Abstract
A variational formula for the Lutwak affine surface areas \(\Lambda _{j}\) of convex bodies in \(\mathbb {R}^n\) is established when \(1\le j\le n-1.\) By using introduced new ellipsoids associated with projection functions of convex bodies, we prove a sharp isoperimetric inequality for \(\Lambda _{j}\), which opens up a new passage to attack the longstanding Lutwak conjecture in convex geometry.
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1 Introduction
Among all compact domains of given surface area S in the Euclidean space \(\mathbb {R}^n\), the volume \(V_n\) of a domain D is maximized only by the ball. This isoperimetric property of ball is usually formulated as the following classical isoperimetric inequality
with equality if and only if the compact domain D is a ball, where \(\omega _n=\pi ^{n/2}/\Gamma (1+\frac{n}{2})\) is the volume of unit ball B in \(\mathbb {R}^n\). The literature on isoperimetric inequality, as well as its various generalizations and applications, is abundant. See, e.g., the excellent survey articles by Osserman [20] and Gardner [4].
Let K be a convex body in \(\mathbb {R}^n\). Write \(V_j(K|\xi )\) for the j-dimensional volume of projection of K onto a j-dimensional subspace \(\xi \subseteq \mathbb {R}^n\), and call it the jth projection function. The important geometric quantities related to \(V_j(K|\xi )\) are the jth surface area, defined by
where the Grassmann manifold \(G_{n,j}\) is endowed with the normalized Haar measure \(\mu _j\). The jth surface area is a generalization of the surface area and volume. Indeed, \(\frac{1}{n}S_{n}(K)\) is the volume of K. Let \(j=n-1.\) We have the celebrated Cauchy surface area formula
where \(u^\bot \) denotes the \((n-1)-\)dimensional subspace orthogonal to u, \(\mathcal {H}^{n-1}\) denotes the Lebesgue measure on unit sphere \(\mathbb {S}^{n-1}\). This formula says that the surface area of a convex body is, up to a factor depending only on n, the average volume of its shadows.
Note that in accordance with the conventional terminology in convex geometry, \(\frac{1}{n}S_j(K)\) is precisely the so-called \((n-j)\)th quermassintegral \(W_{n-j}(K)\) of convex body K. Here, we prefer to calling it the jth surface area and denoting it by \(S_{j}\) because the integral in (1.2) shows the true nature of “surface area”.
For jth surface area \(S_j(K)\), there holds the extended isoperimetric inequality
with equality if and only if K is a ball.
Without doubt, the Euclidean ball, uniquely characterized by isoperimetric inequalities, such as (1.1) and (1.3), is one of the most important geometric objects. However, to study isoperimetric features of other important geometric objects, such as ellipsoids, simplices and parallelotopes, a fruitful and natural approach is from affine geometry. First of all, we need to study geometric quantities which are affine invariant. As an aside, the jth surface area is not affine invariant. In some sense, to establish sharp affine isoperimetric inequalities, is a central problem in isoperimetric theory, as well as in affine geometry.
In 1970s, Petty [22] proved the following celebrated affine isoperimetric inequality, which is now known as the Petty projection inequality
with equality if and only if K is an ellipsoid. Here, \(\Pi K\) is the projection body of a convex body K with its support function \(h_{\Pi K}(u)=V_{n-1}(K|u^\bot )\), for \(u\in \mathbb {S}^{n-1}\). \(\Pi ^*K\) denotes the polar body of \(\Pi K\). It is noted that by monotonicity of power means, the Petty projection inequality (1.4) is far stronger than the Euclidean isoperimetric inequality (1.1). The reverse form of (1.4) is known as the Zhang projection inequality, which was conjectured by Ball [1] and was first proved by Zhang [26].
Since
it indicates the functional \([{V_n}({\Pi ^*}K)]^{^{-\frac{1}{n}}} \) has the true nature of “surface area”. Later, analogous quantities were considered by Lutwak and Grinberg in the setting of convex bodies. In [11], Lutwak proposed to define affine quermassintegrals \(\Phi _0(K)\), \(\Phi _1(K)\), \(\ldots \), \(\Phi _n(K)\) for each convex body K in \(\mathbb {R}^n\), by taking \(\Phi _0(K)=V_n(K)\), \(\Phi _n(K)=\omega _n\), and for \(1\le j\le n-1\), by
Grinberg [7] proved that these geometric quantities, as their names suggest, are invariant under volume-preserving affine transformations. Concerning the Lutwak dual affine quermassintegral and its related affine isoperimetric inequality extended to the bounded integrable functions, one can refer to the excellent article [2] by S. Dann, G. Paouris and P. Pivovarov.
In light of the integral in (1.5) has the character of surface area, we slightly modify these quantities \({\Phi _j}(K)\) and write them by
We call \(\Lambda _j(K)\) the jth integral affine surface area of convex body K. Note that \(\Lambda _{n-1}(K)\) is a constant multiple (depending only on n) of \([{V_n}({\Pi ^*}K)]^{^{-\frac{1}{n}}} \). Thus, the Petty projection inequality (1.4) can be reformulated as the following
with equality if and only if K is an ellipsoid.
In contrast to the classical isoperimetric inequality for surface area functional and the Petty projection inequality for \((n-1)\)th integral affine surface area, Lutwak [12] proposed the following insightful conjecture for general jth integral affine surface areas.
The Lutwak conjecture Suppose K is a convex body in \(\mathbb {R}^n\). Then
with equality if and only if K is an ellipsoid.
Unfortunately, the Lutwak conjecture has not made any essential progress during the last 3 decades. It has not even received the attention it deserves, because only two nontrivial cases follow from the classical results: when \(j=n-1,\) it is the above mentioned Petty projection inequality; when \(j=1\) and K is symmetric, it is exactly the celebrated Blaschke–Santaló inequality. In each case equality holds precisely when K is an ellipsoid. For \(j=2, 3,\ldots , n-1,\) the Lutwak conjecture still remains open.
In this article, we focus on the Lutwak integral affine surface areas. In Sect. 2, a variational formula for the affine surface area \(\Lambda _{j}(K)\) of convex body K in \(\mathbb {R}^n\) is established when \(j=1, 2,\ldots , n-1.\) From the established variational formula, we define a new measure, called affine projection measure, and show this measure is indeed affine invariant. In Sect. 3, we introduce a new ellipsoid \({\mathrm{{P}}_j}K\), which is associated with the jth projection function \(V_j(K|\cdot )\) of convex body K, and call it the jth projection mean ellipsoid of K. It is with this projection mean ellipsoid that we prove the following main results in Sects. 4 and 5, respectively.
Theorem 1.1
Suppose K is a convex body in \(\mathbb {R}^n\). Then,
If \(j=2, 3, \ldots ,n-1\), or \(j=1\) and K is centrally symmetric, the equality holds if and only if K is an ellipsoid. If \(j=1\), the equality holds if and only if K has an \(\mathrm{SL}(n)\) image with constant width.
Theorem 1.2
Suppose K is an origin-symmetric convex body in \(\mathbb {R}^n\). Then,
with equality if and only if K is an ellipsoid.
The sharp affine isoperimetric inequality (1.7) within Theorem 1.1, including its equality condition, can be viewed as a modified version of the Lutwak conjecture. In this new geometric inequality, as well as inequality (1.8), projection mean ellipsoid plays a crucial and indispensable role.
It is worth mentioning that projection and intersection, are two most fundamental geometric means to study structures of convex bodies in convex geometry. Meanwhile, ellipsoid, especially the classical John ellipsoid and its various generalizations, such as \(L_{p}\) John ellipsoids [16], mixed \(L_{p}\) John ellipsoids [9], Orlicz–John ellipsoids [28], Orlicz–Legendre ellipsoids [29], are both powerful to attack reverse isoperimetric problems and effective to establish reverse isoperimetric inequalities. See, e.g., [1, 9, 13, 15, 17, 18, 24, 25, 27, 28], etc. In this article, for the first time we take into account these two important characters: projection and ellipsoid, and introduce a new ellipsoid by using projection function. It is wonderful that this new ellipsoid is tailor-made to do extremum problem for the Lutwak integral affine surface area, which opens up a entirely distinctive passage to tackle the longstanding Lutwak conjecture in convex geometry.
As for the ellipsoid associated with intersection function and its applications to affine isoperimetric problem, one can refer to [10]. In Sect. 6, we provide an example to compare the volumes of convex body itself and the projection mean ellipsoid.
2 A variational formula for the integral affine surface area
The setting for this paper is Euclidean n-dimensional space \(\mathbb {R}^n\). As usual, write B and \(\mathbb {S}^{n-1}\) for standard Euclidean unit ball and unit sphere in \(\mathbb {R}^n\), respectively. Write \(G_{n,j}\) for the Grassmannian manifold of all j-dimensional linear subspaces in \(\mathbb {R}^n\). For \(\xi \in G_{n,j}\), let \(|\xi \) denote the orthogonal projection from \(\mathbb {R}^n\) onto \(\xi \).
2.1 Basics on convex bodies
Write \(\mathcal {K}^n\) for the class of convex bodies in \(\mathbb {R}^n\). A compact convex set K in \(\mathbb {R}^n\) is uniquely determined by its support function \(h_K: \mathbb {R}^n \rightarrow \mathbb {R}\), defined for \(x\in \mathbb {R}^n\) by
It is clear that the support function is positively homogeneous with degree 1.
Suppose K is a convex body in \(\mathbb {R}^n\) with the origin in its interior. Its radial function \(\rho _K: \mathbb {S}^{n-1}\rightarrow (0,\infty )\) is defined for \(u\in {\mathbb S}^{n-1}\) by \(\rho _K(u)=\max \{\lambda >0: \lambda u\in K\}.\) The polar body \(K^*\) of K is still a convex body with the origin in its interior, and \(\rho _{K^*}(u)=h_K(u)^{-1}.\)
For compact convex sets K and L, their Hausdorff distance is defined by
where \(\Vert \cdot \Vert _\infty \) denotes the \(L_\infty \) norm on \(\mathbb {S}^{n-1}\).
For compact convex sets K, L in \(\mathbb {R}^n\), the volume of \(K+\varepsilon L\), \(\varepsilon \ge 0\), can be represented as the following Steiner–Minkowski polynomial
where \(V_{n,j}(K,L)\) is called the jth mixed volume of (K, L). Note that the notation \(V_{n,j}(K,L)\) is slightly different from common use, but it is convenient for our purpose. When \(L=B^n\), \(nV_{n,j}(K,B)=S_j(K)\).
From (2.3), it follows that
If in addition K is a convex body, then there is the following integral representation
Here, \(S(K,\cdot )\) denotes the surface area measure of K. For more information on surface area measure, see, e.g., Gardner [5], Gruber [8] and Schneider [23].
For \(\xi \in G_{n,j}\) and \(1\le j\le n-1\), write \(V_{j,1}(K|\xi ,L|\xi )\) for the first mixed volume of \((K|\xi ,L|\xi )\) defined in the subspace \(\xi \). It is convenient to use the normalization of \(V_{j,1}(K|\xi , L|\xi )\). That is,
2.2 Affine projection measures
Let \(K\in \mathcal {K}^n\) and \(1\le j\le n-1\). It is useful to introduce a Borel measure \(\mu _j(K,\cdot )\) of convex body K, which is defined over \(G_{n,j}\) and called the jth affine projection measure of K. \(\mu _j(K,\cdot )\) is absolutely continuous to Haar measure \(\mu _j\) with Radon–Nikodym derivative
Obviously, \(\mu _j(K+x,\cdot )=\mu _j(K,\cdot )\) for \(x\in \mathbb {R}^n\), and \(\mu _j(\alpha K,\cdot ) =\alpha ^{-nj}\mu _j(K,\cdot )\) for \(\alpha >0\).
Note that the total mass \(\mu _j(K, G_{n,j})\) of \(\mu _j(K,\cdot )\) and the jth integral affine surface area \(\Lambda _j(K)\) have the equality
So, \(\mu _j(K,\cdot )\) can be viewed as the differential of the jth integral affine surface area \(\Lambda _j\).
For convenience, write \(\bar{\mu }_j(K,\cdot )\) for the normalization of \(\mu _j(K,\cdot )\), that is,
which will be appeared in the variational formula in Theorem 2.3.
The following theorem shows \(\mu _j(K,\cdot )\) is indeed affine invariant.
Theorem 2.1
Suppose \(K\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then for \(g\in \mathrm{SL}(n)\),
Proof
Since g induces a linear transformation from \(\xi \) to \(g\xi \), for any Lebesgue measurable \(A\subset \xi \) with positive Lebesgue measure, the volume ratio \(V_j(gA)/V_j(A)\) depends only on g (and is independent of the choice of A). Thus, it is reasonable to define
Let \(g\mu _j\) be the image measure of \(\mu _j\) under the map \(g: G_{n,j}\rightarrow G_{n,j}\), \(\xi \mapsto g\xi \). Since the Grassmannian \(G_{n,j}\) is of class \(C^\infty \), through local coordinates, its Riemannian volume element \(d\mu _j(\xi )\) is always represented as the differential form \(f(x_1,\ldots ,x_l)dx_1\cdots dx_l\), where f is of class \(C^\infty \) and \(l=\dim (G_{n,j})\). So, \(g\mu _j\) is absolutely continuous with respect to \(\mu _j\), with a positive Radon–Nikodym derivative everywhere.
Hence, we can take the Radon–Nikodym derivative, \(\sigma _{G_{n,j}}(g,\xi )\), of \(g^{-1}\mu _j\) with respect to \(\mu _j\). Then, \( \sigma _{G_{n,j}}(g,\xi )=d\mu _j(g^{-1}\xi )/d\mu _j(\xi )\). Using the fact that \(\sigma _{G_{n,j}}(g,\xi )=\sigma _j(g,\xi )^{-n}\), proved by Furstenberg and Tzkoni [3], we have
Recall that in [7], Grinberg proved the following identity
Now, from (2.7), (2.11), the fact \(\xi =g^{-T}(g^{T}\xi )\), (2.10), (2.9) and finally (2.7) again, it follows that
as desired. \(\square \)
The following lemma shows the weak convergence of affine projection measure.
Lemma 2.2
Suppose \(K,K_i\in \mathcal {K}^n\), \(i\in \mathbb {N}\) and \(1\le j\le n-1\). If \(K_i\rightarrow K\) in the Hausdorff metric as \(i\rightarrow \infty \), then \(\mu _j(K_i,\cdot )\rightarrow \mu _j(K,\cdot )\) weakly.
Proof
Let f be a continuous function on \(G_{n,j}\). We aim to prove the convergence
For each \(\xi \in G_{n,j}\), since \(K_i\rightarrow K\), it follows that \(K_i|\xi \rightarrow K|\xi \). Since the volume functional \(V_j\) is continuous in the Hausdorff metric, this implies that \(V_j(K_i|\xi )\rightarrow V_j(K|\xi )\). So,
To make use of the Lebesgue dominated theorem to obtain the desired limit, we need to show
Since \(G_{n,j}\) is compact, the continuity of f implies that \(\max _{G_{n,j}}|f|<\infty \). So, it suffices to prove
In fact, by the convergence \(K_i\rightarrow K\), it yields that there exists a constant \(c_2>0\), a point \(x\in K\) and an index \(i_0\in \mathbb {N}\), such that \(c_2B+x\subset \mathrm{int}K\) and \(c_2B+x\subseteq K_i\), for \(i\ge i_0+1\). Note that
which completes the proof. \(\square \)
2.3 Integral affine surface area
The starting point of this article is to calculate the first variational of \(\Lambda _j\).
Theorem 2.3
Suppose \(K,L\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then,
Proof
From compactness of convex bodies, there are positive constant numbers \(R_K\) and \(R_L\) such that \(K\subseteq R_KB^n\) and \(L\subseteq R_L B^n\). Let \(0<\varepsilon \le \varepsilon _0<\infty \) and \(\xi \in G_{n,j}\). From monotonicity of mixed volumes with respect to set inclusion and homogeneity of mixed volumes, for \(1\le l\le j\), we have
By using Steiner–Minkowski (2.3) to \(V_j((K|\xi )+\varepsilon L|\xi )\), it yields
Observe that the constant c is positive and finite, and is independent of \(\xi \in G_{n,j}\). Hence, the following family of positive integrable functions
is uniformly bounded on the Grassmannian \(G_{n,j}\).
Moreover,
Thus, the set
is also uniformly bounded on the Grassmannian \(G_{n,j}\).
Meanwhile, by (2.4) and (2.6), for each \(\varepsilon \), the function \(\varepsilon ^{-1}\left( {{V_j}{{((K + \varepsilon L)| \cdot )}^{ - n}} - {V_j}{{(K| \cdot )}^{ - n}}} \right) \) is \(\mu _j\)-integrable on \(G_{n,j}\), and for each \(\xi \in G_{n,j}\), there holds the limit
By the Lebesgue dominated theorem, the functional \(V_j(K|\cdot )^{-n}\bar{V}_{j,1}(K|\cdot ,L|\cdot )\) is integrable with respect to \(\mu _j\). From (2.7), we have
This shows \(\Lambda _j(K+\varepsilon L)^{-n}\) has right derivative at 0 with respect to \(\varepsilon \). By direct calculations, we obtain the desired formula. \(\square \)
For \(K,L\in \mathcal {K}^n\) and \(1\le j\le n-1\), the previous theorem suggests us to define the following geometric quantity
Then, \({{\bar{\Lambda }}_j}(K,K)=1\). If we set \(\Lambda _n(K)=V_n(K)\), then \({\bar{\Lambda }}_n(K,L) = \bar{V}_{n,1}(K,L).\)
What follows provides some fundamental properties for \(\bar{\Lambda }_j(K,L)\).
Lemma 2.4
Suppose \(K\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then the following claims hold.
-
(1)
\(\Lambda _j(gK)=\Lambda _j(K)\), for \(g\in \mathrm{SL}(n)\).
-
(2)
\(\Lambda _j(\alpha K)=\alpha ^j \Lambda _j(K)\), for \(\alpha >0\).
-
(3)
\(\Lambda _j(K+x)=\Lambda _j(K)\), for \(x\in \mathbb {R}^n\).
Proof
(1) was shown by Grinberg [7]. Also, it is an immediate consequence of Theorem 2.1. From the definition of \(\Lambda _j\) and the fact that \(V_j((\lambda K+x)|\xi )=\lambda ^j V_j(K|\xi )\), for \(\lambda >0\) and \(x\in \mathbb {R}^n\), (2) and (3) are obtained. \(\square \)
Lemma 2.5
Suppose \(K,L\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then the following claims hold.
-
(1)
\( \bar{\Lambda }_j(gK,L)=\bar{\Lambda }_j(K,g^{-1}L)\), for \(g\in \mathrm{SL}(n)\).
-
(2)
\(\bar{\Lambda }_j(\alpha _1K, \alpha _2 L)=\alpha _1^{-1}\alpha _2 \bar{\Lambda }_j(K,L)\), for \(\alpha _1, \alpha _2>0\).
-
(3)
\( \bar{\Lambda }_j(K+x,L+y)=\bar{\Lambda }_j(K,L)\), for \(x,y\in \mathbb {R}^n\).
Proof
From (2.12) together with Theorem 2.3, Lemma 2.4 (1), and Theorem 2.3 together with (2.12) again, we have
as desired. Combining (2.12) with Theorem 2.3 and Lemma 2.4, (2) and (3) can be obtained similarly. \(\square \)
Lemma 2.6
Suppose \(K,L_1, L_2\in \mathcal {K}^n\) and \(1\le j\le n-1\). If \(L_1\subseteq L_2\), then
Proof
Let \(L_1\subseteq L_2\). By the monotonicity of mixed volumes with respect to set inclusions, it implies that \(V_{j,1}(K|\xi , L_1|\xi )\le V_{j,1}(K|\xi , L_2|\xi )\), for any \(\xi \in G_{n,j}\). From this fact together with the definition of \(\bar{\Lambda }_j(K,\cdot )\), the desired inequality is obtained. \(\square \)
From the definition of \(\bar{\Lambda }_j(K,\cdot )\) together with the fact that for \(\xi \in G_{n,j}\), we have
the following lemma is obtained.
Lemma 2.7
Suppose \(K,L_1, L_2\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then,
3 Projection mean ellipsoids
In this section, a new kind of ellipsoid operators \(\mathrm{P}_j\) associated with projection functions, \(j=1,\ldots ,n-1\), for convex bodies are introduced. It is remarkable that these ellipsoid operators are closely connected with the Lutwak conjecture. For \(K\in \mathcal {K}^n\), these ellipsoids \(\mathrm{P}_j K\) are well defined by solving an optimization problem.
Theorem 3.1
Suppose K is a convex body in \(\mathbb {R}^n\) and \(j=1,\ldots ,n-1\). Among all origin-symmetric ellipsoids E, there exists a unique ellipsoid \(\mathrm{P}_jK\) which solves the constrained maximization problem
Proof
Give an ellipsoid E, let \(d_E\) denote its maximal principal radius and \(u_E\) be the maximal principal direction. Write \([-d_Eu_E, d_Eu_E]\) for the line segment with endpoints \(\pm d_Eu_E\). Then, \([-d_E u_E, d_Eu_E]|\xi \subset E|\xi \).
By compactness of convex body K, there exist finite positive numbers r, R and a point \(x\in K\) such that \(rB+x\subseteq K\subseteq RB.\) From monotonicity of mixed volume with respect to set inclusion together with the fact \((rB+x)|\xi \subseteq K|\xi \), the homogeneity and translation invariance of mixed volume, and (2.5), it follows that for any \(\xi \in G_{n,j}\),
Thus, from (2.12) together with (2.7) and (2.8), the fact that \(r^j\omega _j\le V_j(K|\xi )\le R^j\omega _j\) for all \(\xi \in G_{n,j}\), Fubini’s theorem, and the fact that \(\int _{\mathbb {S}^{n-1}}|u_E\cdot v|d\mathcal {H}^{n-1}(v)=2V_{n-1}(B|u_E^\bot )\), we have
Hence, an origin-symmetric ellipsoid E satisfying the constraint satisfies the condition
Consequently, any maximizing ellipsoid sequence \(\{E_i\}_{i\in \mathbb {N}}\) for the extremum problem is bounded from above. By Blaschke selection theorem, there exists a convergent subsequence \(\{E_{i_k}\}_{k\in \mathbb {N}}\) converging to an origin-symmetric ellipsoid \(E_0\). It remains to prove that \(E_0\) is not degenerated. Note that \(0<{{\bar{\Lambda }}_j}(K,B) <\infty \). Then, \({{\bar{\Lambda }}_j}\left( {K,\frac{B}{{{{\bar{\Lambda }}_j}(K,B)}}} \right) = 1\). This implies that the ball \({{\bar{\Lambda }}_j}(K,B)^{-1}B\) satisfies the constraint. Therefore,
which ensures \(\dim (E_0)=n\).
Now, we show the uniqueness. Assume two positive definite symmetric transformations \(g_1, g_2\in \mathrm{GL}(n)\) are such that the ellipsoids \(E_i=g_iB\), \(i=1,2\), solve the maximization problem. We aim to prove that \(g_1=g_2\). From the definition of support function of ellipsoid and triangle inequality, we obtain that \(\frac{{{g_1} + {g_2}}}{2}B \subseteq \frac{{{g_1}B + {g_2}B}}{2}\). So, from Lemmas 2.6, 2.7 and that \(\bar{\Lambda }_j(K,E_i)\le 1\) for \(i=1,2\), it follows that
This means that the ellipsoid \({\frac{{{g_1} + {g_2}}}{2}B}\) also satisfies the constraint of extremum problem. So, \({V_n}\left( {\frac{{{g_1} + {g_2}}}{2}B} \right) \le {V_n}({g_1}B) = {V_n}({g_2}B)\). Consequently,
On the other hand, the Minkowski inequality for positive definite matrices asserts that the reverse of the above inequality always holds. Thus, equality has to occur in the above inequality. By equality condition of the Minkowski inequality, it follows that \(g_1=\lambda g_2\) for some \(\lambda >0\). Since \(\det (g_1)=\det (g_2)\), it follows that \(g_1=g_2\). \(\square \)
Therefore, for \(K\in \mathcal {K}^n\), by Theorem 3.1, a family of ellipsoids \(\mathrm{P}_jK\), \(j=1,\ldots ,n-1\), are produced. We call \(\mathrm{P}_jK\) the jth projection mean ellipsoid of K.
Recall that for convex body \(K\in \mathcal {K}^n\), the John ellipsoid \(\mathrm{J}K\) is the unique ellipsoid of maximal volume contained in K. For each \(\xi \in G_{n,j}\), \(1\le j\le n-1\), we have \(\mathrm{J}K |\xi \subseteq K|\xi \). By Theorem 3.1, \(V_n(\mathrm{P}_j K)\ge V_n(\mathrm{J}K).\)
In additional, \(\bar{\Lambda }_n(K,L)\) is just the normalized mixed volume \(\bar{V}_{n,1}(K,L)\). When \(j=n\), it is interesting that the nth projection mean ellipsoid \(\mathrm{P}_nK\) is precisely the classical Petty ellipsoid \(\mathrm{P} K\). The volume-normalized Petty ellipsoid [21] is obtained by minimizing the surface area of K under \(\mathrm{SL}(n)\) transformations of K. See also Giannopoulos [6].
From Theorem 3.1 and Lemma 2.5, we obtain the following result.
Lemma 3.2
Suppose \(K\in \mathcal {K}^n\) and \(1\le j\le n-1\). Then for any \(g\in \mathrm{GL}(n)\) and \(x\in \mathbb {R}^n\),
4 A new affine isoperimetric inequality for the integral affine surface area
For convex body K in \(\mathbb {R}^n\), Lutwak [11] conjectured that
with equality if and only if K is an ellipsoid. In this section, we present a variant of the Lutwak conjecture.
Theorem 4.1
Suppose K is a convex body in \(\mathbb {R}^n\). Then,
If \( j=2,3,\ldots , n-1\), or \(j=1\) and K is centrally symmetric, the equality holds if and only if K is an ellipsoid. If \(j=1\), the equality holds if and only if K has an \(\mathrm{SL}(n)\) image with constant width.
To prove this theorem, we need to prove several lemmas.
Lemma 4.2
Suppose \(K,L\in \mathcal {K}^n\). Then,
If \(j=2,3,\ldots , n-1\), the equality holds if and only if K and L are homothetic. If \(j=1\), the equality holds if and only if \(w_K=\lambda w_L\) for some \(\lambda >0\). If \(j=1\) and K, L are centrally symmetric, the equality holds if and only if K and L are homothetic.
Proof
By the Minkowski first inequality, for each \(\xi \in G_{n,j}\), there holds
with equality if and only if \(K|\xi \) and \(L|\xi \) are homothetic. If \(j=1\), the equality always holds.
From (2.12), Minkowski’s first inequality, the definition of \(\mu _j(K,\cdot )\), Hölder’s inequality, and finally the definition of \(\Lambda _j\), it follows that
which establishes inequality (4.1).
Assume the equality holds in (4.1). Then equalities in the second line and the fourth line both hold. If \(2\le j\le n-1\), by the equality condition of the Minkowski inequality, \(K|\xi \) and \(L|\xi \) are homothetic for all \(\xi \in G_{n-1}\), and therefore K and L are homothetic (see, e.g., Theorem 3.1.3 in [5]). If \(j=1\), the equality condition of the Holder inequality implies that \(w_K=\lambda w_L\) for some constant \(\lambda >0\). If in addition K and L are centrally symmetric, then they are homothetic.
On the contrary, if K and L are homothetic, by Lemma 2.5 (1) and (2), it follows that the equality holds in (4.1). \(\square \)
From Lemma 2.5 together with the definition of \(\mathrm{P}_jK\), we obtain the following result.
Lemma 4.3
Suppose \(K\in \mathcal {K}^n\). Then,
Lemma 4.4
Suppose E is an ellipsoid in \(\mathbb {R}^n\). Then,
Proof
From the jth positive homogeneity of \(\Lambda _j\), the \(\mathrm{SL}(n)\) invariance of \(\Lambda _j(K)\), and the fact \(\Lambda _j(B)=n\omega _n\), it follows that
as desired. \(\square \)
Lemma 4.5
Suppose E is an ellipsoid with center \(c_E\). Then,
Proof
By Lemma 3.2, it suffices to prove \(\mathrm{P}_j B=B.\) From Lemmas 4.3, 4.2 and 4.4, it follows that
So, \({V_n}({\mathrm{{P}}_j}B) \ge {V_n}(B).\)
On the other hand, since \(\bar{\Lambda }_j(B,B)=1\), i.e., unit ball B satisfies the constraint of the extremum problem in Theorem 3.1 for (B, j), it follows that \(V_n (\mathrm{P}_j B) \le V_n(B). \)
Thus, \( V_n (\mathrm{P}_j B)=V_n(B)\). By uniqueness of projection mean ellipsoid, \(\mathrm{P}_j B=B\) is obtained. \(\square \)
Lemma 4.6
Suppose \(K\in \mathcal {K}^n\). Then,
If \( j=2,3, \ldots ,n-1\), or \(j=1\) and K is centrally symmetric, the equality holds if and only if K is an ellipsoid. If \(j=1\), the equality holds if and only if K has an \(\mathrm{SL}(n)\) image with constant width.
Proof
From Lemmas 4.2 and 4.3, it follows that for \(j=1,2, \ldots ,n-1\),
That is, \(\Lambda _j(K)\ge \Lambda _j(\mathrm{P}_j K)\).
Assume the equality holds. By Lemma 4.6, if \(j=2,3, \ldots ,n-1\), then the bodies \(\mathrm{P}_jK\) and K are homothetic. Therefore, K is an ellipsoid. Let \(j=1\). Since \(w_{K}=\alpha w_{\mathrm{P}_1K}\) for some \(\alpha >0\), from the affine nature of \(\mathrm{P}_1K\), there exists an \(\mathrm{SL}(n)\) transformation g such that \(g\mathrm{P}_1 K\) is an origin-symmetric ball. Thus, \(w_{gK}=\alpha w_{\mathrm{P}_1(gK)}\). That is, the body gK is of constant width. Moreover, if in addition K is centrally symmetric, then gK is a ball, and therefore, K is an ellipsoid.
Assume that K is an ellipsoid. By Lemma 4.5, \(\mathrm{P}_jK=K-c_K\), here \(c_K\) is the center of K. By Lemma 2.4 (3), \(\Lambda _j(\mathrm{P}_jK)=\Lambda _j(K)\). \(\square \)
We are now in the position to finish the proof of Theorem 4.1.
Proof of Theorem 4.1
From Lemma 4.4, it follows that
Combining this fact with Lemma 4.6, it follows that
as desired. The equality condition are derived from Lemma 4.6 immediately. \(\square \)
5 A sharp affine isoperimetric inequality for 1st projection mean ellipsoid
Lemma 5.1
Suppose K and L are origin-symmetric convex bodies in \(\mathbb {R}^n\) with the origin in their interior. Then,
Proof
Since
and
By the definition of \(\bar{\Lambda }_1(K,L)\), (5.1) is obtained. \(\square \)
Theorem 5.2
Suppose K is an origin-symmetric convex body in \(\mathbb {R}^n\). Then,
with equality if and only if K is an ellipsoid.
Proof
From the Hölder inequality and the polar formula for volume, it yields that
with equality if and only if \(K^*\) and \(L^*\) are dilates. From Lemma 5.1, it follows that
with equality if and only if K and L are dilates.
Let \(L=\mathrm{P}_1 K\). Using Lemma 4.3, we obtain
with equality if and only if K is an ellipsoid. By the Blaschke–Santaló inequality, we have
Thus,
as desired. \(\square \)
6 Which one is bigger, \(V_{n}(K)\) or \(V_{n}(\mathrm{P}_j K)\)?
In light of the longstanding Lutwak conjecture, a natural question is posed as follows: For a convex body K in \(\mathbb {R}^n\), which geometric quantity is bigger, \(V_n(K)\) or \(V_n(\mathrm{P}_j K)\)?
Recall that when \(j=n\), \(\mathrm{P}_nK\) is just the classical Petty ellipsoid of K. It is known that \(V_n(K)\ge V_n(\mathrm{P}_n K)\). As a result, one may tempt to conjecture that \(V_n(K)\ge V_n(\mathrm{P}_j K)\), for \(j=1,2, \ldots ,n-1\)?
In this section, we provide an example to show that it is not always true. So, projection mean ellipsoid not only owns strong geometric intuition, but also is of great value to attack the Lutwak conjecture for affine surface area.
Lemma 6.1
Suppose \(B_p\) is the unit ball in \(\mathbb {R}^n\) with \(l_p\) norm, \(1\le p\le \infty \). Then the mean projection ellipsoid \(\mathrm{P}_j B_p\), \(j=1,2, \ldots ,n\), is an origin-symmetric Euclidean ball.
Proof
We argue by contradiction. Assume \(\mathrm{P}_j B_p\) is not an Euclidean ball. We prove that there exists an orthogonal transformation g, such that
However, this is impossible, since by Lemma 3.2 and \(gB_p=B_p\), it necessarily yields that \(g \mathrm{P}_j B_p= \mathrm{P}_j B_p\).
By the above assumption, among all principal radii of the ellipsoid \(\mathrm{P}_j B_p\) there exists a principal radius, say \(\lambda _{0}\), which differs from the others. Suppose \(\pm u_{0}\) are the principal directions corresponding to \(\lambda _{0}\). Say, \(u_{0}=(u^{0}_1, \ldots , u^{0}_n)\).
We first handle the case where \(u^0_{i_0}=1\) or \(-1\), for some index \(i_0\). W.l.o.g., assume that \(i_0=1\). Then, \(u^0_i=0\) for \(i\ne 1\). Take the orthogonal transformation \(g: \mathbb {R}^n\rightarrow \mathbb {R}^n\),
Clearly, \(gB_p=B_p\). Observe that the principal radii of \(g\mathrm{P}_j B_p\) are identical to those of \(\mathrm{P}_j B_p\), and \(\pm gu_0\) are the unit principal directions corresponding to principal radius \(\lambda _0\) of \(g\mathrm{P}_j B_p\). The choice of g implies that \(\{\pm gu_0\}\ne \{\pm u_0\}\). Moreover, \(g \mathrm{P}_j B_p\ne \mathrm{P}_j B_p\), since if \(g \mathrm{P}_j B_p= \mathrm{P}_j B_p\), then it yields that \(\{\pm gu_0\}=\{\pm u_0\}\).
To complete the proof, it remains to consider the case where vector \(u_0\) has two nonzero components, say \(u^0_{i_1}\) and \(u^0_{i_2}\). W.l.o.g., assume that \(i_1=1\) and \(i_2=2\). Take the orthogonal transformation \(g: \mathbb {R}^n\rightarrow \mathbb {R}^n\),
Clearly, \(gB_p=B_p\). An argument similar to the above yields that \(g \mathrm{P}_j B_p\ne \mathrm{P}_j B_p\). \(\square \)
For convex body K with its centroid at the origin, its isotropic constant \(L_K\) is given by
In particular, modulo orthogonal transformations, there is a unique \(\mathrm{SL}(n)\) transformation g such that
i.e.,
If in addition \(g_K\) is orthogonal, then K is said to be isotropic. One of the main remained open problems in asymptotic theory of convex bodies is the hyperplane conjecture, which is equivalently asks whether there exists an absolute upper bound for isotropic constant. For more information, see, e.g., the classical paper by Milman and Pajor [19].
Recall that a known fact concerning \(B_p\), \(1\le p\le \infty \), is that it is isotropic. Meanwhile, note that \(B_p^*=B_{p^*}\), with \(p^*\) denoting the conjugate of p. Thus, we have
Theorem 6.2
Let \(1\le p\le \infty \). Then,
with equality if and only if \(p=2\).
Proof
By Lemma 6.1, \(\mathrm{P}_1 B_p\) is an origin-symmetric Euclidean ball. Let \(r_p\) be its radius. From Lemmas 4.3 and 5.1, it follows that
Then,
Meanwhile, from the Jensen inequality and (6.1), it follows that
with equality in the first line if and only if \(p=2\). Thus,
with equality if and only if \(p=2\). Finally, with the Blaschke–Santaló inequality, the desired inequality is obtained. \(\square \)
An important fact goes back to Milman and Pajor [19] (also see LYZ [14]) states that for a convex body K with centroid at the origin,
with equality if and only if K is an origin-symmetric ellipsoid.
Corollary 6.3
Let \(1\le p\le \infty \). Then,
Proof
Since \(B^*_p\) is continuous in \(p\in [1,\infty ]\), then \(r_p\) is also continuous in \(p\in [1,\infty ]\) by Eq. (6.3). From (6.2) and (6.4), it follows that
as desired. \(\square \)
Specifically, let \(n=2\) and \(p=\infty \). We show that \(V_2(\mathrm{P}_1 B_\infty )> V_2(B_\infty ).\)
For this aim, we use the polar coordinate \(\{(\rho ,\theta ): 0\le \rho \le \infty , 0\le \theta \le 2\pi \}\). Since \(\rho _{B^*_\infty }(\theta )=(|\cos \theta |+|\sin \theta |)^{-1},\) it yields that
Recall that \(\mathrm{P}_1 B_p=r_pB\) is continuous in \(p\in [1,\infty ]\). So, there exists a \(p_0\in (2,\infty )\), so that for \(p_0<p\le \infty \), \(V_2(\mathrm{P}_1 B_p)> V_2(B_p).\)
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Communicated by A. Chang.
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Research of the authors was supported by NSFC Nos. 11601399 and 11871373.