Abstract
Noncommutative Euclidean spaces—otherwise known as Moyal spaces or quantum Euclidean spaces—are a standard example of a non-compact noncommutative geometry. Recent progress in the harmonic analysis of these spaces gives us the opportunity to highlight some of their peculiar features. For example, the theory of nonlinear partial differential equations has unexpected properties in this noncommutative setting. We develop elementary aspects of paradifferential calculus for noncommutative Euclidean spaces and give some applications to nonlinear evolution equations. We demonstrate how the analysis of some equations radically simplifies in the strictly noncommutative setting.
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1 Introduction
Noncommutative Euclidean d-spaces \({\mathbb {R}}^d_\theta \) are deformation quantisations of Euclidean space \({\mathbb {R}}^d\) in the sense of Rieffel [52]. This family of spaces is one of the oldest and best studied in noncommutative geometry and has received particular attention due to its relevance to the phase space picture of quantum mechanics. Many authors, including Moyal [45] and Groenwald [32], have studied these spaces from diverse perspectives. The main idea is to deform the algebra of smooth functions on Euclidean space \({\mathbb {R}}^d\) by replacing the pointwise product of functions with the twisted Moyal product.
In noncommutative geometry, noncommutative Euclidean spaces are a noteworthy example of “noncompact” (or nonunital) spaces [11, 26]. In the mathematical physics literature, the Moyal product is studied for its relevance to quantum phase space [33, Chapter 13], [56, Chapter 2, Section 3.4], [10, Section 5.2.2.2], [30]. Besides this, noncommutative Euclidean spaces are studied in physics as a prototypical setting with noncommuting spatial coordinates, we note in particular [21, 46].
Several equivalent constructions relating to noncommutative Euclidean space exist in the literature. One method to describe \({\mathbb {R}}^d_\theta \) begins by defining the von Neumann algebra \(L_\infty ({\mathbb {R}}^d_\theta )\) as a twisted left-regular representation of \({\mathbb {R}}^d\) on \(L_2({\mathbb {R}}^d)\); we will review this definition of \(L_\infty ({\mathbb {R}}^d_\theta )\) in Sect. 2.1 below. As a von Neumann algebra, \(L_\infty ({\mathbb {R}}^d_\theta )\) is generated by a d-parameter strongly continuous unitary family \(\{{\lambda _\theta }(t)\}_{t \in {\mathbb {R}}^d}\) satisfying the relation
With \(\theta =0\), this reduces to the description of \(L_\infty ({\mathbb {R}}^d)\) as being a von Neumann algebra generated by the family of trigonometric functions \(\lambda _0(t)(\xi ) = \exp ({\textrm{i}}(t,\xi ))\), \(t,\xi \in {\mathbb {R}}^d\). This is the Weyl form of the canonical commutation relations and the structure of \(L_{\infty }({\mathbb {R}}^d_\theta )\) is determined by the Stone–von Neumann theorem. A related object is the heavily studied noncommutative torus \({\mathbb {T}}^d_\theta ,\) as \(L_{\infty }({\mathbb {T}}^d_\theta )\) is isomorphic to the subalgebra of \(L_\infty ({\mathbb {R}}^d_\theta )\) generated by \(\{{\lambda _\theta }(n)\}_{n\in {\mathbb {Z}}^d}\).
Associated to the algebra \(L_\infty ({\mathbb {R}}^d_\theta )\) is a semifinite normal trace functional \(\tau \), which reduces to the Lebesgue integral when \(\theta =0\) and gives us a notion of integration for \({\mathbb {R}}^d_\theta .\) As a special case of the theory of \(L_p\)-spaces associated with semifinite traces on von Neumann algebras, we can form the spaces \(L_p(L_\infty ({\mathbb {R}}^d_\theta ),\tau )\), which we abbreviate as \(L_p({\mathbb {R}}^d_\theta )\). These spaces reduce to classical \(L_p\)-spaces on Euclidean space when \(\theta =0\), and when \(\theta \ne 0\) are spaces of operators affiliated to \(L_\infty ({\mathbb {R}}^d_\theta ).\)
A feature of \(L_\infty ({\mathbb {R}}^d_\theta )\) is that the nature of the trace \(\tau \) changes dramatically depending on the dimension of the kernel of \(\theta .\) Due to the Stone–von Neumann theorem, when the matrix \(\theta \) is non-degenerate (i.e. \(\det (\theta )\ne 0\)), the algebra \(L_\infty ({\mathbb {R}}^d_\theta )\) is isomorphic to the algebra of all bounded linear operators on \(L_2({\mathbb {R}}^{d/2})\). Under this isomorphism, \(\tau \) is precisely a scalar multiple of the classical operator trace \(\textrm{Tr}\) and the \(L_p\)-spaces \(L_p({\mathbb {R}}^d_\theta )\) coincide with the Schatten–von Neumann \({\mathcal {L}}_p\)-spaces of compact operators. It follows that when \(\det (\theta )\ne 0\) there is a continuous inclusion
In particular, and in marked contrast to the familiar situation on \({\mathbb {R}}^d\), we have a norm inequality
The factor \(\det (2\pi \theta )^{-1/4}\) depends on the choice of normalisation for the trace \(\tau \), but it necessarily diverges as \(\theta \) becomes singular. In many ways, the measure theory of \(L_\infty ({\mathbb {R}}^d_\theta )\) in the non-degenerate case bears more resemblance to a discrete set than \({\mathbb {R}}^d\). This point of view is further emphasised by the observation that the range of the trace \(\tau \) on projections is discrete, and in our normalisation consists of nonnegative integer multiples of \(\det (2\pi \theta )^{1/2}\).
There is a canonical notion of differential calculus for \({\mathbb {R}}^d_\theta \), as well as Sobolev spaces and differential operators. In this language, one can formulate partial differential equations associated with \({\mathbb {R}}^d_\theta \) and study their well-posedness. For example, Gonzales-Perez, Junge and Parcet [28] studied the \(L_p\)-regularity of linear elliptic pseudodifferential equations on \({\mathbb {R}}^d_\theta \), and Chakraborty and Sinha have analysed diffusion equations [14]. The related noncommutative torus \({\mathbb {T}}^d_\theta \) also received attention by those authors. The doctoral dissertation of Mingyu Zhao discussed Schauder and Strichartz estimates for \({\mathbb {R}}^d_\theta \) [65], a topic which is relevant to the present paper. Concerning nonlinear equations on noncommutative spaces, progress has been made by Rosenberg [53], who studied nonlinear partial differential equations on the noncommutative torus. The related topic of quantum field theory on noncommutative Euclidean spaces has received some interest, see, e.g. [21].
Besides (1.1), there are many counterintuitive features of noncommutative Euclidean spaces. Not all of these features play a role in the present article, but nonetheless they serve as an indication for why the exploration of partial differential equations on \({\mathbb {R}}^d_\theta \) may be interesting:
-
(i)
If f and g are two real-valued functions on \({\mathbb {R}}^d\), we can be certain that their pointwise product fg is real-valued. By contrast, the product of two self-adjoint operators is self-adjoint if and only if they commute. This has implications for nonlinear operator-valued differential equations, where nonlinear terms might cause a self-adjoint initial condition to become non-self-adjoint.
-
(ii)
If \(\det (\theta )\ne 0\), then the subspaces \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) and \(C_0({\mathbb {R}}^d_\theta )\) (defined below in Sect. 2) are ideals of \(L_\infty ({\mathbb {R}}^d_\theta )\). That is, multiplication of a smooth “function” by an arbitrary bounded “function” yields a smooth function [50].
-
(iii)
If \(\det (\theta )\ne 0\), then \(L_\infty ({\mathbb {R}}^d_\theta )\) contains nontrivial infinitely differentiable idempotents. Specifically, the Schwartz space \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is generated in a topological sense by idempotent self-adjoint elements [26, Section 2.2]. This is in contrast to \({\mathcal {S}}({\mathbb {R}}^d)\), which contains only the zero idempotent.
-
(iv)
If \(1< p < \infty \), then the commutative \(L_p\)-space \(L_p({\mathbb {R}}^d)\) admits unconditional Schauder bases, for example orthonormal wavelet bases are unconditional in \(L_p({\mathbb {R}}^d)\) for \(1< p < \infty \). By contrast, when \(\det (\theta )\ne 0\) and \(p\ne 2\), the space \(L_p({\mathbb {R}}^d_\theta )\) admits no unconditional Schauder basis [29, Theorem 5.1].
-
(v)
Classical Euclidean space \({\mathbb {R}}^d\) admits a dilation symmetry. That is, the multiplicative group \((0,\infty )\) acts by automorphisms on \(L_\infty ({\mathbb {R}}^d)\) by dilation. There does not appear to be a natural notion of automorphisms by dilations on \(L_\infty ({\mathbb {R}}^d_\theta )\). Instead, a dilation of the coordinate variables changes the value of \(\theta \) [44, Section 3.1].
1.1 Motivation: noncommutative fluid mechanics
The original motivation for this paper arose from the specific example of the incompressible Navier–Stokes equations. The incompressible Navier–Stokes equations for \({\mathbb {R}}^d\) with viscosity \(\nu > 0\) are conventionally stated in terms of an unknown velocity field \(u:{\mathbb {R}}^d\times [0,T)\rightarrow {\mathbb {R}}^d\) and pressure field \(p:{\mathbb {R}}^d\times [0,T)\rightarrow {\mathbb {R}}\) depending on space-time variables \((x_1,\ldots ,x_d,t)\) as follows:
Here, we write \(\partial _t\) for differentiation in the time variable t, \(\nabla \) denotes the gradient operator in the spatial variables, \(\nabla = (\partial _{x_1},\ldots ,\partial _{x_d})\), \(\Delta u\) is the vector \((\Delta u_j)_{j=1}^d\) formed by applying the Laplace operator \(\Delta = \partial _1^2+\cdots +\partial _d^2\) to each component of u, and \(u\cdot \nabla u\) denotes the nonlinear advective term
The local well-posedness theory of the incompressible viscous Navier–Stokes equations on \({\mathbb {R}}^d\) is a classical topic which is discussed in many references [24, 4, Chapter 5], [59, Section 17.4], [38, Chapter 7]. Conventionally, one eliminates the pressure term \(\nabla p\) by applying the Leray projection \({\mathbb {P}}\), defined as the \(L_2\)-orthogonal projection onto the closed subspace of divergence-free vector fields. The Leray projection annihilates \(\nabla p\), and after some rearrangement and setting \(\nu =1\) we are left with a single equation,
where \(\nabla \cdot (u\otimes u)\) denotes the vector \((\sum _{j=1}^d \partial _j (u_ju_k))_{k=1}^d\). Formally, solutions to (1.3) can be written in mild form
where \(s\mapsto e^{s\Delta }\) denotes the heat semigroup, and u(s) is the value of the velocity field u at time s. The classical local well-posedness theory for the Navier–Stokes equations is based on finding solutions to (1.4) as a fixed-point problem.
Well-established arguments (already known to Leray as early as 1934 [39]) give the local well-posedness for (1.3) when the initial data u(0) is sufficiently regular (see also [24] or [4, Theorem 5.2], [59, Chapter 17] and [38, Chapter 7] for a modern exposition).
The solution u(t) can then be extended to a maximal time interval \(t \in [0,T_{u(0)})\) and can be proved to satisfy the inequality
whenever the initial data u(0) is such that the right-hand side is finite. The global well-posedness problem for given sufficiently regular initial data \(u(0) \in L_2({\mathbb {R}}^d)\) asks if \(T_{u(0)} < \infty \) or \(T_{u(0)} = \infty \). Leray established a blow-up criterion, which states that if the maximal time \(T_{u(0)}\) is finite, then
Contrapositively, if \(\Vert u(t)\Vert _{L_\infty ({\mathbb {R}}^d)\otimes {\mathbb {R}}^d}\) remains bounded for \(t \in [0,T_{u(0)})\) then \(T_{u(0)} = \infty \). Since the \(L_2\) norm does not bound the \(L_\infty \) norm, the \(L_2\) norm inequality (1.5) is not strong enough to prove global existence of solutions to (1.4).
The series of questions which motivated this paper are the following:
-
(1)
Can one formulate a suitable analogy of the incompressible Navier–Stokes equations in noncommutative Euclidean spaces?
-
(2)
If so, can the local solution theory of these incompressible Navier–Stokes equations on \({\mathbb {R}}^d_\theta \) be developed in parallel to the classical case, and do we have the same result that solutions exist globally in time if their \(L_\infty \) norm remains bounded?
-
(3)
Finally, does (1.1) imply that when \(\det (\theta )\ne 0\) an analogy of the incompressible Navier–Stokes equations for \({\mathbb {R}}^d_\theta \) is globally well-posed in time?
The answer to all three questions is affirmative, leading us to the potentially surprising result that one can prove global well-posedness for something analogous to the incompressible Navier–Stokes equations in the setting of \({\mathbb {R}}^d_\theta \) when \(\det (\theta )\ne 0.\) Given the infamous difficulty of the corresponding problem on \({\mathbb {R}}^d\), this is a particularly striking example of the difference between commutative and noncommutative Euclidean spaces.
Similar reasoning applies to some other evolution equations which conserve the \(L_2\)-norm, for example we can also consider analogies of the nonlinear Schrödinger equation, given in the commutative case as
1.2 Motivation: the Meyer and Löwner decompositions
A secondary motivation for this paper comes from a superficial similarity between the Meyer decomposition in paradifferential calculus and the Löwner decomposition in the theory of operator-Lipschitz functions. Let X and Y be Banach spaces, with norms \(\Vert \cdot \Vert _X\) and \(\Vert \cdot \Vert _Y\), respectively. A function \(F:X\rightarrow Y\) is said to be locally Lipschitz continuous if for every \(R>0\) there exists a constant \(C_R>0\) such that
That is, F is Lipschitz continuous on bounded subsets of X.
Let \(F \in C^\infty ({\mathbb {R}}).\) In the classical setting of function spaces on \({\mathbb {R}}^d\), the nonlinear operation of applying a function composition
where u belongs to some function space is sometimes called a Nemytskij operator [54]. It is an important problem to determine whether a Nemytskij operator is locally Lipschitz between a given pair of function spaces on \({\mathbb {R}}^d.\) This is useful, for example, if one wishes to prove the existence of solutions to a nonlinear partial differential equation by fixed point iteration on some Banach function space.
A well-known technique for studying Nemytskij operators is the so-called Meyer decomposition [59, Chapter 13, Section 10], [54, Section 5.5.4]. In a wide degree of generality, it is possible to find a pseudodifferential operator m(F, u) and a smooth function r(u) such that
Therefore, the function space mapping properties of the nonlinear operator \(u\mapsto F(u)\) are reduced to the mapping properties of the linear pseudodifferential operator m(F, u), up to a smooth error term. The Meyer decomposition can also be applied to functions of several variables, \((u,v)\mapsto G(u,v).\) This is important in the study of differences of Nemytskij operators, as if F is smooth then there exists a smooth function G on \({\mathbb {R}}^2\) such that
Applying the Meyer decomposition to G and applying product estimates gives a method to prove local Lipschitz estimates for Nemytskij operators [58, Chapter 2, Section 7].
In a completely different setting, Lipschitz estimates are important in operator theory. If A and B are two bounded self-adjoint linear operators on a Hilbert space H, then a function F on \({\mathbb {R}}\) is said to be operator Lipschitz if there exists a constant \(C_F>0\) such that
Here, \(\Vert \cdot \Vert _{\infty }\) is the operator norm and F(A) and F(B) are defined via functional calculus. Not all Lipschitz functions are operator Lipschitz, even the absolute value function \(F(t)=|t|\) is not operator Lipschitz [35]. Similarly, one can also consider other Banach spaces of operators such as Schatten \({\mathcal {L}}_p\)-spaces.
One method to prove operator Lipschitz estimates comes from the theory of double operator integrals. This theory was originally invented by Daletskii and Krein [15] and later extended by Birman and Solomyak [6,7,8]. Some recent surveys on this topic are [1, 9, 48, 49]. The idea is to find a linear operator \({\mathcal {T}}^{A,B}_{F^{[1]}}\) on a space of operators such that
This is sometimes called a Löwner identity, especially in the finite-dimensional case. The intent is to study the properties of the nonlinear relationship between \(A-B\) and \(F(A)-F(B)\) by reducing them to the properties of the linear operator \({\mathcal {T}}^{A,B}_{F^{[1]}}\).
Conceptually, the Meyer decomposition (1.6) and the Löwner identity (1.7) are similar since they both involve studying the mapping properties of a nonlinear operation on a Banach space by finding an equivalent linear operator. Despite these methods differing substantially in their technical details and domains of application, it is natural to ask if there is a mutual generalisation.
Our goal is to combine the Meyer decomposition with double operator integration to develop a hybrid technique suitable for studying functional composition operators on noncommutative function spaces. This hybrid technique gives one possible shared generalisation of (1.6) and (1.7).
1.3 The difficulties with noncommutativity
We have already indicated that when \(\det (\theta )\ne 0\), the “measure theory” of \({\mathbb {R}}^d_\theta \) (specifically, the relationships between \(L_p\) spaces) is simpler than the commutative case. We wish to briefly explain why, despite this, there remain substantial mathematical difficulties in the analysis of \({\mathbb {R}}^d_\theta \).
The principal obstacle we have is that for \(x,y \in L_\infty ({\mathbb {R}}^d_\theta )\) there is no bound
Instead, one only has
Here, \(\le \) is meant in the sense of operators, i.e. \(A\le B\) means that \(\langle \xi ,A\xi \rangle \le \langle \xi ,B\xi \rangle \) for all \(\xi \) in the Hilbert space. This asymmetry between |xy| and |yx| is an obstacle to the study of the mapping properties of pseudodifferential operators on \(L_p\)-spaces for \({\mathbb {R}}^d_\theta \). The operators we study are generically of the form
where \(\{a_k\}_{k=0}^\infty \) and \(\{b_k\}_{k=0}^\infty \) are sequences of elements of \(L_\infty ({\mathbb {R}}^d_\theta )\), and \(\{\Delta _k\}_{k=0}^\infty \) is a Littlewood–Paley decomposition (to be defined below in Sect. 3). Because there are no pointwise bounds \(|xy|^2\le \Vert y\Vert _\infty ^2|x|^2\), even under restrictive conditions on \(\{a_k\}\) and \(\{b_k\}\) we have been unable to determine whether operators of this form are bounded on \(L_p\)-Sobolev spaces. Besov spaces are easier to treat in this regard, and this is why we work primarily with Besov spaces rather than Sobolev spaces.
1.4 Main results
We summarise here the main results of this paper. Notation for Littlewood–Paley theory and Besov spaces will be introduced below in Sect. 2.
The first result concerns boundedness on Besov spaces of a kind of pseudodifferential operator specified in terms of a Littlewood–Paley decomposition \(\{\Delta _j\}_{j=0}^\infty \), to be defined below in Sect. 3. This theorem will be proved in Sect. 4.
Theorem
Define a linear operator of the form
where \(\{a_j\}\) and \(\{b_j\}\) are sequences of smooth elements of \(L_\infty ({\mathbb {R}}^d_\theta )\) such that for all multi-indices \(\alpha \in {\mathbb {N}}^d\) we have
The linear operator T admits a bounded extension
for all \(s > 0\) and \(p,q \in [1,\infty ]\).
This theorem is essentially a noncommutative version of the boundedness of pseudodifferential operators in the “forbidden” symbol class \(S^0_{1,1}\) on Besov spaces with a positive degree of smoothness. Compare [55, Theorem 5.15].
The main purpose of the preceding theorem is to study nonlinear composition operators:
where \(F \in C^\infty ({\mathbb {R}})\) and \(u\in L_\infty ({\mathbb {R}}^d_\theta )\) is self-adjoint. The main idea is to develop a kind of “Meyer decomposition” based on the theory of double operator integration. In brief, there exists a probability space \((\Omega ,\mu )\) and functions \(a_j:\Omega \rightarrow L_\infty ({\mathbb {R}}^d_\theta )\) and \(b_j:\Omega \rightarrow L_\infty ({\mathbb {R}}^d_\theta )\) (depending on u) and a smooth remainder term r(u) such that
We can treat the integrand as an operator of the form (1.8) in order to apply the preceding theorem.
In Sect. 6, we obtain the following result that smooth functions on \({\mathbb {R}}\) are locally Lipschitz on \(B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) for all \(s > 0\).
Theorem
Let \(s > 0\) and \(p,q\in [1,\infty ]\) and let \(u\in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) be self-adjoint. If \(F \in C^\infty ({\mathbb {R}})\) and \(F(0)=0\), then
The assumption that F be smooth can certainly be weakened; however, for the moment the main goal is to demonstrate the technique.
A related and somewhat simpler result is the following product estimate, established in Sect. 5.
Theorem
Let \(s> 0\) and \(p,q\in [1,\infty ]\). Let \(u,v \in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\). Then \(uv \in B^s_{p,q}({\mathbb {R}}^d_\theta )\), and
This result is proved by splitting the pointwise product uv into three terms, in a manner similar to the well-known Bony decomposition. Similar results have appeared in unpublished work by G. Hong. The corresponding commutative results are well known, see, e.g. [55, Theorem 4.36], [54, Chapter 4].
Combining the above nonlinear composition operator and product mapping estimates, we also obtain the following local Lipschitz estimate:
Theorem
Let \(s > 0\), \(p,q \in [1,\infty ]\) and \(F \in C^\infty ({\mathbb {R}}).\) If \(u,v \in L_\infty ({\mathbb {R}}^d_\theta )\cap B^s_{p,q}({\mathbb {R}}^d_\theta )\) are self-adjoint then there exists a constant \(C_{F,\Vert u\Vert _\infty ,\Vert u\Vert _{B^{s}_{p,q}},\Vert v\Vert _\infty ,\Vert v\Vert _{B^s_{p,q}}}\) such that
In other words, the Nemytskij operator \(u\mapsto F(u)\) is locally Lipschitz on the self-adjoint subspace of \(B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_{\infty }({\mathbb {R}}^d_\theta ).\)
Given local Lipschitz estimates for Nemytskij operators and some easily proved details about the heat semigroup \(e^{t\Delta }\) on \(L_p\)-spaces, standard fixed-point arguments deliver the following local well-posedness result:
Theorem
Let \(F \in C^\infty ({\mathbb {R}})\) be real-valued, and let \(u_0 \in B^s_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for some \(s > 0\) be self-adjoint. Then there exists \(T_{u_0} > 0\) and a unique maximal solution
to the equation
with the initial condition \(u_0\).
These theorems so far represent noncommutative analogies of known theorems in the commutative case, covered in, e.g. [4, 54, 59]. The most interesting applications result from restricting attention to the strictly noncommutative \(\det (\theta )\ne 0\) case. Recall that one form of nonlinear Schrödinger equation is stated as:
where \(\mu \in {\mathbb {R}}\) and \(p\ge 1\) [27]. This equation is called focusing or defocusing depending on \(\mu < 0\) or \(\mu > 0\), respectively. It is known that the focusing nonlinear Schrödinger equation is ill-posed [12, Theorem 6.5.10].
For the strictly noncommutative case of \({\mathbb {R}}^d_\theta \), we have the following:
Theorem
Assume that \(\det (\theta )\ne 0\). Let \(\mu \in {\mathbb {R}}\) and let \(p>1\) be an odd integer. For any \(u_0 \in L_2({\mathbb {R}}^d_\theta )\), there exists a unique
solving the nonlinear Schrödinger equation
with initial condition \(u_0\), in the mild sense.
The proof is very straightforward. For similar reasons to the classical case, the \(L_2\)-norm is conserved by (1.9) and due to (1.1), the \(L_2\)-norm is submultiplicative for \(\det (\theta )\ne 0\). It follows almost immediately that local-in-time solutions can be extended indefinitely. The same proof applies for a slightly wider class of nonlinearities.
Finally, we can give a further example of the simplifications that occur when \(\det (\theta )\ne 0\) through the study of the incompressible Navier–Stokes equations. The situation is similar to the nonlinear Schrödinger equation above, where the submultiplicativity of the \(L_2\)-norm implies that local-in-time solutions can be extended to global solutions. We provide more details below in Sect. 7.3.
1.5 Outline of this paper
This paper is organised as follows:
-
In Sect. 2, we recall facts about noncommutative Euclidean space.
-
Section 3 discusses Littlewood–Paley theory for \({\mathbb {R}}^d_\theta \). To the best of our knowledge, this material is novel in the noncommutative setting although it is parallel to the classical case. In Sect. 3.2, we define Sobolev and Besov spaces for \({\mathbb {R}}^d_\theta \). The definition of Sobolev spaces is standard, but the definition of Besov spaces is new.
-
Section 4 is concerned with “elementary” pseudodifferential operators on \({\mathbb {R}}^d_\theta \). We prove operators of this form are bounded on Besov spaces of positive regularity.
-
In Sect. 5, we discuss the problem of multiplication on Besov spaces, based on a noncommutative version of the Bony decomposition. This material is novel, although similar in methods and results to the classical theory. We indicate the simplifications that arise when \(\det (\theta )\ne 0\).
-
It is in Sect. 6 that we develop the main novelty of this paper. We discuss the theory of Nemytskij operators. That is, we study the operation of function composition \(u\mapsto F(u)\) for self-adjoint \(u\in L_\infty ({\mathbb {R}}^d_\theta )\), where \(F\in C^\infty ({\mathbb {R}})\). This is achieved with a noncommutative analogy of the Meyer decomposition, which is based on the theory of double operator integrals. The most important result of this section implies that smooth functions \(F \in C^\infty ({\mathbb {R}})\) are locally Lipschitz on the self-adjoint subspace of \(L_\infty ({\mathbb {R}}^d_\theta )\cap B^s_{p,q}({\mathbb {R}}^d_\theta )\).
-
Finally, in Sect. 7 we discuss nonlinear partial differential equations using the machinery developed in the preceding subsections.
Sections 2 to 6 remain agnostic about the value of \(\theta \) and apply equally well in the commutative \(\theta =0\) case, although the results are only novel when \(\theta \ne 0\). In Sect. 7, we explain how even though the preceding theory seemed to not depend on \(\theta \), the theory of partial differential equations drastically simplifies when \(\det (\theta )\ne 0\).
2 Preliminaries
For a Hilbert space H, we denote by \({\mathcal {B}}(H)\) the algebra of all bounded linear endomorphisms of H. We denote by \(L_p({\mathbb {R}}^d)\) the \(L_p\)-spaces of pointwise almost-everywhere equivalence classes of p-integrable functions on Euclidean space \({\mathbb {R}}^d\).
We use the notion of a weak\(^*\) or Gel’fand integral [18, pg. 53], in the setting described in [20]. Given a \(\sigma \)-finite measure space \((X,\Sigma ,\mu )\) and a semifinite von Neumann algebra \(({\mathcal {M}},\tau )\), a function \(f:X\rightarrow {\mathcal {M}}\) is said to be weak\(^*\)-measurable if for all \(x \in L_1({\mathcal {M}},\tau )\) the map \(\omega \mapsto \tau (xf(\omega ))\) is measurable. A weak\(^*\)-integral \(\int _X f\,\textrm{d}\mu \) is an element of \({\mathcal {M}}\) such that
If f is weak\(^*\)-measurable, then the function \(\omega \mapsto \Vert f(\omega )\Vert _{{\mathcal {M}}}\) is measurableFootnote 1, and if
then a unique weak\(^*\)-integral of f exists.
In the following subsections, we introduce notation, terminology and basic results concerning \({\mathbb {R}}^d_\theta \). Most of the terminology is standard and follows [26, 28, 40, Section 6], [42, Chapter 4] and [25]. Some related work is [36, 61].
2.1 Definition of \({\mathbb {R}}^d_\theta \)
As mentioned in the introduction, we will define \(L_\infty ({\mathbb {R}}^d_\theta )\) as a von Neumann algebra generated by a unitary family \(\{{\lambda _\theta }(t)\}_{t\in {\mathbb {R}}^d}\) satisfying the relation
While it is possible to define \(L_\infty ({\mathbb {R}}^d_\theta )\) in an abstract operator-theoretic manner (this was the approach taken in [28] and [42]), for simplicity we define the algebra as being generated by a concrete family of operators defined on the Hilbert space \(L_2({\mathbb {R}}^d)\).
Definition 2.1
For \(t \in {\mathbb {R}}^d\), denote by \({\lambda _\theta }(t)\) the operator on \(L_2({\mathbb {R}}^d)\) given by
We define \(L_\infty ({\mathbb {R}}^d_\theta )\) to be the weak operator topology closed subalgebra of \({\mathcal {B}}(L_2({\mathbb {R}}^d))\) generated by the family \(\{{\lambda _\theta }(t)\}_{t\in {\mathbb {R}}^d}\).
Observe that when \(\theta =0\), the above definition reduces to the description of \(L_\infty ({\mathbb {R}}^d)\) as the algebra of bounded pointwise multipliers on \(L_2({\mathbb {R}}^d)\).
The structure of \(L_\infty ({\mathbb {R}}^d_\theta )\) is determined by the Stone–von Neumann theorem [33, Theorem 14.8], [10, Theorem 5.2.2.2].
Theorem 2.2
The von Neumann algebra \(L_\infty ({\mathbb {R}}^d_\theta )\) has type \(\textrm{I}\), and there is a canonical isomorphism
where \(\otimes \) is the von Neumann algebra tensor product. When \(d=2\) and \(\theta = \begin{pmatrix} 0 &{} -1 \\ 1 &{} 0\end{pmatrix}\), this isomorphism is given explicitly by
Remark 2.3
One way that this definition can be motivated is to introduce \({\mathbb {R}}^d_\theta \) as a “space” with coordinates \(\{x_1,\ldots ,x_d\}\) obeying the commutation relation
For non-singular \(\theta \), these relations define a Weyl algebra. We may then formally define \({\lambda _\theta }(t)\) as
A formal application of the Baker–Campbell–Hausdorff formula then leads to the relation
which is generally called the Weyl form of the canonical commutation relations.
2.2 Measure theory and function spaces on \({\mathbb {R}}^d_\theta \)
Definition 2.4
Let \(f \in L_1({\mathbb {R}}^d)\). Define \({\lambda _\theta }(f)\in L_\infty ({\mathbb {R}}^d_\theta )\) as the weak\(^*\)-integral
The Weyl transform is defined as the composition of \({\lambda _\theta }\) with the Fourier transform. We normalise the Fourier transform as
If f has integrable Fourier transform, we define the Weyl transform \({W_\theta }(f)\) as
For \(f\in L_1({\mathbb {R}}^d),\) the integral defining \({\lambda _\theta }(f)\) also converges in the \(L_\infty ({\mathbb {R}}^d_\theta )\)-valued Bochner sense.
Remark 2.5
In terms of our heuristic description of \({\mathbb {R}}^d_\theta \) as a Euclidean space with noncommuting coordinates \(\{x_1,\ldots ,x_d\}\), we have
The Schwartz space \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is defined as the image of the classical Schwartz space under \({\lambda _\theta }\). That is
Equivalently, \({\mathcal {S}}({\mathbb {R}}^d_\theta ) = {W_\theta }({\mathcal {S}}({\mathbb {R}}^d))\). We define a topology on \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) as the image of the canonical Fréchet topology on \({\mathcal {S}}({\mathbb {R}}^d)\) under \({\lambda _\theta }\). The topological dual of \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is denoted \({\mathcal {S}}'({\mathbb {R}}^d_\theta )\).
Both the Weyl transform and \({\lambda _\theta }\) are injective [44, Subsection 2.2.3]. Given \(f \in {\mathcal {S}}({\mathbb {R}}^d)\), we define
Equivalently, we have
An important identity is that
and
See [42, Corollary 4.2.15]. Observe that \({W_\theta }(f)^* = {W_\theta }({\overline{f}}),\) so that for all \(f \in {\mathcal {S}}({\mathbb {R}}^d)\) we have
We can extend the Weyl transform to distributions. If \(T \in {\mathcal {S}}'({\mathbb {R}}^d)\), denote by \({W_\theta }(T)\in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\) the functional defined by
Theorem 2.6
The functional \(\tau :{\mathcal {S}}({\mathbb {R}}^d_\theta )\rightarrow {\mathbb {C}}\) uniquely extends to a normal semifinite trace on the von Neumann algebra \(L_\infty ({\mathbb {R}}^d_\theta ).\)
If \(\theta =0\), then under the isomorphism (2.2), \(\tau \) is exactly the Lebesgue integral. If \(\det (\theta )\ne 0\), then \(\tau \) is (up to a normalisation) the operator trace on \({\mathcal {B}}(L_2({\mathbb {R}}^{d/2}))\).
This theorem is proved in [28] by constructing \(L_\infty ({\mathbb {R}}^d_\theta )\) as an iterated cross product. It may also be proved by explicitly identifying \(\tau \) as the tensor product of the operator trace and the Lebesgue integral in terms of the isomorphism (2.2), see [25, Proposition 2.4] for details. If \(\det (\theta )\ne 0\), then \(\tau \) is related to the operator trace \(\textrm{Tr}\) by
where \(\iota \) is the isomorphism (2.2). In particular, the range of the trace \(\tau \) on projections consists of nonnegative integer multiples of \(\det (2\pi \theta )^{\frac{1}{2}}.\)
With this data, the pair \((L_\infty ({\mathbb {R}}^d_\theta ),\tau )\) is a semifinite von Neumann algebra. As a special case of the theory of \(L_p\)-spaces corresponding to a semifinite von Neumann algebra, we have the following definition.
Definition 2.7
Let \(1\le p < \infty .\) Define \(L_p({\mathbb {R}}^d_\theta )\) as the \(L_p\)-space associated with the semifinite trace \(\tau \) on \(L_\infty ({\mathbb {R}}^d_\theta )\). That is, let \(N_p\) denote the subspace of \(x \in L_\infty ({\mathbb {R}}^d_\theta )\) such that
Then \(L_p({\mathbb {R}}^d_\theta )\) is defined as the completion of \(N_p\) with respect to the norm \(\Vert \cdot \Vert _p\).
In particular, \(L_2({\mathbb {R}}^d_\theta )\) is the GNS Hilbert space of \(L_\infty ({\mathbb {R}}^d_\theta )\) corresponding to the inner product
The fact that \(\Vert \cdot \Vert _p\) is a norm is a standard result in the theory of semifinite von Neumann algebras [23, Theorem 4.4]. There is a Hölder inequality for these \(L_p\) spaces. That is, if \(u \in L_p({\mathbb {R}}^d_\theta )\) and \(v \in L_q({\mathbb {R}}^d_\theta ),\) then \(uv \in L_r({\mathbb {R}}^d_\theta )\) where \(\frac{1}{r} = \frac{1}{p}+\frac{1}{q}\) and
For \(1\le p < \infty \), the Schwartz space \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is dense in \(L_p({\mathbb {R}}^d_\theta )\) [44, Proposition 3.14]. Knowing this, it follows from (2.2) that \({W_\theta }\) extends to a unitary isomorphism
The closure of \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) in the \(L_\infty \) norm is denoted \(C_0({\mathbb {R}}^d_\theta )\).
At this point, we again emphasise that when \(\det (\theta )\ne 0\), Theorem 2.2 states that \(L_\infty ({\mathbb {R}}^d_\theta )\) is isomorphic to the type \(\textrm{I}_\infty \) von Neumann algebra \({\mathcal {B}}(L_2({\mathbb {R}}^{\frac{d}{2}}))\), and \(\tau \) is proportional to the operator trace [40, Section 6]. In this case, \(L_p({\mathbb {R}}^d_\theta )\) coincides with the Schatten–von Neumann operator \({\mathcal {L}}_p\)-space. It follows that if \(\det (\theta )\ne 0\), then \(L_p({\mathbb {R}}^d_\theta )\subseteq L_q({\mathbb {R}}^d_\theta )\) for all \(p\le q\).
Still in the non-degenerate case, given an arbitrary \(T \in {\mathcal {S}}'({\mathbb {R}}^d),\) the distribution \({W_\theta }(T)\) can be realised as a quadratic form on a dense subspace of \(L_2({\mathbb {R}}^{\frac{d}{2}}),\) for details see [17, Section II.B].
Remark 2.8
Daubechies have given a sufficient condition on a distribution T such that (in our notation) \({W_\theta }(T) \in L_{\infty }({\mathbb {R}}^d_\theta )\) [16]. It is also known that there exists \(f \in L_{\infty }({\mathbb {R}}^d)\) such that \({W_\theta }(f) \notin L_{\infty }({\mathbb {R}}^d_\theta ),\) and \(f \notin L_1({\mathbb {R}}^d)\) such that \({W_\theta }(f) \in L_1({\mathbb {R}}^d_\theta )\) [17, Section III].
2.3 Differential calculus on \({\mathbb {R}}^d_\theta \)
The presentation here is based primarily on [42, Section 4.2.3]. Differential calculus on \({\mathbb {R}}^d_\theta \) is based on the group of translations \(\{T_s\}_{s \in {\mathbb {R}}^d}\), where \(T_s\) is defined as the unique \(*\)-automorphism of \(L_\infty ({\mathbb {R}}^d_\theta )\) which acts on \({\lambda _\theta }(t)\) as
Equivalently, for \(x \in L_\infty ({\mathbb {R}}^d_\theta )\subseteq {\mathcal {B}}(L_2({\mathbb {R}}^d))\) we may define \(T_s(x)\) as the conjugation of x by the unitary operator of translation by s on \(L_2({\mathbb {R}}^d)\). To be precise, if
then a simple computation on the generators shows that
This shows that the translation semigroup preserves positivity.
Definition 2.9
An element \(x \in L_\infty ({\mathbb {R}}^d_\theta )+L_{1}({\mathbb {R}}^d_\theta )\) is said to be smooth if for all \(y\in L_1({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) the function \(s\mapsto \tau (yT_s(x))\) is smooth.
The partial derivations \(\partial _j\), \(j=1,\ldots ,d\) are defined on smooth elements x by
In terms of the map \({\lambda _\theta }\) and the Weyl transform \({W_\theta }\), it is easily verified that
For a multi-index \(\alpha \in {\mathbb {N}}^d\), we define
The Laplace operator \(\Delta \) is defined as
Equivalently, \(\Delta \) is the image of the classical Laplace operator under the Weyl transform. That is,
We can extend \(\partial ^{\alpha }\) and \(\Delta \) to distributions in the natural way. Namely if \(T \in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\), then we define
An important distinction between the \(\det (\theta )=0\) and \(\det (\theta )\ne 0\) cases is that in the latter situation the translation semigroup is inner. Indeed, if \(\theta \) is invertible it is easy to verify that
and hence that
See [42, Lemma 4.2.21].
2.4 Convolution and Young’s inequality
The following notion was used in [44, Section 3.2].
Definition 2.10
Let \(1\le p\le \infty \) and \(u \in L_p({\mathbb {R}}^d_\theta ).\)
For \(K\in L_1({\mathbb {R}}^d),\) we define
as an \(L_p({\mathbb {R}}^d_\theta )\)-valued Bochner integral when \(p < \infty ,\) and as a weak\(^*\) integral when \(p=\infty .\)
Since \(L_p({\mathbb {R}}^d_\theta )\) is separable when \(p<\infty ,\) the Bochner integrability of the integrand \(K(t)T_{-t}u\) follows from the integrability of K and the \(L_p\)-norm continuity the function \(t\mapsto T_{-t}u.\) Since the translation semigroup preserves positivity, it follows that if \(K\ge 0\) and \(u\ge 0,\) then \(K*u\ge 0.\)
From the triangle inequality, we immediately obtain
We can extend the definition of convolution \((K,u)\mapsto K*u\) beyond \(K\in L_1({\mathbb {R}}^d).\) For example, a computation using the definition \(T_s{\lambda _\theta }(t) = e^{i (s,t)}{\lambda _\theta }(t)\) shows that
hence if \(K\in L_2({\mathbb {R}}^d)\) and \(u\in L_2({\mathbb {R}}^d_\theta ),\) then \(K*u\) is meaningful as \({\widehat{K}}(D)u.\)
To go beyond this, we need to use the following inequality, which is a noncommutative substitute for Young’s convolution inequality.
The idea for the proof with \(p=\infty \) is due to Lafleche, see [37, Section 3.1].
Theorem 2.11
Let \(1\le p,q,r \le \infty \) obey the relation
Then, the bilinear map \((K,u)\mapsto K*u\) admits a continuous extension to a mapping from \(L_p({\mathbb {R}}^d)\times L_q({\mathbb {R}}^d_\theta )\) into \(L_r({\mathbb {R}}^d_\theta )\), and we have the inequality
Proof
Let \(\Sigma \) denote the set of \((\frac{1}{r},\frac{1}{p},\frac{1}{q}) \in [0,1]^3\) such that
Since the noncommutative \(L_p\)-spaces are closed under complex interpolation, multilinear interpolation (c.f. [5, Theorem 4.4.2]) implies that \(\Delta \) is convex.
The inequality (2.5) with \(p=1\) and \(p=\infty \) verifies that
We complete the proof by showing that \((0,0,1)\in \Delta ,\) that is
Using the isomorphism in Theorem 2.2, we identify u with an element of
for some \(d_1+d_2=d,\) where \({\mathcal {L}}_1\) is the trace-class. We will assume for the moment that \(d_2=2\) and \(d_1=0.\)
and \(\theta = \begin{pmatrix} 0 &{} -1 \\ 1 &{} 0\end{pmatrix},\) up to a scalar. In this case, (2.4) implies that
Since \(u\in {\mathcal {L}}_1(L_2({\mathbb {R}})),\) the Schmidt decomposition implies that u can be written as
where \(\xi _j,\eta _j\in L_2({\mathbb {R}}),\) \(\xi _j\otimes \eta _j\) denotes a rank 1 operator, and
The factor of \(2\pi \) is present due to our normalisation of the trace in \({\mathbb {R}}^d_\theta .\) Hence, in order to define the integral for \(K*u,\) we only need to show that if \(\xi ,\eta \in L_2({\mathbb {R}}),\) we have
By the triangle and Cauchy–Schwarz inequalities, for \(\alpha ,\beta \in L_2({\mathbb {R}})\) we have
Examining the first integral and using the explicit isomorphism (2.1), we have
Writing \(\xi _{t_2}\) for the shifted function \(r\mapsto \xi (r-t_2),\) we see that
where \({\mathcal {F}}\) is the Fourier transform in one dimension. By the Plancherel theorem, it follows that
and thus by Fubini’s theorem
Reasoning in the same way for \(\beta \) and \(\eta ,\) we conclude that
Therefore,
It follows
This completes the proof in the case that \(d=2\) and \(\theta = \begin{pmatrix} 0 &{} -1 \\ 1 &{} 0\end{pmatrix}.\) The general case can be deduced from this by decomposing \(L_1({\mathbb {R}}^d_\theta )\) into the tensor product of a commutative part and several copies of \({\mathcal {L}}_1(L_2({\mathbb {R}})),\) using Theorem 2.2. \(\square \)
3 Multipliers and Littlewood–Paley theory for \({\mathbb {R}}^d_\theta \)
The Weyl transform defines a linear topological isomorphism
which intertwines the partial derivative operators \(\{\partial ^{\alpha }\}_{\alpha \in {\mathbb {N}}^d}\) on \({\mathbb {R}}^d\) with those on \({\mathbb {R}}^d_\theta \),
For the sake of brevity, let \(D_j\) denote the rescaled partial derivation
For a multi-index \(\alpha = (\alpha _1,\ldots ,\alpha _d)\in {\mathbb {N}}^d\), we denote \(D^{\alpha }\) for \(D_1^{\alpha _1}\cdots D_d^{\alpha _d}\).
Definition 3.1
If \(m \in C^\infty ({\mathbb {R}}^d)\) has at most polynomial increase at infinity, with all derivatives having at most polynomial growth, let m(D) denote the corresponding Fourier multiplier. That is, for \(f \in {\mathcal {S}}({\mathbb {R}}^d)\), define
We define m(D) on \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) using the Weyl transform. That is,
Equivalently, if \({W_\theta }(f) \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\), then
The definition of m(D) is extended to \({\mathcal {S}}'({\mathbb {R}}^d_\theta )\) by the relation
Denote by \(\check{m}\) the inverse Fourier transform of m,
Observe that if \(\check{m} \in L_1({\mathbb {R}}^d)\), then
That is,
It follows immediately from Theorem 2.11 that we have the following:
Theorem 3.2
Assume m is such that \(\check{m} \in L_1({\mathbb {R}}^d)\). For all \(1\le p < \infty \), m(D) extends to a bounded linear map from \(L_p({\mathbb {R}}^d_\theta )\) to \(L_p({\mathbb {R}}^d_\theta )\), with norm
Moreover, m(D) is bounded in the \(L_\infty \) norm and extends by duality to a linear map
More generally, for any \(1\le p\le q \le \infty ,\) we have
where \(\frac{1}{r} = 1+\frac{1}{q}-\frac{1}{p}.\)
A simple application of Theorem 3.2 is the following Bernstein-type estimate.
Corollary 3.3
Let \(f \in L_1({\mathbb {R}}^d)\) be supported in a ball of radius \(\sigma >0\). There exists a constant \(C_d\) such that for all \(1\le p\le q\le \infty \) we have
Proof
By translation invariance, it suffices to assume that f is supported in a ball of radius \(\sigma \) centred at the origin. Let \(\varphi \) be a smooth function on \({\mathbb {R}}^d\) which is identically equal to 1 on the unit ball of radius 1 and vanishes outside a ball of radius 2. Denoting
then
For \(1\le r\le \infty ,\) we have
Since \(p\le q,\) then there exists \(r\ge 1\) such that \(\frac{1}{r} = 1+\frac{1}{q}-\frac{1}{p}\) and applying Theorem 3.2 yields
Taking \(C_d = \Vert \check{\varphi }\Vert _{L_r({\mathbb {R}}^d)}\) completes the proof. \(\square \)
Remark 3.4
It should be noted that in the commutative case, it suffices to prove Corollary 3.3 with \(\sigma =1\), since the constant \(\sigma ^{d(\frac{1}{p}-\frac{1}{q})}\) can be recovered by a rescaling. In the noncommutative case, this is not possible because as mentioned in the introduction, there is no appropriate “dilation” action on \(L_{\infty }({\mathbb {R}}^d_\theta ).\)
We also point out that while Corollary 3.3 is valid for all \(\theta ,\) the statement is trivial when \(\det (\theta )\ne 0\). In that case, for \(1\le p \le q\le \infty \) it follows from (2.3) that
This is far stronger than Corollary 3.3.
We now construct the homogeneous \(\{{\dot{\Delta }}_j\}_{j\in {\mathbb {Z}}}\) and inhomogeneous \(\{\Delta _j\}_{j=0}^\infty \) Littlewood–Paley decompositions. This development is directly in line with the commutative case, as in e.g. [31, Chapter 5]. The essential difference is that we use the Weyl transform \({W_\theta }\) in place of the Fourier transform. Denote by B(0, r) the ball in \({\mathbb {R}}^d\) of radius r centred at zero. Let \(\Psi \) be a smooth radial function on \({\mathbb {R}}^d\) such that
and chosen such that
Let \(\Phi \) be a smooth radial function supported in B(0, 1) such that
(that is, \(\Phi = 1-\Psi \) on B(0, 1) and zero elsewhere).
For \(j\in {\mathbb {Z}}\), let \(\Psi _j(\xi ):= \Psi (2^{-j}\xi )\). Then,
while for \(\xi \ne 0\) we have \(\sum _{j\in {\mathbb {Z}}} \Psi _j(\xi )=1.\) Define the operator \({\dot{\Delta }}_j\) on \({\mathcal {S}}'({\mathbb {R}}^d_\theta )\) by
Specifically, for \(f \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\) we have,
Define
For \(j\ge 0\), define
The inhomogeneous Littlewood–Paley decomposition \(\{\Delta _j\}_{j=0}^\infty \) is defined as:
With this notation, we have \(S_k = \sum _{j=0}^k \Delta _j\) and \(\Delta _j = S_{j}-S_{j-1}\) for \(j\ge 1\).
An immediate consequence of Corollary 3.3 is that for all \(1\le p\le q\le \infty \) we have
The following fact is purely commutative and well known. For a proof, see, e.g. [3, Lemma 8.2.4].
Lemma 3.5
Suppose that \(m \in C^\infty ({\mathbb {R}}^d{\setminus } \{0\})\) is a function such that for all \(\alpha \) we have
where \(s \in {\mathbb {R}}\) is fixed. Denote by \(m_j\) the function
Then \(\check{m}_j\) is integrable, with norm bounded by
(That is, the implicit constant depends on m but is uniform in j.)
Observe that if m is merely a smooth function on \({\mathbb {R}}^d\), then the inverse Fourier transform of \(m\Phi \) is Schwartz class and in particular is integrable.
A combination of Theorem 3.2 and Lemma 3.5 yields the following:
Corollary 3.6
Let m satisfy the conditions of Lemma 3.5. Then, for all \(1\le p \le \infty \) we have
If m is in addition smooth at the origin, then
Remark 3.7
There is also a Mikhlin multiplier theorem for \({\mathbb {R}}^d_\theta .\) It was proved in [43] that if \(m\in L_{\infty }({\mathbb {R}}^d)\) is a Mikhlin multiplier, i.e. if \(\sup _{|\xi |\ne 0} |\xi |^{\alpha }|\partial _{\xi }^{\alpha }m(\xi )| < \infty \) for \(|\alpha |\le \lfloor \frac{d}{2}\rfloor +1,\) then m(D) is bounded on \(L_p({\mathbb {R}}^d_\theta )\) for \(1<p<\infty .\) This subsumes Corollary 3.6 when \(1<p<\infty .\)
We record some simple consequences of Corollary 3.6.
Proposition 3.8
Let \(1\le p \le \infty \) and \(j\in {\mathbb {Z}}\). If \(u \in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\), then
-
(i)
Let m be a function satisfying the conditions of Corollary 3.6, and which is smooth at 0. Then for \(j\ge 0\) we have
$$\begin{aligned} \Vert m(D)\Delta _j u\Vert _p \lesssim _m 2^{js}\Vert \Delta _j u\Vert _p. \end{aligned}$$ -
(ii)
For all multi-indices \(\alpha \in {\mathbb {N}}^d\), we have
$$\begin{aligned} \Vert D^\alpha \Delta _ju\Vert _p \lesssim _{\alpha } 2^{j|\alpha |}\Vert \Delta _j u\Vert _p. \end{aligned}$$ -
(iii)
For all \(\alpha \in {\mathbb {N}}^d\), we have the bound
$$\begin{aligned} \Vert D^\alpha S_ju\Vert _p \lesssim 2^{j|\alpha |}\Vert u\Vert _p,\quad j\ge 0. \end{aligned}$$
The following proposition is also a simple consequence of Corollary 3.6. These results, besides (iii), can be extracted from [44, Section 3.2].
Proposition 3.9
Let \(u \in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\). Then
-
(i)
For all \(j\ge 0\) and all \(p \in [1,\infty ]\) we have
$$\begin{aligned} \Vert \Delta _j u\Vert _p\le \Vert u\Vert _p,\quad \Vert S_ju\Vert _p\le \Vert u\Vert _p. \end{aligned}$$ -
(ii)
For all \(p\in [1,\infty )\) if \(u \in L_p({\mathbb {R}}^d_\theta )\), we have
$$\begin{aligned} \lim _{j\rightarrow \infty } \Vert S_ju-u\Vert _p = 0. \end{aligned}$$If \(p =\infty \), then the same holds provided that \(u \in C_0({\mathbb {R}}^d_\theta )\).
-
(iii)
There is an equivalence of norms
$$\begin{aligned} \Vert u\Vert _{2} \cong \left( \sum _{j=0}^\infty \Vert \Delta _j u\Vert _{2}^2\right) ^{1/2}. \end{aligned}$$
3.1 Heat and Schrödinger semigroups on \({\mathbb {R}}^d_\theta \)
We will concern ourselves with two semigroups of operators on \(L_2({\mathbb {R}}^d_\theta )\), the heat and Schrödinger semigroups
These operators can be defined by functional calculus on \(L_2({\mathbb {R}}^d_\theta )\), or equivalently as Fourier multipliers. Given \(T \in {\mathcal {S}}'({\mathbb {R}}^d)\), we may define
Equivalently, the semigroups \(e^{t\Delta }\) and \(e^{{\textrm{i}} t\Delta }\) are the images of the classical heat and Schrödinger semigroups on \({\mathbb {R}}^d\) under the Weyl transform \({W_\theta }\).
Recently, a theory of elliptic pseudodifferential operators on \({\mathbb {R}}^d_\theta \) has been developed [28]. It is plausible that many of the following results generalise to semigroups generated by accretive elliptic differential operators, although at present such results are not known.
Theorem 3.10
For all \(1\le p \le \infty \) and \(t > 0\), the operator \(e^{t\Delta }\) is bounded on \(L_p({\mathbb {R}}^d_\theta )\), with norm
If \(p < \infty \), then \(t\mapsto e^{t\Delta }\) is strongly continuous on \(L_p({\mathbb {R}}^d_\theta )\), in the sense that the mapping
is continuous.
Proof
Observe that by definition, \(e^{t\Delta }\) is an operator of the form m(D), where
and the inverse Fourier transform is given by the classical formula
Since \(\Vert \check{m}\Vert _1 = (2\pi )^{\frac{d}{2}}\), the \(L_p({\mathbb {R}}^d_\theta )\rightarrow L_p({\mathbb {R}}^d_\theta )\) norm bound follows from Theorem 3.2.
The strong continuity amounts to proving that
or \(u\in C_0({\mathbb {R}}^d_\theta )\) for \(p=\infty .\) This is established as a special case of [44, Theorem 3.10].
\(\square \)
Immediately from the unitarity of the Weyl transform, we have the following:
Theorem 3.11
On \(L_2({\mathbb {R}}^d_\theta )\), \(t\mapsto e^{{\textrm{i}} t\Delta }\) is a strongly continuous unitary group.
Observe that a combination of Proposition 3.9, Theorems 3.10 and 3.11 yields
for all \(p \in [1,\infty ]\), where the constants are uniform in \(j\ge 0\).
Lemma 3.12
Let \(1\le p\le q\le \infty \) There is a constant \(c_{p,q,d}\) such that
Proof
As in Theorem 3.10, this is an application of Theorem 3.2 with \(m(\xi ) = e^{-t|\xi |^2},\) and \(\check{m}(s) = (2 t)^{-\frac{d}{2}}e^{-\frac{|s|^2}{4t}}.\) For \(r\ge 1\) we have
Taking \(\frac{1}{r}=\frac{1}{q}-\frac{1}{p}+1\) completes the proof. \(\square \)
Remark 3.13
The \(r=p=\infty , q=1\) case of Young’s inequality (Theorem 2.11) delivers
due to the classical integral kernel formula for \(e^{{\textrm{i}} t\Delta }.\) It follows by interpolation that for \(1\le p\le 2\) we have
This is a Strichartz estimate for \({\mathbb {R}}^d_\theta .\)
3.2 Function spaces on \({\mathbb {R}}^d_\theta \)
Let \(J:= (1-\Delta )^{1/2} = (1+D^2)^{1/2}\). This is the Bessel potential operator.
The definition of \(L_p\)-Sobolev spaces for \({\mathbb {R}}^d_\theta \) is now standard. We will have little use for \(L_p\)-Sobolev spaces for \(p\ne 2\), but we record the definition here for the sake of completeness. The following is identical to [44, Section 3.2] and [28].
Definition 3.14
For \(1\le p < \infty \) and \(s \in {\mathbb {R}}\), define the Bessel potential Sobolev space \(W^s_p({\mathbb {R}}^d_\theta )\) as the subset of \(u \in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\) such that \(J^su \in L_p({\mathbb {R}}^d_\theta )\), with the norm
Besov spaces for \({\mathbb {R}}^d_\theta \) can be defined by the Littlewood–Paley decomposition.
Definition 3.15
Let \(s\in {\mathbb {R}}\) and \(p,q \in [1,\infty ]\). The inhomogeneous Besov class \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) is defined as the subspace of distributions \(u\in {\mathcal {S}}'({\mathbb {R}}^d_\theta )\) such that
for \(q < \infty \), and
It is not hard to show that the space \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) does not depend on the choice of function \(\Psi \) defining the Littlewood–Paley decomposition, up to equivalence of norms. This can be proved by an identical method to [63, Remark 3.2].
Remark 3.16
Very recently, Lafleche [37] has introduced a family of quantum Besov spaces related to Weyl quantisation. I conjecture that these are essentially the same as Definition 3.15.
The following lemma lists some straightforward consequences of the definition of \(B^s_{p,q}({\mathbb {R}}^d_\theta ).\)
Lemma 3.17
The Besov spaces have the following elementary properties:
-
(i)
If \(r>s,\) then \(\Vert u\Vert _{B^s_{p,q}({\mathbb {R}}^d_\theta )} \lesssim _{s,r} \Vert u\Vert _{W^r_p({\mathbb {R}}^d_\theta )}.\)
-
(ii)
If \(s\in {\mathbb {R}},\) \(p\in [1,\infty )\) and \(q < \infty ,\) the space \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is dense in \(B^s_{p,q}({\mathbb {R}}^d_\theta )\).
-
(iii)
For every \(s >0\) and \(p,q \in [1,\infty ]\), we have \(B^s_{p,q}({\mathbb {R}}^d_\theta )\subseteq L_p({\mathbb {R}}^d_\theta ).\)
-
(iv)
For every \(p\in [1,\infty ]\), we have \(L_p({\mathbb {R}}^d_\theta )\subseteq B^0_{p,\infty }({\mathbb {R}}^d_\theta )\).
-
(v)
We have
$$\begin{aligned} B^{s_{0}}_{p_0,q_0}({\mathbb {R}}^d_\theta )\subseteq B^{s_1}_{p_1,q_1}({\mathbb {R}}^d_\theta ) \end{aligned}$$with a corresponding norm inequality independent of \(\theta \) whenever \(p_0 \le p_1\) and
$$\begin{aligned} s_0 \ge s_1+d\left( \frac{1}{p_0}-\frac{1}{p_1}\right) ,\quad q_0\le q_1. \end{aligned}$$
Proof
From Theorem 3.6,
It follows that
Therefore,
This proves (i).
Next we prove (ii). Note first of all that \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is contained in \(B^s_{p,q}({\mathbb {R}}^d_\theta ).\) Indeed, \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is contained in every Sobolev space, and hence in every Besov space by (i). For \(u \in B^s_{p,q}({\mathbb {R}}^d_\theta ),\) define
Since \(q< \infty ,\) we have
which vanishes as \(N\rightarrow \infty .\) Thus, it suffices to show that there exists a sequence \(\{\psi _j\}_{j=0}^\infty \subset {\mathcal {S}}({\mathbb {R}}^d_\theta )\) such that \(\Vert u_N-\psi _j\Vert _{B^s_{p,q}({\mathbb {R}}^d_\theta )}\rightarrow 0.\) Since the Fourier transform of \(u_N\) is finitely supported, we have
for all \(r>0.\) Taking \(r>s,\) there exists a sequence \(\{\psi _j\}_{j=0}^\infty \) such that
(see [44, Proposition 3.14]). Applying (i), it follows that
This proves (ii).
The second and third inclusions are immediate from Definition 3.15. The embedding and norm inequality in (v) is an immediate consequence of the definition and (3.1).
\(\square \)
Lemma 3.18
For all \(s\in {\mathbb {R}}\) and \(p,q \in [1,\infty ],\) \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) is a Banach space.
Proof
Assume for notational simplicity that \(q< \infty ,\) the \(q=\infty \) case is similar. Let \(\{u_n\}_{n=0}^\infty \) be a sequence in \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) such that
Note that if \(v \in {\mathcal {S}}({\mathbb {R}}^d_\theta ),\) then
where \(p'\) and \(q'\) are Hölder conjugate to p and q, respectively. It follows that
converges in the sense of distributions. Thus,
in the distributional sense. Moreover,
By Minkowski’s inequality, for all \(N\ge 0\) we have
Since the right-hand side is finite and N is arbitrary, it follows that
and hence \(u\in B^s_{p,q}({\mathbb {R}}^d_\theta ).\) \(\square \)
The behaviour of Besov spaces on \({\mathbb {R}}^d\) under interpolation is well known [5, Theorem 6.4.5]. These Besov spaces on \({\mathbb {R}}^d_\theta \) behave under real interpolation identically to the classical Besov spaces on \({\mathbb {R}}^d\). The relevant interpolation result is as follows. The result, and its proof, is basically identical to [63, Proposition 5.1].
Theorem 3.19
The Besov spaces satisfy the following real interpolation relation
Here, \(1\le q_0,q_1,q\le \infty \), \(1\le p \le \infty \), \(\eta \in (0,1)\) and \(\alpha _1\ne \alpha _2 \in {\mathbb {R}}\).
Proof
For a Banach space X, we denote by \(\ell _q^{s}(X)\) the space of sequences \(\{x_n\}_{n\ge 0}\) in X such that
with suitable modifications for \(q = \infty \). Under real interpolation, the spaces \(\ell _q^s(X)\) behave as
where \(s = (1-\eta )s_0+\eta s_1\) and \(0< q_1,q_2,q \le \infty \). See [5, Theorem 5.6.1].
The mapping
is an isometry from \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) to \(\ell _q^s(L_p({\mathbb {R}}^d_\theta ))\). In fact, T is a retract of \(\ell ^s_q(L_p({\mathbb {R}}^d_\theta ))\). We can see this by noting that on the image \(T(B^s_{p,q}({\mathbb {R}}^d_\theta ))\) we can define a mapping
which satisfies \(PT(x) = x\) for all \(x \in B^s_{p,q}({\mathbb {R}}^d_\theta )\).
This allows us to deduce the interpolation theory from interpolation properties of \(\ell _q^s(L_p)\), identically to [5, Theorem 6.4.5]. \(\square \)
Generalising Proposition 3.9.(iii), we have the following Littlewood–Paley characterisation of the \(L_2\)-Sobolev spaces, easily deduced by the Plancherel identity.
Theorem 3.20
For \(s \in {\mathbb {R}}\), we have \(B^s_{2,2}({\mathbb {R}}^d_\theta ) = W^s_2({\mathbb {R}}^d_\theta )\), with an equivalence of norms,
A Littlewood–Paley characterisation of \(L_p\)-Sobolev spaces for \(1<p<\infty \) was obtained in [43], but it is not relevant here.
The mapping properties of the heat and Schrödinger semigroups on Sobolev and Besov spaces are deduced easily from Theorem 3.10. Analogous results in the classical case are, e.g. [55, Theorem 5.29]
Proposition 3.21
For \(r,s \in {\mathbb {R}}\), \(t > 0\) and \(1\le p \le \infty \), we have
with \(\Vert e^{t\Delta }\Vert _{W^s_p\rightarrow W^s_p} \le 1\). We also have
For \(p,q \in [1,\infty ]\), we have
Corollary 3.22
If \(p \in [1,\infty ]\) and \(q \in [1,\infty )\), then \(\Delta \) generates a contractive \(C_0\)-semigroup on \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) for every \(s \in {\mathbb {R}}\). The same is true with \(q = \infty \) under the condition that \(s > 0\).
Proof
We only need to check that \(\lim _{t\rightarrow 0} e^{t\Delta }u = u\) for all \(u\in B^s_{p,q}({\mathbb {R}}^d_\theta )\). This is equivalent to
which follows from Theorem 3.10. \(\square \)
4 Elementary pseudodifferential operators
There is a well-developed theory of pseudodifferential operators for \({\mathbb {R}}^d_\theta \) [25, 28]. However, the existing calculus does not contain the operators we need for the study of nonlinear equations. The main issue is that the pseudodifferential operators studied previously are not suitable for the study of differential operators of the form
where \(a_{\alpha } \in C^\infty ({\mathbb {R}}^d_\theta ).\) That is, D is a linear combination of derivatives and left multipliers by smooth functions. In general what we need is a calculus containing operators of the form
for some coefficients \(a_{\alpha },b_{\alpha } \in C^\infty ({\mathbb {R}}^d_\theta ).\) The presence of simultaneous left and right multiplication is essential for the development of paradifferential calculus for the nonlinear theory.
For this reason, we introduce a new class of pseudodifferential operators for \({\mathbb {R}}^d_\theta \). Recall that a function \(\sigma \in C^\infty ({\mathbb {R}}^d\times {\mathbb {R}}^d)\) is said to belong to the symbol class \(S^0_{1,1}({\mathbb {R}}^d\times {\mathbb {R}}^d)\) if for all \(\alpha ,\beta \in {\mathbb {N}}^d\) we have
Borrowing the terminology of [59, Chapter 13, Section 9], a symbol \(\sigma \in C^\infty ({\mathbb {R}}^d\times {\mathbb {R}}^d)\) is called elementary if there exists an expansion
for some family of bounded functions \(a_j\). The condition that \(\sigma \) belongs to the symbol class \(S^0_{1,1}({\mathbb {R}}^d\times {\mathbb {R}}^d)\) is equivalent to
for all \(\alpha \in {\mathbb {N}}^d\). We will not attempt to develop a complete theory of pseudodifferential operators on \({\mathbb {R}}^d_\theta \). Instead, we will only consider a noncommutative analogy of elementary operators.
Definition 4.1
Let \(a = \{a_j\}_{j=0}^\infty \) and \(b = \{b_j\}_{j=0}^\infty \) be sequences of elements of \(L_\infty ({\mathbb {R}}^d_\theta )\) such that for all \(\alpha \in {\mathbb {N}}^d\) we have
An elementary pseudodifferential operator is a linear operator \(T_{a,b}:{\lambda _\theta }(C^\infty _c({\mathbb {R}}^d)) \rightarrow {\mathcal {S}}'({\mathbb {R}}^d_\theta )\) given by the formula
The difference between these operators \(T_{a,b}\) and the operators in [25, 28] is that we consider symbols that act on both the left and on the right, in the sense described above. If we have \(b_j = 1\) for all \(j\ge 0\), then the operator \(T_{a,b}\) is a pseudodifferential operator with symbol in the class \(S^{0}_{1,1}\) in the setting of [28]. Note that we have only defined \(T_{a,b}(u)\) for \(u = {\lambda _\theta }(f)\) for some compactly supported smooth f. Once the continuity of \(T_{a,b}\) on Besov spaces is established, the operator may be extended by continuity.
To estimate the norms of the operators \(T_{a,b}\) on Besov spaces, it is convenient to have the following notation:
Definition 4.2
Let \(a = \{a_j\}_{j=0}^\infty \) and \(b = \{b_j\}_{j=0}^\infty \) be sequences of elements of \(L_\infty ({\mathbb {R}}^d_\theta )\) as in Definition 4.1 For \(k\ge 0\), denote by \(M_k(a)\) and \(M_k(b)\) the following quantities:
The main result of this section is that elementary pseudodifferential operators are bounded on Besov spaces of positive regularity.
Theorem 4.3
For all \(p,q\in [1,\infty ]\) and \(s> 0\), we have that \(T_{a,b}:\lambda _\theta (C^\infty _c({\mathbb {R}}^d_\theta ))\rightarrow {\mathcal {S}}'({\mathbb {R}}^d_\theta )\) extends to a continuous linear map
with norm
The proof of Theorem 4.3 follows the same lines as similar results in other settings. In particular, the proof of [62, Lemma 5.1] is quite similar.
Lemma 4.4
Let \(T_{a,b}\) be an elementary pseudodifferential operator. For all multi-indices \(\alpha \in {\mathbb {N}}^d\) and \(p\in [1,\infty ]\), we have
Proof
We have that \(\Delta _j\Delta _k = 0\) if \(|j-k|\ge 2\). Therefore,
Using the Leibniz rule and Proposition 3.8, the result follows. \(\square \)
Lemma 4.5
Let \(s \ge 0\). Then for all \(j,k\ge 0\) and \(p \in [1,\infty ]\), we have
Proof
Let \(\psi \) be a smooth function supported in a ball of radius 1/2 centred at zero, and equal to 1 near zero. Define
Then, we have
If we raise this identity to the power \(l\ge 1\), we construct smooth bounded functions \(a_{\gamma ,l}\) for \(\gamma \in {\mathbb {N}}^d\) such that
By design, the functions \(a_{\gamma ,l}\) are homogeneous of order \(-|\gamma |\) outside the ball of radius 1/2. Specifically, we have
Let \(P_{\gamma ,l}\) be the operator
Therefore,
Now we write
Using Lemma 4.4 and Proposition 3.8, we have
If \(j \le k\), then we can take \(l=0\) and we are done. Otherwise, choose \(l > s\). Then we have \((s-l)(j-k) < 0\), and
\(\square \)
Proposition 4.6
Let \(T_{a,b}\) be as in the statement of Theorem 4.3, and let \(1\le p \le \infty \). The operator \(T_{a,b}\) has the following mapping properties:
-
(i)
\(T:B^0_{p,1}({\mathbb {R}}^d_\theta )\rightarrow L_p({\mathbb {R}}^d_\theta )\) continuously, with norm at most a constant multiple of \(M_{0}(a)M_0(b)\).
-
(ii)
If \(s > 0\) then \(T:B^s_{p,1}({\mathbb {R}}^d_\theta ) \rightarrow B^s_{p,\infty }({\mathbb {R}}^d_\theta )\) continuously, with norm at most a constant multiple of \(M_{s+1}(a)M_{s+1}(b)\).
Proof
To prove (i), let \(u \in B^0_{p,1}({\mathbb {R}}^d_\theta )\). Using the \(L_p\)-triangle inequality and the Littlewood–Paley decomposition, we have
Since \(\Delta _j\Delta _k = 0\) unless \(|j-k|\le 2\), this sum further decomposes as
Now we prove (ii). Initially suppose that \(u \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\). Let \(j\ge 0\). Using Lemma 4.5, we have
Taking the supremum over \(j\ge 0\) yields
Since \({\mathcal {S}}({\mathbb {R}}^d_\theta )\) is dense in \(B^s_{p,1}({\mathbb {R}}^d_\theta )\), the result follows by continuity. \(\square \)
Using interpolation, we can complete the proof of the Besov mapping properties of elementary pseudodifferential operators.
Proof of Theorem 4.3
Using Proposition 4.6, we have
with norms at most a constant multiple of \(M_{s+2}(a)M_{s+2}(b)\). Applying Theorem 3.19, it follows that for every \(1\le q\le \infty \) we have
with norm at most a constant multiple of \(M_{s+2}(a)M_{s+2}(b)\). \(\square \)
Remark 4.7
The bound \(M_{s+2}(a)M_{s+2}(b)\) in the proof of Theorem 4.3 above is not optimal. The same proof yields an upper bound of \(M_{s+1+\varepsilon }M_{s+1+\varepsilon }(b)\) for every \(\varepsilon > 0\).
5 Multiplication on Besov spaces
We now study the product \((u,v)\mapsto uv\) on Besov spaces \(B^s_{p,q}({\mathbb {R}}^d_\theta )\). In the classical theory, one approach to this problem is the so-called Bony decomposition.
Given \(f,g \in {\mathcal {S}}({\mathbb {R}}^d)\), there exists \(f*_\theta g \in {\mathcal {S}}({\mathbb {R}}^d)\) such that
An important feature of the \(\theta \)-convolution \(*_\theta \) is that we have
It follows that if \(j,k\in {\mathbb {Z}}\), then \((\Delta _jx)(\Delta _k y)\) has is the image under \({\lambda _\theta }\) of a function supported in the ball of radius \(2^{j+1}+2^{k+1} \le 2^{\max \{j,k\}+2}.\) If \(|j-k|> 2\), then \((\Delta _jx)(\Delta _ky)\) has is the image under \({\lambda _\theta }\) of a function with support contained in the annulus
We can summarise these observations in the following lemma.
Lemma 5.1
Let \(x,y \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\) and let \(j,k\in \ge 0\). If \(l \ge \max \{j,k\}+3\), then
Moreover, if \(|j-k|>2\), then the same holds for all \(l \le |j-k|-3\).
Let \(u,v \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\). At least formally, we have the Bony decomposition [4, Section 2.8.1].
We denote this as
where the low- and high-frequency “paraproducts” \(\Pi _{\ell }(u,v), \Pi _{h}(u,v)\) and the “resonating term” \(\textrm{R}(u,v)\) are defined as
By design, the paraproducts \(\Pi _{\ell }(u,\cdot )\) and \(\Pi _{h}(\cdot ,v)\) are elementary pseudodifferential operators. Using Theorem 4.3, we deduce the following.
Theorem 5.2
Let \(u,v \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\). If \(s > 0\) and \(p,q \in [1,\infty ]\), we have the following:
-
(i)
\(\Vert \Pi _{\ell }(u,v)\Vert _{B^s_{p,q}} \lesssim \Vert u\Vert _\infty \Vert v\Vert _{B^s_{p,q}},\)
-
(ii)
\(\Vert \Pi _{h}(u,v)\Vert _{B^s_{p,q}} \lesssim \Vert u\Vert _{B^s_{p,q}}\Vert v\Vert _\infty .\)
Proof
By Proposition 3.9, we have
and
Theorem 4.3 immediately yields the boundedness of \(v\mapsto \Pi _{\ell }(u,v)\) and \(u\mapsto \Pi _{h}(u,v)\) on every Besov class \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) with \(s > 0\), with norm bounds \(\Vert u\Vert _\infty \) and \(\Vert v\Vert _{\infty }\) respectively. \(\square \)
The resonating term \(\textrm{R}(u,v)\) can also be considered as an elementary pseudodifferential operator if we fix one argument. That is, the mapping \(v\mapsto \textrm{R}(u,v)\) is elementary pseudodifferential. With some more effort, it is possible to show that the resonating term \(\textrm{R}(u,v)\) has better regularity than u and v individually
Theorem 5.3
If \(s_0,s_1 \in {\mathbb {R}}\) satisfy \(s_0+s_1> 0\), then
where \(p^{-1} = p_0^{-1}+p_1^{-1}\) and \(q^{-1} = q_0^{-1}+q_1^{-1}\).
Proof
If \(|n-m|\le 2\), then we have \(\max \{n,m\}\le n+2\) and thus
Hence,
It follows that if \(s:=s_0+s_1 > 0\) then
where the second-to-final line is an application of Young’s convolution inequality, using the assumption that \(s>0.\) Hence,
Applying the Hölder inequality immediately yields the result. \(\square \)
Writing \(uv = \Pi _{\ell }(u,v)+\textrm{R}(u,v)+\Pi _{h}(u,v)\) yields the following product estimate:
Corollary 5.4
If \(s > 0\) and \(p,q\in [1,\infty ]\), then for all \(u,v \in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\), we have \(uv \in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) with the norm bound
Classical analogies of this result are well-known. See [54, Chapter 4], [55, Theorem 4.36], [4, Corollary 2.54].
While irrelevant for the applications in this paper, for the sake of completeness we also include results for the product uv when one of u or v has negative regularity.
The following is an immediate consequence of the definition.
Lemma 5.5
Let \(p,q \in [1,\infty ]\). If \(s < 0\), then
Corollary 5.6
Let \(s_0< 0 < s_1 \in {\mathbb {R}}\) be such that \(s_0+s_1 > 0\), and suppose that \(p_0,q_0,p_1,q_1 \in [0,\infty ]\) are chosen such that
Then
-
(i)
\(\Vert \Pi _{\ell }(u,v)\Vert _{B^{s_1}_{p,q}} \lesssim \Vert u\Vert _{B^{s_0}_{p_0,q_0}}\Vert v\Vert _{B^{s_1}_{p_1,q_1}},\) and
-
(ii)
\(\Vert \Pi _{h}(u,v)\Vert _{B^{s_0}_{p,q}} \lesssim \Vert u\Vert _{B^{s_0}_{p_0,q_0}}\Vert v\Vert _{B^{s_1}_{p_1,q_1}}.\)
It follows that if one of \(s_0,s_1\) is negative and \(s_0+s_1 > 0\), then
for all \(u,v \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\).
6 Nemytskij operators on \({\mathbb {R}}^d_\theta \)
Recall that in the classical setting, if F is a smooth function on \({\mathbb {R}}\) and u belongs to some function space on \({\mathbb {R}}^d\), the nonlinear operation
is sometimes called a Nemytskij operator [54]. We now proceed to study Nemytskij operators on \({\mathbb {R}}^d_\theta \) in terms of the strategy outlined in the introduction, combining the Meyer decomposition (1.6) and the Löwner decomposition (1.7).
6.1 Birman–Solomyak classes
We say that a function \(\phi \) of two variables belongs to the Birman–Solomyak class if \(\phi \) has a suitable factorisation as an integral of products of functions of one variable.
Definition 6.1
Let \(\phi :{\mathbb {R}}^2\rightarrow {\mathbb {C}}\) be a Borel function on \({\mathbb {R}}^2\). Say that \(\phi \) belongs to the Birman–Solomyak class \(\mathfrak {BS}\) if there exists a measure space \((\Omega ,\mu )\) with finite total variation and measurable functions \(\alpha ,\beta :{\mathbb {R}}\times \Omega \rightarrow {\mathbb {C}}\) such that
and such that
Say that \(\phi \) belongs to \(\mathfrak {BS}^\infty \) if the functions \(\alpha \) and \(\beta \) can be chosen to be smooth in the sense that all of the derivatives
exist, and for every \(k,l\ge 0\) we have
The reason to consider this class is the following result:
Theorem 6.2
[47] Let \(({\mathcal {M}},\tau )\) be a von Neumann algebra, and \(X,Y\in {\mathcal {M}}.\) Assume that the difference \(X-Y\) extends to an element of \(L_p({\mathcal {M}},\tau )\) where \(1\le p \le \infty \). Let F be a Lipschitz function on \({\mathbb {R}}\). If the divided difference function
belongs to \(\mathfrak {BS}\), then we have an estimate
Here, the constant \(C_F\) depends on F but not on X and Y.
This theorem has a partial converse: if F obeys a Lipschitz estimate \(\Vert F(A)-F(B)\Vert _{\infty } \lesssim \Vert A-B\Vert _{\infty }\) for a pair of operators A and B whose spectral measures admit vectors of maximal spectral type, then the divided difference \(F^{[1]}\) has a representation of the form (6.1) outside a null set. This converse result is due to Peller [47].
The preceding theorem is based on the following computation, which will also be useful here:
Lemma 6.3
Let \({\mathcal {M}}\) be a von Neumann algebra represented on a separable Hilbert space. Let \(X,Y \in {\mathcal {M}}\) be self-adjoint, and let \(F:{\mathbb {R}}\rightarrow {\mathbb {R}}\) be a function such that the divided difference \(F^{[1]}\) belongs to \(\mathfrak {BS}\), with the decomposition
Then
where the integral converges in the weak\(^*\)-sense. For all \(1\le p \le \infty \), we have the estimate
(Sketch of proof)
A full proof of this identity requires some care due to certain technicalities regarding the convergence of the integral. The required technical details may be found in [19, Section 4]. In place of a complete argument, we provide a sketch proof which illustrates the basic idea. Let X and Y have spectral decompositions
where \(E_X\) and \(E_Y\) are the spectral measures for X and Y, respectively. Then at least formally we have
The norm bound on \(F(X)-F(Y)\) can be seen heuristically from the triangle inequality applied to the above integral representation. \(\square \)
There is no known analytic condition on a Lipschitz function F which is both necessary and sufficient for \(F^{[1]}\in \mathfrak {BS}\). However, a result due to Peller states that \(F \in {\dot{B}}^1_{\infty ,1}({\mathbb {R}})\) (the homogeneous Besov space on \({\mathbb {R}}\)) is sufficient [47].
The following sufficient condition is far from being necessary; however, since we restrict attention to smooth functions it will suffice.
Proposition 6.4
Let F be a smooth compactly supported function on \({\mathbb {R}}\). Then \(F^{[1]}\in \mathfrak {BS}^\infty \).
Proof
For \(t\ne s\in {\mathbb {R}}\), we have the formula
Let \(g\in {\mathcal {S}}({\mathbb {R}})\) be the Fourier transform of \(F'\). Then, by the Fourier inversion formula we have
This is a Birman–Solomyak decomposition, with \(\Omega = [0,1]\times {\mathbb {R}}\) and
Since g is Schwartz class, it is easily verified that \(F^{[1]} \in \mathfrak {BS}^\infty \). \(\square \)
Corollary 6.5
Let \(F \in C^\infty ({\mathbb {R}})\), and let \(u = u^* \in L_p({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) for some \(p < \infty \). Then,
The same holds for \(p = \infty \), provided that \(u \in C_0({\mathbb {R}}^d_\theta )\) or \(B^{s}_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for some \(s > 0\).
Proof
Using Propositions 3.8 and 3.9, we have
Thus by modifying F outside the interval \([-\Vert u\Vert _\infty ,\Vert u\Vert _\infty ]\) if necessary, we may assume without loss of generality that F is compactly supported. Lemma 6.4 implies that
This vanishes as \(j\rightarrow \infty \), due to Proposition 3.9. \(\square \)
6.2 Noncommutative Meyer decomposition
Let \(F \in C^\infty ({\mathbb {R}})\), and let \(u \in {\mathcal {S}}({\mathbb {R}}^d_\theta )\) be self-adjoint. We aim to study the Nemytskij operator \(u\mapsto F(u)\). Initially assume that \(u = S_Nu\) for some \(N\ge 0\), so that there can be no doubt that we have
It follows that we have the series representation
Indeed, since we assume that u is the image under \({\lambda _\theta }\) of a compactly supported function, this series actually terminates. Assume that \(F^{[1]} \in \mathfrak {BS}^\infty \) has the decomposition
Then using Lemma 6.3 to represent each \(F(S_ju)-F(S_{j-1}u)\), we have
Since F is smooth, there exists a smooth function G such that
Replacing \(F(S_0u)\) with \(F(0)+G(S_0u)S_0u\), it follows that
Here, \(T_{\omega }\) is the linear operator on \({\lambda _\theta }(C^\infty _c({\mathbb {R}}^d))\) given by
Therefore, the mapping properties of \(u\mapsto F(u)\) are essentially reduced to studying the (linear) operator \(T_\omega \) and the remainder term \(x\mapsto G(S_0u)\Delta _0(x)\). In order to apply Theorem 4.3, we will prove that \(T_\omega \) is an elementary pseudodifferential operator.
In order to prove that the operator \(T_\omega \) is elementary pseudodifferential, we will need the following general assertion:
Theorem 6.6
Let \(G:{\mathbb {R}}\rightarrow {\mathbb {C}}\) be a smooth function, and let \(u^* = u \in L_\infty ({\mathbb {R}}^d_\theta )\). Then for all \(\alpha \in {\mathbb {N}}^d\),
where the implied constant is independent of j. In particular, \(G(S_ju)\) is smooth for all \(j\ge 0\).
In the commutative case, this is a consequence of the inequality (from Proposition 3.8.(iii))
and the chain rule. In the noncommutative case, this approach does not work since the partial derivatives of \(S_ju\) do not necessarily commute with each other. Instead, we first consider the case that \(G(t) = e^{{\textrm{i}}\xi t}\) and then use the Fourier transform.
Lemma 6.7
Let \(u = u^*\in L_\infty ({\mathbb {R}}^d_\theta )\). Then for all \(\xi \in {\mathbb {R}}\) and all \(j\ge 0\) the element \(e^{{\textrm{i}}\xi S_j u}\) is smooth, and for all \(\alpha \in {\mathbb {N}}^d\) we have
where the implied constant does not depend on j or \(\xi \).
Proof
Since \(S_ju\) is self-adjoint, \(e^{{\textrm{i}}\xi S_ju}\) is unitary and hence the case \(|\alpha |=0\) is trivial. We will therefore concentrate on \(|\alpha |>0.\) Consider the case where \(|\alpha |=1\). Then \(D^\alpha = D_k\) for some \(k=1,\ldots , d\). By Duhamel’s formula,
The integral should be understood as a weak integral in \(L_{\infty }({\mathbb {R}}^d_\theta ).\) Using the triangle inequality, it follows that
Proposition 3.8.(iii) implies that \(\Vert D_k S_ju\Vert _{\infty } \lesssim 2^{j}\Vert u\Vert _{\infty }\)
The cases \(|\alpha |> 1\) follow from repeated application of Leibniz’s rule and Duhamel’s formula. To see \(|\alpha |=2\), let \(l=1,\ldots ,d\), and apply the Leibniz rule to (6.3) and then Duhamel’s formula in the following way
In the general case, \(D^{\alpha }e^{{\textrm{i}} \xi S_ju}\) is a linear combination of integrals of expressions of the form
where \(|\alpha _0|+\cdots +|\alpha _{n-1}| = |\alpha |\) and \(0\le k\le |\alpha |.\) Applying Proposition 3.8.(iii) to each integrand yields the desired bound for \((1+|\xi |)^{|\alpha |}\Vert D^{\alpha }e^{{\textrm{i}} \xi S_ju}\Vert _{\infty }.\) \(\square \)
Proof of Theorem 6.6
Note that \(\sup _{j\ge 0}\Vert S_ju\Vert _\infty < \infty \), and hence without loss of generality we may assume that G is compactly supported. Since G is a compactly supported smooth function, there exists the Fourier representation
The Fourier transform \({\widehat{G}}\) is in the Schwartz class \({\mathcal {S}}({\mathbb {R}})\). Since \(D^{\alpha }e^{2\pi {\textrm{i}}\xi S_ju} \in L_\infty ({\mathbb {R}}^d_\theta )\) and has norm with at most polynomial growth in \(\xi \), it follows that the integral (6.4) converges. Thus,
\(\square \)
We now arrive at the main result concerning the stability of \(B^s_{p,q}({\mathbb {R}}^d_\theta )\) under Nemytskij operators. This theorem is a noncommutative analogy of [4, Theorem 2.87].
Theorem 6.8
Let \(F \in C^\infty ({\mathbb {R}})\), let \(s > 0\) and \(p,q \in [1,\infty ]\). Then
Proof
Let \(u=u^* \in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) for some \(s > 0\) and \(p,q\in [1,\infty ]\). Using the “Meyer” representation (6.2), for all \(j\ge 0\) we have
As \(j\rightarrow \infty \), the left-hand side converges to F(u) in the \(L_p\) norm due to Corollary 6.5. As for the right-hand side, we use Theorem 4.3,
By Theorem 6.6 and the definition of \(\mathfrak {BS}^\infty \), we have
Therefore,
in the \(B^{s}_{p,q}\)-topology. In particular, in the \(L_p\)-topology.
Similarly, the operator
is an elementary pseudodifferential operator, and hence \(G(S_0u)\Delta _0u \in B^s_{p,q}({\mathbb {R}}^d_\theta ).\)
We arrive at the following:
Hence, \(F(u)-F(0) \in B^s_{p,q}({\mathbb {R}}^d_\theta )\), and since \(u\in L_\infty ({\mathbb {R}}^d_\theta )\), Corollary 6.5 implies that \(F(u)-F(0) \in B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_{\infty }({\mathbb {R}}^d_\theta )\). \(\square \)
6.3 Differences of Nemytskij operators
Let \(u,v\in L_\infty ({\mathbb {R}}^d_\theta )\) be self-adjoint. Let \(F \in C^\infty ({\mathbb {R}}).\) Modifying F outside a compact set if necessary, we assume that \(F^{[1]} \in \mathfrak {BS}^{\infty }\) and that
By the Löwner formula (Lemma 6.3), we have
We will prove that F is locally Lipschitz on \(B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_{\infty }({\mathbb {R}}^d_\theta )\) by an application of Corollary 5.4 to the integrand. We have
Formally, it follows that
We will take some care to justify this inequality.
The results of this section are summarised in the following theorem. (Compare [58, Chapter 2, Section 7].)
Theorem 6.9
Let \(s > 0\) and \(p,q\in [1,\infty ]\), and let \(F\in C^\infty ({\mathbb {R}})\). If \(u,v \in L_\infty ({\mathbb {R}}^d)\cap B^s_{p,q}({\mathbb {R}}^d_\theta )\) are self-adjoint, then \(F(u)-F(v) \in B^s_{p,q}({\mathbb {R}}^d_\theta )\) with
In particular, if \(s > \frac{d}{p}\) then F is locally Lipschitz on the self-adjoint subspace of \(B^s_{p,q}({\mathbb {R}}^d_\theta ).\) When \(\det (\theta )\ne 0,\) then no restrictions on s, p and q are necessary.
6.4 Functions of several variables
The classical theory of Nemytskij operators includes the study of functions of several variables,
See, for example, [54, Section 5.5.1]. It is not obvious how this can be generalised to the noncommutative setting. Therefore, we will only deal with polynomial functions. A noncommutative polynomial in n variables \((X_1,\ldots ,X_n)\) is a formal expression
where each coefficient \(a_{j_1,\ldots ,j_l}\) is scalar, and the number of terms is finite. Given such a polynomial and \(u_1,\ldots ,u_n \in L_\infty ({\mathbb {R}}^d_\theta )\), we will denote
To be precise, f is an element of the free associative algebra in n variables \(X_1,\ldots ,X_n\), and the evaluation \(f \mapsto f(u_1,\ldots ,u_n)\) is the homomorphism to \(L_\infty ({\mathbb {R}}^d_\theta )\) determined by mapping \(X_j\) to \(u_j\). The notation \(f(u_1,\ldots ,u_n)\) is meant to suggest functional calculus, but here f is a polynomial in n noncommuting variables and not a function on \({\mathbb {R}}^n.\)
Local Lipschitz estimates for polynomial functions on \(B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_\infty ({\mathbb {R}}^d_\theta )\) follow from Corollary 5.4 by induction, we give the details below.
Lemma 6.10
Let \(f(X_1,X_2,\ldots ,X_n)\) be a noncommutative polynomial in n variables, let \(p,q\in [1,\infty ]\) and \(s > 0\). The assignment
is locally Lipschitz on \(B^s_{p,q}({\mathbb {R}}^d_\theta )\cap L_{\infty }({\mathbb {R}}^d_\theta )\) in the sense that there is a norm bound
where the constant C depends on f, and all of the norms
Proof
It suffices to prove the assertion for monomials of the form
where \(k\ge 1\) and the indices \(1\le i_1,\ldots ,i_k \le n\) are not necessarily distinct. We can refer to f in this form as monomial of degree k. We prove the assertion for all monomials of degree k by induction on k, with the \(k=1\) case being trivial. Let \(k\ge 1\), then we have,
That is,
where \(g(X_1,\ldots ,X_n) = X_{i_2}X_{i_3}\cdots X_{i_k}\) is a monomial of degree \(k-1\). From Theorem 5.4, we have
By the inductive hypothesis, the result follows. \(\square \)
7 Nonlinear partial differential equations on \({\mathbb {R}}^d_\theta \)
We will focus on the following three model classes nonlinear evolution equations:
-
(i)
The nonlinear heat equation, also called a reaction–diffusion or Allen–Cahn equation
$$\begin{aligned} \partial _t u = \Delta u + F(u) \end{aligned}$$(7.1)where \(F \in C^\infty ({\mathbb {R}})\) is real-valued. We also consider the case where F(u) is a noncommutative polynomial in \(\{u,\partial _1u,\ldots ,\partial _d u\}\)
-
(ii)
The nonlinear Schrödinger equation
$$\begin{aligned} \partial _t u = {\textrm{i}}\Delta u + g(u{,\partial _1u,\partial _2u,\ldots ,\partial _du,u^*,\partial _1u^*,\ldots ,\partial _du^*}) \end{aligned}$$(7.2)where g is a polynomial \(2d+1\) noncommuting variables. This is essentially a noncommutative version of the class of nonlinear Schrödinger equations studied in, for example [12, 27] or [57, Chapter 3].
-
(iii)
Finally, we will discuss problems similar to Navier–Stokes. Specifically, the system of equations for \((u_1,u_2,\ldots ,u_d)\) and p given by
$$\begin{aligned}{} & {} \partial _t u_j + \frac{1}{2}\sum _{k=1}^d u_k(\partial _k u_j)+(\partial _k u_j)u_k = \Delta u_j + \partial _j p,\\{} & {} \quad \sum _{j=1}^d \partial _j u_j = 0,\quad j=1,\ldots ,d. \end{aligned}$$
We will adopt the following notation for referring to time-dependent objects: given \(u \in C([0,T],X)\), we write u(t) for the value of u at time t, and \(\partial _t u\) denotes the derivative of u with respect to t in the sense that
Our results are based on the following existence theorem, which is well known. Let X be a Banach space, and let Y be a subspace of X equipped with a Banach norm \(\Vert \cdot \Vert _Y\) such that
A function \(F:Y\rightarrow X\) is said to be locally Lipschitz if for all \(R > 0\) and \(x_1,x_2 \in Y\) with \(\Vert x_1\Vert _Y, \Vert x_2\Vert _Y \le R\) there is a constant \(C_{F,R}\) such that
For a Banach space X, we denote by C([0, T], X) the Banach space of continuous X-valued functions on the interval [0, T] with norm \(\Vert f\Vert _{C([0,T],X)} = \sup _{0\le s \le T} \Vert f(s)\Vert _X.\)
The following theorem is [59, Chapter 15, Proposition 1.1], see also the more general [60, Theorem 2].
Theorem 7.1
Let X and Y be as above. Assume that L is a closed densely defined operator on X, let \(F:Y\rightarrow X\) be a function. Assume that the following three conditions hold
-
(i)
L generates a contractive \(C_0\)-semigroup \(e^{tL}\) on Y,
-
(ii)
For all \(t > 0\), we have
$$\begin{aligned} e^{tL}:X\rightarrow Y \end{aligned}$$continuously,
-
(iii)
F is locally Lipschitz from Y to X,
-
(iv)
The norm function \(t\mapsto \Vert e^{tL}\Vert _{X\rightarrow Y}\) obeys
$$\begin{aligned} \Vert e^{tL}\Vert _{X\rightarrow Y} \le Ct^{-\gamma } \end{aligned}$$where \(\gamma <1,\) for sufficiently small t, and for some constant C independent of t.
Then for all \(x_0 \in Y\) with there exists a maximal \(T_{x_0} > 0\) depending on \(\Vert x_0\Vert _Y\) and a unique
such that
where the integral converges in the Y-valued Bochner sense.
The following simple estimate is also useful.
Lemma 7.2
Let L be as in Theorem 7.1. Let \(T > 0\), and assume that
Then for all \(t > 0\) the integral
converges in the Y-valued Bochner sense, and with \(\Psi (0) = 0\) defines an element
with
We provide the following global existence criterion, which is not difficult to prove directly but for which we have not been able to find a precise reference. A proof is given in the appendix.
Theorem 7.3
Adopt the notation of Theorem 7.1. If \(\{x(t)\}_{0 \le t < T_{x_0}}\) is the fixed point, and
then \(T_{x_0} = \infty \).
In order to upgrade mild solutions to classical solutions, we use [13, Proposition 4.1.6], which implies that it suffices that \(F(u(t)) \in L_1((0,T),\textrm{dom}(L)).\)
7.1 Nonlinear parabolic equations
We study now the nonlinear heat equation (7.1).
For generic smooth nonlinearities F, we can prove local well-posedness for initial data in the Besov class \(B^s_{\infty ,\infty }({\mathbb {R}}^d_\theta )\). This is the noncommutative analogy of [41, Section 7.3.1].
Theorem 7.4
Let \(F \in C^\infty ({\mathbb {R}})\) be real-valued, and let \(r>0.\) For all \(u_0 = u_0^* \in B^r_{\infty ,\infty }({\mathbb {R}}^d_\theta ),\) there exists \(T_{u_0}>0\) and a unique
such that \(u(0) = u_0\), and
for all \(0< t < T_{u_0}.\)
Proof
We appeal to the conditions of Theorem 7.1 to prove the existence of \(T_{u_0} > 0\) and a unique \(u \in C([0,T_{u_0}),B^r_{\infty ,\infty }({\mathbb {R}}^d_\theta ))\) such that
Indeed, we take \(X=Y=B^r_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) and apply Theorem 6.9 with \(p=q=\infty \) to ensure the local Lipschitz condition on F.
Now we prove that \(u(t) \in \bigcap _{u> 0}B^u_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for all \(t > 0\). We can do this by induction, proving that if \(\alpha > 0\) is such that \(u(s) \in B^\alpha _{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for all \(s \le t\) then \(u(s) \in B^{\alpha +\frac{1}{2}}_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for all \(0\le s\le t.\) Suppose that \(t > 0\) is such that \(u(s)\in B^\alpha _{\infty ,\infty }({\mathbb {R}}^d_\theta )\) for all \(0\le s \le t\). Theorem 6.9 implies that the function \(t\mapsto F(u(t))\) belongs to \(C([0,t],B^\alpha _{\infty ,\infty }({\mathbb {R}}^d_\theta ))\).
From Proposition 3.21, we have
Hence \(t\mapsto \Vert e^{t\Delta }\Vert _{B^\alpha _{\infty ,\infty }\rightarrow B^{\alpha +\frac{1}{2}}_{\infty ,\infty }}\) is integrable near zero. This completes the verification of the conditions of Lemma 7.2 with \(X = B^{\alpha }_{\infty ,\infty }({\mathbb {R}}^d_\theta )\), \(Y = B^{\alpha +\frac{1}{2}}_{\infty ,\infty }({\mathbb {R}}^d_\theta )\), \(L=\Delta \) and \(f(s) = F(u(s))\), and it follows from (7.3) that \(u(t) \in B^{\alpha +\frac{1}{2}}_{\infty ,\infty }({\mathbb {R}}^d_\theta )\).
Hence, \((t\mapsto u(t))\in \bigcap _{\alpha >0} C([0,T_{u_0}),B^{\alpha }_{\infty ,\infty }({\mathbb {R}}^d_\theta )).\) The same is true for \(t\mapsto F(u(t)),\) by Theorem 6.8. It follows that \(u'(t) = \Delta u(t)+F(u(t)),\) by the abstract result [13, Proposition 4.1.6]. \(\square \)
We can give a similar theorem where the nonlinearity is a polynomial in u and its derivatives.
Theorem 7.5
Let \(p(u,\partial _1 u,\ldots ,\partial _d u)\) be a noncommutative polynomial in the variables \(\{u,\partial _1 u,\ldots ,\partial _d u\}\), and let \(r > 1\). For all \(u_0 \in B^r_{\infty ,\infty }({\mathbb {R}}^d_\theta )\) there exists a maximal \(T_{u_0} > 0\) and a unique
such that \(u(t) = u_0\) and
Proof
This proof is essentially identical to that of Theorem 7.4. The only difference is that we use Lemma 6.10 in place of Theorem 6.9. \(\square \)
7.2 Nonlinear Schrödinger equations
We now study the nonlinear Schrödinger equation (7.2),
where \(g(u,u^*)\) is a noncommutative polynomial in u and \(u^*\). Formally, solutions can be written in terms of the Schrödinger semigroup as
Unlike the heat semigroup, the Schrödinger semigroup does not introduce any smoothing in the scale of Sobolev spaces. Local smoothing for the Schrödinger semigroup on \({\mathbb {R}}^d\) are known, but we postpone the task of proving analogies for the Schrödinger semigroup on \({\mathbb {R}}^d_\theta \) for future work.
Theorem 7.6
Assume that \(\det (\theta )\ne 0.\) Let \(g(u,u^*)\) be a noncommutative polynomial in the variables u and \(u^*\). Let \(r\ge 0.\) For all \(u_0 \in W^r_{2}({\mathbb {R}}^d_\theta )\) there exists a maximal \(T_{u_0} > 0\) and a unique
such that u obeys (7.4) \(\lim _{t\rightarrow 0}u(t)= u_0\) in the \(W^r_2({\mathbb {R}}^d_\theta )\)-sense.
Proof
By Theorem 3.11, the semigroup \(t\mapsto \exp (-{\textrm{i}} t\Delta )\) is strongly continuous on \(W^s_{2}({\mathbb {R}}^d_\theta ).\)
Since \(\det (\theta )\ne 0,\) we have
Hence, by Lemma 6.10, \(u\mapsto g(u,u^*)\) is locally Lipschitz on \(W^r_2({\mathbb {R}}^d_\theta ).\) The result now follows from Theorem 7.1. \(\square \)
We can begin to see the counterintuitive consequences of Theorem 7.6 if we assume that g has some special structure so that (7.4) preserves the \(L_2\)-norm.
Lemma 7.7
Let \(\det (\theta )\ne 0,\) and let \(g(u,u^*)\) be a noncommutative polynomial in the variables u and \(u^*.\) Let \(r\ge 0\) and \(u_0 \in W^r_2({\mathbb {R}}^d_\theta )\), and let
be the solution to (7.4) extended to a maximal interval \([0,T_{u_0}).\) If
then \(T_{u_0} = \infty .\)
Now we can begin to see the counterintuitive results of concentrating on \(\det (\theta )\ne 0\).
Lemma 7.8
Let \(\det (\theta )\ne 0\), and let \(p>1\) be an odd positive integer, and let \(\mu \in {\mathbb {R}}\). Then the nonlinear Schrödinger equation
has unique global mild solutions for any initial \(u(0) \in W^2_2({\mathbb {R}}^d_\theta )\), which depend continuously on the initial conditions in the sense that if t is sufficiently small then the function \(u(0)\mapsto u(t)\) is locally Lipschitz on \(L_2({\mathbb {R}}^d_\theta )\).
Proof
This is essentially an application of [12, Theorem 3.3.1]. Since p is an odd integer, \(\mu u|u|^{p-1}\) is a noncommutative polynomial in u and \(u^*.\) Hence, Theorem 7.6 implies that there is a time interval \([0,T_{u_0})\) such that (7.5) has a solution in the mild sense in \(L_2({\mathbb {R}}^d_\theta )\) for \(0\le t < T_{u_0}.\) This mild solution obeys (7.5) since \(t\mapsto \mu u(t)|u(t)|^{p-1}\) is a continuous \(W^{2}_2({\mathbb {R}}^d_\theta )\)-valued function, so that the conditions of [13, Proposition 4.1.6] are satisfied. The derivative of the \(L_2\) norm of u(t) with respect to t is
Note that in the final step we have used the fact that \(\tau (|u(t)|^{p+1}) < \infty \), which follows from \(\Vert u(t)\Vert _2 < \infty \) since \(\det (\theta )\ne 0\). Hence, the \(L_2\) norm of u is conserved. Since \(\det (\theta )\ne 0,\) the \(L_2\) norm is submultiplicative and hence
Hence Theorem 7.3 implies that the maximal time of existence \(T_{u_0}\) is infinite. \(\square \)
Via an identical argument, if \(g(u,u^*)\) is a noncommutative polynomial in \(\{u,u^*\}\) such that \(\langle g(u,u^*),u\rangle \in {\mathbb {R}}\) for all \(u \in L_2({\mathbb {R}}^d_\theta )\), it follows that (7.5) has global-in-time solutions. For example, we may take \(g(u) = |u|^{p-1}u\).
7.3 Navier–Stokes equations
As illustration of the differences between the commutative and noncommutative cases, we now discuss well-posedness for Navier–Stokes-type equations. In particular, we study the equation for self-adjoint \(u(t) \in L_2({\mathbb {R}}^d_\theta )\otimes {\mathbb {R}}^d\) and \(p(t) \in L_2({\mathbb {R}}^d_\theta )\),
where \(\nabla \cdot u = \sum _{j=1}^d \partial _j u\) and \(X(u) = (X(u)_1,\ldots ,X(u)_d)\) is the nonlinear term
In other words, we have replaced the pointwise product \(u_j\partial _j u_k\) in (1.2) with the Jordan product
Of course this is not the only polynomial which reduces to \(u_j \partial _j u_k\) in the commutative case. We have selected X(u) since it is arguably the simplest noncommutative analogy of \(u\cdot \nabla u\) with the property that X(u) is self-adjoint whenever u is self-adjoint. We make no attempt to motivate this choice of analogy for the Navier–Stokes equations from a physical perspective. Instead, the main interest is simply the formal resemblance to the classical viscous incompressible Navier–Stokes equations.
For the sake of brevity, denote
As in the classical case, we dispense with the \(\nabla p\) term by applying the orthogonal projection onto the divergence-free vector fields.
Definition 7.9
The Leray projection \({\mathbb {P}}\) is the linear operator on \(H^0\) defined in terms of map \({\lambda _\theta }\) as
That is, \({\mathbb {P}}\) is the multiplier \(m(D) = \{m_{j,k}(D)\}\) where
Equivalently, we could define \({\mathbb {P}}\) to be the image under the Weyl transform \({W_\theta }\) of the classical Leray projection.
The Leray projection is bounded from \(L_2({\mathbb {R}}^d_\theta )\otimes {\mathbb {C}}^d\) to itself and has the property that if \(u \in H^s\) for \(s \ge 1\), then \(\nabla \cdot {\mathbb {P}} u =0\). Alternatively, \({\mathbb {P}}\) could be defined as the \(L_2\)-orthogonal projection onto the closed subspace of divergence-free vector fields. In addition, \({\mathbb {P}}\) is bounded from \(L_p({\mathbb {R}}^d_\theta )\otimes {\mathbb {C}}^d\) to itself for all \(1<p<\infty \) due to the noncommutative Mikhlin theorem [43], but we will not use this fact.
Lemma 7.10
Let \(\det (\theta )\ne 0\) and \(s \ge 0\). Then the function
is locally Lipschitz from \(H^{s+1}\) to \(H^{s}\). We also have the norm bound
Proof
This follows from the boundedness of \({\mathbb {P}}\) on \(H^s({\mathbb {R}}^d_\theta ),\) Lemma 6.10 and the fact that \(L_2({\mathbb {R}}^d_\theta )\) is contained in \(L_{\infty }({\mathbb {R}}^d_\theta )\) for non-degenerate \(\theta .\) \(\square \)
Theorem 7.11
Assume that \(\det (\theta )\ne 0\). Let \(u_0 \in H^2\) have divergence zero and be self-adjoint. There exists a unique \(u \in C^\infty ((0,\infty ),H^2)\) such that
Moreover, \(u(t) = u(t)^*\) and \(u(t) \in \bigcap _{s > 0} H^s\) for all \(t > 0\).
Proof
Lemma 7.10 implies that \({\mathbb {P}} X\) is locally Lipschitz from \(H^1\) to \(H^0\). Hence, Theorem 7.1 implies that there exists a maximal time \(T_{u(0)} \le \infty \) such that a unique solution u(t) in \(H^1\) exists in the mild sense for all \(0\le t < T_{u(0)}\) and \(u(0)=u_0 \in H^1.\) A similar argument to Theorem 7.4 shows that \(u(t) \in \bigcap _{r>0} H^r\) for all \(t>0.\) It follows that the mild solution is a classical solution to (7.6) due to [13, Proposition 4.1.6]. Let \(v(t) = \sum _{k=1}^d \partial _ku_k(t)\) be the divergence of u at time \(0\le t < T_{u(0)}\). By assumption, we have \(v(0) = 0\). Since \(\nabla \cdot {\mathbb {P}} X(u(t)) = 0\) by the definition of the Leray projection, we have
Uniqueness for the heat equation implies that \(v(t) = 0\) for all \(t\ge 0\), and hence, u(t) has divergence zero for all \(0\le t < T_{u(0)}\).
Observe that \(X(u^*) = X(u)^*\) for all \(u \in H^1\), and hence, if \(u(0) = u(0)^*\) it follows that \(t\mapsto u(t)^*\) is a solution to (7.6) for all \(0\le t < T_{u(0)}\), which by uniqueness must be identical to u(t). Hence, \(u(t) = u(t)^*\) for all \(0< t < T_{u_0}\).
The derivative of the \(H^0\) norm of u is
Since u(t) has divergence zero for all \(0 \le t < T_{u_0}\), we have
Since \(u_k(t)^* = u_k(t)\) for all \(0\le t < T_{u(0)}\), it follows that
Hence,
so that the \(H^0\) norm of u(t) remains bounded over \(0 \le t < T_{u(0)}\). Theorem 7.1 now suffices to conclude that \(T_{u_0}=\infty .\) Indeed, we have
so that the condition of Theorem 7.3 is satisfied, and hence \(T_{u_0} = \infty \). \(\square \)
Remark 7.12
As the preceding argument shows, the well-posedness of (7.6) for \(u_0 \in H^1\) is rather trivial. A more difficult problem would be to replace the nonlinear term with an expression that is not self-adjoint. For example, instead of
we could examine
This problem would be more difficult because \(X(u)_k^* \ne X(u^*)_k\) in general, and therefore we should not expect that if the components of \(u_0\) are self-adjoint then the same is true for u(t) for \(t>0.\)
Notes
It is essential here that \({\mathcal {M}}\) admits a faithful representation on a separable Hilbert space.
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Acknowledgements
Thank you to G. Hong, M. Junge, P. Portal, K. Tulenov, H. Sharma, X. Xiong and D. Zanin for helpful discussions. I also wish to thank the anonymous reviewer for helpful comments. There are no conflicts of interest to report. Data sharing is not applicable to this article as no datasets were generated or analysed.
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Appendix A. Existence theorems for parabolic differential equations
Appendix A. Existence theorems for parabolic differential equations
In this paper, we have used the theory of abstract Cauchy problems to deal with existence and uniqueness of partial differential equations on \({\mathbb {R}}^d_\theta \). The general theory of abstract Cauchy problems is covered in, e.g. [41, Chapter 4], [2, Section 1.2], [3, Chapter 3], [51, Chapter 5], [34, Appendix G], [64, 22, Chapter 7].
We have made use of a “blow-up” criterion (Theorem 7.3) which is certainly not novel but for which we have been unable to find a reference.
Proof of Theorem 7.3
Suppose that \(T_{x_0} < \infty \). If this is the case, then we must have \(\Vert x(s)\Vert _{Y} \rightarrow \infty \) as \(s\rightarrow T_{x_0}\). Indeed, otherwise there would exist \(R > 0\) and a sequence \(\{\varepsilon _j\}_{j=0}^\infty \) with \(\varepsilon _j\rightarrow 0\) such that \(\Vert x(T_{x_0}-\varepsilon _j)\Vert _Y \le R\). According to Theorem 7.1, there exists \(T_R\) such that the solution can then be extended to an interval \([0,T_{x_0}-\varepsilon _j+T_R)\). This contradicts the maximality of \(T_{x_0}\) when j is large enough, and hence, if \(T_{x_0}<\infty \) then
The assumption of the theorem is that there exists \(0< C_{x_0} < \infty \) such that
Let \(0< r< t < T_{x_0}\). Then by definition, we have
Using the contractivity of the semigroup \(e^{tL}\) and Lemma 7.2, it follows that
By Gronwall’s inequality
Therefore, if \(T_{x_0}<\infty ,\) we have
which is a contradiction. \(\square \)
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McDonald, E. Nonlinear partial differential equations on noncommutative Euclidean spaces. J. Evol. Equ. 24, 16 (2024). https://doi.org/10.1007/s00028-023-00928-5
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DOI: https://doi.org/10.1007/s00028-023-00928-5