\), we denote by \({\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}})\) the space of all Riemannian metrics on M with respect to which \(\widetilde{{\mathcal {D}}}\) and \({\mathcal {D}}\) are orthogonal.
Proposition 6
Let g be a metric that is a critical point of the action (1), with respect to volume-preserving \(g^\perp \)-variations, such that \(H=0\). Let \({\mathcal {D}}\) denote the g-orthogonal complement of \(\widetilde{{\mathcal {D}}}\). If \({\mathcal {D}}\) is non-integrable, then for all adapted variations \(g_t \in {\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}})\) of g such that \({\text {Tr\,}}B^\sharp =0\), we have \(\partial ^2_{tt}J_{\varOmega , {{\mathcal {D}}}}(g_t) |_{t=0} \ge 0\).
Proof
Since we consider \(J_{\varOmega , {{\mathcal {D}}}} : {\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}}) \rightarrow {\mathbb {R}}\), let \(g_t\) be an adapted \(g^\perp \)-variation. Then, we have \(g_t \in {\mathrm{Riem}}(M,\xi ,\mathcal{D})\) for all t and
Suppose that \({\mathcal {D}}\) is non-integrable and g is a critical point of (1) with \(H=0\). We have by Lemma 6
For an adapted \(g^\perp \)-variation \(g_t\) (i.e., with B restricted to \({{\mathcal {D}}} \times {{\mathcal {D}}}\)), we obtain from (33) and (36)
Indeed, we have
by (35) we have
and
It follows that
and using (11) we obtain
Hence, for adapted \(g^\perp \)-variations,
Since \(({{\tilde{T}}}^\sharp _\xi )^2 = - (\Vert {{\tilde{T}}}^\sharp _\xi \Vert ^2/p) \, {\mathrm{Id}}_{| {{\mathcal {D}}}}\) and \({{\tilde{T}}}^\sharp _\xi \) is antisymmetric, we can define an antisymmetric mapping U of \({\mathcal {D}}\), preserving norms of vectors from \({\mathcal {D}}\), by the formula \(U = ( \sqrt{ p } / \Vert {{\tilde{T}}}^\sharp _\xi \Vert ) {{\tilde{T}}}^\sharp _\xi \). Then
We estimate the above expression at a point \(x \in M\). Let \(( \cdot | \cdot )\) be the inner product on the space \({{\mathcal {L}}}(D_x)\) of linear operators on \({{\mathcal {D}}}_x\), defined for all \(S_1, S_2 \in {{\mathcal {L}}}(D_x)\) by \(( S_1 | S_2 ) = {\text {Tr\,}}(S_1 S_2^T)\), with transpose \(()^T\) defined by the Riemannian metric g on \(T_x M\). For all \(S \in {{\mathcal {L}}}(D_x)\), we define \(\varPhi (S) = ( U S U^T )^T\), \(\varPhi \) is an isometry of \({{\mathcal {L}}}(D_x)\) with respect to the product \(( \cdot | \cdot )\), as we have
where we used \(U^T = U^{-1}\). We have
from the Schwarz inequality it follows that
and hence
for all symmetric \(B^\sharp : T_x M \rightarrow T_x M\). \(\square \)
Remark 2
We note that according to (4), \({\text {Tr\,}}B^\sharp =0\) holds for all variations \(g_t\) that preserve the volume form \({\text {vol}}_g\).
Example 2
For \(\dim M = 3\), and similarly for higher dimensions, we can explicitly construct B restricted to \({{\mathcal {D}}} \times {{\mathcal {D}}}\) for which \(\partial ^2_{tt}J_{\varOmega , {{\mathcal {D}}}} (g_t) |_{t=0} =0\).
Let W be an open set in M with local orthonormal frame \(\{ \xi , e_1, e_2 \}\), such that the matrix of the map \({{\tilde{T}}}^\sharp _\xi \) in this frame has the following form
Taking a (0, 2)-tensor field B such that the matrix representing \(B^\sharp \) in considered frame at all \(x \in W\) is
where b(x) is a smooth function with non-empty compact support in W, we obtain on the set W
and such tensor field B (extended by zero to \(M \setminus W\)) satisfies the constraint \(\int _\varOmega ({\text {Tr\,}}B^\sharp ) \, {\text {vol}}_g =0\), and hence can define a volume-preserving \(g^\perp \)-variation.
Proposition 7
Let \(p=2\) and let g be a metric that is a critical point of the action (1), with respect to volume-preserving \(g^\perp \)-variations. Let \({\mathcal {D}}\) denote the g-orthogonal complement of \(\widetilde{{\mathcal {D}}}\). If \({\mathcal {D}}\) is non-integrable, then for all adapted variations \(g_t \in {\mathrm{Riem}}(M,\xi ,\mathcal{D})\) of g we have \(\partial ^2_{tt}J_{\varOmega , {{\mathcal {D}}}}(g_t) |_{t=0} \ge 0\) and if \({\text {Tr\,}}B^\sharp \ne 0\), we have \(\partial ^2_{tt}J_{\varOmega , \mathcal{D}}(g_t) |_{t=0} > 0\).
Proof
Here we do not need to assume \(H=0\), as for \(p=2\) and non-integrable \({{\mathcal {D}}}\) it follows from Proposition 3. Let \(x \in M\) be a point where \({{\tilde{T}}} \ne 0\). Then, there exists an orthonormal frame \(\{ \xi , e_1, e_2 \}\) at x with respect to which \({{\tilde{T}}}^\sharp _\xi \) and B are represented by matrices
and for the integrand in (45), we obtain
\(\square \)
Proposition 8
Let \(p=4\) and let g be a metric that is a critical point of the action (1), with respect to volume-preserving \(g^\perp \)-variations, such that \(H=0\). Let \({\mathcal {D}}\) denote the g-orthogonal complement of \(\widetilde{{\mathcal {D}}}\). If \({\mathcal {D}}\) is non-integrable, then for all adapted variations \(g_t \in {\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}})\) of g we have \(\partial ^2_{tt}J_{\varOmega , \mathcal{D}}(g_t) |_{t=0} \ge 0\).
Proof
Let \(x \in M\) be a point where \({{\tilde{T}}} \ne 0\). Then, there exists an orthonormal frame \(\{ \xi , e_1, \ldots , e_4 \}\) at x, with respect to which matrices of \({{\tilde{T}}}^\sharp _\xi \) and B are, respectively,
and a symmetric matrix \(B_4 = (b_{ij})_{1 \le i,j \le 5}\) with \(b_{i1}=0 = b_{1i}\) for all \(1 \le i \le 5\). For the integrand in (45), we obtain
\(\square \)
Proposition 9
Let \(p > 4\) and let g be a metric that is a critical point of the action (1), with respect to volume-preserving \(g^\perp \)-variations, such that \(H=0\). Let \({\mathcal {D}}\) denote the g-orthogonal complement of \(\widetilde{{\mathcal {D}}}\). If \({\mathcal {D}}\) is non-integrable, then there exists an adapted variation \(g_t \in {\mathrm{Riem}}(M,\xi ,{{\mathcal {D}}})\) of g such that we have \(\partial ^2_{tt}J_{\varOmega , {{\mathcal {D}}}}(g_t) |_{t=0} < 0\).
Proof
Taking \(B = f g^\perp \) for some function \(f \in C^\infty (M)\), where \(g^\perp (X,Y) = g(X^\perp , Y^\perp )\), we obtain in (45)
\(\square \)
4.3 Transverse variations
In this part, we consider a complementary case to the adapted variations analyzed above: families of metrics \(g_t\) such that \(B = \partial _tg_t |_{t=0}\) vanishes on \({{\mathcal {D}}} \times {{\mathcal {D}}}\).
Definition 2
A family of metrics \(\{g_t\in {\mathrm{Riem}}(M, \xi ):\ |t|<\epsilon \}\) smoothly depending on the parameter t and such that \(g_0 =g\) and \(B(X,Y)=0\) for all \(X,Y \in {{\mathcal {D}}}\), where \(B = \partial _tg_t |_{t=0}\), will be called a \(g^{\pitchfork }\)-variation of the metric g.
The following proposition gives a geometric interpretation of some \(g^\pitchfork \)-variations.
Proposition 10
Let \(\pi : (M,g) \rightarrow (N,g_N)\) be a Riemannian submersion with fibers being integral curves of \(\xi \). Let \(g_t\), \(|t| < \epsilon \), be a \(g^\perp \)-variation of g. Then, \(\pi :(M,g_t) \rightarrow (N,g_N)\) is a Riemannian submersion for all \(|t| < \epsilon \) if and only if for all \(X,Y \in \mathfrak {X}_M\) we have \(\partial _t(g_t(X,Y) - g_t(X, \xi )g_t(Y,\xi )) = 0\) for all \(|t| < \epsilon \).
Proof
Recall that \(\pi :(M,g_t) \rightarrow (N,g_N)\) is a Riemannian submersion if and only if for all \(x\in M\) for all \(X,Y \in \mathcal{D}(t)_x\) we have \(g_t(X,Y) = g_N (\pi _* X , \pi _* Y)\) [9]. Since \(g_t (\xi , \xi )=1\) for \(g^\perp \)-variations, this is equivalent to the following condition for all \(X,Y \in \mathfrak {X}_M\)
\(\square \)
It follows that (50) is equivalent to
which shows that \(B_t\) is determined by \(g_t\) and \(B_t^\sharp \xi \). Also, if \(\pi :(M,g_t) \rightarrow (N,g_N)\) is a Riemannian submersion for all \(|t| < \epsilon \), from (51) evaluated at \(t=0\) it follows that for all \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\) we have
Let \(\beta (X,Y) = (\nabla _X B)(Y , \xi )\) and \(\beta ^T (X,Y) = \beta (Y,X)\) for all \(X,Y \in \mathfrak {X}_M\).
Proposition 11
Let g be a metric that is a critical point of the action (1) with respect to volume-preserving \(g^\perp \)-variations and let \(g_t\) be a \(g^\pitchfork \)-variation of g. Then, at every point \(x \in M\), where \(H=0\), (30) takes the following form:
Proof
Let \(g_t\) be a \(g^\pitchfork \)-variation of g, and let \(\{e_i\}_{i=1}^p\) be a local g-orthonormal frame of \({{\mathcal {D}}}\). Since \(B(X,Y)=0\) for all \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\), using (40) and (39) we obtain at every point x, where \(H=0\),
and
Hence, for B as above, we obtain from (30)
Since \(H= \nabla _\xi \xi =0\), we have
Let \([{{\tilde{A}}}_\xi , {{\tilde{T}}}^\sharp _\xi ] = {{\tilde{A}}}_\xi {{\tilde{T}}}^\sharp _\xi - {{\tilde{T}}}^\sharp _\xi {{\tilde{A}}}_\xi \), we have
and
Using the above together with the definition of \(\beta \) in (53), we obtain (52). \(\square \)
Proposition 12
Let g be a metric that is a critical point of the action (1) with respect to volume-preserving \(g^\perp \)-variations. Then, there exists a \(g^\pitchfork \)-variation \(g_t\) of g such that \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} > 0\).
Proof
Suppose that \({\mathcal {D}}\) is non-integrable. From Proposition 3, we obtain that \(H=0\) on some open subset \(M_0 \subset M\). In what follows, we shall restrict our considerations to \(M_0\), effectively assuming that \(\varOmega = M_0\) in (1). We shall find a family of \(g^\pitchfork \)-variations \(g_t\) for which we have \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} > 0\).
For \(\beta \) defined in Proposition 11, we clearly have \(\langle \beta ^T , \beta ^T \rangle _{ | {{\mathcal {D}}} \times {{\mathcal {D}}} } = \langle \beta , \beta \rangle _{ | {{\mathcal {D}}} \times \mathcal{D} }\). Thus, from Schwarz inequality we obtain
and hence
Using (54) in (52), we obtain the following estimate on \(M_0\):
Let \(W \subset M_0\) be a compact set where \({{\tilde{T}}} \ne 0\) and let \((x_i)_{i=1}^m\) be coordinates on an open set \(U \subset W\), such that \(\xi = \frac{\partial }{\partial x_1}\). Let \(L \subset U\) be a p-dimensional submanifold transverse to the integral curves of \(\xi \) and let \(\zeta \in \mathfrak {X}_{{\mathcal {D}}}\) be a smooth unit vector field defined on L. Let \(V \subset U\) be an open set such that there exists a smooth vector field \(Z_N\) on V that is the solution of the following equation:
for some \(N > 2p \cdot \max \limits _W ( \Vert {{\tilde{A}}}_\xi \Vert / \Vert {{\tilde{T}}}^\sharp _\xi \Vert )\), satisfying condition \(Z_N |_{L \cap V } = \zeta \). We have \(Z_N \in {{\mathcal {D}}}\), as
where we used \(\nabla _\xi \xi =0\) and \({{\tilde{T}}}^\sharp _\xi ( Z_N )^\perp \in {{\mathcal {D}}}\). Also, \(g(Z_N , Z_N) =1\), as
One can obtain such solution \(Z_N\) by taking at every \(q \in L\) an orthonormal frame \(\{ e_i (q) \}, i =1 , \ldots , p\) in \({\mathcal {D}}\) and its parallel transport along flowlines of \(\xi \). Then, we can write \(Z_N = z_{N, i} e_i\) for smooth functions \(z_{N, i}\) and solve (56) as a system of ODEs for \(z_{N, i}\) with the initial condition \(Z_N (q) = \zeta (q)\).
Let \(f \ge 0\) be a smooth function on M, with non-empty compact support contained in V. Let S be a symmetric (0, 2)-tensor field on M such that on V we have \(S(\xi ,\xi )=0\), \(S(X,Y)=0\) for \(X,Y \in \mathfrak {X}_{{\mathcal {D}}}\) and \(S(\xi , X) = g(Z_N, X)\) for all \(X \in \mathfrak {X}_{{\mathcal {D}}}\). Then, for \(B= f \cdot S\) we have
and hence from (55) and (56), we obtain
Thus, we obtain a symmetric, traceless (0, 2)-tensor field B on M that gives rise to a volume-preserving variation, e.g., \(g_t = g + t \cdot B, \; t \in (-\epsilon , \epsilon )\) for small enough \(\epsilon >0\), such that \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} >0\). \(\square \)
We note that since its proof is local, Proposition 10 is valid also for Riemannian foliations, as they are locally defined by Riemannian submersions. Thus, using variation of metric constructed in the proof of Proposition 12 we can obtain the following.
Corollary 1
Let g be the metric of a K-contact structure on \((M, \xi )\) with the Reeb field \(\xi \). Then there exists a volume-preserving \(g^\perp \)-variation \(g_t , t \in (-\epsilon , \epsilon )\) of g such that the flowlines of \(\xi \) form a Riemannian foliation on every Riemannian manifold \((M, g_t)\) and for every \(0 \ne t \in (-\epsilon , \epsilon )\) we have \(J_{\varOmega }(g_t) > J_{\varOmega }(g)\) .
Proof
Let \(B = f \cdot S\) be the tensor field obtained in the end of the proof of Proposition 12. Let \(B_t(\xi ,\xi )=0\) and let \(B_t(\xi , X) = B(\xi , X)\) for all \(t \in {\mathbb {R}}\), \(X \in \mathfrak {X}_M\). We use (51) to set \(B_t(X,Y)\) for all \(X,Y \in \mathfrak {X}_M\) as follows:
Then, there exists \(\epsilon >0\) and variation \(g_t\) such that \(g_0 = g\) and \(\partial _tg_t = B_t\) for \(t \in (-\epsilon , \epsilon )\). By (51), this variation preserves the Riemannian foliation by the flowlines of \(\xi \), and since \(B_0 = f \cdot S\), with f and S as in Proposition 12, we have \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} >0\). Using (51) again, for a local orthonormal frame \(e_i(t)\) obtained as in Lemma 1, we have
as \(g_t (e_i (t), \xi ) =0\). Together with \(B_t(\xi ,\xi )=0\), it implies that \(B_t\) is traceless for all \(t \in (-\epsilon , \epsilon )\), and thus, the variation \(g_t\) is volume-preserving. \(\square \)
On a K-contact manifold, we can estimate (52) for a certain family of \(g^\pitchfork \)-variations.
Proposition 13
Let (M, g) be a K-contact manifold, and let \({{\mathcal {F}}}\) be the Riemannian foliation with fibers being the integral curves of \(\xi \). Then for all \(g^\pitchfork \)-variations \(g_t\) of g such that \(B^\sharp \xi \) is a basic field (i.e., orthogonal to \(\xi \) and locally projectable to leaf space \(M / {{\mathcal {F}}}\)) we have \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} \ge 0\).
Proof
For K-contact manifolds, we have \({{\tilde{A}}}_\xi =0\) and \(({{\tilde{T}}}^\sharp _\xi )^2 = -{\mathrm{Id}}\). Let \(Z = B^\sharp \xi \). Projectability of Z is equivalent to condition \([ Z , \xi ] \in \widetilde{{\mathcal {D}}}\) [11]. Then, we have
and (52) becomes
\(\square \)
Example 3
Let (M, g) be a compact regular K-contact manifold. We construct a \(g^\pitchfork \)-variation \(g_t\) of g such that \(\partial ^2_{tt}J_{\varOmega }(g_t) |_{t=0} = 0\). Let \(W \subset M\) be an open set such that \(\pi : (W,g) \rightarrow (U,g_U)\) is a Riemannian submersion along \(\xi \) and \(W = \pi ^{-1}(U)\) is fibre bundle over U [4]. Let \(\psi \) be a closed 1-form on U with compact support. Let Z be the basic field on \(\pi ^{-1}(U)\) such that \(g(Z,V) = \psi (\pi _* V) = g_U (\pi _* Z , \pi _* V)\) for all \(V \in TM\). Let \(B^\sharp \xi = Z\) and \(B(X,Y)=0\) for \(X,Y \in {{\mathcal {D}}}\). Using \(\nabla _{e_i} \xi \in \mathcal{D}\) for a local orthonormal frame \(\{ \xi , e_1 , \ldots , e_p \}\), we get
and, similarly,
It follows that
Then, as \(g( \nabla _{e_i} Z , e_j ) = g_U ( \nabla ^U_{\pi _* e_i} \pi _* Z , \pi _* e_j )\), where \(\nabla ^U\) is the Levi-Civita connection on \((U,g_U)\) [9], and \(\{ \pi _* e_i , i=1,\ldots ,p \}\) form a local orthonormal frame on U, we have
and from (57) we obtain
The following is an alternative form of Proposition 11 for K-contact metrics.
Proposition 14
Let g be a K-contact metric and let \(g_t\) be a \(g^\pitchfork \)-variation of g. Then, (30) takes the following form:
where \(\beta (X,Y) = (\nabla _X B)(Y , \xi )\) and \(\beta ^T (X,Y) = \beta (Y,X)\) for all \(X,Y \in \mathfrak {X}_M\). Equivalently, we can write (59) as
where \(\omega \) is the 1-form dual to \(B^\sharp \xi \).
Proof
We have
and
From (11), we obtain
We have
and
Using the above and \({{\tilde{A}}}_\xi =0\) in (52) completes the proof of (59). Equation (60) can be obtained from (59) by a similar computation as (58). \(\square \)
Data availability
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Zawadzki, T. A variational characterization of contact metric structures. Ann Glob Anal Geom 62, 129–166 (2022). https://doi.org/10.1007/s10455-022-09842-4
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DOI: https://doi.org/10.1007/s10455-022-09842-4