Abstract
Let \(\Omega \) be a bounded, smooth domain of \({\mathbb {R}}^{N},\) \(N\ge 2.\) For \(1<p<N\) and \(0<q(p)<p^{*}:=\frac{Np}{N-p}\), let
We prove that if \(\lim _{p\rightarrow 1^{+}}q(p)=1,\) then \(\lim _{p\rightarrow 1^{+}}\lambda _{p,q(p)}=h(\Omega )\), where \(h(\Omega )\) denotes the Cheeger constant of \(\Omega .\) Moreover, we study the behavior of the positive solutions \(w_{p,q(p)}\) to the Lane–Emden equation \(-{\text {div}} (\left| \nabla w\right| ^{p-2}\nabla w)=\left| w\right| ^{q-2}w,\) as \(p\rightarrow 1^{+}.\)
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1 Introduction
Let \(\Omega \) be a smooth, bounded domain of \({\mathbb {R}}^{N},\) \(N\ge 2.\) For \(1<p<N\) and \(0<q\le p^{*}:=\frac{Np}{N-p}\), let
where
We recall that \(\left\| \cdot \right\| _{r}\) is the standard norm of the Lebesgue space \(L^{r}(\Omega )\) if \(r\ge 1,\) but it is not a norm if \(0<r<1\).
Note from (1.1) that
since the above quotients are homogeneous.
When \(0<q<p^{*},\) the existence of a minimizer \(u_{p,q}\) for the constrained minimization problem (1.1) follows from standard arguments of the Calculus of Variations. Moreover, \(u_{p,q}\) is a weak solution to the Dirichlet problem for the p-Laplacian operator
In consequence, \(u_{p,q}>0\) in \(\Omega \) and \(u_{p,q}\in C^{1,\alpha } (\overline{\Omega })\) for some \(0<\alpha <1\). (We refer to Giacomoni et al. [9, Theorem 1(i)] for the regularity of \(u_{p,q}\) when \(0<q<1\), in which case (1.3) is singular.) These facts are well known when \(1\le q<p^{*},\) since \(\lambda _{p,q}\) is the best constant in the Sobolev (compact) embedding \(W_{0}^{1,p}(\Omega )\hookrightarrow L^{q}(\Omega ).\)
It is worth mentioning that \(u_{p,q}\) is the only positive minimizer to (1.1) in the sublinear case: \(0<q<p.\) However, this uniqueness property might fail in the superlinear, subcritical case: \(p<q<p^{*}.\) For examples and a discussion about this issue, we recommend the recent paper [4] by Brasco and Lindgren, where an important result is established for general smooth bounded domains: the uniqueness of the minimizer \(u_{p,q}\) whenever \(2<p<q\) and q is sufficiently close to p. We stress that such a uniqueness result for \(1<p<2\) is not yet available in the literature.
When \(q=p^{*},\) the infimum \(\lambda _{p,p^{*}}\) cannot be attained in \(W_{0}^{1,p}(\Omega )\) if \(\Omega \not ={\mathbb {R}}^{N}.\) Actually, \(\lambda _{p,p^{*}}\) does not depend on \(\Omega \) as it coincides with the well-known Sobolev constant \(S_{N,p},\) that is:
where \(\Gamma (t)=\int _{0}^{\infty }s^{t-1}e^{-s}\textrm{d}s\) is the Gamma function and \(\omega _{N}:=\pi ^{N/2}/\Gamma (1+N/2)\) is the N-dimensional Lebesgue volume of the unit ball of \({\mathbb {R}}^{N}.\)
According to [2, Theorem 9] by Anello et al., for each fixed \(p\in (1,N)\) the function
is decreasing and absolutely continuous on compact sets of \((0,p^{*}].\) The same result, but for \(q\in [1,p^{*}],\) had already been obtained by Ercole [8].
As for q varying with p, Kawohl and Fridman proved in [10] that
where \(h(\Omega )\) is the Cheeger constant of \(\Omega .\)
We recall that
where P(E) stands for the perimeter of E in \({\mathbb {R}}^{N}\) and \(\left| E\right| \) stands for the N-dimensional Lebesgue volume of E.
The Cheeger problem consists of finding a subset \(E\subset \overline{\Omega }\) such that
Such a subset E is called Cheeger set of \(\Omega .\)
We notice from (1.4) that
where \(\Omega ^{\star }\) denotes the ball of \({\mathbb {R}}^{N}\) centered at the origin such that \(\left| \Omega ^{\star }\right| =\left| \Omega \right| .\) The second equality in (1.6) is due to the fact that balls are Cheeger sets of themselves (i.e. they are calibrable). Hence, as \(R=(\left| \Omega \right| /\omega _{N})^{\frac{1}{N}}\) is the radius of \(\Omega ^{\star },\) one has \(h(\Omega ^{\star })=N/R=N(\omega _{N}/\left| \Omega \right| )^{\frac{1}{N}}.\) It is well known that \(h(\Omega ^{\star })\le h(\Omega ),\) the equality occurs if and only if \(\Omega \) is a ball.
Owing to (1.5), when \(p\rightarrow 1^{+}\), the minimizer \(u_{p,p}\) converges in \(L^{1}(\Omega )\) (after passing to a subsequence) to a function \(u_{1}\) whose the t-superlevel sets \(E_{t}:=\left\{ x\in \Omega :u_{1}(x)>t\right\} \) are Cheeger sets, for almost every \(t>0.\) As shown in [10], these properties are obtained from a variational version of the Cheeger problem in the BV setting, which we briefly present in Sect. 2.
The approach of solving the Cheeger problem by a p-Laplacian approximation, as \(p\rightarrow 1^{+},\) has been extended by Butazzo, Carlier and Comte in [6] to a slightly more general Cheeger problem where the volume and the perimeter are weighted by two positive weight functions. In that paper, after showing that such an approach does not provide a criterion for determining the maximal Cheeger set, they introduced an alternative approximation method in the BV setting, based in concave penalizations, to select maximal Cheeger sets.
In this paper we suppose that q varies with p along a more general path, \(q=q(p)\) for \(p\in (1,p^{*}),\) and study the behavior of \(\lambda _{p,q(p)}\) when \(p\rightarrow 1^{+}\) and \(q(p)\rightarrow 1.\) Adapting an estimate from Ercole [8] (see Lemma 3.1 below) and making use of (1.5), we extend the results of Kawohl and Fridman [10]. Our main result, which will be proved in Sect. 3, is stated as follows.
Theorem 1.1
If \(0<q(p)<p^{*}\) and \(\lim \nolimits _{p\rightarrow 1^{+}}q(p)=1,\) then
and
Moreover, any sequence \(\left( u_{p_{n},q(p_{n})}\right) ,\) with \(p_{n}\rightarrow 1^{+},\) admits a subsequence that converges in \(L^{1} (\Omega )\) to a nonnegative function \(u\in L^{1}(\Omega )\cap L^{\infty } (\Omega )\) such that:
-
(a)
\(\left\| u\right\| _{1}=1,\)
-
(b)
\(\dfrac{1}{\left| \Omega \right| }\le \left\| u\right\| _{\infty }\le \dfrac{h(\Omega )^{N}}{\left| \Omega \right| h(\Omega ^{\star })^{N}},\) and
-
(c)
for almost every \(t\ge 0,\) the t-superlevel set
$$\begin{aligned} E_{t}:=\left\{ x\in \Omega :u(x)>t\right\} \end{aligned}$$is a Cheeger set.
Besides allowing \(q(p)\rightarrow 1^{-}\), which embraces (1.3) in its singular form, our approach holds for every family of extremals \(u_{p,q(p)}\) in the superlinear, subcritical case: \(p<q(p)<p^{*}.\)
It is simple to verify that the function
is a positive weak solution to the Lane–Emden-type problem
The next corollary is stated to solutions to (1.11) in the form (1.10). It is an immediate consequence of (1.7) and (1.9) since
Corollary 1.2
If \(0<q(p)<p^{*}\) and \(\lim \nolimits _{p\rightarrow 1^{+}}q(p)=1,\) then
In the particular case where \(q(p)\equiv 1\), this result had already been obtained in [5] by Bueno and Ercole, without using (1.5).
As it is well known, (1.11) has a unique positive weak solution when \(0<q<p,\) which is, of course, that given by (1.10). However, there are examples of smooth domains for which (1.11) has multiple positive weak solutions when \(p<q<p^{*},\) which may be of the form (1.10) or not (see [4] and references therein). By the way, it is plain to check that
Corollary 1.2 deals with the behavior of positive weak solutions to (1.11) that attains the minimum in (1.12). Aiming to cover a wider class of positive weak solutions \(w_{p,q}\) to (1.11), including those satisfying \(\left\| w_{p,q}\right\| _{q}^{q-p}>\lambda _{p,q}\), we provide the following stronger result, which will be proved in Sect. 4 by using Picone’s inequality (see [1, 3]).
Theorem 1.3
Let \(w_{p,q(p)}\in W_{0}^{1,p}(\Omega )\) be a positive weak solution to (1.11), with \(p<q(p)<p^{*}.\) Then, either
or
The alternative (1.13) can be replaced with (see Remark 4.1)
We believe that determining whether this alternative (or its equivalent version (1.13)) is actually possible is a very interesting open question that we plan to study in the near future.
2 The Cheeger problem in the BV setting
In this section, we assume that \(\Omega \) is a Lipschitz bounded domain and collect some definitions, properties and basic results related to the variational version of the Cheeger problem in the BV setting. For details, we refer to Carlier and Comte [7] and Parini [11].
The total variation of \(u\in L^{1}(\Omega )\) is defined as
The space \(BV(\Omega )\) of the functions \(u\in L^{1}(\Omega )\) of bounded variation in \(\Omega \) (i.e.\(\,\left| Du\right| (\Omega )<\infty \)), endowed with the norm
is a Banach space compactly embedded into \(L^{1}(\Omega )\). Moreover, the functional \(BV(\Omega )\ni u\mapsto \left| Du\right| (\Omega )\) is lower semicontinuous in \(L^{1}(\Omega ).\)
The Cheeger constant is also characterized as (see [11, Proposition 3.1])
where
and
(\({\mathcal {H}}^{N-1}\) stands for the \((N-1)\)-Hausdorff measure in \({\mathbb {R}}^{N}\)).
Proposition 2.1
([7, Corollary 1(2)]) Let \(\left( u_{n}\right) \subset BV_{0}(\Omega )\) be such that \(u_{n}\rightarrow u\) in \(L^{1}({\mathbb {R}}^{N}).\) Then,
Proposition 2.2
Suppose that
for some \(u\in BV_{0}(\Omega ).\) Then,
is a Cheeger set for almost every \(t\ge 0.\)
Inversely, if \(E\subset \overline{\Omega }\) is a Cheeger set of \(\Omega ,\) then
where \(\chi _{E}\) stands for the characteristic function of E in \({\mathbb {R}}^{N}.\)
Proof
Combining Coarea formula and Cavalieri’s principle, we find
As \(\left| E_{t}\right| >0\) a.e.\(\,t\ge 0\), we have that \(P(E_{t} )-h(\Omega )\left| E_{t}\right| \ge 0\) a.e.\(\,t\ge 0.\) Therefore, it follows from (2.2) that
Now, if \(E\subset \overline{\Omega }\) is a Cheeger set of \(\Omega ,\) then \(\chi _{E}\in BV_{0}(\Omega ).\) As \(P(E)=\left| D\chi _{E}\right| ({\mathbb {R}}^{N})\) and \(\left\| \chi _{E}\right\| _{1}=\left| E\right| \), we have
\(\square \)
3 Proof of Theorem 1.1
We recall from the Introduction that \(u_{p,q}\) (for \(1<p<N\) and \(0<q<p^{*} \)) denotes the positive minimizer of the constrained minimization problem (1.1), so that \(u_{p,q}\in W_{0}^{1,p}(\Omega ),\)
and \(u_{p,q}\) is a weak solution to (1.3).
If \(q=p\), the Dirichlet problem (1.3) is homogeneous and thus it can be recognized as an eigenvalue problem. In this setting, \(\lambda _{p,p}\) is known as the first eigenvalue of the Dirichlet p-Laplacian. Actually, \(\lambda _{p,p}\) is simple in the sense that the set of its corresponding eigenfunctions is generated by \(u_{p,p},\) that is, \(w\in W_{0}^{1,p}(\Omega )\) is a nontrivial weak solution to
if and only if \(w=ku_{p,p}\) for some \(k\in {\mathbb {R}}{\setminus }\left\{ 0\right\} .\)
In this section, we prove Theorem 1.1 by assuming that \(\partial \Omega \) is smooth enough to ensure that \(u_{p,q}\in C^{1}(\overline{\Omega }).\) In consequence, \(u_{p,q}\in BV_{0}(\Omega )\) (after extended as zero on \({\mathbb {R}}^{N}\setminus \overline{\Omega }\)) and
since
The next result is adapted from Lemma 5 of Ercole [8] established there for \(1\le q<p^{*}\).
Lemma 3.1
Let \(u\in W_{0}^{1,p}(\Omega )\cap C^{1}(\overline{\Omega })\) be a positive weak solution to the Dirichlet problem
with \(0\le q<p^{*}\) and \(\lambda >0.\) If \(\sigma \ge 1,\) then
where
and
Proof
For each \(0<t<\left\| u\right\| _{\infty }\), let us define
As \((u-t)_{+}\in W_{0}^{1,p}(\Omega )\) and u is a positive weak solution to (3.2), we have
We also have
where we have used Hölder’s inequality and (1.2). Note that
We divide the remaining of the proof in two cases.
Case 1. \(0\le q<1.\) As
we obtain from (3.4) the estimate
Combining (3.7) and (3.5), we obtain the inequalities
which lead to
Now, let us define the function
It is simple to verify that
so that
Then, (3.8) can be rewritten as
Integration of the right-hand side of (3.9) over \([t,\left\| u\right\| _{\infty }]\) yields
whereas integration of the function at the left-hand side of (3.9) over \([t,\left\| u\right\| _{\infty }]\) yields
Thus, after integrating (3.9) we obtain from (3.10) and (3.11) the inequality
As \(g(t)\le (\left\| u\right\| _{\infty }-t)\left| A_{t}\right| \), it follows from (3.12) that
Now, for a given \(\sigma \ge 1,\) we multiply the latter inequality by \(\sigma t^{\sigma -1}\) and integrate over \([0,\left\| u\right\| _{\infty }]\) to get (3.3) after noticing that
and that the change of variable \(t=\left\| u\right\| _{\infty }\tau \) yields
Case 2. \(1\le q<p^{*}.\) The factor \(t^{q-1}\) in (3.6) can be replaced with \(\left\| u\right\| _{\infty }^{q-1},\) so that (3.9) and (3.11) become
and
respectively. Hence, we obtain from (3.10) that
Then, using that \(g(t)\le (\left\| u\right\| _{\infty }-t)\left| A_{t}\right| \), the latter inequality leads to
Multiplying (3.13) by \(\sigma t^{\sigma -1}\) and integrating over \([0,\left\| u\right\| _{\infty }]\), we arrive at (3.3) with
\(\square \)
Remark 3.2
The estimate (3.3) can be rewritten as
In the sequel, \(e_{p}\) denotes the \(L^{\infty }\)-normalized minimizer corresponding to \(\lambda _{p,p}\), that is:
As \(e_{p}\) is also a positive weak solution to the homogeneous Dirichlet problem (3.1), Lemma 3.1 applied to \(e_{p,}\) with \(q=p,\) \(\sigma =1\) and \(\lambda =\lambda _{p,p},\) yields
Hence, we have
since
and
Lemma 3.3
If \(q_{n}\rightarrow 1\) and \(p_{n}\rightarrow 1^{+},\) then (up to a subsequence) \(e_{p_{n}}\) converges in \(L^{1}(\Omega )\) to a function e. Moreover,
Proof
We have \(\left\| e_{p}\right\| _{1}\le \left\| e_{p}\right\| _{\infty }\left| \Omega \right| =\left| \Omega \right| \) and, by Hölder inequality,
Hence, it follows from (1.5) that the family \(\left( e_{p}\right) \) is uniformly bounded in \(BV(\Omega ).\) Therefore, owing to the compactness of the embedding \(BV(\Omega )\hookrightarrow L^{1}(\Omega )\), we can assume that (up to a subsequence) \(e_{p_{n}}\) converges to a function e in \(L^{1}(\Omega )\) and also pointwise almost everywhere in \(\Omega .\) In view of (3.15), the convergence in \(L^{1}(\Omega )\) shows that \(\left\| e\right\| _{1}>0.\) As the nonnegative functions \(e_{p_{n}}^{q_{n}}\) and \(e_{p_{n}}^{p_{n}}\) are dominated by 1, the convergence a.e. in \(\Omega \) leads to the equalities in (3.17). \(\square \)
Lemma 3.4
If \(0<q(p)<p^{*}\) and \(\lim \nolimits _{p\rightarrow 1^{+}}q(p)=1,\) then
and
Proof
Let us take \(p_{n}\rightarrow 1^{+}\) such that
Using (1.2) for \(\lambda _{p_{n},q(p_{n})}\) and the definition of \(e_{p_{n}}\), we have that
Hence, we can apply Lemma 3.3 to get (3.18) from (1.5), since
Using Hölder’s inequality and exploiting (1.2) with respect to \(\lambda _{p,p},\) we obtain
Hence, (3.19) follows from (1.5) and (3.18). \(\square \)
Lemma 3.5
If \(0<q(p)<p^{*}\) and \(\lim \nolimits _{p\rightarrow 1^{+}}q(p)=1,\) then
Proof
The first estimate in (3.21) is immediate since
According to Remark 3.2, we have that
where
and
It follows from (3.22) that
As
and
we obtain the second estimate in (3.21) from (1.6) and (3.18). \(\square \)
Proof of Theorem 1.1
Of course, (1.9) follows directly from (3.21).
Let us prove (1.8). If \(0<q(p)<1,\) then Hölder’s inequality yields
so that
As for \(1\le q(p)<p^{*},\) we first note from (3.21) that
Then, taking into account that
we get
We have thus proved the estimate
which, in view of (3.19), leads us to (1.8).
Exploiting (1.2) with respect to \(\lambda _{p,p}\) again (see (3.20)), we obtain from (1.5) and (1.8) that
Bearing in mind (3.18), this proves (1.7).
In order to complete the proof, let us take \(p_{n}\rightarrow 1^{+}\) and set
Then, \(\lambda _{p_{n},q_{n}}=\left\| \nabla u_{n}\right\| _{p_{n} }^{p_{n}},\) \(\left\| u_{n}\right\| _{q_{n}}=1,\) and \(\lim _{n\rightarrow \infty }q_{n}=1.\) Moreover, it follows from (1.8) that
We note that
Hence, (1.7) implies that
We conclude from (3.23) and (3.24) that the sequence \(\left( u_{n}\right) \) is bounded in \(BV(\Omega ).\) Thus, by the compactness of the embedding \(BV(\Omega )\hookrightarrow L^{1}(\Omega )\) we can assume (up to passing to a subsequence) that \(u_{n}\rightarrow u,\) in \(L^{1}(\Omega )\) and also pointwise almost everywhere in \(\Omega .\) Extending \(u_{n}\) as zero on \({\mathbb {R}}^{N}\setminus \overline{\Omega }\), we have that \(u_{n}\) converges in \(L^{1}({\mathbb {R}}^{N})\) to u extended as zero on \({\mathbb {R}} ^{N}\setminus \overline{\Omega }.\)
Owing to (3.23), we have \(\left\| u\right\| _{1}=1,\) which confirms item (a) and also implies that \(u\in BV_{0}(\Omega ).\) Hence, it follows from (2.1) that
Moreover, Proposition 2.1 and (3.24) yield
showing that \(\left| Du\right| ({\mathbb {R}}^{N})=h(\Omega ).\) Then, item (c) is consequence of Proposition 2.2.
Now, let us prove item (b). Let us fix \(r>1\) and \(\epsilon >0.\) As \(q_{n}\rightarrow 1,\) we have that \(q_{n}<r\) for all \(n\ge n_{0}\) and some \(n_{0}\in {\mathbb {N}}.\) Moreover, owing to the second estimate in (3.21) we can also assume that
By Hölder’s inequality, we have
so that
We also have
Convergence dominated theorem and (3.25) imply that \(u_{n}\rightarrow u\) in \(L^{r}(\Omega ).\) Hence, (3.26) and (3.27) imply that
As r and \(\epsilon \) are arbitrarily fixed, (3.28) implies that \(u\in L^{\infty }(\Omega )\) and
\(\square \)
As mentioned in the Introduction, right after Corollary 1.2, Bueno and Ercole proved in [5] that
As \(\lambda _{p,1}=\left\| v_{p,1}\right\| _{1}^{1-p},\) a fact that was not noticed in [5], the first equality above leads directly to
which is (1.7) in the case where \(q(p)\equiv 1.\) Thus, (3.29) combined with (1.5) and the monotonicity of the function \(q\mapsto \lambda _{p,q}\left| \Omega \right| ^{\frac{p}{q}}\) also produces (1.7) for \(q(p)\in (1,p).\) However, this combination does not lead to the same result for \(q(p)\in (0,1)\cup (p,p^{*})\) as, for example, \(q(p)=p^{\beta }\) with \(\beta <0\) or \(\beta >1\) (and p close to \(1^{+}\)). Our approach combining (1.5) with Lemma 3.1 provides a unified proof to (1.7) as well as allows us to estimate the limit function u.
4 Proof of Theorem 1.3
In this section, we prove Theorem 1.3, by applying Picone’s inequality to \(w_{p,q(p)}\) and \(e_{p},\) where \(e_{p}\) is the first eigenfunction defined in (3.14).
Proof of Theorem 1.3
As
we obtain from (1.7) that
Applying Picone’s inequality and using that \(w_{p,q(p)}\) is a weak solution to (1.11), we find
Hence,
where
Now, let us assume that
Using again that \(w_{p,q(p)}\) is a weak solution to (1.11), we have from Lemma 3.1, with \(\lambda =\sigma =1,\) that
where
It follows from (4.3) that
so that (1.6) and (3.16) yield
We also have that
so that
Hence, as \(\left\| W_{p}\right\| _{q(p)}^{\frac{q(p)}{p}}\le \left| \Omega \right| ^{\frac{1}{p}}\) and \(\left\| W_{p}\right\| _{1} \le \left| \Omega \right| ,\) we conclude that the family \(\left( W_{p}\right) \) is uniformly bounded in \(BV(\Omega ).\)
Now, let \(p_{n}\rightarrow 1^{+}\) be such that
Owing to the compactness of \(BV(\Omega )\hookrightarrow L^{1}(\Omega )\), we can assume (passing to subsequences, if necessary) that \(W_{p_{n}}\rightarrow W\) in \(L^{1}(\Omega )\) and also pointwise almost everywhere in \(\Omega .\) It follows from (4.4) that \(W>0\) a.e. in \(\Omega \) and this implies that \(W_{p_{n}}^{q(p_{n})-p_{n}}\rightarrow 1\) pointwise almost everywhere in \(\Omega .\) As \(\left\| W_{p_{n}}^{q(p_{n})-p_{n}}e_{p_{n}}^{p_{n} }\right\| _{\infty }\le 1,\) dominated convergence theorem and Lemma 3.3 guarantee that
so that \(L\le h(\Omega ).\) Combining this inequality with (4.1), we conclude that
\(\square \)
Remark 4.1
One can derive from Remark 3.2 that if \(0<q(p)<p^{*},\) then
and
Thus, the alternative (1.13) in the statement of Theorem 1.3 can be replaced with
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The author thanks the support of Fapemig/Brazil (RED-00133-21), FAPDF/Brazil (04/2021) and CNPq/Brazil (305578/2020-0).
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Ercole, G. The Cheeger constant as limit of Sobolev-type constants. Annali di Matematica 203, 1553–1567 (2024). https://doi.org/10.1007/s10231-023-01413-z
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DOI: https://doi.org/10.1007/s10231-023-01413-z