Abstract
We observe that for a unit tangent vector field u ∈ TM on a 3-dimensional Riemannian manifold M, there is a unique unit cotangent vector field A ∈ T∗M associated to u such that we can define the curl of u by dA. Through a unit cotangent vector field A ∈ T∗M, we define the Oseen–Frank energy functional on 3-dimensional Riemannian manifolds. Moreover, we prove partial regularity of minimizers of the Oseen–Frank energy on 3-dimensional Riemannian manifolds.
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1 Introduction
A liquid crystal is a mesomorphic phase of a material which occurs between its liquid and solid phase. The material is composed of rod like molecules which display orientational order, unlike a liquid, but lacking the lattice structure of a solid. In their pioneering works, Oseen [36] and Frank [11] established the static mathematical continuum theory on nematic liquid crystals through a director u, which is the average direction of molecules [35]. There are a lot of analytical and computational issues in study of static equilibrium configurations.
Let \({\Omega }\subset \mathbb {R}^{3}\) be an open bounded domain with smooth boundary ∂Ω. Set
The Oseen–Frank energy associated to a director u ∈ H1(Ω;S2) is given by
where W(u,∇u) is the Oseen–Frank free energy density given by
in which k1, k2, k3 are the Frank constants for molecular distortion of splay, twist and bend respectively, and k4 is the Frank constant for the surface energy (e.g. [35]).
Let γ : ∂Ω → S2 be a given smooth boundary data. For any map \(u\in H^{1}_{\gamma }({\Omega },S^{2})\), the integral
is a number depending on only γ (see [20]). Therefore, without loss of generality, we assume
where \(k=\min \limits \{k_{1},k_{2},k_{3}\}>0\) and
An equilibrium configuration of liquid crystals corresponds to an extremal (critical point) of the functional E. The Euler–Lagrange equations associated with E in H1(Ω;S2) is
for i = 1,2,3. Here and in the sequel, we adopt the Einstein summation convention and denote by δik the Kronecker delta. In the special case of k1 = k2 = k3 = 1 and k4 = 0, the equation (1.2) is
which is the equation of harmonic maps from Ω into S2. In 1964, Eells and Sampson [8] introduced the study of harmonic maps between two Riemannian manifolds. There are many interesting results on harmonic maps (e.g. [7, 29]). In particular, Giaquinta–Giusti [13, 14] and Schoen–Uhlenbeck [33] proved partial regularity of minimizing harmonic maps. For further developments on harmonic maps, see [18, 24].
Numerical and experimental analysis on liquid crystals has shown that equilibrium configurations of the system (1.2) expect to have point and line singularities. In physics, it is called the one-constant approximation for the special case of k1 = k2 = k3 = 1 and k4 = 0 (e.g. [35, Section 2.2.1]). For this special case, Brezis, Coron and Leib [4] investigated the local behavior of isolated singularities of energy minimizing maps. Bethuel, Brezis and Coron [3] introduced a relaxed energy for harmonic maps and proved existence of infinitely many weak solutions of harmonic maps (see also [23]). Bethuel and Brezis [2] studied the regularity problem of minimizers of modified relaxed problems for harmonic maps. Using Cartesian currents, Giaquinta, Modica and Soucek [16] proved partial regularity of minimizers of the relaxed energy for harmonic maps. In the same spirit of Sacks–Uhlenbeck [34] and Uhlenbeck [38], Giaquinta, the author and Yin [15] proposed an approximation for the relaxed energy of the Dirichlet energy and proved partial regularity of a minimizer of the relaxed energy for harmonic maps without using Cartesian currents.
In the theory of liquid crystals, the Frank elastic constants k1, k2, k3 in (1.1) are unequal in general. For an example, the work of Zwetkoff in 1937 was mentioned by Stewart in [35] that the Frank elastic constants for para-Azoxyanisole (PPA) at T = 125∘C are
For the general case of the unequal Frank constants k1, k2 and k3, Hardt, Kinderlehrer and Lin [20, 21] proved that an energy minimizer u is smooth on some open subset Ω0 ⊂Ω and moreover \(\mathcal H^{\beta }({\Omega }\backslash {\Omega }_{0})=0\) for some positive β < 1, where \(\mathcal H^{\beta }\) is the Hausdorff measure. Almgren and Lieb [1] did more analysis on singularities of energy minimizing maps when k1, k2 and k3 are close to k. Giaquinta, Modica and Soucek [17] studied the relaxed energy of the Oseen–Frank functional. As we pointed out before, harmonic maps have been extensively studied between two Riemannian manifolds (e.g. [7, 18, 29]), so it is interesting to generalize the Oseen–Frank energy on Riemannian manifolds.
In this paper, we investigate the Oseen–Frank energy functional on 3-dimensional Riemannian manifolds. Let (M,g) be a 3-dimensional Riemannian manifold (with possible boundary). In local coordinates around a point x ∈ M, a smooth Riemannian metric g can be represented by
where (gij) is a positive definite symmetric n × n matrix. Let (gij) := (gij)− 1 be the inverse matrix of (gij) and the volume element of (M;g) is
For a unit tangent vector field u ∈ H1(Ω;TM), we write \(u(x)=u^{i}(x) \frac {\partial }{\partial x^{i}}\) in local coordinates with the norm
Although one can define curlu in the tangent space through a normal frame, there is no clear form of curlu. As pointed out in [6, Chapter 3, p. 79], curlu associates to dA through an one-form A. Motivated by this observation, we have
Theorem 1.1
For a unit tangent vector field u ∈ TM, there is a unique unit cotangent vector field A ∈ T∗M associated to u such that
where ∗ is the Hodge star operator (e.g. [31]).
Let Ω be a domain in M. For a unit tangent vector field u ∈ H1(Ω;TM), let A ∈ H1(Ω;T∗M) be the unit cotangent vector field associated to u in Theorem 1.1 and denote by ∇A the covariant derivative of A (e.g. [31]). Then, we define the Oseen–Frank energy functional of A in Ω by
where W(A,∇A) is the Oseen–Frank energy density defined by
with \(k=\min \limits \{k_{1}, k_{2}, k_{3}\}>0\), satisfying
Denote \(T^{\ast }_{M}(S^{2})=\{A\in T^{\ast } M: |A|=1\}\). Then \(A\in H^{1}({\Omega }, T^{\ast }_{M}(S^{2}))\) is a weak solution to the liquid crystal system if A satisfies the Euler–Lagrange equation
in the sense of distribution (see details in Section 4).
Then we prove partial regularity of minimizers of the Oseen–Frank energy:
Theorem 1.2
Let A be a minimizer of the Oseen–Frank energy functional (1.3) in \(H^{1}_{\gamma }({\Omega }; T^{\ast }_{M}(S^{2}))\), where γ is a given boundary value. Then, A is smooth in a set \({\Omega }_{0}\subset \bar {\Omega }\) and \({\mathscr{H}}^{\beta }(\bar {\Omega }\backslash {\Omega }_{0})=0\) for some positive β < 1, where \({\mathscr{H}}^{\beta }\) is the Hausdorff measure.
The idea of proofs of Theorem 1.2 is to modify an approach of the direct method in [22], which is based on a reverse Hölder inequality. The direct method for elliptic systems was extensively studied in [12] and [19]. Using the minimality, we prove a Caccioppoli’s inequality and a reverse Hölder inequality. Since the principal term in (1.4) is complicated, the liquid crystal system is not a standard elliptic system, which is not discussed in [12] and [19].
We would like to outline some key ideas to handle the extra terms in (1.4). We choose a normal co-frame \(\{\omega _{i}\}_{i=1}^{3}\) around x0 ∈ M such that \(\omega _{3}=\frac {A_{x_{0}, R}}{|A_{x_{0}, R}|}\). Set \(\tilde A= \tilde A_{1}\omega _{1}+\tilde A_{2}\omega _{2}\). Using the fact that |A| = 1, we can prove
We rewrite (1.4) into an equation on \(\tilde A\) (see (4.4)). Then we can estimate the difficult terms in (1.4). Finally, we modify the freezed coefficient method from [12] to prove partial regularity.
Remark 1
Based on the static Oseen–Frank theory, Ericksen [9] and Leslie [32] proposed a hydrodynamic theory to describe the behavior of liquid crystal flows. Recently, there are a lot of progress about the Ericksen–Leslie system in \(\mathbb {R}^{3}\) with unequal Frank constants k1, k2, k3 (e.g. [10, 26,27,28]). Comparing with the result of Struwe [37] and Chen–Struwe [5] on the harmonic map flow between manifolds, it is interesting to study the Ericksen–Leslie system on manifolds for unequal Frank constants k1, k2, k3.
Finally, I would like to dedicate this paper to Professor Jürgen Jost on the occasion of his 65th birthday. I met Jürgen first time at ETH-Zürich in 1994 when I was a postdoctoral fellow under supervision of Professor Michael Struwe. Through our collaboration [25], I learnt a lot of mathematics from Jürgen and Michael. Furthermore, I also learn a lot of knowledge on differential geometry from Jürgen’s books [30, 31].
The paper is organized as follows. In Section 2, we outline geometric setting for the Oseen–Frank energy and prove Theorem 1.1. In Section 3, we prove the Caccioppoli inequality and the reverse Hölder inequality. In Section 4, we prove Theorem 1.2.
2 Geometric Setting for the Oseen–Frank Energy
Let M be a smooth Riemannian 3-manifold M equipped with a Riemannian metric g; i.e., for each tangent space TxM, there is an inner product 〈⋅,⋅〉. In local coordinates,
For \(X, Y, Z\in C^{\infty }(TM)\), the connection ∇ satisfies
The connection, which satisfies the above identity, is called Riemannian. In local coordinates, the Christoffel symbols are defined by
satisfying
We recall that the curvature tensor of Levi-Civita connection R is given by
for \(X, Y, Z\in C^{\infty }(TM)\). In local coordinates,
We set
In local coordinates, we have
For each x ∈ M, let u(x) be a unit tangent vector in TxM. In local coordinates, we write \(u(x)=u^{i}(x) \frac {\partial }{\partial x^{i}}\) with the norm |u(x)|2 = gijui(x)uj(x) = 1. It follows from [6, Chapter 4, pp. 114–115] that the absolute differential of u is defined by
where \({\omega _{j}^{i}}\) is defined by \({\omega _{j}^{i}}={\Gamma }^{i}_{jk} du^{k}\).
The divergence of the vector \(u(x)=u^{i}(x) \frac {\partial }{\partial x^{i}}\) (e.g. [31]) is defined as
For a unit vector \(u(x)=u^{i}(x) \frac {\partial }{\partial x^{i}}\in TM\), there is a unique corresponding cotangent vector A in T∗M defined by
satisfying
Then the absolute differential of A (e.g. [6, Chapter 4]) is given by
Moreover,
It implies
Let d be the exterior derivative given by
and the adjoint operator
satisfying the property
Let ∗ be the Hoge star operator (e.g. [31]) by
Using the star operator ∗, we have
Then
Now we complete a proof of Theorem 1.1.
Proof
Through the dual operator d∗, we have
for a smooth function f with compact support in M. Then we have in local coordinates
It can be checked that d∗A = −divu through (2.1)–(2.2).
In normal coordinates at each fixed x0 ∈ M (e.g. [31, p. 21]), we have
for i,j,k. At each x0 ∈ M, we can write \(u(x_{0})=u^{i}(x_{0}) e_{i}\in S^{2}\subset T_{x_{0}}M=\mathbb {R}^{3}\) with a normal frame \(\{e_{i}=\frac {\partial }{\partial x_{i}}\}\). Let {ωi = dxi} be a normal co-frame at x0. Then at x0, we have
At each x0, we have
and
Using the formula (2.2.1) of Chapter 2 in [31] with |A| = 1, we have
This proves our claim. □
3 Caccioppoli’s Inequality and the Reverse Hölder Inequality
In the section, we will follow the approach in [22] for proving Caccioppoli’s inequality and a reverse Hölder inequality of energy minimizers.
At first, we generalize Hardt–Lin’s extension Lemma in [21]:
Lemma 3.1
Let BR(x0) be a geodesic ball in M for all R ≤ R0 with some R0 > 0. For any v ∈ H1(BR(x0);T∗M) with |v| = 1 on ∂BR(x0), there exists an one form \(w\in H^{1} (B_{R}(x_{0}); T^{\ast }_{M}(S^{2}))\) such that
and
for a constant C independent of v, w and R.
Proof
We modify a proof in the Appendix of [21]. At a fixed x0 ∈ M, there is normal coordinates (e.g. [31, p. 21]) in \(B_{R_{0}}(x_{0})\) such that
for i,j,k. In the coordinate at x0, we write
Let \(\tilde a=a^{i} dx^{i}\in T^{\ast } M\) be the one form corresponding to the constant \(a=(a^{1}, a^{2}, a^{3})\in \mathbb {R}^{3}\) with \(|\tilde a|\leq \frac 12 \). Then we consider a one form
Then at x = x0
Integrating over Ω with respect to x and over B1/2 with respect to a, we obtain
due to the fact that
where K is a positive constant. Hence there exists a point a0 with \(| a_{0}|\leq \frac 12\) such that
For any a ∈ T∗M with \(|a|\leq \frac 12\), we define πa to be a C1-bilipshitz diffeomorphism of \(T^{\ast }_{M}(S^{2})\) onto itself by
Indeed,
and
for a uniform constant Λ independently of a with \(|a|\leq \frac 12\).
Therefore, taking
we have
Our claim follows from (3.1) and (3.2). □
We recall Lemma 3.1 in Chapter V of [12]:
Lemma 3.2
Let f(t) be a nonnegative bounded function defined in [r0,r1], r0 ≥ 0. Suppose that for any two t, s with r0 ≤ t < s ≤ r1 we have
where C, B, α, 𝜃 are nonnegative constants with 0 ≤ 𝜃 < 1. Then all ρ, R with r0 ≤ ρ < R ≤ r1 we have
Using Lemma 3.1 and Lemma 3.2, we prove
Lemma 3.3 (Caccioppoli’s inequality)
Let x0 ∈Ω and R0 > 0 such that \(B_{R_{0}}(x_{0})\subset {\Omega }\). Let A be a minimizer of E in \(H^{1}_{\gamma } ({\Omega }, T^{\ast }_{M}(S^{2}))\). Then for any R ≤ R0, we have
where \(A_{x_{0}, R}:={\sum }_{i=1}^{3} A^{i}_{x_{0}, R} dx^{i}\) is denoted by
Proof
Let \(v\in H^{1}_{\gamma }(B_{R_{0}}(x_{0}),T^{\ast } M)\) with v = A on \(\partial B_{R_{0}}(x_{0})\) for a R0 > 0. By Lemma 3.1, there is a \(w\in H^{1}(B_{R_{0}}(x_{0}); T_{M}^{\ast } (S^{2}))\) with w = A on \(\partial B_{R_{0}}(x_{0})\) such that
Since A is a minimizer of E in \(H^{1}_{\gamma } ({\Omega }, T_{M}^{\ast } (S^{2}))\) and w = A on \(\partial B_{R_{0}}(x_{0})\), we have
for any \(v\in {H^{1}_{A}}(B_{R_{0}}(x_{0}))\).
For any two positive t, s with \(\frac R 2\leq t<s\leq R\), we choose a cut-off function \(\eta \in C_{0}^{\infty } (B_{s})\) such that 0 ≤ η ≤ 1 with η ≡ 1 in Bt and \(|\nabla \eta |\leq \frac C{s-t}\). Taking \(v=A-\eta (A-A_{x_{0}, R})\), we see
It follows from (3.3) that
Then
By the standard filling hole trick, there exists a positive \(\theta = \frac {C_{1}}{1+C_{1}} <1\) such that
for all t, s with \(\frac R 2\leq t<s\leq R\). It implies from using Lemma 3.2 that
This proves our claim. □
By applying the Sobolev–Poincare inequality to (3.4), we have
for any x0 ∈Ω and any R > 0 with \(B_{R}(x_{0})\subset B_{\frac {R_{0}}2 }(x_{0})\subset {\Omega }\) for some R0 > 0. Then
Using the above result, we use the standard trick (see Proposition 1.1 of [12]; pp. 122–123) to obtain that there exists an exponent q > 2 such that for all x0 ∈Ω and R ≤ R0, we have
where C is a constant independent of A. Equation (3.6) is called a reverse Hölder inequality.
4 Partial Regularity of Weal Solution of Liquid Crystal Systems
In the section, we will modify an approach in [22] to prove partial regularity of weak solutions having Caccioppoli’s inequality (see Lemma 3.3).
For a smooth one-form \(\phi \in C_{0}^{\infty }({\Omega })\), we consider a variation
We calculate
Note |A| = 1. Then
Note that
Using the fact that |A| = 1, we have
and
To derive the Euler–Lagrange equation, we compute
Using |A|2 = 1, we have
for any one-form \(\phi \in C_{0}^{\infty }({\Omega })\).
Using the formula (2.2.1) of Chapter 2 in [31] and that |A| = 1, we have
and
Therefore, \(A\in H^{1}({\Omega }, T^{\ast }_{M}(S^{2}))\) is said to be a weak solution to the liquid crystal system if A satisfies (1.4) in weak sense, i.e.,
for any one-form \(\phi \in C_{0}^{\infty }({\Omega })\).
Now we prove
Theorem 4.1
Let \(A\in H^{1}({\Omega }, T_{M}^{\ast } (S^{2}))\) be any weak solution of (1.4) and assume that A has the Caccioppoli inequality. Then A is smooth in an open set Ω0 ⊂Ω and \(\mathcal H^{\beta } ({\Omega }\backslash {\Omega }_{0})=0\) for some positive β < 1.
Proof
Let x0 be a point in Ω with \(B_{R_{0}}(x_{0})\subset {\Omega }\) with \(R_{0}\leq \frac 12 \text {dist}(x_{0}, \partial {\Omega })\). For any R, we denote \(A_{x_{0}, R}:={\sum }_{i=1}^{3} A^{i}_{x_{0}, R} dx^{i}\) as in (3.5). In normal coordinates around a point x0 ∈ M (e.g. [31, p. 21]), we have
By the Sobolev–Poincare inequality, we have
If \(R^{-1}{\int \limits }_{B_{R}(x_{0})} |\nabla A|^{2} d v_{g}\) and R are sufficiently small, it can be seen from (4.1) that \(|A_{x_{0}, R}|\neq 0\). We set \(\omega _{3}=\frac {A_{x_{0}, R}}{|A_{x_{0}, R}|}\). Then it follows from (4.1) that
Then we have
At each point \(x\in B_{R_{0}}(x_{0})\) with a sufficiently small R0 > 0, there exists an normal frame field \(e_{j}=\frac {\partial }{\partial x^{j}}\) in TM (e.g. [6, 31]). Assume that \(\{\omega _{i}\}_{i=1}^{3}\) is a normal co-frame field in T∗M in \(B_{R_{0}}(x_{0})\), where \(\omega _{3}=\frac {A_{x_{0}, R}}{|A_{x_{0}, R}|}\). Then we write
Using |A(x)|2 = 1, we have
It follows from (4.2) and using Cauchy’s inequality that
Set \(\tilde A= \tilde A_{1}\omega _{1}+\tilde A_{2}\omega _{2}\). Then we re-write (1.4) into the following equation:
For each R ≤ R0, let \(\tilde v=\tilde v_{1} \omega _{1}+ \tilde v_{2} \omega _{2}\in H^{1}(B_{R}(x_{0}))\) be the solution of
with boundary value \(v|_{\partial B_{R}(x_{0})} = \tilde A_{1}\omega _{1}+\tilde A_{2}\omega _{2} |_{\partial B_{R}(x_{0})}\). Note that (4.5) is a strong elliptic linear system on (v1,v2). Then for every ρ < R, we have (e.g. [12])
Moreover, using the maximum principle of a linear elliptic system (e.g. Proposition 2.3 of Chapter III in [12]) and |A| = 1, \(|\tilde v| \leq C\) in BR(x0) for some positive constant C.
Choosing \(\phi =\tilde w= v-\tilde A= \tilde v_{1} \omega _{1}+ \tilde v_{2} \omega _{2}-\tilde A_{1}\omega _{1}-\tilde A_{2}\omega _{2}\) as test function in (4.5), we have
Here we use the fact that 〈ϕ,ω3〉 = 0 and
Multiplying (4.4) by \(\tilde w= v-\tilde A= \tilde v_{1} \omega _{1}+ \tilde v_{2} \omega _{2}-\tilde A_{1}\omega _{1}-\tilde A_{2}\omega _{2}\), we have
Combining (4.8) with (4.7), we obtain
Since \(\tilde w=\tilde v_{1} \omega _{1}+ \tilde v_{2} \omega _{2}-\tilde A_{1}\omega _{1}-\tilde A_{2}\omega _{2} \), then \(\langle \tilde w, \omega _{3}\rangle =0\), which implies
To hand those difficult terms on the right-hand side of (4.9), we have
and
where we used the fact that ∇ω3 = 0.
Then, using Young’s inequality, we have
Applying (4.2) and (4.3) to (4.10), we have
By (4.5), we have
Then it follows from (4.6), (4.3) and (4.11) that
By the reverse Hölder inequality (3.6) and the Sobolev inequality, we obtain
for some q > 2.
By a similar argument, it follows from using the Hölder inequality and the Sobolev–Poincare inequality that
Then for every ρ and R with \(0<\rho <R\leq R_{0}<\frac 12 \text {dist}(x_{0}, \partial {\Omega })\), we have
By (4.12), it implies from the standard method [12] that A is Hölder continuous in α < 1 inside Ω∖Σ, where
For completeness, we give a detailed proof here. For any x0 ∈Ω∖Σ, there is a sufficiently small R0 such that \(B_{R_{0}}(x_{0})\subset {\Omega } \backslash {\Sigma }\). For each R ≤ R0, set
Choosing ρ = 2rR in (4.12) with 0 < r < 1, we have
For some α with 0 < α < 1, we choose r such that
For the above r, there are a sufficiently small ε1 and R with 2R ≤ R0 such that
which implies
Assume that ϕ(x0,2R) < ε0 for 2R ≤ R0. It implies that ξ(x0,R) < ε1 for a sufficiently small ε0. Then it follows from (4.13)–(4.16) that
implying
for all number l.
We conclude that if ϕ(x0,2R) < ε0 for some 2R < R0, then
This implies that for any ρ < 2R ≤ R0, we have
Hence, A belongs to \(C^{\alpha }_{loc}({\Omega }\backslash {\Sigma })\) for some α < 1. In fact, using (4.12), A belongs to \(C^{\alpha }_{loc}({\Omega }\backslash {\Sigma })\) for any α < 1. Repeating the same argument in Theorem 1.5 of Chapter IV of [12], we can prove that \(\nabla \tilde A\) are Hölder continuous inside Ω∖Σ, so is ∇A. Then it can be proved by the standard theory that A is smooth in Ω∖Σ. By the reverse Hölder inequality, \(A\in W^{1,q}_{loc}({\Omega })\) for some q > 2. Therefore \(\mathcal H_{loc}^{\beta } ({\Sigma } )=0\) for some positive β < 1. □
Theorem 1.2 is a consequence of Theorem 4.1 by using Lemma 3.3.
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Acknowledgements
I would take this opportunity to thank Professors Mariano Giaquinta and Enrico Giusti for their strong influence and support; in particular, the main idea of this paper was taught by them. Part of the research was supported by the Australian Research Council grant DP150101275.
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Dedicated to Professor Jürgen Jost on the occasion of his 65th birthday.
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Hong, MC. The Oseen–Frank Energy Functional on Manifolds. Vietnam J. Math. 49, 597–613 (2021). https://doi.org/10.1007/s10013-020-00468-2
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DOI: https://doi.org/10.1007/s10013-020-00468-2