Abstract
A series of laboratory experiments on water flow through rough fractures was performed using self-designed experimental devices to investigate the effect of fracture roughness on the flow behavior. Nine models of single rough fractures—with three joint roughness coefficients (JRCs) of 0–2, 8–10 and 18–20, and three apertures for each JRC—were prepared using three-dimensional printing technology. In the flow experiments, the values of Reynolds numbers ranged widely from less than 10 to around 10,000. According to the experimental data, the fracture roughness has an obvious influence on the hydraulic properties of fractures. A parametric expression for the Forchheimer equation was proposed to quantitatively describe the influence of fracture roughness on the flow behaviour in the fractures. The relations between the parameters for nonlinear flow (such as critical Reynolds number, non-Darcy effect coefficient and friction factor) and the JRCs were obtained. It was found that the critical Reynolds number decreased significantly from 566 to 67 as the JRC increased from 2 to 20. The increase in fracture roughness causes more extra energy losses and enhances the degree of flow nonlinearity in single fractures.
Résumé
Une série d’expériences en laboratoire sur l’écoulement de l’eau à travers des fractures grossières a été réalisée à l’aide de dispositifs expérimentaux conçus par l’utilisateur pour étudier l’effet de la rugosité de la fracture sur le comportement de l’écoulement. Neuf modèles de fractures rugueuses uniques—avec trois coefficients de rugosité des joints (CRJs) de 0–2, 8–10 et 18–20, et trois ouvertures pour chaque CRJ—ont été préparés à l’aide de la technologie d’impression tridimensionnelle. Dans les expériences d’écoulement, les valeurs des nombres de Reynolds variaient largement de moins de 10 à environ 10′000. D’après les données expérimentales, la rugosité de la fracture a une influence évidente sur les propriétés hydrauliques des fractures. Une expression paramétrique de l’équation de Forchheimer a été proposée pour décrire quantitativement l’influence de la rugosité de fracture sur le comportement d’écoulement dans les fractures. Les relations entre les paramètres d’écoulement non linéaire (tels que le nombre de Reynolds critique, le coefficient d’effet non-Darcy et le facteur de frottement) et les CRJ ont été obtenues. Il a été constaté que le nombre critique de Reynolds diminuait de manière significative de 566 à 67 lorsque le CRJ augmentait de 2 à 20. L’augmentation de la rugosité de la fracture entraîne davantage de pertes d’énergie supplémentaires et augmente le degré de non-linéarité de l’écoulement dans les fractures simples.
Resumen
Una serie de experimentos de laboratorio sobre el flujo de agua a través de fracturas rugosas se llevó a cabo utilizando dispositivos experimentales de diseño propio para investigar el efecto de la rugosidad de las fracturas en el comportamiento del flujo. Se prepararon nueve modelos de fracturas rugosas simples—con tres coeficientes de rugosidad de la articulación (JRCs) de 0–2, 8–10 y 18–20, y tres aperturas para cada JRC—utilizando tecnología de impresión tridimensional. En los experimentos de flujo, los valores de los números de Reynolds variaron ampliamente desde menos de 10 hasta alrededor de 10.000. Según los datos experimentales, la rugosidad de las fracturas tiene una influencia obvia en sus propiedades hidráulicas. Se propuso una expresión paramétrica para la ecuación de Forchheimer a fin de describir cuantitativamente la influencia de la rugosidad en el comportamiento del flujo en las fracturas. Se obtuvieron las relaciones entre los parámetros del flujo no lineal (como el número crítico de Reynolds, el coeficiente de efecto no Darcy y el factor de fricción) y los JRC. Se encontró que el número crítico de Reynolds disminuyó significativamente de 566 a 67 a medida que el JRC aumentaba de 2 a 20. El aumento de la rugosidad de las fracturas causa más pérdidas de energía extra y aumenta el grado de no linealidad del flujo en las fracturas simples.
摘要
使用自行设计的实验设备对流经粗糙裂隙的渗流进行了一系列室内实验,以研究裂隙粗糙度对渗流的影响。使用三维打印技术, 制作了9个粗糙单裂隙模型, 包括三个裂隙粗糙度系数(JRC)分别为0–2、8–10和18–20, 每个JRC有3个开度。在渗流实验中, 雷诺数范围从小于10到大约10,000。根据实验数据, 裂隙的粗糙度对裂隙的水力特性有明显的影响。提出了Forchheimer方程的参数表达式, 以定量描述裂隙粗糙度对裂隙渗流的影响。得到了非线性渗流参数(如临界雷诺数, 非达西效应系数和摩擦系数)与JRC之间的关系。发现随着JRC从2增加到20, 临界雷诺数从566显著降低到67。裂隙粗糙度的增加导致更多的额外能量损失, 并增强了单裂隙渗流的非线性程度。
Resumo
Uma série de experimentos de laboratório de fluxo de água através de fraturas rugosas foram realizados usando equipamentos experimentais de projeto próprio para investigar os efeitos da rugosidade da fratura no comportamento do fluxo. Nove modelos de uma única fratura rugosa—com três de coeficiente de rugosidade da junta (CRJ) de 0–2, 8–10, e 18–20, e três aberturas para cada CRJ—foram preparados usando tecnologia de impressão tridimensional. Nos experimentos de fluxo, os valores do número de Reynolds variaram bastante de menos que 10 a aproximadamente 10,000. De acordo com os dados experimentais, a rugosidade da fratura tem uma influência óbvia nas propriedades hidráulicas da fratura. Uma expressão paramétrica para a equação de Forchheimer foi proposta para descrever quantitativamente a influência da rugosidade da fratura no comportamento do fluxo nas fraturas. As relações entre os parâmetros para fluxo não linear (como número crítico de Reynolds, coeficiente do efeito não Darciniano e fator de fricção) e os CRJs foram obtidos. Foi observado que o número crítico de Reynolds diminui significativamente de 566 para 67 com o aumento do CRJ de 2 a 20. O aumento da rugosidade da fratura causa perdas adicionais de energia e aumento do grau de fluxo não linear um fraturas únicas.
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Introduction
Understanding the flow characteristics in fractured rock mass is of great importance to numerous rock engineering projects such as underground oil storage (Qiao et al. 2017; Wang et al. 2015), hydropower engineering (Chen et al. 2016), and contaminant pollution control (Qian et al. 2011). For many engineering applications, especially in hard rocks, fluid flow through fracture networks often dominates the overall flow pattern, which mainly depends on the geometry and connectivity of the fracture networks and on the hydro-mechanical coupling (Berkowitz 2002; Jing and Stephansson 2007). Single fractures are the main component of fracture networks in rock mass (Liu et al. 2016a). An adequate characterization of flow in single fractures is the foundation to better understanding the hydraulic behavior of complex fractured rock mass.
The flow characteristics in single fractures were studied through experiments, numerical simulation or theoretical analysis in many previous studies (Berkowitz 2002; Scesi and Gattinoni 2007; Skjetne et al. 1999; Zimmerman and Bodvarsson 1996). The nonlinear flow characteristics in single fractures were usually a focused issue (Javadi et al. 2014; Jiang et al. 2008; Liu et al. 2016b). The research on fluid flow in fractures found that flow rate and hydraulic gradient generally conform to a linear relation at relatively low hydraulic gradients, but a nonlinear relation easily occurs in natural fractures at high hydraulic gradients (Chen et al. 2015a; Konzuk and Kueper 2004; Qian et al. 2011, 2018; Tzelepis et al. 2015; Zhou et al. 2016; Zimmerman et al. 2004). Geometric parameters such as fracture roughness, shear displacement, fracture filling and contact conditions, and fracture aperture, have great influence on the hydraulic characteristics of fractures (Javadi et al. 2014; Liu et al. 2017; Neuman 2005; Zimmerman and Bodvarsson 1996). Fracture roughness and shear displacement usually induce nonlinear flow in rock fractures or enhance the degree of flow nonlinearity (Liu et al. 2020; Tzelepis et al. 2015; Zhou et al. 2016, 2018). In the studies of nonlinear flow in fractures, the critical Reynolds number Rec is often used to define the start of nonlinear flow (Liu et al. 2016b; Yu et al. 2017). The Rec values in relevant research are distributed in a wide range from 0.001 to 2300 (Brush and Thomson 2003; Chen et al. 2015a; Qian et al. 2011; Zhou et al. 2016, 2018; Zimmerman et al. 2004). A comparison of studies on flow in single fractures is given in Table 1. The values of Rec used in these studies range from 0.9 to 1000.
In the experiments on flow in fractures as listed in Table 1, smooth plexiglass plates (Qian et al. 2011; Zimmerman et al. 2004), split rocks (Javadi et al. 2014; Qian et al. 2018; Zhou et al. 2016), or plates with relative roughness attained by setting asperities on the wall (Tzelepis et al. 2015) were usually used to fabricate the fracture model. Tzelepis et al. (2015) analyzed the influence of relative roughness on flow characteristics in fractures. Qian et al. (2018) studied the flow characteristics in fractures with different joint roughness coefficients (JRCs) under high values of Re. In the research of Tzelepis et al. (2015) and Qian et al. (2018), the higher the roughness of the fracture, the higher the friction factor λ. Javadi et al. (2014) and Zhou et al. (2018) studied the influence of shearing processes on the nonlinearity of fluid flow.
The influence of fracture roughness on flow characteristics was mostly analyzed qualitatively in the studies compared in Table 1 (Qian et al. 2018; Tzelepis et al. 2015; Nigon et al. 2019). The surface geometry of fracture models made by plexiglass plates was quite different from that of actual rock fracture walls. The roughness of the fractures formed by split rocks was generally within limited ranges such as JRC = 6–12.6 (Zhou et al. 2016) and JRC = 11.2–14.51 (Qian et al. 2018). The Re values in the previous studies were also usually within limited ranges, such as Re = 1–30 (Zimmerman et al. 2004), Re = 0.1–13 (Zhou et al. 2016) and Re = 900–8,000 (Qian et al. 2018). Given the difficulty in experiments, the studies on the flow characteristics in fractures under a wide range of Reynolds numbers yielded inconclusive results and are rarely reported in the literature.
In this study, laboratory flow experiments on artificial fractures with representative JRCs were conducted to quantitatively evaluate the effect of fracture roughness on transition from linear to nonlinear flow. Based on the experimental results, a parametric expression for the Forchheimer equation, considering the fracture roughness, was proposed. The hydraulic properties of single rough fractures with a wide range of Reynolds numbers were investigated.
Experimental methodology
Experimental device
According to the experimental scheme, the experimental device for fluid flow was designed and fabricated as shown in Fig. 1. The experimental device mainly consists of four units: (1) water supply unit, (2) flow-rate measurement unit, (3) pressure measurement unit, and (4) data-processing unit. The water supply unit could provide a very stable water pressure of up to 1.2 MPa with fluctuations less than 0.01 MPa to keep the fluid flow as a steady state. High-accuracy turbine flowmeters (accuracy of ±1.0%) and pressure sensors (accuracy of ±0.5%) were fitted. All the turbine flowmeters and pressure sensors were calibrated manually to ensure the accuracy of experimental data. The data-processing unit could automatically record the flow rate, water pressure and water temperature once per second. The pipeline was made of stainless steel, and exhaust valves were arranged in the middle of the pipeline to remove any air in the pipeline. A filter was installed in the pipeline to keep the experimental water clean and to eliminate the effects of impurities on the sensors and the fracture model.
Fracture model preparation
The JRC is a well-known criterion for explicitly measuring roughness of rock fractures (Barton and Choubey 1977) and can be calculated by an empirical equation correlated with fracture wall slope (Tse and Cruden 1979). Thus, typical rough profiles with representative JRCs of 0–2, 8–10 and 18–20 (Barton and Choubey 1977) were used to represent the fracture surfaces from smooth to rough, as shown in Fig. 2. The roughness parameter Z2, defined as the root mean square of the first derivative of the profile, and the mean asperity height Rm were calculated by Eqs. (1) and (2), respectively (Tse and Cruden 1979; Wang et al. 2016).
where Δx is the sampling interval with the value between 0.4 and 0.5 mm, n is the number of sampling points, ξi is the asperity height of the ith sampling point, ξm is the mean line of asperity heights.
The fracture models with representative roughness were made with cement that could well represent the actual rough surfaces of rock fractures. First, coordinate curves were plotted according to the typical rough profiles of JRCs, and the two identical curves were symmetrically connected to form a curve of 200 mm length. A rough surface of 50 mm width was formed by the vertical translation of the JRC curves. Then a 3D model with the representative JRC of 50 mm width and 200 mm length was generated, and was printed as a template made of polylactic acid (PLA) using 3D printing technology, as shown in Fig. 3. The template was assembled with a stainless-steel model frame.
A schematic diagram and the fabrication process of the rough fracture models are shown in Figs. 4 and 5, respectively. The cement mortar was made of Portland cement, fine sand and anti-leakage additives to satisfy the requirements of strength, impermeability and geometric accuracy of the fracture model. As shown in Fig. 5a, the lower part of the fracture model was made by pouring the mortar into the assembled mould with the 3D printing template as the bottom board. After 2 days of curing, the lower part of the fracture model was turned over and the printing template was removed. Then the rough surface of the lower part was used as the bottom board of the mould to make the upper part of the fracture model, as shown in Fig. 5b. The mortar was poured into the mould with two metal piezometric holes embedded at both ends of the fracture model, as shown in Fig. 5c. After another 2 days of curing, the lower and upper parts of the fracture model were separated. In this way, the upper and lower surfaces of the fracture could be completely mated, and between which the vertical distance was equal everywhere. As shown in Fig. 5d, a 50-mm-long flat plate transition zone was arranged at both ends of the fracture; therefore, the fluid flow through the fracture was uniformly spread out along the flow direction in the fracture plane as assumed by the cubic law.
The rough-surface geometry of each fracture model was obtained (Fig. 6) using 3D laser scanning with the z-direction resolution of 0.02 mm. The mean intervals of the scanning points on the fracture surface were about 0.3 mm. As shown in Fig. 6, from the comparison between the scanning profile curves and the targeted fracture profiles with JRC = 18–20, the rough surface of the fracture models matched well with the targeted profiles, indicating that the fracture models fabricated by the methods proposed in this article had high geometric accuracy.
To ensure the sealing of the fracture model, antileakage grooves were arranged on the mould, and sealants and silicone gaskets were installed around the model as shown in Figs. 4 and 5. The antileakage grooves with curved surface increased the contact area between the cement and the metal frame to prevent water leakage. Fifty-six screws were used to reinforce the model frame with high stiffness to prevent deformation of fractures during the experiments.
A total of nine fracture models were prepared with three fracture roughness coefficients (JRCs = 0–2, JRCs = 8–10, JRCs = 18–20), and three apertures were set for each fracture roughness coefficient. The geometrical and hydraulic parameters of the fracture models are listed in Table 2. The hydraulic apertures were back-calculated using the cubic law based on the experimental data, with the linear relation between flow rates and hydraulic gradients at relatively low flow rates. The average geometric apertures were obtained by measuring the geometric apertures of the fracture inlet and outlet using the feeler gauge. As it was very difficult to directly measure the geometric apertures of fracture models accurately, the geometric apertures were measured to preset the fracture apertures and as references to be compared with the hydraulic apertures in this study. The hydraulic apertures were used as aperture parameters in the experimental analysis. As shown in Table 2, the differences between geometric and hydraulic apertures were small. Probably due to measurement errors, the geometric apertures were smaller than the hydraulic apertures for some fracture models.
Experimental procedures
The laboratory flow experiments on rough fractures were performed at a room temperature of 20–21 °C. The density of the water was 998.2 kg/m3, the dynamic viscosity was 1.00 × 10−3 N · s/m2, and the gravitational acceleration was 9.8 m/s2. The water was considered to be incompressible, and the matrix was assumed to be impermeable. The flow rates were adjusted gradually by setting the water-supply pressure of the pump from 0.001 to 1.0 MPa and regulated by the control valve. During the experiments, the fluctuations of flow rates were usually less than 0.001 m3/h, so the fluid flow could be considered stable. The flow rate, water pressure at the inlet and outlet of the fracture, and water temperature could be continuously displayed and recorded. There was a small range of pressure drop (less than 0.01 MPa) and flow rate (less than 0.04 m3/h), which were beyond the measuring range of the sensors. In order to improve the measurement accuracy, the pressure drop was measured by piezometer tubes, and the flow rate was calculated by measuring the mass of passing water in 1 or 2 min using an electronic balance with a precision of 0.01 g.
Experimental results
Relations between hydraulic gradient and flow rate
The cubic law is a commonly used equation to describe the linear flow in fractures that can be conceptualized as two smooth parallel plates. The cubic law has been verified theoretically and experimentally and is expressed as follows (Iwai 1976; Konzuk and Kueper 2004):
where Q is flow rate (m3/s), ρ is fluid density (kg/m3), g is gravity acceleration (m/s2), w is the fracture width (m), eh is the fracture hydraulic aperture (m), μ is the dynamic viscosity (N · s/m2), and J is hydraulic gradient in the direction of water flow.
Based on the experimental data in this study, the relations between hydraulic gradient J and flow rate Q for flow in rough fractures are shown in Fig. 7. The values of Re ranged from less than 10 to around 10,000 and the maximum values of hydraulic gradient for each case ranged from 60 to 100. As shown in Fig. 7a, the roughness had a significant influence on the hydraulic properties of the rough fractures. The higher the JRC of a fracture, the higher the hydraulic gradient along the fracture was for a specified flow rate.
As shown in Fig. 7, especially Fig. 7c, when the flow rates were relatively low, the relation between flow rate and hydraulic gradient obeyed the cubic law well (i.e., the dotted lines, labeled ‘CL’ in the legends). As the flow rates increased gradually, the hydraulic gradients were significantly higher than the predicted values using the cubic law. The hydraulic gradient was found to be highly nonlinear with the flow rate at high flow rates in all the experiments.
To describe the nonlinear flow in fractures quantitatively, a widely used empirical equation referred to as the Forchheimer equation was developed in the form of Eq. (4) (Forchheimer 1901; Bear 1972):
where A and B are the linear and nonlinear coefficients, respectively, describing energy losses due to viscous and inertial dissipation mechanisms (Javadi et al. 2014). The Forchheimer equation has been proved to provide an excellent description for nonlinear flow behavior in fractures and is a typical model in the study of nonlinear flow.
The Forchheimer equation Eq. (4) was used to best fit the experimental Q-J curves. The predictions are shown by the solid lines in Fig. 7b–d. The coefficients of determination (R2) of all the curves are very close to 1 (R2 > 0.997), which indicates that the Forchheimer equation adequately describes the nonlinear flow behavior in single fractures.
Non-Darcy coefficient
With the parametric expressions of the parameters A and B, the Forchheimer equation is commonly written as (Chen et al. 2015b):
where β [L−1] is the non-Darcy coefficient. A has an explicit expression inversely proportional to the cube of hydraulic aperture. Non-Darcy coefficient β is a key parameter in the expression of the Forchheimer equation and is important in describing the role of inertial forces in non-linear flow behavior in fractures.
The parameters A and B for all cases were calculated and fitted based on Eqs. (5) and (4), respectively. Then β could be calculated, and the results are listed in Table 3. Figure 8 shows the relations between the non-Darcy coefficient and the hydraulic apertures. The non-Darcy coefficient increased obviously with the JRC values, indicating that fracture roughness would cause more nonlinear head loss of fluid flow in fractures.
Generally, the non-Darcy coefficient is assumed to be mainly affected by fracture roughness (Zeng and Grigg 2006; Xu et al. 2012), so it should have remained constant in the cases with the same roughness. However, in cases 3 and 6 with greater apertures, and in cases 7–9 with higher roughness, the non-Darcy coefficient appears to fluctuate. Therefore, the experimental results suggest that the expression of coefficient B in Eq. (5) may be more capable of describing the flow behavior in fractures with smaller hydraulic apertures and lower JRCs.
The parametric expression of parameter B in Eq. (5) was reexamined by modifying the parametric expression. Considering the influence of the fracture-sidewall on flow experiments, and for the dimension unity, the exponents of width w and hydraulic aperture eh in Eq. (5) were modified to (4-α) and α. The modified parametric expression of coefficient B was proposed as follows:
The best-fitted values of α for the three sets of cases with different JRCs were obtained, and they are shown in Table 4. The average value of α was 2.3. Then the value of β for each case was redetermined according to Eq. (6). The obtained values of β based on Eq. (6) for the cases with the same JRCs were more consistent than the fitted values based on Eq. (5). After modification of the parametric expression, the coefficient β values were mainly affected by the fracture roughness.
The average values of β for the cases with the same JRCs were calculated. By analyzing the variation of average values of β with JRCs, and considering the upper and lower limits of the JRCs, a hyperbolic tangent function in the form of Eq. (7) was used to describe the relation between β and the JRCs:
where the parameters a = 18.09, b = 0.038, c = 1.06 in Eq. (7) were obtained by best-fit regression analyses with R2 = 0.998, as shown in Fig. 9. Then the limiting values in the range of the JRCs were obtained: β = 1.06 for a smooth fracture with JRC = 0, and β = 12.57 for the roughest fracture with JRC = 20. Eq. (7) could predict the non-Darcy coefficient β for fractures with different JRCs. The expression for the Forchheimer equation that could quantitatively describe the influence of fracture roughness on flow behavior in fractures can be written as:
Transition from linear to nonlinear flow
In order to predict the onset of nonlinear flow behavior and represent the nonlinearity of flow in fractures, the Reynolds number Re and the non-Darcy effect E have been commonly employed (Skjetne et al. 1999; Zeng and Grigg 2006; Javadi et al. 2014; Yu et al. 2017). The Reynolds number is defined as the ratio of inertial forces to viscous forces for fluid flow. For fluid flow in fractures, Re is generally expressed as (Konzuk and Kueper 2004; Zhang and Nemcik 2013b):
where v is the flow velocity.
The non-Darcy effect is defined as the ratio of the nonlinear pressure drop to the total pressure drop in Eq. (4), which can be written as (Zeng and Grigg 2006):
E is strictly in the range of 0–1 indicating the transform of flow regimes from laminar flow to fully developed turbulent flow. The critical value of E is usually taken as 0.1, as a criterion for distinguishing the linear and nonlinear flow (Zeng and Grigg 2006; Yu et al. 2017; Zhang and Nemcik 2013a). According to this criterion, the corresponding critical Reynolds number Rec, that defines the start of nonlinear flow, can be determined by Eqs. (9) and (10), as expressed in Eq. (11) (Zimmerman et al. 2004; Yu et al. 2017):
As shown in Fig. 10, which displays the critical Reynolds number of each experiment case, the roughness has a significant influence on the values of the critical Reynolds numbers. The values of Rec ranged from 431 to 566 for JRC = 0–2. As the roughness increased, the values of Rec decreased significantly and ranged from 67 to 153 for JRC = 18–20. Therefore, the higher the roughness, the more likely it is to cause nonlinear flow.
According to Eqs. (8) and (11), the parametric expression of the critical Reynolds number, considering fracture roughness, was obtained as follows:
The relation between non-Darcy effect E and Re of each case is shown in Fig. 11. It was noted that the non-Darcy effect increased obviously with JRC values for a specified Reynolds number. With the increase of fracture roughness, the tortuosity of the flow paths increased and led to more head loss caused by inertial force. With the increase of Re, the non-Darcy effect increased gradually or even approached 1, which indicated that the nonlinearity of flow was getting stronger and the nonlinear head loss caused by inertial force accounted for the main sector of the total head loss. For example, at Re = 5,000, the nonlinear term of head loss accounted for about 90% of total head loss in cases 8 and 9.
Friction factor of nonlinear flow
For fluid flow in fractures, friction factor λ represents the degree of water head loss caused by the resistance along the flow path. The friction factor is expressed as the Darcy-Weisbach equation (White 2003):
where Dh = 2eh is the equivalent hydraulic diameter of the fracture, and the hydraulic gradient J represents the total energy losses. According to Eqs. (3), (9) and (13), the expression of the friction factor for linear flow that only considers the viscous forces was obtained as follows:
Based on Eqs. (8) and (13), the parametric expression of the friction factor for nonlinear flow was obtained as follows:
where the right terms 96/Re and \( 4\beta {w}^{0.3}{e}_{\mathrm{h}}^{0.7} \) represent two parts of the friction factor caused by the viscous and the inertial forces, respectively. Based on the experimental results, the relation between the friction factor and Re was obtained, and is shown in Fig. 12. In the linear flow regime with Re < Rec, the friction factors for each case were consistent with that obtained by the Eq. (14), indicating that the energy losses were mainly caused by viscous forces. In the nonlinear flow regime with Re > Rec, the friction factor is higher than that predicted by Eq. (14) because of the extra energy losses due to inertial forces. And the friction factor increased obviously with the JRCs. The experimental results implied that fracture roughness had a greater influence on the nonlinear flow regime than on the linear flow regime, because the tortuosity of the flow path usually led to inertial energy losses in the nonlinear flow regime—for example, the friction factor λ of case 9 in the experiments is about 4 times that of case 2 at Re = 5,000.
The comparison of friction factors between the experimental results and predicted results using Eq. (15) is shown in Fig. 13, and the coefficients of determination R2 of all cases were higher than 0.99. The nonlinear term \( 4\beta {w}^{0.3}{e}_{\mathrm{h}}^{0.7} \) is constant, and when Re < Rec, it is much smaller than the linear term 96/Re and can be ignored. As Re increases, 96/Re decreases sustainably and becomes smaller than \( 4\beta {w}^{0.3}{e}_{\mathrm{h}}^{0.7} \); then \( 4\beta {w}^{0.3}{e}_{\mathrm{h}}^{0.7} \) will account for the main part of the friction factor.
Conclusions
To investigate the characteristics of nonlinear flow in rough fractures, laboratory flow experiments were carried out using self-designed experimental devices with a wide range of Re values from less than 10 to around 10,000. It was found in the experiments that the hydraulic gradient is highly nonlinear with the flow rate in rough fractures. The roughness has a significant influence on the hydraulic properties of rough fractures and causes more inertial energy losses. The Forchheimer equation adequately describes the nonlinear flow behavior in single fractures with a wide range of Re. Based on the experimental data and regression analysis, a parametric expression for the Forchheimer equation was proposed that could quantify the influence of fracture roughness on flow behavior. The relation between non-Darcy coefficient β and JRCs was obtained, and β varied from 1.06 to 12.57 in the full range of JRCs.
The values of Rec decreased significantly from 566 to 67 as the JRCs increased from 2 to 20. The higher the roughness, the more likely it is to cause nonlinear flow. The parametric expression of critical Reynolds number Rec considering fracture roughness was obtained. With the increase of Re, the non-Darcy effect E increased gradually and even reached 0.9, indicating that the nonlinearity of flow was getting stronger. The experimental results of friction factor λ implied that fracture roughness had a greater influence on the nonlinear flow regime than on the linear flow regime, because the tortuosity of the flow path usually led to inertial energy losses in the nonlinear flow regime.
The results of this study provide solid evidence that the effects of fracture roughness and nonlinear flow on hydraulic properties of fractures should be paid more attention in the analysis of flow in fractured-rock engineering projects. For example, to ensure the containment properties of underground water-sealed oil storage caverns, the actual water head imposed on the storage caverns should be higher than that obtained using the common linear equation, due to the conclusion that the roughness and inertial forces would cause extra energy losses. The results also indicate that water discharge into tunnels predicted using the linear Darcy equation may be overestimated, which has been reported in some studies, due to neglecting the nonlinear flow effect.
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Funding
This study was financially supported by the National Natural Science Foundation of China under contract Nos. 51779045 and 51579141, the Fundamental Research Funds for the Central Universities under contract Nos. N180104022 and N2001026, Liao Ning Revitalization Talents Program under contract No. XLYC1807029 and Liaoning Natural Science Foundation under contract No. 2019-YQ-02.
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Liu, J., Wang, Z., Qiao, L. et al. Transition from linear to nonlinear flow in single rough fractures: effect of fracture roughness. Hydrogeol J 29, 1343–1353 (2021). https://doi.org/10.1007/s10040-020-02297-6
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DOI: https://doi.org/10.1007/s10040-020-02297-6