Introduction

Urothelial carcinoma of the bladder (UCB) is the second most common cancer of the genitourinary tract and is responsible for the death of 150,000 people annually [1, 2]. Compared to other malignancies, overall survival rates of patients with non-muscle-invasive bladder cancer (NMIBC) are distinguished. Nevertheless, recurrence rate after primary transurethral resection is about 70 % with 10–20 % of those patients having tumor progression toward muscle-invasive bladder cancer (MIBC). Despite radical cystectomy and other treatment regimen, almost half of the patients have occult distant metastases at that time, being responsible for most of UCB-specific deaths [3].

Epithelial-to-mesenchymal transformation (EMT) is a process involving cell conversion from an epithelial-to-mesenchymal phenotype by means of upregulation of mesenchymal markers and downregulation of epithelial markers with nuclear transcription factors, hence gaining mesenchymal characteristics such as motility and invasive properties [4, 5]. Besides UCB, cell lines displaying EMT phenotype have increased invasiveness and are associated with poor patient outcome regarding various tumors like breast, gastrointestinal and prostate cancer [68].

E-cadherin is one of the most important mediators of cell-to-cell adhesion in epithelial tissues and has important barrier functions. Besides, it maintains the phenotype and apical-base polarity of epithelial cells [9, 10]. Loss of E-cadherin and novel expression of N-cadherin/P-cadherin (cadherin switch) are among the defining features of EMT and have been reported in bladder tumorigenesis [11, 12]. Beyond that, in current literature E-cadherin expression was significantly correlated with stage and histologic grade of urothelial cancer [13].

As recently shown, survivin is another probably effective biomarker concerning the prediction of disease recurrence, progression and mortality in UCB. Survivin is a member of the inhibitor of apoptosis (IAP) family and is involved in the regulation of cell division. Its expression is correlated with aggressiveness of tumor cells, whereas its prognostic potential is additionally based on the capability to inhibit apoptosis and improving angiogenesis [14].

The lack of definite biomarkers with predictive capacity beyond grade and stage in UCB and the absence of data concerning pTa tumors in particular, lead us to investigate the prognostic significance of immunohistochemical expression of E-cadherin and survivin in stage pTa UCB—underlining its clinical importance in the process. As disease progression causes a change in the therapeutic regimen, we solely focused on progressed patients.

Materials and methods

Patient assessment

We retrospectively searched for every initially diagnosed pTa urothelial bladder carcinoma having been treated at our single-center hospital in Germany from January 1992 up to December 2004 and followed up their further clinical course up until June 2010. Only patients with either no further tumor or recurrence or progressive disease by histopathological evaluation were included in the study. This meant in detail:

  • disease free: patients with at least one further suspect lesion during follow-up that was biopsied or transurethral resected and proven to be non-malignant, e.g., cystitis, by histopathological means,

  • recurrent: patients with at least one recurrent tumor that was proven to be a stage pTa urothelial bladder carcinoma by histopathological means,

  • progredient: patients with at least one recurrent tumor that was proven to be at least a stage pT1 urothelial bladder carcinoma by histopathological means.

Patients, who probably underwent transurethral resection during follow-up regime, but not at our hospital, could not be included into the study, as well as patients without any clinical occurrence of disease if not histopathologically proven. Patients with incomplete follow-up until June 2010 were also excluded from the study.

Clinical and histopathological patient data included in the study were collected, and histopathological slides and paraffin-embedded blocks were evaluated.

Clinical treatment of patients

After transurethral resection of the bladder and histopathological diagnosis of stage pTa urothelial carcinoma, patients underwent a re-resection in cases of high-grade tumor according to the WHO classification 1973, multifocal tumors, tumors with diameter >3 cm or lack of bladder muscle in the specimen [15]. The resection technique was the same throughout the entire cohort: a transurethral resection with a cutting electrode by monopolar device. There was no immediate instillation of chemotherapy in this era, but various instillation treatment schemes were being performed in cases of high-graded (in most cases Bacillus Calmette–Guérin instillations) or multifocal tumors (e.g., instillation of Mitomycin C). After that patients were being followed up for at least 5 years with two to four urethrocystoscopies in the first year, one to four in the second, one to three in the third and one or two routine endoscopies in the fourth and fifth year, in some cases once a year thereafter depending on initial tumor grade and number of tumors as well as the follow-up course.

Immunohistochemistry: assessment and evaluation

Sections of 4 µm were cut and mounted on poly-l-lysine-coated glass slides from formalin-fixed and paraffin-embedded tissue blocks. IHC analysis was carried out in a BenchMark IHC Full System immunostainer (Roche Diagnostics, Mannheim, Germany) using the avidin–biotin peroxidase method with diaminobenzidine as a chromatogen according to the manufacturer’s instructions. The primary antibodies of E-cadherin and survivin were used as shown in Fig. 1.

Fig. 1
figure 1

Examples of normal (strong) (a) and aberrant (b) expression of E-cadherin, negative + weak (c) and moderate + strong (d) staining of survivin under fourfold magnification. Results of E-cadherin and survivin immunohistochemistry in non-progressed and progressed patients

Expression of the markers was visualized with a Primo Star microscope (Carl Zeiss Microimaging, Jena, Germany) under 40-fold magnification. Evaluation of UCB immunostaining was performed independently by urologist and pathologist (C.G., W.O., S.S.), without knowledge of clinical and follow-up data. For both markers, E-cadherin and survivin, staining intensity was assessed as lost (0), weak (+), moderate (++) and strong (+++) in the entire slide. Aberrant E-cadherin staining was defined as any expression other than strong, and overexpression of survivin was moderate and strong straining. E-cadherin staining pattern was solely membranous, whereas survivin staining pattern was cytoplasmatic.

Statistical analysis

Statistical analysis was performed using IBM SPSS Statistics, version 21.0 (SPSS Inc, Chicago, IL, USA). Descriptive analysis was executed using SPSS Statistics to specify patient and tumor characteristics. Multivariate linear regression analysis was performed to study the association of clinicopathological parameters and expression of the IHC markers. Dependency of outcome of progression and the absence of progression with immunohistochemical staining were analyzed using uni- and multivariate analysis. Kaplan–Meier analysis and Cox regression analysis were performed to prove clinicopathological and immunohistochemical parameters regarding progression-free survival.

Results

Patient characteristics

Between January 1992 and December 2004, 1366 patients total had been diagnosed with stage pTa urothelial carcinoma of the bladder at our single-center hospital. Two hundred and twenty-three of those patients with suspect lesions of the bladder mucosa detected by endoscopy during follow-up underwent a further transurethral resection of the bladder at our institution at least once. The number of TURBs in the follow-up period until June 2010 varied between one and ten.

While 99 patients (42 %) never showed malignant findings in their follow-up TURBs, 107 patients (46 %) had at least one pTa urothelial carcinoma recurrence and 27 (12 %) patients even showed progress to at least pT1 bladder cancer.

For further data of the collective, please refer to Table 1.

Table 1 Descriptive analysis

Prognostic relevance of EMT markers E-cadherin and survivin for stage pTa UCB

For E-cadherin, tumor specimens of 210 patients (90 %) were suitable for immunohistochemical (IHC) evaluation and 215 tumor specimens (92 % of patients) for survivin. Aberrant or overexpressed, respectively, staining of both markers for EMT was statistically significantly associated in terms of predicting progression with (early) invasive urothelial bladder carcinoma. Seventy-one percent of patients with progression showed aberrant staining of E-cadherin in contrast to only 40 % without progression (p = 0.004). Overexpression of survivin was found in 92 % of all progressed patients in their initial pTa UCB specimen, whereas in patients without progression, survivin overexpression was found in only 61 % (p = 0.001). Please refer to Fig. 1.

Kaplan–Meier analysis revealed aberrant E-cadherin staining to be associated with statistically significant worse progression-free survival (PFS) (81 vs. 94 %, p = 0.005) as well as overexpression of survivin (81 vs. 97 %, p = 0.003). Please refer to Fig. 2.

Fig. 2
figure 2

Kaplan–Meier analysis of progression-free survival of initial stage pTa urothelial bladder carcinoma regarding E-cadherin (a) and survivin (b) staining

Univariate and multivariate regression analysis for prognostic factors of progression in stage pTa UCB

Normal (strong) E-cadherin staining as a positive prognosticator (OR 0.278, CI 0.110–0.705, p = 0.007) and overexpressed survivin (OR 7.550, CI 1.733–32.90, p = 0.007) being associated with progression were the only predictive parameters in univariate regression analysis. There was also a tendency toward older age (OR 1.036, CI 0.995–1.077, p = 0.084), high-grade tumors (OR 3.083, CI 0.907–10.48, p = 0.071) and tumor size (OR 2.894, CI 0.959–8.730, p = 0.059) to predict progression, but this did not reach statistical significance. There was no independent predictive factor for progression of stage pTa bladder cancer in multivariate analysis. Please refer to Table 2.

Table 2 Univariate (a) and multivariate (b) regression analysis of clinicopathological parameters, E-cadherin and survivin expression predicting progression of initial stage pTa urothelial bladder carcinoma patients

Univariate and multivariate Cox regression analysis for prognostic factors of progression-free survival in stage pTa UCB

In multivariate Cox regression analysis, strong E-cadherin staining was an independent prognosticator for better PFS (HR 0.160, CI 0.030–0.859, p = 0.033) and multifocality (HR 4.004, CI 1.024–15.66, p = 0.046) and tumor size over 3 cm (HR 8.267, CI 1.078–63.37, p = 0.042) were prognosticators for worse PFS. Overexpression of survivin failed to be an independent prognosticator in multivariate analysis but was an independent prognosticator in univariate Cox regression analysis (HR 6.768, CI 1.599–28.64, p = 0.009). Normal (strong) staining of E-cadherin (HR 0.303, CI 0.126–0.731, p = 0.008) indicated also in this analysis for better PFS. Also poorly differentiated initial pTa UCB in WHO grading 1973 was an independent prognosticator for worse PFS in univariate Cox regression analysis. Please refer to Table 3.

Table 3 Univariate (a) and multivariate (b) Cox regression analysis of clinicopathological parameters, E-cadherin and survivin expression predicting progression-free survival of initial stage pTa urothelial bladder carcinoma patients

Discussion

In the present study, we were able to demonstrate that overexpression of survivin is associated with progressive disease in pTa bladder cancer. This is the first study to describe survivin expression in IHC in TURB specimens of solely pTa bladder cancer. Compared to other studies, we have analyzed a major number of samples underlining the power of our data. Besides, we identified E-cadherin as a second immunohistochemical marker that predicts progressive disease in pTa bladder cancer.

In our cohort, we were able to demonstrate that overexpression of survivin is correlated with a poor PFS of patients with initial pTa bladder cancer. In univariate Cox regression analysis, overexpression of survivin was a prognosticator for poor outcome, although it did not quite reach significance in multivariate analysis. To date the majority of the studies available investigate the role of survivin in muscle-invasive bladder cancer. Survivin-positive patients have a worse response rate to chemotherapy with cisplatin, and survivin is a suitable prognostic marker in bladder cancer cystectomy specimens correlated with adverse patients’ survival [16, 17].

When Swana et al. [18] firstly described survivin in bladder cancer, they found no expression of survivin in normal epithelium but more commonly in high-grade tumors. Furthermore, missing of survivin expression was associated with longer time to first tumor recurrence. Additionally to disease recurrence, Jeon et al. [19] could demonstrate a significant association between survivin expression and bladder cancer progression as well as mortality. In their recently published review and meta-analysis, 14 studies overall were included with 2165 patients total. Almost half of the patients presented with survivin overexpression, which was associated with high-grade tumors when prevailing in higher frequencies. In these heterogeneous studies, overexpression could be identified as a significant prognosticator for oncological outcome even if no correlation with pT stage was detected [19]. Particularly in non-muscle-invasive tumors, overexpression of survivin is correlated with recurrence and progression [2022]. Since survivin is not expressed in normal tissue and still correlates with adverse survival, it seems to be a suitable marker to identify patients at higher risk. These data correspond to the results of our study showing that survivin expression is a good prognosticator for disease progression in pTa tumors. Besides, we did not subsume pTa und pT1 tumors as found in other current literature [21].

We identified E-cadherin as a second immunohistochemical marker that predicts progressive disease in pTa bladder cancer. Loss of E-cadherin expression and cadherin switching is generally considered as a late step in the molecular pathogenesis of bladder cancer [11]. Thus, not many studies have investigated E-cadherin expression solely in pTa tumors.

For advanced bladder cancer, higher rates of loss of E-cadherin expression can be detected, indicating a more aggressive and invasive disease. In cystectomy specimens with a long-term follow-up, Byrne et al. [13] showed that altered E-cadherin expression is associated with degree of invasiveness, lymph node metastasis, disease progression and thus increased risk of death from bladder cancer.

In noninvasive tumors, a high rate of tumors with normal positive expression of E-cadherin is prevalent, whereas most invasive tumors show an abnormal expression [23]. Otto et al. [24] were among the first to show that there is a significant correlation between E-cadherin negative tumors and progress, both in pTa/T1 and in pT2–3. Furthermore, loss of E-cadherin is more frequent in high-grade tumors than in low-grade tumors [25, 26]. Thus, aberrant E-cadherin staining in pTa tumors could identify patients at higher risk of recurrence or progression. Khorrami et al. [27] showed that abnormal E-cadherin staining was associated with recurrence in low-grade papillary tumors, whereas no association between loss of E-cadherin and progression could be found. Other studies, however, did not yield a correlation between loss of E-cadherin and recurrence or progression in superficial bladder cancer [28, 29].

On molecular level, loss of E-cadherin in bladder cancer is associated with p53 expression, a well-known predictor for more aggressive urothelial cancer. In this context, loss of E-cadherin is an independent predictor of poor survival [25]. Furthermore, tumors with a high proliferative activity have a reduced E-cadherin expression [26]. This also substantiates the important role of E-cadherin in bladder cancer development. Our data demonstrate that, even in pTa tumors, aberrant E-cadherin expression is a predictor of progressive disease. Besides, advanced cancers often display an abnormal E-cadherin expression, which was associated with progression to invasive and metastatic disease. In multivariate Cox regression analysis in our cohort of pTa tumors, loss of E-cadherin as well as multifocality and tumor size (>3 cm) were the only predictors of poor outcome. Furthermore, just like overexpression of survivin, aberrant expression of E-cadherin is correlated with a poor PFS. Thus, E-cadherin seems to be a potent marker for identifying patients with pTa bladder cancer, who are at risk of progressive disease potentially resulting in a more aggressive follow-up and therapeutic regimen.

A weakness of this study is of course its retrospective design and also the fact that it only deals with single-center data. To achieve valid and reproducible results, independent multicenter studies are necessary to evaluate IHC markers.

Conclusion

For the first time, we were able to provide evidence that both survivin expression and loss of E-cadherin—known features of advanced and aggressive disease in bladder cancer—can predict progression in initial pTa bladder cancer. Adding these as immunohistochemical markers to the initial evaluation of TURB specimens, patients at risk of progressive disease might be identified more easily. Subsequently, these patients could then receive a more aggressive follow-up and therapeutic regimen with the aim of a better cancer-related survival.