Abstract
We consider the following polyharmonic equation with critical exponent
where \(m>0\) is a integer, \(m^*=:\frac{2N}{N-2m}\), \(B_{1}(0)\) is the unit ball in \(\mathbb {R}^{N}\), \(N \ge 2m+4\), \(K:[0,1] \rightarrow \mathbb {R}^{N}\) is a bounded function, \(K'(1)>0\) and \(K''(1)\) exists. We prove a non-degeneracy result of the non-radial solutions constructed in Guo and Li (Calc Var PDEs 46(3–4):809–836, 2013) via the local Pohozaev identities for \(N \ge 2m+4\). Then we apply the non-degeneracy result to obtain new existence of non-radial solutions for \(N \ge 6m\).
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1 Introduction
In this paper, we consider the following polyharmonic equation with critical exponent:
where \(m^*=\frac{2N}{N-2m}\) with \(m>0\) being a integer. \(B_{1}(0)\) is the unit ball in \(\mathbb {R}^{N}\), \(N \ge 2m+4\), \(K:[0,1] \rightarrow \mathbb {R}\) is a bounded function, \(K'(1)>0\) and \(K''(1)\) exists. \(\mathscr {D}_0^{m,2}(B_1(0)) \) denotes the closure of \(C_0^\infty (B_1(0))\) with respect to the norm:
where \(|\cdot |_2\) denotes the \(L^2\) norm on \(B_1(0)\).
When \(m=1\), \(K(|y|)=|y|^\alpha \), \(\alpha >0,\) problem (1.1) is reduced to the classical Hénon equation:
Problem (1.3) was first introduced by Hénon in the study of astrophysics, see [18]. From the view point of mathematics, we are more interesting in the existence of solutions. In the subcritical case, that is \(p<\frac{N+2}{N-2}\), the existence of a solution for the problem (1.3) can be proved easily by variational methods. For the critical case, that is, \(p=\frac{N+2}{N-2}\), the loss of compactness from \(H^{1}_{0}(B_{1}(0))\) to \(L^{\frac{2N }{N-2}}(B_{1}(0))\) makes the problem getting more difficult to study. Ni [25] observed the influence of the non-autonomous term \(|y|^\alpha \) and proved that it possesses a positive radial solution when \(p \in (1, \frac{N+2+2\alpha }{N-2})\).
It is natural to ask whether (1.3) has a non-radial solution. When \(N=2\), Smets-Su-Willem [25] showed that the ground state solution is non-radial when \(\alpha \) is large. When \(N \ge 3\), Cao-Peng [7] considered the problem with \(p = \frac{N+2}{N-2}-\epsilon \) for \(\epsilon \) is small, they proved that the mountain pass solution is non-radial and blow up as \(\epsilon \rightarrow 0\). For the critical case, that is \(p=\frac{N+2}{N-2},\) using a variational method, Serra [24] proved that (1.3) has a non-radial solution for \(N\ge 4\) and \(\alpha \) is large. Later on, using reduction arguments, Wei-Yan [27] proved there exists infinitely many non-radial solutions for \(N\ge 4\) and any \(\alpha > 0\).
For more any other related results on Hénon equations in the cases of near critical or subcritical, we refer readers to [1, 2, 9, 19, 20, 22, 26] and the references therein.
In this paper, we are concerned with the higher order Hénon type equation. Indeed, the problem with higher order operators have long been of interest due to their application in conformal geometry and elastic mechanics. For example, the conformal covariant operator \(P_4(m=2)\) was first introduced by Paneitz in 1983 when studying smooth 4-manifolds, and the application of \(P_4\) was generalized to any \(N-\)manifold by Branson [6] in 1993. We point out that problems relating to polyharmonic operators present new challenges. We refer the reader to [3,4,5, 8, 11, 12, 23] and the references therein for more interesting results related to polyharmonic operators.
In particular, we see that Guo, Li and Li [14] proved that there are infinitely many nonradial solutions for (1.1). The aim of the present paper is two aspects: we first discuss the non-degeneracy of the bubble solution constructed in [14]. Then as an application we prove the existence of new type of non-radial solutions for Eq. (1.1). We would like to mention that the non-degeneracy of the solution is very important for the further study on the construction of new solutions or the existence of positive solution for the problem (1.1) without symmetry assumptions on the curvature function K(y). Moreover, it will be also important in the study of the Morse index of the non-radial solution. We believe our method can be used to construct nonradial solutions for other elliptic problem with higher order operators. Before the statement of the main results, let us first introduce some notations.
It is well known (see [13]) that a family of positive solutions to the following problem
are given by
where \(P_{m,N}= \Pi _{h=-m}^{m-1}(N+2h) \) is a constant, \(\Lambda >0\) is the scaling parameter and \(x\in \mathbb {R}^N\). We call \(U_{x,\Lambda } \) is single-bubble centered at the point x.
We define the scaling parameter \(\mu _k:=k^\frac{N-2\,m+1}{N-2\,m},N\ge 2\,m+4\).
Define
Choose \(\{x_j\}_{j=1}^k\) as the k vertices of the regular \(k-\)polygon inside \(B_{1}(0)\), where
\(\textbf{0}\in \mathbb {R}^{N-2}\), \(r_k\in (1-\frac{r_0}{k}\), \(1-\frac{r_1}{k})\), \(r_0>r_1\) are positive constants.
For a function \(u\in H_{s}\cap \mathscr {D}_0^{m,2}(B_1(0))\), we define the norm \(\Vert u\Vert _*\) as follows:
The nonradial solutions constructed in [14] are stated as following: let \(PU_{x_j,\Lambda _k \mu _k}\) denote the solution of the following problem on \(B_1(0)\),
where \(L_0\le \Lambda _k\le L_1\), then we have
Theorem A
Suppose \(N\ge 2m+2\). If \(K(1)>0\), \(K'(1)>0\) and \(K''(1)\) exists, then there exists an integer \(k_0>0\) such that for any integer \(k\ge k_0\) the boundary-value problem (1.1) has a solution
where \(\omega _k\in H_{s}\), \(\Vert \omega _k\Vert _{L^\infty (B_{1}(0))}\rightarrow 0\) as \(k\rightarrow \infty \), and \(L_0\le \Lambda _k\le L_1\) for some large constants \(L_0,L_1>0\). In fact there exists an integer \(k_0>0\) such that for each \(k\ge k_0\),
where \(\sigma >0\).
Note that the solutions \(u_k\) has k bubbles located on the circle in \((y_1,y_2)-\)plane with radius near 1. In fact we can also construct solution, for example, namely \(u_n\) which has n bubbles located on the circle in \((y_3,y_4)-\)plane with radius near 1. One of the aims of the present paper is to get a new solution to (1.1) with main term \(u_k+u_n\), where k and n are large integers. However, by careful analysis, we see that it is almost impossible to get the desired solutions with main term as \(u_k+u_n\) by using variational method. In this paper, follow the idea in [16], we using a reduction arguments by gluing the n bubble solutions to the k bubble solutions. For this purpose, we need first to prove the non-degeneracy of the k bubble solutions \(u_k\).
We denote the linear operator around \(u_k\) by
Our first result is the following.
Theorem 1.1
Suppose that \(K(1)>0\), \(K'(1)>0\) and \(K''(1)\) exists. If \(N \ge 2\,m+4\), then there exists a large constant \(K_0 > 0\), such that for any integer \( k > K_0\), the positive bubble solution \(u_k\) obtained in Theorem A is non-degenerate in the sense that if \(\xi \in H_{s}\cap \mathscr {D}_0^{m,2}(B_1(0))\) is a solution of the following equation:
then \(\xi =0\).
A direct consequence of Theorem 1.1 is the following.
Theorem 1.2
Under the assumptions in Theorem 1.1 and \(N \ge 6m\). Let \(u_k\) be the solution in Theorem A with a large fixed even number \(k > 0\). Then there exists an integer \(n_0 > 0\), depending on k, such that for any even number \(n \ge n_0\), (1.1) has a solution with the form
where
and \(\lambda _n \sim n^{\frac{N-2m+1}{N-2m}}\), \(t_n \in (1 - \frac{L_0}{n}, 1-\frac{L_1}{n})\), \(L_0> L_1 > 0\) are some constants, the definition of \(X_s\) is in (3.1).
The paper is organized as follows. Section 2 is devoted to the proof of Theorem 1.1 by contraction arguments. We will construct a new type of bubbling solutions by reduction method in Sect. 3. And some important identities for polyharmonic operators and the estimates for the modified Green function are attached in Appendices. We believe the results obtained in this part are also independent of interesting and will be useful to other related problems involving polyharmonic operators.
2 The non-degeneracy of the solutions
In this section, we first establish a fine estimate on the k-bubbling solution \(u_{k}\) obtained in Theorem A. Then with the help of the local Pohozaev identities, we prove a non-degeneracy result by using a contradiction argument.
We introduce the following norms by:
and
where \(x_{k,j} = (r_{k}\cos \frac{2(j-1)\pi }{k},r_{k}\sin \frac{2(j-1)\pi }{k},0)\), and \(\tau \) is any fixed number in \((\frac{N-2m}{N-2m+1},1+\theta )\), \(\theta > 0\) is a small constant. Noting that \(\mu _{k} = k^{\frac{N-2\,m+1}{N-2\,m}}\) and the choice of \(x_{k, j}\) and \(\tau \), by definition we find
Let
First, we will need the following two results.
Lemma 2.1
Assume \(N\ge 2m+2\). Then, for any constant \(\sigma \in (0,N-2m)\), there is a constant \(C>0\) such that
Let \(\tilde{P} U_{x_j,\Lambda _k}\) denote the solution of the following Dirichlet problem on \(B_{\mu _k}(0)\):
Lemma 2.2
Assume \(N\ge 2m+2,\tau \in (0,2)\). Then there exists a small \(\theta >0\) such that
where \(W_{r_k,\Lambda _k}(y)=\sum _{j=1}^k \tilde{P}U_{x_j,\Lambda _k}(y)\).
The proofs of the above two lemmas can be found in [13].
Lemma 2.3
There exists a constant \(C > 0\) such that for all \(y \in B_1(0)\),
Proof
Let \(\widehat{u}_{k} = \mu _k^{-\frac{N-2\,m}{2}}u_{k}(\mu _{k}^{-1}y), \) then
Denote G(y, x) is the Green function of \((-\Delta )^{m}\) in \(B_{1}(0)\) with Dirichlet boundary condiction. By [17] we have
Recall that \(u_k= \displaystyle \sum _{j=1}^k PU_{x_j, \mu _k}+\omega _k\) with \(||\omega _k||_*=O\bigg (\frac{1}{\mu _k^{\frac{1}{2}+\sigma }}\bigg )\) for some \(\sigma >0,\) then
where \(\widehat{x}_{k,j} = \mu _{k}x_{k,j}\), and \(\tau _{1} \in (\frac{N-2\,m}{N-2\,m+1},\tau )\). Noting that
we can choose \(\tau _{1}\) such that \(\frac{\frac{N-2m}{2}-\tau }{\frac{4(\tau - \tau _{1})}{N-2m}}\) is not an integer. Let \(\eta = \frac{4(\tau - \tau _{1})}{N-2\,m}\) and \(l = [\frac{\frac{N-2\,m}{2}-\tau }{\frac{4(\tau - \tau _{1})}{N-2\,m}}] \), then we have
Continuing this process, we have
where \(\tau _{2} \in (\frac{N-2m}{N-2m+1},\tau + \eta )\). We can choose \(\tau _{2}\) such that \(\frac{4(\tau + \eta - \tau _{2})}{N-2\,m} = \eta \), then we have
Repeating this process, we have
So
\(\square \)
We prove Theorem 1.1 by using contradiction arguments. Suppose that there are \(k_{n} \rightarrow +\infty \), satisfying
but \(\xi _n\not =0.\) Without loss of generality, we may assume \(||\xi _{n} ||_{*} = 1\) and obtain the contradictions by the following steps. Define
Lemma 2.4
It holds
uniformly in \(C^{1}(B_{R}(0))\) for any \(R > 0\), where \(b_{0}\) and \(b_{1}\) are some constants,
Proof
In view of \(|\widehat{\xi }_{n}| \le C\), we may assume that \(\widehat{\xi }_{n} \rightarrow \xi \) in \(C^{m}_{loc}(\mathbb {R}^{N})\). Then \(\xi \) satisfies
which gives
Since \(\xi _{n}\) is even in \(y_{i},\) \(i = 2,\ldots ,N\), it holds \(b_{i} = 0,\) \(i = 2,\ldots ,N\). The results follows. \(\square \)
We decompose
where \(\xi _{n}^{*}\) satisfies
By the lemma 2.4 know that \(b_{0,n}\) and \(b_{1,n}\) are bounded.
Lemma 2.5
It holds
where \(\sigma > 0\) is a small constant.
Proof
Since \(L_{k_n}\xi _n=0\), we first calculate
where \(\psi _{x, \lambda }: =U_{x, \lambda }-PU_{x, \lambda }\).
In the following, we will estimate \(J_i,\) \( i=1,2, 3 \). Without loss of generality, we may assume \(y \in \Omega _{1}\).
First, we have
and
Noting that \(\frac{N-2m}{2} - \tau \frac{N-2m}{N+2m} > 1 \), we have
Now, we turn to consider \(I_{1}\). We split the slice \(\Omega _{1}\) into two parts, namely,
where \(\delta > 0\) is a fixed small constant.
In the region \(\Omega _{11}\), we have
which leads to
In the region \(\Omega _{12}\), noting that
then
As a result,
For the second term \(J_2\), we denote
- Case 1,:
-
\(N \ge 6m\), then \(m^*\le 3\). We have
$$\begin{aligned} \begin{aligned}&\bigg |\bigg (\bigg (\sum _{j=1}^{k_{n}}U_{x_{k_{n},j},\Lambda _{k_n}\mu _{k_{n}}}\bigg )^{m^{*}-2} - U_{x_{k_{n},1},\Lambda _{k_n}\mu _{k_{n}}}^{m^{*}-2}\bigg )h_{n,1}\bigg | \\&\quad \le CU_{x_{k_{n},1},\mu _{k_{n}}}^{m^{*}-2}\sum _{j=2}^{k_{n}}U_{x_{k_{n},j},\Lambda _{k_n}\mu _{k_{n}}} \\&\quad \le C\frac{\mu _{k_{n}}^{\frac{N+2m}{2}}}{(1+\mu _{k_{n}}|y-x_{k_{n},1}|)^{\frac{N+2m}{2}+\tau }}\sum _{j=2}^{k_{n}}\frac{1}{(\mu _{k_{n}}|y-x_{k_{n},j}|)^{\frac{N+2m}{2}-\tau }} \\&\quad \le \frac{C}{\mu _{k_{n}}^{\frac{1}{2}+\sigma }}\frac{\mu _{k_{n}}^{\frac{N+2m}{2}}}{(1+\mu _{k_{n}}|y-x_{k_{n},1}|)^{\frac{N+2m}{2}+\tau }}. \end{aligned} \end{aligned}$$ - Case 2,:
-
\(2m+4 \le N < 6m \), then \(m^*>3\). We have
$$\begin{aligned}&\bigg |\bigg (\bigg (\displaystyle \sum _{j=1}^{k_{n}}U_{x_{k_{n},j},\Lambda _{k_n}\mu _{k_{n}}}\bigg )^{m^{*}-2} - U_{x_{k_{n},1},\Lambda _{k_n}\mu _{k_{n}}}^{m^{*}-2}\bigg )h_{n,1}\bigg | \\ {}&\quad \le CU_{x_{k_{n},1},\mu _{k_{n}}}^{m^{*}-2}\sum _{j=2}^{k_{n}}U_{x_{k_{n},j},\Lambda _{k_n}\mu _{k_{n}}} + C U_{x_{k_{n},1},\Lambda _{k_n}\mu _{k_{n}}} \bigg (\displaystyle \sum _{j=2}^{k_{n}}U_{x_{k_{n},j},\Lambda _{k_n}\mu _{k_{n}}}\bigg )^{m^{*}-2} \\ {}&\quad \le \frac{C}{\mu _{k_{n}}^{\frac{1}{2}+\sigma }}\frac{\mu _{k_{n}}^{\frac{N+2m}{2}}}{(1+\mu _{k_{n}}|y-x_{k_{n},1}|)^{\frac{N+2m}{2}+\tau }}. \end{aligned}$$
So for all \(N\ge 2m+4\), we have
On the other hand, we have
Combining the above two reuslts, we obtained
For \(y \in \Omega _1\), we have
For \(y \in B_{\frac{\delta }{k_n}}(x_{k_{n},1})\), from Lemma A.1 we have
which leads to
where \(\eta > 1\) is a constant.
For \( y \in \Omega _1 \cap B^{c}_{\frac{\delta }{k_n}}(x_{k_{n},1})\),
So we have proved
Moreover, for \( N \ge 6m\), we have
The penultimate term follows the fact that
where \(\eta = \frac{N-2m}{N-2m+1}\) and the last inequality follows from the fact that \( 2m - \eta \frac{N+2m}{N-2m} > 0 \).
As for \(2m+4\le N<6m\) similar to the proof of (2.12), we have
So
The inequality (2.13) follows from
and
since \(N\ge 2m+4\). As a consequence, for \(N\ge 2m+4\), we have proved
So combining (2.11) and (2.14), we have
Similar to the proof of (2.12), we can obtain
Combining (2.10), (2.15) and (2.16), we have
On the other hand, from
and Lemma 2.3, we can see that there exist \(\rho > 0\), such that
Thus, the result follows. \(\square \)
As before G(y, x) is the Green function of \((-\Delta )^{m}\) in \(B_{1}(0)\) with Dirichlet boundary condiction.
Denote
Then we have the following lemma.
Lemma 2.6
For a small constant \(\delta > 0\) fixed, we have \(\forall \) \(y \in \partial B_{\frac{\delta }{k_{n}}}(x_{k_{n},1})\),
and
where
and
Proof
First we give the proof of (2.17). We have
Without loss of generality, we assume \(y \in \Omega _{1}\), divide the integral by areas
where \( d = \frac{| y -x_{k_{n},1} |}{2}\). We estimate one by one:
where we choose \( \frac{N+2m}{N-2m}< \eta < N+2m\).
By Taylor expansion, for \( x \in B_{\frac{\delta }{k_{n}}}(x_{k_{n},j}) \), we have
Thus
On the other hand, we have
So
Now we compute \(I_1\),
and
By simple calculation,
So
then (2.17) is proved.
Similarly, by
we can have (2.18).
Now we compute \(\xi _{n}\).
Similar to the calculation for \(u_{k_n}\), we have
where \(\theta _{j} = \frac{2(j-1)\pi }{k_n},\; j =1,\ldots ,k_n \).
Combining the estimates of \(J_1,J_2,J_3,J_4\), for the same reason, (2.19) follows.
Noting that
(2.20) can be proved similarly. \(\square \)
Lemma 2.7
\(\widehat{\xi }_{n} \rightarrow 0\) uniformly in \(C^{1}(B_{R}(0))\) for any \(R > 0\).
Proof
Step1: First we prove \(b_{0,n}\rightarrow 0\).
When m is even: We apply the first Pohozaev identity in lemma B.1 with \(B=B_{\frac{\delta }{k_n}}(x_{k_n,1})\) then we have
Note
we have
and
By Lemmas 2.6 and B.3 we have:
the last equal comes from Proposition 3.1 of [14], which says
Thus by (2.21) we have \(b_{0,n}\rightarrow 0\), as for m is odd, we have same result.
Step2:
Now we prove \(b_{1,n}\rightarrow 0\). We apply the second Pohozaev identity of Lemma B.1
We note:
We estimate both sides of the equation separately: direct computation shows that
Let’s estimate the right-hand side of the equation. A direct calculation leads to
According to Lemma B.3 we have
From Proposition 3.1 in [14] we have
which leads to
and
By (2.22) we get
Combining (2.17), (2.19), (2.26) and (2.28) we have
Combining (2.23), (2.24) and (2.29):
Compare the coefficients of \(b_{1,n}\) on both sides of the equation where
we will need this classical integration
Then the ratio of coefficients will be
since \(Q_{M,n}\) isn’t a transcendental number, where \(\pi ^{\frac{N}{2}}\) is. When m is odd we can get almost the same expression, the ratio of coefficients will become
where \(P_{M,N}\) isn’t a transcendental number. Then \(b_{1,n}\rightarrow 0\). \(\square \)
Now, we give the proof of Theorem 1.1.
Proof
With the aid of the above lemmas, it is sufficient to get a contradiction with \(||\xi _n||_*=1.\)
In fact, we have
and
for some \(\theta > 0\). So we obtain
Since \(\xi _{n} \rightarrow 0\) in \(B_{R(\Lambda _{k_n}\mu _{k_{n}})^{-1}}(x_{k_{m,j}})\) and \(|| \xi _{n}||_{*} = 1\), we know that
attains its maximum in \(\mathbb {R}^{N}\setminus \cup _{j=1}^{k_{n}}B_{R(\Lambda _{k_n}\mu _{k_{n}})^{-1}}(x_{k_{n},j})\). Thus
So \( ||\xi _{n}||_{*} \rightarrow 0\) as \(n \rightarrow +\infty \). This is a contradiction to \(||\xi _{n}||_{*} = 1\). \(\square \)
3 Construction of new bubbling solution
Let \(u_k\) be the k-bubbling solution in Theorem A with a large even integer \(k > 0\). Then \(u_k\) is even in each component \(y_i, \, i=1, \ldots , N\) and \(u_k\) is radial in \(y''= (y_3, \ldots , y_N)\).
Let \(n \ge k\) be a large even integer. Let
where \(t_n \in (1-\frac{C_1}{n}, 1-\frac{C_2}{n})\), for some constants \(C_1>C_2>0\).
Define
where \(y^* = (y_5, \ldots , y_N)\).
In this section, we are devoted to construct a solution of (1.1) with the form
where \(\omega _n \in X_s \cap \mathscr {D}_0^{m,2}(B_1(0))\) is a small perturbed term.
We first introduce the weighted norms:
and
where \(\tau \) is any fixed number satisfying \(\frac{N-2\,m}{N-2\,m+1}<\tau < 1+\eta \), \(\eta > 0\) is a small constant.
Let
Consider the following linearized problem of (1.1) around \(u_k + \displaystyle \sum _{j=1}^n PU_{p_{n, j}, \lambda _n }\):
for some numbers \(a_{n,i}\), depending on \(\omega _n\).
Lemma 3.1
Assume \(\omega _n\) solves the problem (3.2) for \(h = h_n\). If \(\Vert h_n\Vert _{**,n} \rightarrow 0\) as \(n \rightarrow +\infty \), so does \(\Vert \omega _n\Vert _{*,n}\).
Proof
We argue by contradiction. Suppose that there exist \(p_{n,j}, \; \lambda _n, \; h_n, \; \omega _n\) satisfying (3.2), \(\lambda _n \rightarrow +\infty \), \(\Vert h_n\Vert _{**,n} \rightarrow 0\) and \(\Vert \omega _n\Vert _{*,n} \ge c_0 > 0\). Without loss of generality, we may assume \(\Vert \omega _n\Vert _{*,n} = 1\).
We write
Then by Proposition C.1, we have
Then, similar to the computation in Proposition 2.3 in [14], we can obtain
for some \(\theta > 0\) small enough.
From (3.3) and \(\Vert \omega _n\Vert _{*,n } = 1\), we obtain that there exists \(L > 0\) large enough such that
for some i. Furthermore, the dilation \(\tilde{\omega }_n(y)= \lambda _n^{-\frac{N-2\,m}{2}}\omega _n(\lambda _n^{-1}y + p_{n,i})\) converges uniformly on any compact set to a solution u of the following equation:
On the other hand, noting the orthogonality in (3.2), we have that u is perpendicular to the kernel of this equation. As a result, \(u = 0\), which is a contradiction to (3.4). \(\square \)
With the help of Lemma 3.1, similar to Proposition 4.1 in [10], we have the following proposition.
Proposition 3.2
There exist \(n_0 > 0\) and a constant \(C > 0\), independent of n, such that for all \(n \ge n_0\) and all \(h \in L^{\infty }( \mathbb {R}^N)\), problem (3.2) has a unique solution \(\omega = \mathcal {L}_n(h )\) with \(\Vert \mathcal {L}_n(h )\Vert _{*,n} \le C\Vert h\Vert _{**,n}, \; |a_{n,i}| \le \frac{C}{\lambda _n^{\bar{n}_i}}\Vert h\Vert _{**,n}\), \(i = 1,2\), where \(\bar{n}_1 = 1, \bar{n}_2 = -1\).
Now we consider the following perturbed problem of (1.1):
for some numbers \(a_{n,i}\).
Noting that the problem (3.5) can be rewritten as
where
and
A standard argument leads to
Lemma 3.3
\( \Vert \mathcal {F}_n(\omega _n)\Vert _{**,n} \le C \Vert \omega _n\Vert _{*,n}^{\min \{m^*-1,2\}}\).
Next, we estimate \(l_n\).
Lemma 3.4
\(\Vert l_n\Vert _{**,n} \le \frac{C}{\lambda _n^{\frac{1}{2}+\sigma }}\).
Proof
Define
We have
We will estimate these terms one by one.
For \(\bar{J}_1\), in the case \(y \in \cup _{j=1}^n( D_{n,j} \cap B_{\frac{\delta }{n}}(p_{n, j}))\), where \(\delta > 0\) is a small constant. Without loss of generality, we may assume \(y \in D_{n,1} \cap B_{\frac{\delta }{n}}(p_{n, 1})\), then
We have
In the case \(y \notin \cup _{j=1}^n( D_{n,j} \cap B_{\frac{\delta }{n}}(p_{n, j}))\), without loss of generality, we may assume \(y \in D_{n,1} \backslash B_{\frac{\delta }{n}}(p_{n, 1})\), then
where \(\eta > 1\) is a constant. Combining (3.7) and (3.8), we have
For \(\bar{J}_2\), we may assume \(y \in D_1\). For \(y \in B_{\frac{\delta }{n}}(p_{n,1})\), from Lemma A.1 we have
which leads to
For \(y \notin B_{\frac{\delta }{n}}(p_{n,1})\), we have
Combining (3.9) and (3.10), we have
For \(\bar{J}_3\), we assume \(y \in D_1\). For \(y \in B_{\frac{\delta }{n}}(p_{n,1})\), noting that
we have
For \(y \notin B_{\frac{\delta }{n}}(p_{n,1})\), similar to (3.10), we have
Combining (3.11) and (3.12), we have
Combining the above estimates, the result follows. \(\square \)
With the help of Proposition 3.2, Lemmas 3.3 and 3.4, a standard argument with the Fixed Point Theorem leads to the following proposition:
Proposition 3.5
There exist \(n_0 > 0\) and a constant \(C > 0\), independent of n, such that for all \(n \ge n_0\), \(\lambda _n \in [\Lambda _0 n^{\frac{N-2\,m+1}{N-2\,m}}, \Lambda _1 n^{\frac{N-2\,m+1}{N-2\,m}}]\), \(t_n \in (1 -\frac{C_1}{n},1 -\frac{C_2}{n} )\), where \(\Lambda _1> \Lambda _0 > 0\) and \( C_1> C_2 >0\) are some constants, problem (3.5) has a unique solution \(\omega _n\) for some constant \(a_{n,i}\), satisfying
where \(\sigma > 0\) small enough.
Then we check energy expansion. The idea of the energy expansion comes from the observation that the nonlinear energy can be approximated by a linear combination of simple terms with the parameters \(t_n\) and \(\lambda _n\).
Define
where \(\omega _n\) is the function obtained in Proposition 3.2, and I is the functional of problem (1.1), that is
To obtain a solution with the form \(u_k+\sum _{j=1}^nPU_{p_{n,j},\lambda _n}+\omega _n\), we just need to find a critical point of \(F(t_n,\lambda _n )\) in the domain \([1-\frac{C_1}{n},1-\frac{C_2}{n}] \times [ \Lambda _0n^{\frac{N-2\,m+1}{N-2\,m}},\Lambda _0n^{\frac{N-2\,m+1}{N-2\,m}}]\), where \(0<\Lambda _0<\Lambda _1<\infty \) and \(C_1>C_2>0\) are some constants.
Proof of Theorem 1.2
When m is odd,
and by symmetry,
We can check
For \(y\in \mathbb {R}^N \backslash \cup _{j=1}^n(D_{n,j}\cap B_{\frac{1}{\lambda _n^{\frac{1}{2}}}}(p_{n,j}) )\) we have
which leads to
We have
Noting that
and
we obtain
Then we have
Combining (3.14), (3.18) and a standard procedure as in [14], we obtain
where \(A,B_i,i\in \{1,2,3\}\) are some positive constants, \(\sigma >0\) is a small constant.
Then similar to the argument as in [14], we can find a critical point of \(F(t_n,\lambda _n )\), the result follows. The process is similar when m is even, therefore we have proven Theorem 1.2. \(\square \)
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Acknowledgements
The research of Y. Guo was supported by the National Natural Science Foundation of China (No. 12271283, 12031015). All the authors have same contribution. There is no conflict of interest.
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Appendices
Appendix A. The estimate of U-PU
In the following, we always assume that
\(r\in [ \mu (1-\frac{r_0}{k}),\mu (1- \frac{r_1}{k})] \). Let \({\bar{x}}_j=\frac{1}{\mu }x_j\), G(x, y) be the Green function of \((-\Delta )^m\) in \(B_1(0)\) with homogenous Dirichlet boundary condition, and H(x, y) be the regular part of Green function. We use \(PU_{x_j,\Lambda _k \mu _k}\) to denote the solution of (1.6) and \(r_3=min (r_0,1)\).
For \(l=1,\ldots , N\), denote
for \(l=N+1\), we set
Lemma A.1
Assume \(N\ge 2m+4\), for any \(i=1,\ldots ,k\), if \(y\in B_{\frac{\mu r_3}{8k}(x_j)}\) and \(j\ne i\), then
and
where \(A_{N,m}\) is a constant only depend on N and m.
If \(y\in B_{\frac{\mu r_3}{8k}}(x_i)\), then
and
Proof
By the potential theory,
Case 1: \( y\in B_{\frac{r_3}{8k}}(x_i)\), it is easy to check
and
So,
Case 2: \( y \in B_{{\frac{r_3}{8k}}}(x_j)\), where \( j\ne i\). In this case, it is easy to check
and
So
Since for \( l=1,...,N+1\),
Similar to (A.1 ), (A.2), we can prove (A.4)–(A.6). \(\square \)
For the completeness of the proof, we supplement the estimation of the derivative of H. In area \(B_1(0)\) the Green function for the Dirichlet problem is positive and given by
where
\(w_n\) is the n-dimensional unit sphere surface area. Using the following identity
and (B.13) we can get the expression of H
we have
Lemma A.2
The above function H is satisfied
Proof
By definition after a variable substitution, we have
repeated derive the function and similarity calculation lead us to the result.
\(\square \)
Appendix B. Pohozaev indentities and the estimates of Green’s function
In this part, we will establish the Pohozaev indentities for polyharmonic operator in the small domain \(B_{\frac{\delta }{k_n}}(x_{k_n,1})\), where \(\delta >0\) is a small fixed constant. And then we give some expression related to Green’s function. We will use the same notations as before.
Recall that the equation and its linearized equation read as:
and
Lemma B.1
If m is even and \(B \subset B_1(0)\) is a smooth area, then
and
where \(x_0\in B_1(0)\), \(\nu \) is the out-of-unit normal derivative of B, \(s=1,\ldots ,N\) and \(\nu _s \) is the s-th component of \(\nu \).
Lemma B.2
If m is odd and \(B \subset B_1(0)\) is a smooth area, then
and
where \(x_0\in B_1(0)\), \(\nu \) is the out-of-unit normal derivative of B, \(s=1,\ldots ,N\) and \(\nu _s \) is the s-th component of \(\nu \).
The proof of the above two lemmas are similar. We only give the outline of proofs. For the first lemma, we multiply the two Eqs. (B.1) and (B.2) by \(\frac{\partial \xi }{\partial y_s}\) and \(\frac{\partial u }{\partial y_s}\) respectively; for the second part, we multiply the two Eqs. (B.1) and (B.2) by \(\langle \nabla \xi ,y-x_0\rangle \) and \(\langle \nabla u,y-x_0\rangle \) respectively, finally use integral by parts to get the result. For specific details, please refer to [15] Lemma 2.1 and 2.2.
Next, let us discuss the following identities involving Green function, which is very important when proving non-degenerate properties. We add definitions for N is odd:
Lemma B.3
For any \(d\in (0,\frac{\delta }{k_n} )\), where \(\delta >0 \) is a fixed small constant, we have
and
Proof
We give the proving process of (B.6), (B.8) and (B.10). The rest can be deduced similarly. In the first place, in the domain \(B_d(x_{k_n,1})\backslash B_\epsilon (x_{k_n,1}),0<\epsilon <d\), we have
Thus
while noting that \(G(y,x)=\Gamma (y,x)-H(y,x)\), where \(\Gamma (y,x)\) is the foundamental solution:
and H is a regular function. Then by the linear of \(I_{i,j},i,j\in \{1,2\}\) and the symmetry of the integration region we have
Let \(\epsilon \rightarrow 0\), \(I_{1,1}(G(y,x_{k_n,1}),G(y,x_{k_n,1}),d)=-2 \frac{\partial H }{\partial y_1}(x_{k_n,1},x_{k_n,1})\),by the exactly same way we can have \(I_{1,2}(G(y,x_{k_n,1}),G(y,x_{k_n,1}),d)=-2 \frac{\partial H }{\partial y_1}(x_{k_n,1},x_{k_n,1})\) so (B.6) is proved.
We start to prove (B.8), a direct calulation leads to
We still have
using the same calculation method,
As for the \(I_{2,2}(G(y,x_{k_n,1}),G(y,x_{k_n,1}),d)=(N-2m)H(x_{k_n,1},x_{k_n,1})\) is directly availble. In the following, we give a brief calculation process of (B.10). For \(I_{2,1}\): by (B.13) and the symmetry of the area \(B_d(x)\) and the regularity of H we have:
By direct computations,
since for m is even we have
For the second one:
we will need the following basic results:
A direct calculation shows
therefore we have
Let \(\epsilon \rightarrow 0\) we get (B.10) for m is even. As for m is odd, similar calculations show that:
so
(B.10) is proved. \(\square \)
Appendix C. Green function
In this part, we give the estimate of modified Green function \(G_k\), which is used in Lemma 3.1. It’s necessary for the construction of new bubble solutions.
In general, for any function f defined in \({\mathbb {R}}^N\), we define its corresponding function \(f^*\in H_s\) as follows. We first define \(A_j\) as
where \(z= (z', z'')\in {\mathbb {R}}^N\), \(z'= (r\cos \theta , r\sin \theta )\in {\mathbb {R}}^2\), \(z''\in {\mathbb {R}}^{N-2}\), while
Let
and
Then one can easily check that \(f^*\in H_s\).
In the following, we discuss the Green’s function of \(L_k\). Since \(\delta _x\) is not in the space \(H_s\), we consider
The solution of (C.1) is denoted as \(G_k(y, x)\), which we call it the Green function of \(L_k.\) Let
We have
Proposition C.1
The solution \(G_k(y, x)\) satisfies
Proof
Let \(v_1= G(x,y)\) be the Green’s function of \((-\Delta )^{m}\) in \(B_{1}(0)\) with Dirichlet boundary condition, which can constructed the solution of following polyharmonic equation
f is a datum in a suitable functional space and u is the unknown solution, then
holds ture. As before we denote \([xy]=\bigg ||x|y-\frac{x}{|x|}\bigg |\) for domain \(B_1(0)\), we have
Let \(v_2\) be the solution of
Then \(v_2\ge 0\) and
We can continue this process to find \(v_i\), which is the solution of
And satisfies
Let i be large so that \(v_i\in L^\infty (B_{1}(0))\). Define
We then have
where \(f\in L^\infty \cap H_s\). By Theorem 1.1, (C.3) has a solution \(w\in H_s\cap \mathscr {D}_0^{m,2}(B_1(0))\).
By the regularity results of polyharmonic Dirichlet boundary conditions (Theorem 2.20 of [17] ), we have
Thus the conclusion is proved. \(\square \)
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Guo, Y., hu, Y. & Li, D. Non-radial solutions for higher order Hénon-type equation with critical exponent. Nonlinear Differ. Equ. Appl. 30, 56 (2023). https://doi.org/10.1007/s00030-023-00862-y
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DOI: https://doi.org/10.1007/s00030-023-00862-y