Abstract
We show that the spherical equilateral triangle of diameter \(\frac{\pi }{2}\) is a strict local minimizer of the fundamental gap on the space of the spherical triangles with diameter \(\frac{\pi }{2}\), which partially extends Lu-Rowlett’s result–(Commun Math Phys 319(1): 111–145, 2013) from the plane to the sphere.
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1 Introduction
Given a bounded smooth connected domain \(\Omega \subset M^n\) of a Riemannian manifold, the eigenvalue equation of the Laplacian on \(\Omega\) with Dirichlet boundary condition is
The eigenvalues consist of an infinite sequence going off to infinity. Indeed, the eigenvalues satisfy
In quantum physics the eigenvalues are possible allowed energy values, and the eigenvectors are the quantum states which correspond to those energy levels.
The fundamental (or mass) gap refers to the difference between the first two eigenvalues
of the Laplacian or more generally for Schrödinger operators. It is a very interesting quantity both in mathematics and physics and has been an active area of research recently.
In 2011, Andrews and Clutterbuck [1] proved the fundamental gap conjecture: for convex domains \(\Omega \subset {\mathbb {R}}^n\) with diameter D,
The result is sharp, with the limiting case being rectangles that collapse to a segment. We refer to their paper for the history and earlier works on this important subject, see also the survey article [5].
Recently, Dai, He, Seto, Wang, and Wei (in various subsets) [4, 8, 10] generalized the estimate to convex domains in \({\mathbb {S}}^n\), showing that the same bound holds: \(\lambda _2 - \lambda _1 \ge 3\pi ^2/D^2\). Very recently, the second author with coauthors [3] showed the surprising result that there is no lower bound on the fundamental gap of convex domains in the hyperbolic space with arbitrary fixed diameter. This is done by estimating the fundamental gap of some suitable convex thin strips.
For specific convex domains, one expects that the lower bound is larger. For triangles in \({\mathbb {R}}^2\) with diameter D, Lu-Rowlett [9] showed that the fundamental gap is \(\ge \frac{64 \pi ^2}{9D^2}\) and equality holds if and only if it is an equilateral triangle. With a few exceptions, eigenvalues may not be written in closed form in terms of known constants. For triangles the eigenvalues of only three types (the equilateral triangle and the two special right triangles) can be computed explicitly.
In this paper we study some corresponding questions on the sphere. First we review the eigenvalues and eigenfunctions of the spherical lune \(L_\beta\) with angle \(\beta\) which is the area bounded between two geodesics, see Fig. 1. The statement about the eigenvalues and eigenfunctions are included in Sect. 2. We then use the explicit formula for the first two eigenfunctions on the equilateral triangle to prove the main theorem that a spherical equilateral triangle of diameter \(\frac{\pi }{2}\) is a local minimizer of the fundamental gap.
Theorem 1.1
The equilateral spherical triangle with angle \(\frac{\pi }{2}\) is a strict local minimum for the gap on the space of the spherical triangles with diameter \(\frac{\pi }{2}\). Moreover
where T(t) is the triangle with vertices (0, 0), \((\frac{\pi }{2},0)\) and \((\frac{\pi }{2}-bt,\frac{\pi }{2}-at)\) with \(a^2+b^2=1, a \ge 0, \ b\ge 0\) under geodesic polar coordinates centered at the north pole.
This is analogous Lu-Rowlett’s result [9] for the gap of triangles on the plane. On the plane, all equilateral triangles are related by scaling. On the other hand two equilateral triangles on the sphere are not conformal to each other. We are only able to obtain the result for the equilateral triangle with angle \(\frac{\pi }{2}\) as for this one the eigenvalues and eigenfunctions can be computed explicitly.
To get the estimate we compute and estimate the first derivative of the first two eigenvalues at \(t=0\) as in [9]. For this we construct a diffeomorphism \(F_t\) which maps the triangle T(0) to the triangle T(t) to pull back the metric on T(t) to the fixed triangle T(0). Unlike in the plane case, the diffeomorphism \(F_t\) here is nonlinear, which makes the computations quite involved. The proof is given in Sect. 3. To keep the idea clear we put a large part of the computation in the appendix.
2 Eigenvalues of spherical lunes and the equilateral triangle
In this section we review the Dirichlet eigenvalues and eigenfunctions for the spherical lunes and a family of spherical triangles, summarized in Lemma 2.1 and 2.2. These results can be obtained by separation of variables, see [2, 6, 7] for example. The first two eigenvalues and eigenfunctions will be used in the next section for the estimate of the fundamental gap.
Consider a lune of angle \(\beta\) (\(0<\beta <2\pi\)) on a sphere, \(L_\beta\) (see Fig. 1), which is the area between two meridians each connecting the north pole and south pole and forming an angle \(\beta\). Take \((r,\theta )\) to be the geodesic polar coordinates centered at the north pole, then the spherical metric is given by
The Laplacian associated to this metric is given by
Hence the Dirichlet eigenvalue problem \(\Delta u +\lambda u=0\) becomes
Lemma 2.1
[7, Page 112] The eigenvalues of Dirichlet Laplacian of the spherical lunes \(L_\beta\),
without counting multiplicities, are given by the set
Remark 2.1
In particular, the first eigenvalue is \(\frac{\pi }{\beta }(\frac{\pi }{\beta }+1)\), the fundamental gap is given by
Remark 2.2
One way to prove this result is by doing separation of variables and analyzing the behavior of Legendre associated functions. As pointed out by Luc Hillairet, there is another way which involves less knowledge of special functions, by noticing that for each mode the solution is represented by a triangular infinite matrix in the ‘basis’ \((\sin x)^{k\pi /\beta } (\cos x)^j\), and the spectrum is given by the diagonal elements \(\left( \frac{k\pi }{\beta }+j\right) \left( \frac{k\pi }{\beta }+j+1\right)\). This computation was inspired by [11, 12] in which only the first two eigenvalues of the lunes are exactly computed.
With this one can derive the eigenvalues and eigenfunctions of the isosceles triangle which is bounded by \(\theta =0, \theta =\beta , r=\pi /2\) using the same coordinates as before, i.e. half of the spherical lunes discussed above. Its eigenvalues are a subset of the ones of the lune.
Lemma 2.2
( [7]) For a spherical triangle with angles \(\beta , \pi /2\) and \(\pi /2\), its eigenvalues are given by
In particular, the first eigenvalue is \((\frac{\pi }{\beta }+1)(\frac{\pi }{\beta }+2)\), and the fundamental gap is given by
When \(\frac{k\pi }{\beta }\in {\mathbb {N}}\), the eigenfunction corresponding to eigenvalue \(\left( \frac{k\pi }{\beta }+2j+1\right) \left( \frac{k\pi }{\beta }+2j+2\right)\) is given by
where \(P_{\ell }^{\mu }\) is the first kind of general Legendre functions.
For the equilateral triangle, we give the explicit form of the first two eigenvalues and eigenfunctions which will be used in the next section.
Corollary 2.1
For the equilateral triangle with \(\beta =\frac{\pi }{2}\), the first eigenvalue is 12 and the corresponding eigenfunction with normalized \(L^{2}\) norm is given by
The second eigenvalue is 30, and there are two corresponding linearly independent normalized eigenfunctions given by
3 Variation of Gap of Spherical triangle with diameter \(\frac{\pi }{2}\)
In this section we consider all spherical triangles with a fixed diameter \(\frac{\pi }{2}\). It is not difficult to show that any such triangle can be moved on the sphere to have vertices (0, 0), \((\frac{\pi }{2},0)\) and (A, B) with \(0<A<\frac{\pi }{2},\ 0<B<\frac{\pi }{2}\).
Denote by T the right triangle with vertices (0, 0), \((\frac{\pi }{2},0)\), \((\frac{\pi }{2},\frac{\pi }{2})\) and T(t) the triangle with vertices (0, 0), \((\frac{\pi }{2},0)\) and \((\frac{\pi }{2}-bt,\frac{\pi }{2}-at)\) with \(a^2+b^2=1, a \ge 0, \ b\ge 0\), see Fig. 2.
We first construct a diffeomorphism \(F_t\) which maps the triangle T to T(t), shown in Fig. 2. To construct such a mapping, we compute the function \(l(\alpha ,\theta )\) which gives the geodesic distance from the equator to the edge of the deformed triangle, see Fig. 3.
For the spherical triangle with side lengths \(\theta , l , l_1\), by the spherical cosine law,
and spherical law of sines
we get
Re-writing in terms of \(\sin ^2(l)\),
so
Since \(\ell \le \pi /2\),
Now let z(a, b, t) be the distance between the vertex \((\frac{\pi }{2},\frac{\pi }{2})\) to the intersection of the edge of the deformed triangle and the \(x=0\) plane. With the notation given in Fig. 2, we have \(z(a,b,t) = \alpha\).
Since we have
using (3.1) this gives
Solving for \(\sin \alpha\) gives
Hence
3.1 Deformation map and the Laplacian
We define the deformation map \(F_t: T \rightarrow T(t)\) by
With the computation above, we have
We also have
We will need the following asymptotics. Since \(z(a,b,0) = 0, \ \frac{\partial }{\partial _{t}}z(a,b,0) = b\), we have
By (3.1),
where \(A=\frac{2at}{\pi }\). Then \(l|_{t=0} = 0, \ \frac{\partial l}{\partial t}|_{t=0} =b\sin (\theta ),\) so
Define
Then
To compute the variation of the Laplacian of the triangle T(t), we pullback the round metric
on T(t) with the diffeomorphism \(F_t\) to T. Note that when evaluating the pullback metric at \(p\in T\), we evaluate the round metric at \(F_{t}(p) \in T(t)\) so that
where
and
Then
and
From this we can compute the Laplacian \(\Delta _t\) of \(g_t\) using the formula
We compute
and
and
and
Combining terms and using \(l,L=O(t)\), we have
Using the series expansions
and
and plugging in the first-order term for l, L and \(\partial _\theta L\) from (3.3), (3.4), and \(A=\frac{2at}{\pi }\), we obtain the following asymptotic formula.
Lemma 3.1
The first-order asymptotic expansion of the Laplacian of the deformed triangle T(t) is given by
where \(\Delta _S\) is the standard sphere Laplacian (2.1) and
3.2 Perturbation of eigenvalues
Let \(u_1\) be the eigenfunction for \(\lambda _1\) on the equilateral triangle T with unit norm (for explicit form see (2.3)). Let \(f_1(t)\) and \(\lambda _1(t)\) be the first eigenfunction and eigenvalue for T(t). By the simplicity of \(\lambda _1(t)\), it is differentiable. Then
Denote by \(\langle \ \ \rangle _{T}\) the inner product over the equilateral triangle T (with round metric instead of the pullback metric). For small t we have
On the other hand
so that
Under the deformation, the relation between the integral over the deformed triangle T(t) with the round metric and the equilateral triangle T with the pullback metric is
where the second equality comes from (3.5). Therefore, using (3.3) and the definition of A, we have
Here in the second line, we used the series expansion \(\sin (t+a) = \sin (a)+t\cos (a)+O(t^2)\). Recall also that \(l=O(t)\) and \(A=O(t)\).
If \(f_1\) and \(f_2\) are eigenfunctions for the first two Dirichlet eigenvalues on T(t) then by orthogonality we have that
Lemma 3.2
Let \(u_{1}, u_{2}\) be eigenfunctions for T with unit \(L^{2}\) norm corresponding to the first two eigenvalues \(\lambda _{1}, \lambda _{2}\). Suppose that for any \(a,b\ge 0\), with respect to the linear order operator \(L_1\) defined in (3.7),
Then the equilateral triangle T is a strict local minimum for the gap function among all spherical triangles with diameter \(\frac{\pi }{2}\).
Proof
Let \(f_1\) and \(f_2\) be eigenfunctions for the first two Dirichlet eigenvalues of the deformed triangle T(t). Note the integration is over T. Since \(\Delta _tf_2 = -\lambda (t)f_2\) is pointwise, it still satisfies the eigenvalue equation after pullback and up to first order, \(F_{t}^*[f_2] = f_2+O(t)\). By abuse of notation, \(f_i = F_{t}^*[f_i]\). Then define
Since \(T(0) =T\) and \(F_0 = {{\,\mathrm{id}\,}}\), the expansion \(f_1=u_1+t\frac{d}{dt}|_{t=0}f_1+ O(t^2)\) implies \({\int _{T} u_1f_1}=1+O(t)\). Then by (3.9),
Using the same expansion \(f_1=u_1+t\frac{d}{dt}|_{t=0}f_1+ O(t^2)\) it implies that \(\varepsilon (t) = O(t)\), for small t. By definition of \(\varepsilon (t)\), we have
So we can use \(f_2 +\varepsilon f_1\) as a test function for \(\lambda _2\),
Using the asymptotic \(\Delta _{S^2} = \Delta _t -tL_1+O(t^2)\),
Since \(\int _T f_1f_2 = O(t)\) and \(\int _T f_2^2 = 1+O(t)\), we have
Therefore, combining with (3.8) gives
Using the asymptotics of \(f_2\) once more, we have
Hence, with the assumption
for small t we have \(\lambda _2-\lambda _1 < \lambda _2(t)-\lambda _1(t)\). \(\square\)
3.3 Computation for \(\int _T u_1 L_1 u_1\)
Using the explicit expressions for \(u_1\) (2.3) and \(L_1\) (3.7), we have
Denote \(C_1 = \frac{105}{2\pi }\). Now calculating each term, we have for term I
For term II
For term III
For term IV
For term V
Combining, we obtain
3.4 Computation for \(\int _T u_2 L_1 u_2\)
By linearity, the second eigenfunction is of the form
with \(p^2+q^2=1\) and \(u_{2}^{(1)}, u_{2}^{(2)}\) given in (2.4). Then
The details of the computation are shown in the appendix.
Define
Using \(p=\cos (z)\), \(q=\sin (z)\) and \(a = \sqrt{1-b^2}\),
To find the minimum over \(0\le z \le 2\pi\) and \(0\le b \le 1\), notice that the function \(f(x) = Ax+B\sqrt{1-x^2}\) has \(f''(x) = -\frac{B}{(1-x^2)^{\frac{3}{2}}} <0\) for \(B>0\). Hence for each fixed z, any interior critical point of I will be a maximum so the minimum must occur at the boundary (\(b=0\) or \(b=1\)). The minimum of \(\frac{27}{\pi }+\cos ^2(z)\frac{22}{\pi }-\cos (z)\sin (z)\frac{22\sqrt{3}}{\pi }\) is \(\frac{16}{\pi }\), which is also the minimum of \(\frac{16}{\pi }+\sin ^2(z)\frac{44}{\pi }\), hence the minimum value is \(I=\frac{16}{\pi }\).
Combine with Lemma 3.2 this finishes the proof of Theorem 1.1.
Remark 3.1
Note that when \(a=1, \ b=0\) or \(a=0, b=1\), the variation is along one side of the equilateral spherical triangle. In both cases the minimum is \(\frac{16}{\pi }\). In this case the gap is explicitly given in (2.2). Namely \(\Gamma (T(t)) = \frac{4\pi }{(\frac{\pi }{2}-t)}+10\). Hence \(\frac{d}{dt}\Gamma (T(t))|_{t=0} = \frac{16}{\pi }\). So the above computation matches up with this direct computation.
Data Availibility Statement
The data that supports the findings of this study are available within the article.
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Acknowledgements
The first two authors would like to thank Zhiqin Lu and Ben Andrews for their interest in the work and helpful discussions. The third author would like to thank Luc Hillairet for helpful comments. We also would like to thank the referee for their very careful reading of the article and helpful suggestions.
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The second author is partially supported by NSF DMS-1811558.
The third author is partially supported by NSF DMS-2041823.
A Details for the computation of \(\int _T u_2 L_1 u_2\)
A Details for the computation of \(\int _T u_2 L_1 u_2\)
We include here the detailed computation for (3.11) which is used for the variation of \(\lambda _2(t)\). Recall the second eigenfunctions \(u_{2}^{(1)}, u_{2}^{(2)}\) are given in (2.4). Denote \(C_2 = \frac{1155}{8\pi }, \ C_3 = \frac{3465}{32\pi }\).
We first compute the \(p^2\) term in (3.11):
For term I,
For term II,
For term III
For term IV
For term V
Combining
We then compute the first pq term in (3.11):
For term I,
For term II,
For term III
For term IV,
For Term V,
Combining to get
Next is the second pq term in (3.11):
For term I,
For term II,
For term III,
For term IV
For term V
Combining to get
Last is the \(q^2\) term in (3.11):
For term I,
For term II,
For term III,
For term IV,
For term V,
Combining to get
Combining the results (18), (19), (20) and (21) we get (3.11).
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Seto, S., Wei, G. & Zhu, X. Fundamental gaps of spherical triangles . Ann Glob Anal Geom 61, 1–19 (2022). https://doi.org/10.1007/s10455-021-09797-y
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DOI: https://doi.org/10.1007/s10455-021-09797-y