Abstract
A constitutive equation for rubber-like materials is developed using the left stretch tensor. This process starts with a model for hyperelastic solids based on a separable energy function. This model accurately fits extensional data for vulcanized natural rubber until the onset of hysteresis at intermediate strains. Better predictions outside the hyperelastic range are obtained by directly modifying this constitutive equation to describe limited extensibility. The resulting model accurately fits biaxial, planar, and uniaxial extension data for a variety of rubber-like materials using three constants. This model also predicts simple shear results derived from planar extension data and characterizes inflation of spherical membranes for elastomers and soft tissue. A final modification accurately describes hardening associated with crystallization at large tensile strains.
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Introduction
Vulcanized rubber is an isotropic material consisting of crosslinked polymers. This material is typically modeled as an incompressible, hyperelastic solid, where deformation is characterized by the left Cauchy–Green tensor B = FFT defined in terms of the deformation gradient F (Gurtin 1981 p. 46). This objective tensor is usually assumed to be consistent with the isochoric constraint det(B) = 1. However, applying tensile stress to vulcanized rubber causes volume to increase until strain-induced crystallization results in a decrease at large strains (Treloar 2009 pp. 295, 20–23). Filled and unfilled natural rubber also exhibit hysteresis at intermediate strains (Omnès et al. 2008, Treloar 2009 pp. 87, 89, 92), implying work in a closed cycle of deformation. While this behavior is inconsistent with predictions for hyperelastic solids (Gurtin 1981 p. 190), these models are still used to fit extensional data at large strains.
Constitutive equations for hyperelastic solids derive stress from an energy function. Rivlin (1948) developed models for rubber-like materials based on functions of the invariants tr(B) and tr(B−1). For example, the function
involving constants C1 and C2 determines Cauchy stress
to within an unspecified pressure p associated with the constraint det(B) = 1. While many models use this approach (Hoss and Marczak 2010), most energy functions depend only on the invariant tr(B). For example, Treloar (1943) used network theory with a Gaussian distribution function to derive the neo-Hookean model
where I is the identity tensor. Theories for non-Gaussian networks of flexible chains lead to similar models (Arruda and Boyce 1993; Horgan et al. 2004), where C1 becomes a function of tr(B).
Unfortunately, models based on energy functions involving tr(B) and tr(B−1) have generally failed to describe data for rubber-like materials as summarized by Destrade et al. (2017).
“Following World War II, a huge research effort was launched to find an explicit strain-energy function able to describe accurately the experimental data obtained from the testing of natural and synthetic rubbers. However, in spite of decades of intensive work in that area, to this day there is still no effective model able to perform this task in a satisfying and universal way. … Here, a satisfactory model is defined as a model able to describe the experimental data first of all from a qualitative point of view and then from a quantitative point with acceptable relative errors of prediction with respect to the data.”
Perhaps using models for hyperelastic materials outside their range of validity contributed to this lack of success.
Varga (1966) suggested an alternate approach to modeling rubber-like materials using the left stretch tensor V. This symmetric tensor and the material rotation R determine a polar decomposition F = VR of the deformation gradient (Richter 1952; Gurtin 1981 p. 46). Varga’s linear principal stress–strain model assumes stress is proportional to the objective strain tensor V − I, which is also used here to describe strain. This constitutive equation is derivable from an energy function involving tr(V). Varga’s approach, like the neo-Hookean model (3), accurately describes Treloar’s (1944) extensional data for vulcanized natural rubber out to 50–70% strain depending on the type of deformation (Ogden 1972a, Fig. 1). Even with this limited range, Varga (1966) obtains good results for several problems involving finite deformation.
Other models for hyperelastic materials specify the energy function in terms of positive principal stretches (λ1, λ2, λ3) associated with a spectral decomposition of V (Gurtin 1981 pp. 11–12). For example, Mooney (1940) assumed shear stress and strain are proportional in simple shear to develop the energy function (1) in terms of (λ1, λ2, λ3). Ogden (1972a, 1984 p. 494) later fit Treloar’s (1944) extensional data out to 600% strain as well as biaxial data obtained by Jones and Treloar (1975) using a function involving six constants
where exponents (α1, α2, α3) can take non-integer values. Varga’s model is a special case of (4) with constants μ1 and α1 = 1, while the function (1) also has this form using expressions tr(B) = λ12 + λ22 + λ32 and tr(B−1) = λ1−2 + λ2−2 + λ3−2 for the invariants.
Varga (1966 p. 88), Ogden (1972a), and Treloar (2009 p. 215) all reject Rivlin’s (1948) requirement that strain energy depends only on squared principal stretches. Specifically, Treloar (2009 p. 233) states that “…the restriction of the strain energy function to even powers of extension ratios have no necessary basis in physical reality.” However, the function (1) can be expressed in the separable form
suggested by Valanis and Landel (1967). An accurate description of biaxial data apparently requires an energy function to be consistent with this form, like Ogden’s model (4). While this constraint is not sufficient, models based on non-separable energy functions generally fail to fit and superpose biaxial data. See Treloar (2009 pp. 236–251) and Ogden (1984 pp. 488–501) for further discussion of separable energy functions and their role in describing hyperelastic materials.
General constitutive equations for isotropic elastic solids use the deformation tensor B or the stretch tensor V to describe large strains (Gurtin 1981 pp. 170–171; Truesdell and Noll 1992 p. 140). Models based on B can easily be converted to a function of V since B = V2. For example, the Mooney–Rivlin model (2) is expressed in terms of the left stretch tensor in Appendix 1. However, converting a simple model like Varga’s to an isotropic function of B results in a very complicated expression requiring the positive root of a quartic equation (see Appendix 1). This asymmetry suggests that V may be a better variable for modeling elastic materials, especially since Varga’s model provides an accurate description of Treloar’s (1944) extensional data for relatively small strains. A model for rubber elasticity is developed in the next section using this approach.
Elastic solids
A constitutive equation for isotropic elastic solids (see Appendix 1) can be expressed as
in terms of the left stretch tensor V, an unspecified pressure p and scalar coefficients M1 and M2. These moduli may depend on moment invariants I1 = tr(V) and I2 = tr(V2), while the remaining invariant J = det(V) = 1 is constant for incompressible materials. This solid has a fixed reference configuration, where V = I and the Cauchy stress T reduces to a pressure determined by boundary conditions. For small deformations from this reference state (F ≈ I), the left stretch tensor and moment invariants become
to within products of the non-objective Cauchy strain ε = [grad(u) + grad(u)T]/2, where the displacement gradient can be expressed as F − I (Gurtin 1981 p. 42). The resulting approximation
determines stress for an incompressible linear elastic solid with a positive shear modulus μ = M1/2 + M2, where material parameters are evaluated at I1 = 3 and I2 = 3.
Coefficients M1 and M2 in Eq. (6) are usually specified by fitting extensional data like Treloar (1944). Attempts involving powers of I1/3 and I2/3 suggest the expressions M1 = m1 and M2 = m2I2/3, where constants m1 and m2 satisfy the constraint μ = m1/2 + m2 > 0 to ensure a positive shear modulus. The first term after pressure in the resulting constitutive equation
is essentially Varga’s model, while the last term with V2 = B and I2 = tr(B) is a variant of the neo-Hookean model (3). This term also appears in models derived from an energy function involving tr(B)2 as listed in Treloar (2009 p. 231) and Hoss and Marczak (2010). This result suggests that the constitutive eq. (7) can also be derived from an energy function.
An incompressible elastic solid (6) is hyperelastic (see Appendix 2) if Cauchy stress can be expressed as
in terms of a scalar function w(I1, I2) of invariants I1 = tr(V) and I2 = tr(V2). The constitutive model (7) is readily obtained using the function
which is convex if m2 ≥ 0. The moment invariants become I1 = λ1 + λ2 + λ3 and I2 = λ12 + λ22 + λ32 in terms of principal stretches consistent with the constraint J = λ1λ2λ3 = 1. Substituting these results into (9) gives an alternate form of the energy function
in terms of stretches. This expression is a special case of the energy function (4) with constants (μ1 = m1, μ2 = m2/12, μ3 = m2/6, α1 = 1, α2 = 4, α3 = – 2). Ogden (1984 pp. 495, 498) used similar exponent values (α1 = 1.3, α2 = 5, α3 = – 2) and (α1 = 1.3, α2 = 4, α3 = – 2) to fit extensional data by Treloar (1944) and Jones and Treloar (1975). The function
can be used to express (10) in the separable form (5), where \( dW/ d\lambda ={\mathrm{m}}_1+{\mathrm{m}}_2\left({\lambda}^3-{\lambda}^3\right)/3=\hat{W}\left(\lambda \right) \) determines a shift factor λŴ(λ) for superposing biaxial data (Treloar 2009 pp. 241).
Treloar (1944) performed experiments on vulcanized natural rubber in equibiaxial, planar, and uniaxial extension. These results are usually expressed in terms of the nominal or first Piola–Kirchhoff stress (Gurtin 1981 p. 178)
where det(F) = 1 for incompressible materials. Expressions for the nominal stress component Pxx given in Appendix 3 are fit to Treloar’s data (see Steimann et al. 2012) using a method described in Appendix 4. These comparisons are limited to a range consistent with an upper bound on the stretch magnitude |V|, where |V|2 = I2/2 ≥ 3/2. For example, the term involving m1 fits data (R2 = 0.9961) for 1.225 ≤ |V| < 1.7, similar to comparisons by Ogden 1972a, Fig. 1). The term involving m2 becomes necessary outside this range, resulting in a better fit (R2 = 0.9988) out to |V| = 3.5 as shown in Fig. 1. This figure also shows the distribution of error using normalized residuals (see Appendix 4). While this approach can fit data (R2 = 0.9968) out to |V| = 5, the root mean squared error increases significantly (0.0168 → 0.0583 MPa). This increased error and a poorer fit suggest different material behavior for |V| > 3.5. Nah et al. (2010) question the value of modeling vulcanized natural rubber as hyperelastic for strains greater than 300%.
Simple shear results in Appendix 3 accurately predict derived data shown in Fig. 2. Here, shear stress Txy is obtained as a function of shear strain γ from planar extension measurements in Fig. 1 using the equivalence relations
given by Treloar (2009 pp. 84, 93 with a sign correction on the last exponent). This agreement is not surprising since the constitutive model (7) fits planar extension data in Fig. 1 and identically satisfies (11). The ratio Txy/γ is relatively constant in Fig. 2, decreasing by less than 20% from an initial value μ = m1/2 + m2 = 0.396 MPa. Destrade et al. (2017) obtain 8% to 24% higher estimates for μ by fitting models only to Treloar’s uniaxial data (see Appendix 5).
As expected, model (7) is consistent with the universal result (Gurtin 1981 p. 177)
relating primary normal stress difference N1 = Txx − Tyy to shear stress Txy for all elastic solids. This result and (11) suggest another equivalence relation N1 = Pxx(λ − λ−1)/(1 + λ−2) with planar extension data. While N1 ≥ 0, the secondary normal stress difference N2 = Tyy − Tzz is typically negative with − m1 ≤ N2 ≤ 0 for m1 > 0. In this case, the ratio N2/N1 increases from an initial value − m1/8μ = − 0.234 to zero like steady shear data for polystyrene solutions (Hua et al. 1999). Tractions associated with Tyy are negative if m1 > 0, which implies axial elongation in torsion observed by Poynting (1913) for twisted rubber cords. Similar results are obtained for silicone rubber in Appendix 5, while a negative Poynting effect involving axial contraction (m1 < 0) is predicted for porcine liver tissue. Models derived from an energy function depending only on the invariant tr(B) = tr(V2) predict no Poynting effect (Horgan and Smayda 2012).
In Treloar’s various extensional tests, hysteresis appears during unloading (Treloar 2009 pp. 87, 89, 92) at some point in the range 3.1 < |V| < 3.6. While the constitutive Eq. (7) does not predict this behavior, correlation with Treloar’s data for |V| > 3.5 can be improved by simply replacing m2 with m2/[1 − β(I1 − 3)]. Gent (1996) suggested a similar model for hyperelastic solids using a dimensionless parameter β−1 and the invariant tr(B) = tr(V2) instead of I1 = tr(V). Here, the resulting constitutive equation
reduces to (7) for β = 0. If β > 0, stress becomes unbounded for I1 = 3 + β−1. This limited extensibility is associated with crosslinked polymers being stretched to their full extent. This limit should decrease at larger strain as more chains become fully extended. In this case, the parameter β increases with tensile strain for rubber-like materials described by the model (12).
Expressions for the nominal stress component Pxx predicted by (12) are obtained from results in Appendix 3 with m2 replaced by m2/[1 − β(I1 − 3)]. As shown in Fig. 3, these expressions accurately fit Treloar’s loading data to |V| = 5 with R2 similar to the value in Fig. 1. The parameter β decreases by 62% (0.045 → 0.017) as the limiting magnitude goes from 5 to 3.5, becoming negative for |V| = 3.4. This sign change suggests an upper bound on the hyperelastic range, where a similar fit is obtained out to |V| = 3.5 using model (7) or (12). Strain-induced crystallization may dominate uniaxial response for λ > 7, leading to hardening shown in Fig. 3. The constitutive Eq. (12) underestimates this response at large tensile strains similar to Ogden’s model (1972a, Fig. 4). This deviation suggests a hardening mechanism is active at very large strains.
The constitutive Eq. (12) is not derivable from an energy function, which allows work in closed processes (Gurtin 1981 p. 185). Such materials can unload along a different path, where the area between curves is the work per volume associated with a cycle. Hyperelastic solids must traverse the loading curve during this cycle, resulting in no hysteresis. However, at least part of the stress (12) is derivable from an energy function, since the alternate form
splits this constitutive equation into model (7) and a term involving β that can dissipate energy (see Appendix 2). This term is about 9.2% of total stress for planar and 19% for uniaxial and equibiaxial extension at the limit of fitted data in Fig. 3. This additive decomposition is consistent with observations by Göritz (1992) on filled and unfilled rubber. This electron microscopy study suggests that highly oriented short chains can significantly influence stress for these materials. These chains limit extensibility leading to hysteresis at intermediate to large strains associated here with positive values of β.
Hardening of vulcanized natural rubber at large strain is associated with chains aligning in the direction of extension (Treloar 2009 p. 20–23). The constitutive Eq. (12) can be modified to predict effects of strain-induced crystallization by adding a hardening term. For example, the equation
adds a term associated with the dimensionless parameter α to fit Treloar’s extensional data shown in Fig. 4. This model can be split like (12)
into the constitutive Eq. (7) and a term involving α and β that can dissipate energy. Like (13), this term is not derivable from an energy function for m1 constant. The parameter α decreases by 94% (4.04E−5 → 0.248E−5) as the limiting magnitude goes from 5.4 to 4.5. A similar fit is obtained out to |V| = 5 using model (12) or (14), which suggests a lower bound on the stretch magnitude associated with hardening. However, the additional term in (14) may only be necessary for filled rubber (see Appendix 5) or natural rubber at sufficiently large strains. For example, model (12), corresponding to α = 0, is sufficient to describe extensional and shear data shown in Appendix 5 for a variety of rubber-like materials.
Treloar’s uniaxial data shown in Fig. 5 displays extensive hysteresis during unloading, which is not predicted by constitutive equations for hyperelastic materials. The unloading curve requires a modified version of (14), where the hardening term exponent is increased from 3 to 5. This modified model accurately fits both loading and unloading curves shown in the figure, but does not do as well with data in Fig. 4. The work per volume associated with this closed cycle is the area 2.24 MPa between these curves. The shear modulus μ = m1/2 + m2 drops 16% (0.415 → 0.347 MPa) for the unloading curve. Parameters β and α decrease from positive values during tensile loading to negative values for the unloading curve. The drop in β is consistent with a dynamic constraint β \( {\dot{\mathrm{I}}}_2 \) ≥ 0 imposed by dissipation (see Appendix 2), where the invariant I2 decreases during the unloading phase. Plotting this invariant as a function of λ yields a convex curve with a minimum at λ = 1. Consequently, the parameter β should also be negative while unloading from compressive stresses outside the hyperelastic range. The dynamic constraint further suggests that dissipative stress associated with β can play a significant role in shear wave propagation and other unsteady motions.
While agreement with Treloar’s extensional data is encouraging, the parameter β associated with limited extensibility exhibits a complicated dependence on invariants of V. Assume β is an increasing function of J − 1, where the isochoric constraint J = det(V) = 1 becomes a less accurate approximation outside the hyperelastic range. Since volume increases for rubber subject to tensile stress (Penn 1970), the density ρ should decrease relative to the reference state value ρ0. In this case, the expression J = ρ0/ρ (Gurtin 1981 p. 88) implies a positive value for β that increases with tensile stress. The 13% drop in β between Figs. 3 and 4 is consistent with volume reduction during strain-induced crystallization (Treloar 2009 pp. 22–23). A similar argument suggests that β becomes negative and decreases with compressive stress. This parameter could also depend on the material rate \( \dot{J} \) as well as \( {\dot{I}}_2 \) to exhibit the decrease during unloading shown in Fig. 5. Pressure should be specified as a function of invariants (Ogden 1972b) to model materials as compressible.
The special case (12) obtained by setting α = 0 in the constitutive Eq. (14) is sufficient to fit Jones and Treloar’s biaxial data (see Ogden 1984 p. 494). The normal stress difference N1 = Txx − Tyy obtained from Appendix 3 is plotted as a function of stretches λ1 and λ2 in Fig. 6. As expected, the parameter β is negative for compressive stresses, increasing from − 0.36 to − 0.0092 as the minimum λ1 stretch goes from 0.18 to 0.5. For λ1 > 0.5, the special case (7) accurately fits biaxial data (R2 = 0.9997) in Fig. 6 since β ≈ 0. If additional data were available at larger strains, a separate fit with positive β might be required to describe tensile stress outside the hyperelastic range. Note that non-zero values of β imply hysteresis for a similar vulcanized natural rubber tested by Treloar (1944). Also note that uniaxial and equibiaxial extension bound biaxial response in the I1–I2 plane similar to descriptions by Urayama (2006) and Treloar (2009 p. 218) using invariants tr(B) and tr(B−1).
The exceptional fit of biaxial data in Fig. 6 is aided by separability of the associated energy function (9). The normal stress difference in biaxial extension predicted by model (7) has the alternate form
implying a vertical shift λ2Ŵ(λ2) between curves in the hyperelastic range. Extending this result by replacing m2 with m2/[1 − β(I1 − 3)] essentially skews the shift between curves. However, Treloar (2009 p. 243) successfully superposed all data in Fig. 6 to a single curve. A similar result is obtained in Fig. 7 by applying the shift factor λ2Ŵ(λ2) in Eq. (15), where constants m1 and m2 fit biaxial data for λ1 > 0.5. This simple shift does surprisingly well at aligning points outside the hyperelastic range (λ1 < 0.5). This result highlights the extended role separability plays in describing biaxial data in Fig. 6.
Equibiaxial tension approximates the state of stress in a spherical balloon, where tangential stress components Tϕϕ ≈ Tθθ are nearly equal. The volume of material is about 4πt0R02 for a thin-walled balloon (t0/R0 < 0.1) with initial radius R0 and thickness t0. An inflated balloon with radius R and thickness t has the approximate volume 4πtR2. Deformation is isochoric if t/t0 ≈ (R/R0)−2, where the tangential stretch λ = R/R0 is essentially a ratio of arc lengths. A force balance on a hemispherical section implies 2πtRTϕϕ ≈ πR2pg in terms of the gage pressure pg. Applying the isochoric constraint leads to an approximation P ≈ Tϕϕ/λ3 for the scaled pressure P = pgR0/2 t0. This approximation becomes a function of tangential stretch
using the equibiaxial result for Txx in Appendix 3. Replacing m2 with m2/[1 − β(2λ + λ−2 − 3)] extends (16) beyond the hyperelastic range. The resulting expression exhibits limited extensibility, where P becomes unbounded at λ corresponding to the largest positive root of the polynomial 2λ3 − (3 + β−1)λ2 + 1 = 0. Both expressions for scaled pressure are plotted in Fig. 8 using material parameters for vulcanized natural rubber.
Curves in Fig. 8 exhibit a pressure maximum at small strains first observed by Osborne (1909) for rubber balloons. This point is measurable in experiments that control the volume of air in a balloon. Varga’s model (1966 p. 154) predicts a pressure maximum at λ = (5/2)1/3 ≈ 1.357, while Ogden (1972a) calculated the value \( \lambda ={\left[\left(2{\alpha}_1+3\right)/\left(3-{\alpha}_1\right)\right]}^{1/3{\alpha}_1} \) for − 3/2 < α1 < 3 using the first term in (4). If m2 > 0 and 0 < m2/m1 < 0.18768, the maximum predicted by (16) occurs in the range 1.357 < λ < 1.888 followed by a pressure minimum shown in Fig. 8. For comparison, the Mooney–Rivlin model (2) exhibits a maximum in the range 1.383 < λ < 1.840 if C2 > 0 and 0 < C2/C1 < 0.21446 (Mangan and Destrade 2015). The scaled pressure (16) is a strictly increasing function of λ if m2 > 0 and m2/m1 > 0.18768. The constraint m2/m1 < − 0.5 implies a positive shear modulus μ = m1/2 + m2 for m1 < 0 and m2 > 0. In this case, the pressure (16) is also a strictly increasing function of λ like the predicted curve for porcine liver tissue in Appendix 5.
Discussion
The model (14) based on the left stretch tensor V describes rubber-like materials using four parameters linked to physical processes observed in specific ranges of deformation. This constitutive equation describes hysteresis at intermediate to large strains as a consequence of limited extensibility, while the effect of crystallization at very large strains is modeled using a simple hardening term. The parameter α associated with this term vanishes at smaller tensile strains, reducing (14) to the model (12). The parameter β associated with limited extensibility tends to decrease in compression and increase in tension, with a slight decrease at very large tensile strains. This behavior suggests a dependence on density as the isochoric constraint becomes less accurate at larger strains. An abrupt drop to negative values during uniaxial unloading is consistent with a dynamic constraint imposed by dissipation. The parameter β vanishes for intermediate to small strains, reducing (12) and (14) to the constitutive Eq. (7). This equation describes hyperelastic solids, where remaining parameters satisfy the constraint m1/2 + m2 > 0 ensuring a positive shear modulus. This model can be derived from an energy function (9), which is convex if m2 ≥ 0. This function can be expressed in the separable form (10), which is a special case of Ogden’s model (4). The modulus m1 determines a Poynting effect predicted by Eqs. (7), (12), and (14) for rubber-like materials.
Data correlation for a wide variety of materials, including natural and synthetic rubber as well as soft tissue, suggest the utility of simple constitutive equations based on the left stretch tensor V. Specifically, the model (14) and special cases (12) and (7) provide excellent results with R2 > 0.995 over a large range of deformation for biaxial, planar, and uniaxial extension. The Varga term involving m1 is essential to this capability as well as predictions in simple shear and the inflation of spherical membranes. An equivalent expression in terms of the left Cauchy–Green tensor B is significantly more complicated, requiring the positive root of a quartic equation. While guessing this expression seems unlikely, simpler models based on B have failed to describe the entire range of behavior shown here. Regarding the proposed description of hysteresis, Ericksen’s (1977) prescient advice seems appropriate.
“Gradually, it has become clear that elasticity theory can predict effects that we do not commonly think of as being associated with the adjective elastic. In such cases, we should, I think, let elasticity theory enter into free competition with other theories capable of describing the effect at hand.”
Regardless of the outcome, constitutive equations presented here provide a useful starting point for accurately describing rubber-like materials in terms of an objective measure of deformation.
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Acknowledgments
The application WebPlotDigitizer 4.1 was used to obtain numerical data from plot images. This exceptional program is copyrighted by the developer Ankit Rohatgi. Plot images were obtained directly from PDF files using Snagit 2019 or scanned from books (Figs. 5 and 6) using an Epson Perfection V700 Photo flatbed scanner. All graphs were generated using software developed in LabVIEW 2018. This software is available upon request as a LabVIEW project or a compiled Windows application requiring the LabVIEW 2018 32-bit Runtime.
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Appendices
Appendices
Model conversion
For isochoric deformation, the left stretch tensor V satisfies the Cayley–Hamilton equation (Gurtin 1981 p. 16)
where the principal invariants (ι1, ι2) are expressed in terms of the moment invariants (I1, I2). Multiplying this equation by V−2 and taking the trace implies the second result
relating tr(B−1) to moment invariants of V, where B = V2. These results are used to convert function (1) into an expression
involving stretch tensor invariants, where C1 and C2 are constants. Using this energy function in (8) leads to an alternate form of the constitutive Eq. (2)
where the shear modulus μ = 2(C1 + C2) is positive. See Treloar (2009 pp. 211–229) for further discussion of the Mooney–Rivlin model.
The left stretch tensor can be expressed in terms of B using the Cayley–Hamilton equation for V. Multiplying this equation by V gives an alternate form
in terms of principal invariants (ι1, ι2). Substituting for V3 using the Cayley–Hamilton equation results in the expression
where B = V2. Solving for V leads to an expression
involving moment invariants I1 = tr(V) and I2 = tr(V2) = tr(B). This expression can be written in terms of B−1 and B using a result
obtained from the Cayley–Hamilton equation for B. A real root of the quartic equation
determines I1 ≥ 3 as a function of invariants tr(B) and tr(B−1). Ogden (1972a) alluded to the complexity of this isotropic function in the context of Varga’s (1966) model. See Hoger and Carlson (1984), Ting (1985), and Sawyers (1986) for a generalization where det(V) ≠ 1.
Constitutive equations for elastic solids determine Cauchy stress T = S(F) as a function of the deformation gradient F. This function satisfies the constraint S(F) = S(FH), where the symmetry transformation H is a constant rotation for isotropic materials. The polar decomposition F = VR leads to a necessary condition S(F) = S(VRH) = S(V) associated with the material rotation R = HT. The constitutive function also satisfies the constraint S(QVQT) = QS(V)QT, where Q(t) is a time-dependent rotation associated with a change of frame. This constraint implies the general model (6) for incompressible elastic solids. Substituting a complicated expression for V in terms of B, which is implicit in Gurtin’s derivation (1981 p. 167), leads to an alternate form of the general model. This result suggests that basic constitutive equations involving the natural variable V might provide a better description of isotropic elastic solids than simple models using the substitute variable B.
Hyperelastic solids
An incompressible elastic solid described by the constitutive eq. T = –pI + S(V) is hyperelastic if the symmetric tensor S(V) can be derived from a scalar energy function of the left stretch tensor V. Assume the Cauchy stress T satisfies an isothermal form of Planck’s inequality (Truesdell 1984 pp. 112–115)
involving the spatial velocity gradient L, density ρ, and a material derivative of the specific free energy function ψ(V), where the scalar product A·B = tr(ATB) is defined for any tensors A and B in terms of the trace function (Gurtin 1981 p. 5). For incompressible solids, this constraint reduces to
where w(V) = ρψ is the energy density function. The chain rule implies
which can be expressed as
using an identity (VanArsdale 2003)
associated with a polar decomposition F = RU = VR of the deformation gradient in terms of a material rotation R and symmetric stretch tensors U and V with positive principle values. Since the stress S and energy density w are independent of L, the isothermal form of Planck’s inequality is satisfied only if
where this material does not dissipate energy in any isochoric motion. Since w is an isotropic function of V, the energy density can be expressed as ŵ(I1, I2) in terms of the moment invariants I1 = tr(V) and I2 = tr(V2) (Gurtin 1981 p. 230). The resulting partial derivative
leads to the expression (8) for stress in terms of the moment invariants.
However, only some models described by the general constitutive Eq. (6) have this property. For example, model (12) cannot be derived from an energy function but can be expressed in the alternate form (13). The preceding derivation suggests that one part is determined by an energy function, while the remaining stress can dissipate energy. The dissipation rate associated with this part
is non-negative for m2 > 0 if β İ2 ≥ 0 in dynamic processes. This constraint, which also applies to the constitutive Eq. (14), is consistent with the drop in β during uniaxial unloading from a large tensile strain shown in Fig. 5.
Model predictions
Predictions of model (7) with material constants m1 and m2 are listed below, where Txx, Txy, Tyy, Tzz, and Pxx denote Cauchy and nominal stress components associated with the orthonormal basis vectors \( {\overrightarrow{\mathrm{e}}}_{\mathrm{x}},{\overrightarrow{\mathrm{e}}}_{\mathrm{y}},{\overrightarrow{\mathrm{e}}}_{\mathrm{z}} \). Deformation is characterized by the left stretch tensor V and the deformation gradient F, where symbols γ, λ, λ1, λ2 denote the shear strain and principal stretches in coordinate directions. Tensors are expressed as linear combinations of basis tensors defined using a tensor product (Gurtin 1981 p. 4). Predictions of the constitutive Eqs. (12) and (14) are obtained by replacing m2 with m2/[1 − β(I1 − 3)] or m2/{1 – β[(I1 – 3) + α(I2 – 3)3]} in the expressions below.
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Uniaxial extension:
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Planar extension:
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Equibiaxial extension:
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Biaxial extension:
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Simple shear:
Fitting algorithm
The method used here searches for m model parameters that improve goodness of fit (also known as coefficient of determination)
where predicted values fi are compared to n measurements yi with mean ͞y = Σyi/n. Residuals are errors yi − fi associated with this correlation. The root mean squared error
is essentially the standard deviation of data about a fit with n − m degrees of freedom. This statistic normalizes residuals plotted in most figures, suggesting a confidence interval for predicted values. Root mean squared error is compared with the entire range of measurements ymax − ymin to obtain percent full scale. Relative errors Ei are defined by Ogden et al. (2004) as absolute residuals |yi − fi| normalized by the maximum of 0.5 or |yi|. The largest relative error E and the sum of squared error SSE = Σ(yi − fi)2 are provided with two significant digits for comparison with results in other papers. The goodness of fit is expressed with four significant digits, while model coefficients and the root mean squared error appear with three digits. A fit with R2 > 0.999 and RSME < 1% full scale is considered excellent, while correlations with R2 < 0.99 and RSME > 2% full scale are somewhat questionable for data shown in the figures.
The resulting algorithm randomly searches for new coefficients near the initial guess, where the change is usually less than 5% of the value. If a better fit is obtained with R2 closer to one, the search resumes from the new set of coefficients. This process stops after a specified number of attempts (typically 1000) fails to improve the fit. Like most methods, this approach is sensitive to an initial guess. However, this guess can usually be refined in real time for m < 4 since the search only involves model evaluations. The resulting coefficients listed in figure captions concurrently fit all data displayed within the specified range except for Figs. 5 and 18. Shear stress predictions in Figs. 2, 10, and 12 do not involve this algorithm, where statistics are provided to characterize correlation with derived data.
An alternate approach is used by Ogden et al. (2004), where fitted values are determined using a least-squares analysis based on the function SSE = Σ(fi − yi)2. These authors randomly vary their initial guess to improve this solution as determined by SSE and relative errors Ei. Plotting relative errors masks the trend of residuals (Curran-Everett 2011) by mapping all values to the positive quadrant. The significance of relative error is difficult to assess without additional information about experimental uncertainty. Since most test equipment has a fixed resolution, this uncertainty can be a large percentage of small data values. For example, Ogden et al. (2004) obtain relative errors up to 40% for small strains, where models seem to accurately describe extensional data. Smaller errors around 10% can occur at larger strains, where models visually deviate from data. Treloar’s uniaxial and equibiaxial measurements are fit simultaneously by Ogden et al. (2004) to obtain a set of coefficients, while excluding planar extension data. This paper uses an energy function to describe Treloar’s data well outside the hyperelastic range.
The approach in Ogden et al. (2004) is modified by Destrade et al. (2017), where fitted values are determined by minimizing the function Σ[(fi − yi)/yi]2 involving relative residuals. These authors must exclude measurements near zero to use this approach, which weights smaller values as more significant in determining a fit compared to a least-squares analysis by Ogden et al. (2004). This weighting is further exacerbated by an apparent choice of units, which stretches the y-axis by a factor of ten. At small strains, Destrade et al. (2017) obtain relative residuals around 15 to 20% for the neo-Hookean model even though fitted values appear to accurately describe data deemed most reliable. They determine model coefficients by fitting just uniaxial data. See referee Martin Kroon’s concern in Supplemental Material as well as observations by Urayama (2006) and Treloar (2009 p. 218) that uniaxial results are insufficient to distinguish between theories. Destrade et al. 2017, Fig. 9) limit predictions in simple shear to γ ≤ 1 and do not compare with values derived from Treloar’s planar extension data. They also use an energy function to describe Treloar’s uniaxial data well outside the hyperelastic range (λ < 5). Neither this paper nor Ogden et al. (2004) provides guidance concerning the significance of any particular relative error.
Data comparisons
The constitutive Eq. (12) is used to fit extensional data obtained from Mansouri and Darijani (2014) for different rubber-like materials. Correlations in Figs. 9, 11, 14, 15, 16 and 17 have a goodness of fit R2 > 0.995 and a root mean squared error RMSE < 2.2% of full scale. Predictions by (12) are similar to the best models evaluated by Mansouri and Darijani (2014, table 4) based on the sum of squared error SSE. In Figs. 10 and 12, simple shear predictions are compared with values derived from planar extension data using the equivalence relations (11). These predictions suggest axial elongation in torsion for silicone rubber, while the porcine liver tissue should exhibit a negative Poynting effect associated with axial contraction. A prediction for inflation of a spherical membrane is shown in Fig. 13 using parameters for porcine liver tissue. This plot is qualitatively similar to measurements on soft tissue by Osborne (1909) and Lari et al. (2012).
Uniaxial data shown in Fig. 18 are obtained from a plot in Bechir et al. (2006, Fig. 8b) for carbon black–filled vulcanized natural rubber. Separate curves for compressive and tensile stress are fit using models (7) and (14). Such an approach appears to be necessary for carbon black–filled rubber due to amplification (Yeoh 1990) at sufficiently large tensile strains, where particle interactions can lead to increased stiffness, tensile strength, and hysteresis (Omnès et al. 2008). While correlation is good, the predicted shear modulus μ = m1/2 + m2 is not continuous at λ = 1. An unusual negative value for α in (14) essentially keeps the tensile stress curve from becoming unbounded at large strains. While using six constants to fit uniaxial data seems excessive, Bechir et al. (2006, Fig. 9) obtain worse correlation, especially for compressive stress, with the same number of constants.
Values shown in Fig. 19 are obtained from a plot in Destrade et al. (2017, Fig. 2a), where stresses are about 9.8 times too large in the stated units N/mm2 (Sec. 3a). These authors exclude the first 14 data points (λ < 1.1) from their analysis due to a Mooney plot discrepancy that they attribute to possible issues with the experiment. While some points are excluded here for λ < 1.5 due to large, overlapping plot symbols, scanned data do not exhibit the downturn shown in Destrade et al. (2017, Fig. 2c). This material is accurately described by model (7), which suggests hyperelastic behavior over the entire range of deformation shown in Fig. 19. The shear modulus μ = m1/2 + m2 = 0.777 MPa predicted for this material is within ± 2% of values (0.761 → 0.791 MPa) obtained by Destrade et al. (2017, tables 2, 3, 5) using 12 different models for hyperelastic solids. However, these authors obtain a 14% variation in μ (0.430 → 0.492 MPa) by fitting the same models to Treloar’s (1944) uniaxial data (Destrade et al. 2017, tables 2, 3, 4), where some correlations involve data outside the hyperelastic range. These values are typically larger with greater variation than the shear modulus (0.396 → 0.431 MPa) obtained for Treloar’s (1944) loading data shown in Figs. 1, 3, 4, and 5.
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VanArsdale, W.E. A model for rubber elasticity. Rheol Acta 59, 905–920 (2020). https://doi.org/10.1007/s00397-020-01229-1
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DOI: https://doi.org/10.1007/s00397-020-01229-1