Introduction

Septic shock is the main cause of death in critically ill neonates. Approximately 2,202 (95% confidence interval [CI] 1099–4360) neonatal sepsis cases are reported per 100,000 live births, with mortality rates between 11 and 19% [1]. Extrapolating to a global scale, we estimate an incidence of 3.0 million neonatal sepsis cases worldwide. Moreover, neonatal septic shock mortality is reported to be as high as 70–80% [2]. Although statistics confirm that sepsis and septic shock are common and frequently fatal conditions, effective treatments are lacking.

Acute kidney injury (AKI) is an independent cause of death in sepsis, and over 50% of children with septic shock have severe AKI, of which 21.6% required continuous blood purification (CBP) treatment [3, 4]. In recent years, through continuous technical improvements, CBP has gradually shifted from primarily being used for renal replacement to also being used for the treatment of non-renal diseases. Moreover, the clinical application of CBP in septic shock has attracted increasing attention [5]. However, reports on the efficacy and safety of CBP in neonates with septic shock and AKI are rare, with only a few studies with more than 20 cases. In this study, we enrolled 26 neonates with septic shock and AKI who received CBP at two large tertiary children's hospitals in China. Clinical characteristics were analyzed, and hemodynamic indices and renal function electrolytes were compared before and after CBP.

Materials and methods

After screening using the hospital's electronic medical record system, this retrospective cohort study was conducted on neonates receiving CBP who were admitted to the NICU of Quanzhou Maternity and Children’s Hospital and Shanghai Children’s Hospital between January 1, 2015, and May 31, 2022. The inclusion criteria were as follows: (i) aged < 28 days at admission, (ii) receiving CBP during hospitalization, and (iii) diagnoses of septic shock and AKI. The exclusion criteria were as follows: (i) aged ≥ 28 days at admission, (ii) septic shock without AKI, and (iii) incomplete clinical data. All data including demographic information, diagnosis, vital signs, laboratory results, medication, and CBP data were recorded. This study was approved by the Medical Ethics Committee of Quanzhou Maternity and Children's Hospital and Shanghai Children's Hospital (2020R064-E02), and written informed consent was obtained from the patients’ families.

Septic shock [6] was defined as severe infection leading to cardiovascular dysfunction (including hypotension, treatment with vasoactive medication, or impaired perfusion). AKI was diagnosed and staged based primarily on changes in blood creatinine levels and urine output [7] (Online Resource 1).

The Neonatal Critical Illness Score (NCIS), developed in China in 2001, was used to evaluate the severity of illness and involves 10 individual indicators (Online Resource 2). The vasoactive-inotropic score (VIS) was calculated using the following equation: VIS = 1 × dopamine (µg/kg/min) + 1 × dobutamine (µg/kg/min) + 100 × epinephrine (µg/kg/min) + 100 × norepinephrine (µg/kg/min) + 10 × milrinone (µg/kg/min) + 10,000 × vasopressin (u/kg/min) + 50 × levosimendan (µg/kg/min) [8].

Indications for CBP included fluid overload (> 10%), AKI stage 2 or above, serum creatinine (SCr) level, electrolyte disturbances, or a nonreactive internal environment to conventional therapies. Fresenius Multifiltrate hemofiltration machines with an Ultraflux AV paed filter (Fresenius Medical Care Co., Bad Homburg, Germany) or Plasauto iQ21 hemofiltration machines with an AEF-03 filter (Asahi Kasei Medical Co., Tokyo, Japan) were used. The circuit was flushed with packed red blood cells before being put on standby. Central venous catheters, including single and double-lumen catheters, were percutaneously placed along the right internal jugular, bilateral femoral, umbilical, or subclavian veins. The flow rates of CBP were set at 3–5 mL/kg/min for blood flow, 20–30 mL/kg/h for the replacement fluid, 15–25 mL/m2/min for the dialysate, and 2–5 mL/kg/h for the ultrafiltrate. Heparin was used as an anticoagulant to maintain an activated clotting time of 180–220 s and an active partial thromboplastin time of 80–120 s.

All statistical analyses were performed using SPSS software (version 20.0; IBM Corporation, Armonk, NY, USA). Measurement data are presented as medians (interquartile range (IQR)). Two-group and multi-group comparisons were performed using Wilcoxon and Kruskal–Wallis tests, respectively. Count data are presented as cases (%), and Fisher's exact test was used for comparison between the groups. A P-value < 0.05 was considered statistically significant.

Results

General clinical data of the neonates

A Ntotal of 26 neonates with septic shock and AKI were included; the selection process flow chart is shown in Fig. 1. Nineteen patients (73.1%) were male and nine (34.6%) were premature. The median (IQR) age at admission was 1 (1–6) d, gestational age was 39 (35–40) weeks, birth weight was 3175 (2865–3455) g, and 5-min Apgar score was 10 (8–10). The median (IQR) NCIS was 69 (62.5–77.5) and the AKI stage was 2 (2–3). All children were treated with vasoactive drugs. The median (IQR) VIS was 73.0 (38.8–282.5), and 24 children (92.3%) required mechanical ventilation (Online Resource 3).

Fig. 1
figure 1

Flowchart of the study population selection process. Abbreviations: CBP, continuous blood purification; AKI, acute kidney injury

Septic shock-related hemodynamic indices

Before CBP, mean arterial pressure (MAP) was low [40.0 (IQR 34.5–48.0) mmHg], VIS was high [73.0 (IQR 38.8–282.5)], PH was decreased [7.21 (IQR 7.09–7.35), and blood lactate was increased [13.50 (IQR 6.95–20.08) mmol/L] in neonates with septic shock and AKI. Compared with before CBP, MAP 24 h after CBP initiation was increased [49.5 (IQR 44.3–63.3), P = 0.007]. Additionally, after CBP, VIS and blood lactate were decreased [9.0 (IQR 0.0–175.0), P = 0.035 and 3.90 (IQR 1.60–12.93) mmol/L, P = 0.038, respectively], whereas PH was increased [7.36 (IQR 7.28–7.40), P = 0.015] (Fig. 2).

Fig. 2
figure 2

Hemodynamic indices of 26 neonates with septic shock and acute kidney injury before and after CBP. A: MAP; B: VIS; C: PH; D: blood lactic acid. Abbreviations: MAP, mean arterial pressure; VIS, vasoactive-inotropic score

Renal function and electrolytes

As shown in Fig. 3, the urine volume before CBP was 0.20 (IQR 0–0.50) ml/kg/h, which was significantly reduced, and increased 12 h after CBP initiation [0.95 (IQR 0.15–1.40) ml/kg/h, P = 0.003]. Before CBP initiation, SCr and blood urea nitrogen (BUN) were increased [107.8 (IQR 74.4–180.3) µmol/L and 10.8 (IQR 7.4–15.3) mmol/L, respectively]. Moreover, after 12 h of CBP, SCr was decreased [69.4 (IQR 42.7–95.9) μmol /L, P = 0.019], and after 24 h of CBP, BUN was decreased [6.6 (IQR 5.1–9.9) mmol/L, P = 0.006]. No significant changes in serum potassium or sodium (P > 0.05) were observed during CBP.

Fig. 3
figure 3

Renal function and electrolytes before and after continuous blood purification in 26 neonates with septic shock and acute kidney injury. A: Urine output; B: SCr; C: BUN. Abbreviations: SCr, serum creatinine; BUN, blood urea nitrogen

CBP operating conditions and related adverse events

Fourteen neonates (53.8%) received continuous veno-venous hemodiafiltration (CVVHDF) and 12 (46.2%) received continuous veno-venous hemofiltration (CVVH). The median age at CBP initiation was 6 (IQR 3–12) days, and the median duration was 47.75 (IQR 25.50–83.38) h. The 14–18G single-lumen catheters were used in 19 cases (73.1%), and 5F double-lumen catheters were used in seven cases (26.9%). Blood access for the CBP included the internal jugular vein in 19 patients (42.2%), femoral vein in 19 (42.2%), umbilical vein in three (6.7%), and subclavian vein in four (8.9%). CBP complications included thrombocytopenia [16 cases (45.7%)], bleeding or thrombosis [seven cases (20.0%)], membrane blocking [four cases (11.4%)], hypotension [four cases (11.4%)], and electrolyte disturbance [four cases (11.4%)]. Univariate analysis identified no risk factors for CBP-related death (Table 1).

Table 1 Continuous blood purification operating conditions and related adverse events

Outcomes

All 26 neonates were initially treated conservatively, including active fluid resuscitation, acidosis correction, anti-infection, vasoactive drugs, and diuresis. CBP was subsequently administered when the neonates met the appropriate indications. During NICU admission, 13 of the 26 neonates with septic shock and AKI died (50%), including seven with heart failure, two with primary pulmonary hypertension, one with severe encephalopathy, one with severe hypoxemia, one with disseminated intravascular coagulation, and one with liver failure.

Discussion

Neonatal sepsis is a life-threatening organ dysfunction caused by dysregulation of the immune response to infection [9]. Septic shock is defined as severe infection that leads to cardiovascular dysfunction [6], and endotoxins play an important role in its development. Death caused by sepsis is not due to the pathogenicity of the bacteria itself but to the inflammatory cascades. Therefore, the quick removal of inflammatory mediators and endotoxins from the blood is necessary [5].

At present, CBP can not only replace renal function but also filter out excessive inflammatory mediators and endotoxins, maintain the stability of the internal environment and hemodynamics, and correct shock [10, 11]. In the present study, all 26 neonates had hemodynamic instability before CBP initiation and required vasoactive drugs. At the beginning of CBP, an increase in the dose of vasoactive drugs is required to maintain the blood pressure within the normal range because of the expansion of the cardiopulmonary bypass volume. Compared with before CBP, the VIS was increased at 6 h after CBP initiation in this study, but the difference was not statistically significant. Imberti et al. [12] observed a significant increase in the inotropic/vasoactive support required after 1 h of CBP in the overall population. However, there was no significant difference between 24 h after CBP and before CBP, which is similar to the results of this study. Imberti et al. [12] did not study VIS further, whereas we found a significant decrease in VIS at the end of CBP. This significant decrease in VIS after CBP indicates that CBP could remove a large number of endotoxins, cytokines, and inflammatory mediators for the treatment of neonatal septic shock with AKI, maintain hemodynamic stability over time, and reduce vasoactive drug dosages.

In cases where the systemic inflammatory response of septic shock is not controlled, the microcirculation of the body is disturbed, causing tissue hypoperfusion and oxygenation disorder and increasing anaerobic metabolism, resulting in a significant increase in lactic acid; thus, lactic acidosis occurs in severe cases. Lactate levels positively correlate with the severity and poor prognosis of sepsis and improving lactate clearance can improve the prognosis of children with sepsis [13,14,15]. In this study, PH increased and blood lactate levels decreased at the end of CBP, indicating that CBP can improve microcirculation, increase oxygen uptake capacity, maintain homeostasis, and improve tissue oxygenation and metabolism in neonates with septic shock and AKI. However, whether CBP improves the prognosis of children with sepsis remains unclear.

In the 26 critically ill neonates with septic shock, before CBP initiation, the urine outputs were decreased and the levels of SCr and BUN were significantly increased, indicating that the children had AKI. After CBP treatment, an increase in urine output was observed, suggesting significant improvement in renal function. Previously, it was assumed that renal ischemia–reperfusion caused by septic shock was the main driver of sepsis-related AKI. A study using large animal sepsis models suggested that renal blood perfusion is not reduced and may even increase when AKI occurs in sepsis [16]. Similarly, clinical studies have shown that renal cortical hypoperfusion is a persistent feature in critically ill patients with sepsis who develop AKI and does not appear to be caused by a reduction in macrovascular renal blood flow or cardiac output [17]. Therefore, the increased urine output and improved renal function could be due to a reduction in venous system overload that affects the kidneys. Alternatively, the improved renal function after CBP could be due to improvements in hemodynamics and renal perfusion and is thought to be related to the removal of large amounts of excess water, solutes, and inflammatory cytokines from the body.

Complications during CBP included thrombocytopenia, membrane blocking, hypotension, hypothermia, bleeding or thrombosis, bloodstream infection, and electrolyte disturbance [18]. In the present study, thrombocytopenia was the most common complication. The influence of the filters, tubes, and membranes involved in CBP is the primary cause of thrombocytopenia. For example, a decrease in platelets could be due to platelet activation and degranulation from exposure to the roller pump in the CBP machine and attachment to microbubbles or the dialysate [19]. In addition, platelet activation and aggregation have been observed during dialysis with polysulfone membranes in dialyzers sterilized using an electron beam. Moreover, a hemofilter can contribute to thrombocytopenia during CBP by either the destruction or retention of platelets during passage. In this study, the incidence of CBP-associated thrombocytopenia was 61.5% and frequent platelet transfusions were required; however, no severe bleeding was observed. The incidence of bleeding or thrombosis in this study was 26.9%. Most children had abnormal coagulation function, and all achieved systemic anticoagulation with heparin during CBP. Whether the use of regional citrate anticoagulation (RCA) during CBP can reduce bleeding or thrombotic complications remains unclear. Chen et al. [20] suggested that RCA could improve the prognosis of children receiving CBP. A recent systematic literature review [21] demonstrated no significant difference in the risk of severe bleeding complications or death between RCA and systemic anticoagulation with heparin during CBP in critically ill children. Furthermore, RCA has a potential role in prolonging circuit life and appears to be superior to systemic anticoagulation with heparin in decreasing the risk of circuit clotting. During CBP, dynamic monitoring of platelet counts and coagulation function, timely adjustment of the heparin dose, and platelet transfusion, if necessary, could help avoid or reduce bleeding or thrombosis.

Hypotension is another common complication of CBP. The cardiopulmonary bypass volume of CBP in this study was 70 or 73 mL, which was larger than that used in previous studies [18]. However, the incidence of CBP-related hypotension was 15.4%, which was lower than that reported in previous studies [18, 22, 23]. This was attributed to the use of a red blood cell suspension that prefilled the filter and pipeline to reduce hemodilution. To avoid or reduce the complications of CBP-related hypotension, it is necessary to prefill the filter and pipeline with whole blood or red blood cell suspensions before initiating CBP, monitor the vital signs of neonates, reduce the ultrafiltration rate and blood flow at the right time, and adjust the vasoactive drug dosages during CBP.

To effectively reduce complications during CBP, it is important to choose a suitable CBP machine for small infants. Previously, CBP machines designed for adults were adapted for application in children by simply modifying the operating parameters. However, these devices are off-label for infants weighing < 15 kg, which poses a challenge for safe and effective treatment. When adapted for clinical application in infants, they can cause more electrolyte disturbances, acidosis, thrombocytopenia and vasoplegia with relative hypovolemia and hypotension [24]. Moreover, adult CBP machines may result in severe clinical complications because of inaccurate fluid volume control [25, 26]. However, some findings are controversial [27]. Since the first CBP machine (CARPEDIEM) specifically designed for small infants began clinical application in 2013 [28], various similar CBP machines have been developed, including the CBP machine used in this study. The advantages of these new devices include smaller extracorporeal volumes, more graduated flow rate adjustment and precise ultrafiltration control. Recently, many studies have reported that CBP in neonates is feasible, accurate, and safe when using devices designed specifically for small infants [29, 30].

In this study, 13 patients died during NICU admission, with a mortality rate of 50%, similar to that in another study involving patients who received CBP [29]. Additionally, CBP can filter out excessive inflammatory mediators and regulate immune balance, which may improve the prognosis of neonates with septic shock. However, this study did not demonstrate an improvement in the survival of neonates with septic shock who received CBP. The latest research has demonstrated that in cases of sepsis, the establishment of effective immune monitoring methods and the selection of appropriate clearance targets, such as the pathogen itself and host immune cells, might be new targets for extracorporeal blood purification therapy, which requires further research [5, 31].

The main limitation of this study was its small cohort size. Prior to 2015, there were large differences in sepsis treatment and CBP modalities between the two centers. Therefore, we could not enlarge the sample size at present; however, we report here the largest cohort to date of neonates with septic shock and AKI who received CBP. A second limitation was the lack of a control group with septic shock and AKI that did not receive CBP; however, for ethical reasons, this control group was not established. Lastly, this study was a retrospective clinical study. Some bias in the results may be present, resulting in the need for further exploration with a large sample size and a prospective, double-blind, controlled study design.

Conclusions

In neonNates with septic shock and AKI, CBP can effectively maintain the stability of the internal environment and hemodynamics, reduce the dosage of vasoactive drugs, correct shock, and improve renal function. However, the mortality rate remains high; whether CBP improves the prognosis of neonates with septic shock and AKI remains unclear. Adverse events associated with CBP included thrombocytopenia, bleeding or thrombosis, membrane blocking, hypotension, and electrolyte disturbance.