Abstract
In our previous article (Camargo and Martin in Bull Braz Math Soc New Ser 53:501–522, 2022), we presented some families of sets \(\varTheta _x \subset \{1, 2, \dots , \lfloor x \rfloor \}\) such that the sum of the Möbius function over \(\varTheta _x\) is constant and equals to \(-1\) and we showed that the existence of such sets is intimately connected with the existence of the alternating series used by Tschebyschef and Sylvester to bound the prime counter function \(\varPi (x)\). In this note, we answer two open questions stated in the last section of (Camargo and Martin 2022) about the general structure of these constant functions. In particular, we show that every such constant function \(x \longmapsto \sum \nolimits _{j \ \in \ \varTheta _x} \mu (j)\) can be characterized by Tschebyschef–Sylvester alternating series. We also show that the asymptotic sizes of the sets \(\varTheta _x\) connects to the Sylvester’s Stigmata of the Tschebyschef–Sylvester series.
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1 Introduction
For \(n \ge 2, 0 \le \ell < n\) and \(x \ge 1\), let
In our previous paper (Camargo and Martin 2022), we showed that, for certain n and \(L_n \subset \ \{0, 1, \dots , n-1\}\), the sums
of the Möbius function are constant (independent of x) for \(x \ge n\). We also showed that some of these constant functions \(S_{L_n}\) are related to certain harmonic schemes used by Tschebyschef and Sylvester to bound the prime counter function \(\varPi (x)\).
A harmonic scheme (named after Sylvester 1912, p. 704) is a couple
of sequences of positive integers satisfying
Historically, harmonic schemes have been associated with two classes of functions. The first class of functions,
\(T(x) \,= \ \log (\lfloor x \rfloor !)\) for \( x \ge 2, \ T(x) = 0\) for \( x < 2\), was used by Tschebyschef and Sylvester (1912, p. 704, and 1852) to bound the Tschebyschef function
The second class of functions,
was considered later by MacLeod and others (see Cohen et al. 2007; MacLeod 1967 and the references therein) to bound the Mertens function
(we will often write only \(f_\psi \) or \(f_\mu \) instead of \(f_\psi [r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m]\) or \(f_\mu [r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m]\) for the sake of brevity).
In Camargo and Martin (2022), to every \(f_\mu [r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m]\) satisfying
we associated a constant component (2) of the Mertens function equal to \(-1\).
Lemma 1
(Corollary 4 and Theorem 7 of Camargo and Martin 2022) Let \(r_1, r_2, \ldots , r_q; s_1, s_2, \dots , s_m\) be a harmonic scheme satisfying (8) and let \(\eta \) be any integer multiple of
(l.c.m stands for the least common multiple). For \(x \ge \eta \),
In the concluding section of Camargo and Martin (2022), we discussed two following problems: first, we were unable to answer whether there would exist other constant functions \(S_{L_n}\) defined by (2) besides of those described by the right-hand side of (9) and with other values rather than minus one; second, we were unable to find any n odd and \(L_n\) such that the expression in the right-hand side of (2) is constant for \(x \ge n\). We computationally checked that, for \(n = 3, 5, 7, \dots , 17\), the associated function \(S_{L_n}\) is non-constant on [30, 100] for every subset \(L_n\) of \(\{0, 1, \dots , n-1\}\). In this paper, we answer these questions–surprisingly, both answers are relatively simple.
Theorem 1
If the function \(S_{L_n}\) defined by (2) is constant for \(x \ge n\), then \(S_{L_n}\) is given by the right-hand side of (9) for some harmonic scheme satisfying (8) (and, consequently, \(S_{L_n}(x) \ = \ -1\) for \(x \ge n\)).
Theorem 2
If the function \(S_{L_n}\) defined by (2) is constant for \(x \ge n\), then n is even.
In Camargo and Martin (2022), we found some connections between the functions \(f_\psi \) and \(f_\mu \) defined by (5) and (6), respectively. For instance, equation (35) of Camargo and Martin (2022) tells us that
is the partial sums of the integer coefficients \(b_j\) of the Tschebyschef expansion
The precise definition of the coefficients \(b_j\) in (11) is
(see equation (30) of Camargo and Martin 2022).
When the non-vanishing \(b_j\) satisfies \(b_j \ \in \ \{-1,1\}\) and alternate in sign with the first one positive, or, equivalently, when (8) holds (see Theorem 8 of Camargo and Martin 2022 for further details), it can be shown (Sylvester 1881, 1912, pp. 704–706) that
where \(n_1\) and \(n_2\) are the first two non-vanishing \(b_j\): \(b_{n_1} = 1\), \(b_{n_2} = -1\) and
Similarly to (13), Lemma 1 can be used to bound M(x). In fact, for
we get
A slightly improved estimate is
where
counts the square-free numbers up to x.
Inequalities (16) and (17) were implicitly used in the past to estimate M(x) (see MacLeod 1967 and the references therein, and also Cohen et al. 2007 for more modern techniques). Motivated by them, we analyzed the asymptotic size (as \(x \rightarrow \infty \)) of the sets that appear on the right-hand sides of (16) and (17). Our study revealed other interesting connections between the theories built on functions \(f_\psi \) and \(f_\mu \).
Theorem 3
Under the hypotheses of Lemma 1,
and
with A defined by (14) and \(\chi _{f_\mu ,x}\) defined by (15). The underlying constants in the O-notation may depend on \(f_\mu \).
The number A defined in (14) was called by Sylvester the Stigmata of the harmonic scheme \(r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m\) (perhaps by its role in (13)). By the Prime number theorem, \(\psi (x) \sim x,\)
However, by Stirling approximation, \(f_\psi (x)\) is asymptotic to Ax. In other words, we have
Lemma 2
Let \(r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m\) be a harmonic scheme and let \(b_j\) and A be defined by (11) and (14), respectively. We have
We give two simple proofs of Lemma 2. The first is based on the direct analysis of the partial sums \(\sum \limits _{j =1}^{n} \frac{b_j}{j}\). The second is an immediate consequence of a different estimate for the quantities in Theorem 3:
Theorem 4
and
with \(b_j\) defined by (11) and \( \chi _{f_\mu ,x} \) defined in (15).
2 Proofs
We start with some results which could be of independent interest.
Lemma 3
Let \(r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m\) be a harmonic scheme. The associated function \(f_\mu [r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m](x)\) defined by (6) has period \(T \ = \ l.c.m(r_1, r_2, \ldots r_q, \ s_1, s_2, \dots , s_m)\).
Proof
Let \(T^*\) be the period of \(f_\mu \). After collecting occasionally identical terms, we rewrite \(f_\mu \) as
with non-vanishing coefficients \(c_j\), \(a_i < a_j\) for \(i < j\), \(T \ = \ l.c.m(a_1, a_2, \ldots a_k)\) and
Note that
Therefore \(T^* | T\). We now proceed by showing that
what is sufficient to complete the proof. In order to prove (24), we shall build a sequence of periodic functions \(f_{\mu ,1}, f_{\mu ,2}, \dots , f_{\mu ,k}\) of the form
such that each \(f_{\mu ,\ell }\) has period \(T_\ell \), with
Let us first show that (25) and (26) are enough to ensure that \(a_\ell | T^*\). In fact, we have
-
If \(a_\ell = T^*\), there is nothing to prove.
-
If \(a_\ell < T^*\), then \(\quad f_{\mu ,\ell }(a_\ell ) \ = \ c_\ell \ \ne \ 0\). This and (27) ensure that \(a_\ell | T_\ell \) and (26) implies that \(a_\ell | T^*\).
-
In the case \(a_\ell > T^*\), we must to consider two sub-cases:
-
If \(\beta _\ell = 0\), the first non-vanishing value of \(\quad f_{\mu ,\ell }\) is \(\quad f_{\mu ,\ell }(a_\ell ) = c_\ell \ne 0\). This is absurd, because \(\quad f_{\mu ,\ell }\) has period \(T^*\) and it is vanishing in \([0,T^*]\) (see (27)).
-
If \(\beta _\ell \ne 0\), (27) tells us that
$$\begin{aligned} f_{\mu ,\ell }(x) \ = \ 0 \ \text{ for } \ x < T^* \quad \text{ and } \quad f_{\mu ,\ell }(T^*) \ = \ \beta _\ell \ \ne 0. \end{aligned}$$We now use the periodicity of \(f_{\mu ,\ell }\) to evaluate \(f_{\mu ,\ell }\) at x of the form \(\lambda T^* T\), where \(\lambda \) is a free (integer) parameter:
$$\begin{aligned} \beta _\ell \ = \ f_{\mu ,\ell }(\lambda T T^*) \ {\mathop {=}\limits ^{(\text {25})}} \lambda T T^* \left( \frac{\beta _\ell }{T^*} + \sum \limits _{j = \ell }^{k} \frac{c_j}{a_j} \right) . \end{aligned}$$(28)This is absurd, because the right-hand side of (28) is either identically vanishing, or it is a non-constant linear function in \(\lambda \).
-
The sequence \(f_{\mu ,1}, f_{\mu ,2}, \dots , f_{\mu ,k}\) is defined inductively as follows:
-
\(f_{\mu ,1} = f_{\mu }\).
-
\(\displaystyle f_{\mu ,\ell +1} = f_{\mu ,\ell } - c_\ell \left( \left\lfloor \frac{x}{a_\ell } \right\rfloor - \frac{T^*}{a_\ell }\left\lfloor \frac{x}{T^*} \right\rfloor \right) , \ \ell = 1, 2, \dots , k-1.\)
We proved that \(\frac{T^*}{a_\ell }\) is integer, so the term in brackets in the definition of \(f_{\mu ,\ell +1}\) has period \(T^*\) when \(a_\ell \ne T^*\). \(\square \)
Corollary 1
The sequence \((b_j)_{j \ge 1}\) defined by (12) is periodic with period \(T \ = \ l.c.m(r_1, r_2, \ldots r_q, \ s_1, s_2, \dots , s_m)\).
Proof
By (10), we have
This and Lemma 3 tell us that the sequence \((b_j)_{j \ge 1}\) is periodic with some period \(T^*\) such that \(T^* | T\). Moreover, the definition of \(f_\mu \) and (4) give
Polling all this together, we get
This and (10) tell that
what implies \(T |T^*\). \(\square \)
2.1 Proof of Theorem 1
Assume that \(n \ge 2\), \(L_n \ = \ \{\ell _1, \ell _2, \dots \ell _k \} \subset \ \{0, 1, \dots , n-1\}\) and \(c \ \in \mathbb Z\) are such that
for \(x \ge n\). Note that
with
By the Möbius inversion formula (Apostol 1976, Thm. 2.23)
Moreover, because g is bounded, we must have
This shows that \(g = f_\mu [r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m]\) is the function associated to the harmonic scheme described by (32). By Lemma 3, \(f_\mu \) is periodic with period \(T \ = \ l.c.m(r_1, r_2, \ldots r_q, \ s_1, s_2, \dots , s_m)\) and (30) tells us that
Finally, Lemma 2 and Corollary 7 of Camargo and Martin (2022) tell us that, for \(x \ge n\),
where \(\varOmega \ = \bigcup \nolimits _{{\begin{array}{c} 0 \le u < n \\ f_\mu (u) = 1 \end{array}}} \varTheta _{x,u,n}\). \(\square \)
Example 1
Let us consider the following constant component of the Mertens function taken from Table 3 of Camargo and Martin (2022)
whose value is \(c = -1\) for \(n \ge 12\). We have
and
By (31), the function g defined by (30) satisfies
that is, the link between \(g = f\) and the harmonic scheme 1, 12; 2, 3, 4 can be recovered by the values of S, as predicted by Theorem 1.
2.2 Proof of Theorem 2
By Theorem 1, we can assume that the given constant component of the Mertens function \(S_{L_n}(x)\) is of the form (9) for some harmonic scheme \(r_1, r_2, \ldots , r_q; \ s_1, s_2, \dots , s_m\). Because \(m = q+1\) (see (9)), \(q+m\) is odd. This and condition
tell us that at least one among the numbers \(r_1, r_2, \ldots , r_q, s_1, s_2, \dots , s_m\) must be even (a sum of an odd number of odd integers can not be zero). Hence, by (33), n is even. \(\square \)
2.3 Proof of Theorem 3
Let
Following the proof of Lemma 2 of Camargo and Martin (2022), for fixed \(x \ge \eta \) and \(j \le x\), write
Note that
Therefore, \(f_\mu (x/j) = 1\) if and only if \(f_\mu (u) = 1, \ \ u = \ \left\lfloor \frac{x}{j} \right\rfloor \ (\text{ mod } \ \eta )\). In other words,
Hence,
since \(\text{ Im }(f_\mu ) \ = \ \{0, 1\}\). Analogously, for
we obtain
Note that
where
By Theorem 3.3 of Apostol (1976),
(\(\gamma \) is the Euler–Mascheroni constant). Hence, by (34) and (35),
The underlying constant in the O-notation depends on m and q. This proves (18).
The proof of (19) follows along the same lines, using \(\tilde{\varPhi }_{f_\mu }(x)\) instead of \(\varPhi _{f_\mu }(x)\) in (35), replacing D by the function
and using that Kumchev (2000)
(\(\zeta \) is the Riemann zeta function). \(\square \)
2.4 Proof of Lemma 2
By (12), we have
The underlying constant in the O-notation depends \(r_1, r_2, \ldots , r_q, \ s_1, s_2, \dots , s_m\). \(\square \)
2.5 Proof of Theorem 4
We have
The exact value of \(\#\varTheta _{x,u,\eta }\) is given by the alternating series
(with the convention that j starts with 1 for \(u = 0\)). Note that, for every fixed x, the terms in (36) alternate in sign and are non-increasing. Therefore, for every \(k > 0\),
By (37), we get,
where the implicit constant is absolute (does not depend on k or x). Hence, taking k large and x/k large, we see that
By (38),
Because \(f_\mu (k) \ {\mathop {=}\limits ^{(\text {10})}} \sum \limits _{q \le k} b_q\) and \(f_\mu (\eta ) = 0\), summing the right-hand side of (39) by parts (see Proposition 1.3.1 of Jameson 2004) gives
By Corollary 1, the sequence \((b_j)_{j \ge 1}\) is periodic with period
Since \(T | \eta \) by hypothesis, we get \(b_u = b_{j\eta + u} \ \forall j \ge 0\). This and (40) complete the proof of (21).
The proof of (22) is analogous. \(\square \)
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Acknowledgements
The authors are much thankful to an anonymous referee who carefully read previous versions of this paper, corrected some flaws and suggesting several improvements to produce a much better final result.
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de Camargo, A.P., Martin, P.A. Constant Components of the Mertens Function and Its Connections with Tschebyschef’s Theory for Counting Prime Numbers II. Bull Braz Math Soc, New Series 55, 24 (2024). https://doi.org/10.1007/s00574-024-00399-3
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DOI: https://doi.org/10.1007/s00574-024-00399-3