Abstract
An iterative method generates a sequence associated with an equation, that, under appropriate conditions, converges to a solution of that equation. A perturbation of the equation produces also a perturbation of the sequence. In this paper, we study the Ulam stability (the behavior of the solutions of the perturbed equation with respect to the solutions of the exact equation) of an operatorial equation of the form \(x_{n+1}=T_nx_n+a_n\), where \(T_n:X \rightarrow X\), \(n \in \mathbb {N}\), are linear and bounded operators acting on a Banach space X. As applications we obtain some stability results for the case of Volterra, Fredholm and Gram–Schmidt operators. In this way, we improve and complement some results on this topic.
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1 Introduction
In what follows, by \(\mathbb {N}=\{0,1,2,\ldots \}\) we denote the set of all nonnegative integers and by X a Banach space over \(\mathbb {K}\in \{\mathbb {R},\mathbb {C}\}\). Let \(T:X \rightarrow X\) be a bounded linear operator and consider the equation \(x=Tx+y\), where \(y \in X\) is a given element. By using the fixed point method to solve the equation, we get a sequence of successive approximations \((x_n)_{n \ge 0}\), satisfying the linear difference equation \(x_{n+1}=Tx_{n}+y, n \ge 0, x_0 \in X,\) converging to the solution. The Ulam stability of this difference equation was studied in [5].
In this paper, we consider a generalization of the previous difference equation, more precisely the linear difference equation
where \((T_n)_{n\ge 0}\) is a sequence of bounded linear operators, \(T_n:X \rightarrow X\), and \((a_n)_{n \ge 0}\) a sequence in X. We study its Ulam stability, which concerns the behavior of the solutions of Eq. (1.1) under perturbations, with respect to the solutions of the unperturbed equation. A particular case of this equation was considered and studied in [12] for the case of matrix operators \((T_n)_{n \ge 0}\). For various results on difference equations we refer the reader to [14, 15].
Definition 1.1
Equation (1.1) is called Ulam stable if there exists a constant \(L\ge 0\) such that for every \(\varepsilon >0\) and every sequence \((x_n)_{n\ge 0}\) in X satisfying
there exists a sequence \((y_n)_{n\ge 0}\) in X such that
and
The sequence \((x_n)_{n \ge 0}\) satisfying (1.2) for some \(\varepsilon >0\) is called approximate solution of Eq. (1.1).
So we can reformulate Definition 1.1 as follows: Eq. (1.1) is Ulam stable if for every approximate solution of it there exists an exact solution close to it. The number L from (1.4) is called an Ulam constant of Eq. (1.1). Further, we denote by \(L_R\) the infimum of all Ulam constants of (1.1). If \(L_R\) is an Ulam constant for (1.1), then we call it the best Ulam constant or the Ulam constant of Eq. (1.1). Generally, the infimum of all Ulam constants of an equation is not an Ulam constant of that equation (see [8, 27]).
The origin of stability for functional equations is a question formulated by S. M. Ulam during a talk given to Madison University, Wisconsin, and concerns the approximate homomorphism of a metric group [29]. A first partial answer to Ulam’s question was given a year later by D. H. Hyers for the Cauchy functional equation in Banach spaces [17]. The topic was intensively studied by many authors in the last 50 years; for results, various generalizations and extensions on Ulam stability we refer the reader to [2, 8, 18, 22]. We recall also the results obtained in [7, 20, 21] on Ulam stability for some second-order linear functional equations in connection with Fibonacci and Lucas sequences.
Some results on Ulam stability for the linear difference equations in Banach spaces were obtained by Brzdek et al. [9,10,11, 24]. Buse et al. [6, 13] proved that a discrete system \(X_{n+1}=AX_n, n \in \mathbb {N}\), where A is a \(m \times m\) complex matrix, is Ulam stable if and only if A possesses a discrete dichotomy. Recently, Baias and Popa obtained results on Ulam stability of linear difference equations of order one and two and determined the best Ulam constant in [3, 4]. Popa and Rasa obtained an explicit representation of the best Ulam constant of some classical operators in approximation theory in [25, 26].
2 Main Results
In this section, we present some results on Ulam stability for Eq. (1.1). First, we give a result which will be useful in the sequel.
Lemma 2.1
Suppose that the sequence \((x_n)_{n\ge 0}\) satisfies Eq. (1.1). Then
If in addition \(T_n\), \(n \ge 0\), are invertible operators, then
Proof
Induction. \(\square \)
The first result on Ulam stability for Eq. (1.1) is contained in the following theorem.
Theorem 2.2
Suppose that \((T_n)_{n\ge 0}\) is a sequence of invertible operators such that
Then for every \(\varepsilon >0\) and every sequence \((x_n)_{n\ge 0}\) in X satisfying
there exists a unique sequence \((y_n)_{n\ge 0}\) in X such that
and
where
Proof
Existence. Suppose that \((x_n)_{n\ge 0}\) satisfies (2.2) and let
Then \(\Vert b_n\Vert \le \varepsilon , \ n\ge 0\), and, according to Lemma 2.1
Remark further that the series
is convergent. Indeed, denoting \(c_n=\Vert T_0^{-1}\Vert \cdots \Vert T_{n-1}^{-1}\Vert , \ n \ge 1\), we get
It follows that the series
is convergent, too. This is a simple consequence of the first comparison test, since
Put now
and define \((y_n)_{n\ge 0}\) by
Then
and
Hence
We prove now that \(L< +\infty \). Indeed, since \(\limsup \Vert T_n^{-1}\Vert <1\), it follows that there exists a constant \(q \in \mathbb {R}\) and \(n_0 \in \mathbb {N}\) such that
which implies that
For \(n=n_0-1\), \(n_0\ge 1\), we have
since the series
is convergent. Analogously, the above series will be convergent for all \(n \in \mathbb {N}, \ n<n_0\) and the proof is done.
Uniqueness. Suppose that for a sequence \((x_n)_{n\ge 0}\) satisfying the relation (2.2) there exist two sequences \((y_n)_{n\ge 0}\) and \((z_n)_{n\ge 0}\) satisfying the relations (2.3) and (2.4). Then, in view of (2.4)
hence
On the other hand, taking account of Lemma 2.1, one gets
or equivalently
Thus
Now, since the series \(\sum \nolimits _{n=1}^{\infty } \Vert T_0^{-1}\Vert \cdots \Vert T_{n-1}^{-1}\Vert \) is convergent, we get that the series
is convergent too, and consequently
Finally, from (2.6) and (2.7), we get \(y_0=z_0\), so \(y_n=z_n\), for all \(n \in \mathbb {N}\). \(\square \)
Theorem 2.3
Suppose that \((T_n)_{n \ge 0}\) is a sequence of nonzero operators with
Then there exists a constant \(L\ge 0\) such that for every \(\varepsilon >0\) and every sequence \((x_m)_{m \ge 0}\) in X satisfying
there exists a sequence \((y_n)_{n\ge 0}\) in X with the properties
Proof
Suppose that \((x_n)_{n\ge 0}\) satisfies (2.9) and let \(b_n:=x_{n+1}-T_nx_n-a_n, \ n \in \mathbb {N}\). Then \(\Vert b_n\Vert \le \varepsilon , \ n \in \mathbb {N}\), and
according to Lemma 2.1.
Consider now \((y_n)_{n \ge 0}\) given by (2.10) with \(y_0=x_0\). Then
Hence
Taking account of (2.8), we find \(q \in \mathbb {R}\) and \(n_0 \in \mathbb {N}\) such that
Thus for every \(n\ge n_0+1\) we have
Taking
we get
Finally, for
we obtain
\(\square \)
Remark 2.4
The condition (2.8) in Theorem 2.3 can be replaced by the following: there exists \(q \in (0,1)\) such that
Thus, following the lines of the above proof, the Ulam constant can be chosen \(L=\frac{1}{1-q}\).
Finally, we present a nonstability result for Eq. (1.1). Taking into account that the stability results presented above hold for \(\Vert T_n\Vert <1\) or \(\Vert T_n^{-1}\Vert <1,\) \(n \ge n_0\), we will consider for nonstability results the case \(\Vert T_n\Vert =1\), \(n \in \mathbb {N}\).
Theorem 2.5
Suppose that \(\Vert T_n\Vert =1\), for all \(n \in \mathbb {N}\) and there exists \(u_0 \in \overline{B}(0_X,1)\) such that
Then for every \(\varepsilon >0\) there exists a sequence \((x_n)_{n \ge 0}\) in X satisfying
such that for every sequence \((y_n)_{n\ge 0}\) given by the recurrence
we have
i.e., Eq. (1.1) is not Ulam stable.
Proof
Let \(\varepsilon >0\) and consider the sequence \((x_n)_{n\ge 0}\) defined by the relation
Then, according to Lemma 2.1, we get
On the other hand,
hence \((x_n)_{n\ge 0}\) is an approximate solution of Eq. (1.1). Let \((y_n)_{n \ge 0}\) be an arbitrary sequence in X, \(y_{n+1}=T_ny_n+a_n,\ n\in \mathbb {N}, \ y_0 \in X\). Then
therefore
It follows
The sequence \((T_{n-1}\ldots T_0(x_0-y_0))_{n\ge 1}\) is bounded, since
therefore \(\lim _{m \rightarrow \infty } n\Vert \mathrm{x_{m}-y_{m}}\Vert =+\infty .\) \(\square \)
Similar results can be obtained when we replace \((x_n)_{n\ge 0}\), \((T_n)_{n\ge 0}\) and \((a_n)_{n\ge 0}\) by \(X_n:=(x_1(n),x_2(n),\ldots ,x_p(n))^T \in X^p\), \(A_n \in \mathbb {K}^{p \times p}\) and \(B_n \in X^p\), respectively. In this way we get Ulam stability results for systems of linear difference equations (see [30]). Note that on \(X^p\), the following norm \(\Vert Y\Vert _{\infty }:=\max _{1\le i \le p} \Vert y_i\Vert \) (\(Y=(y_1,y_2,\ldots ,y_p)^T\)) is considered, alongside the matrix norm \(\Vert A\Vert _{\infty }=\max _{1\le i \le p} \sum _{j=1}^{p} |a_{ij}|\) of \(A \in \mathbb {K}^{p \times p}\) (which is simply the maximum absolute row sum of the matrix), induced by the vector norm \(\Vert \cdot \Vert _{\infty }\) on \(\mathbb {K}^p\). Also, one can easily verify that \(\Vert AY\Vert _{\infty }\le \Vert A\Vert _{\infty } \Vert Y\Vert _{\infty }\) and \(\Vert AB\Vert _{\infty }\le \Vert A\Vert _{\infty } \Vert B\Vert _{\infty }\), for any \(A, B \in \mathbb {K}^{p \times p}\) and \(Y \in X^p\). Finally, it is worth mentioning here that one can replace the above norms with some submultiplicative ones in order to obtain similar stability results for the equation
Corollary 2.6
Suppose that \((A_n)_{n\ge 0}\) is a sequence of invertible matrices in \(\mathbb {K}^{p \times p}\) with
Then for every \(\varepsilon >0\) and every sequence \((X_n)_{n\ge 0}\) in \(X^p\) with
there exists a unique sequence \((Y_n)_{n\ge 0}\) in \(X^p\) such that
and
Corollary 2.7
Suppose that \((A_n)_{n \ge 0}\) is a sequence of nonzero matrices in \(\mathbb {K}^{p \times p}\) with
Then, there exists a constant \(L\ge 0\) such that for every \(\varepsilon >0\) and every sequence \((X_n)_n \ge 0\) in \(X^p\) satisfying
there exists a sequence \((Y_n)_{n\ge 0}\) in \(X^p\) with the property
such that
The next nonstability result for Eq. (2.14) is a simple consequence of Theorem 2.5.
Corollary 2.8
Suppose that \((A_n)_{n \ge 0}\) is a sequence of matrices in \(\mathbb {K}^{p \times p}\) such that \(\Vert A_n\Vert _{\infty }=1\), for all \(n \in \mathbb {N}\) and there exists \(U_0 \in X^p\), \(\Vert U_0\Vert _{\infty }=1\) such that
Then for every \(\varepsilon >0\) there exists a sequence \((X_n)_n \ge 0\) in \(X^p\) satisfying
such that for every sequence \((Y_n)_{n\ge 0}\) given by the recurrence
we have
i.e., Eq. (2.14) is not Ulam stable.
3 The Ulam Stability of a p-Order Linear Difference Equation with Variable Coefficients
In the sequel, we will investigate the Ulam stability of the following p-order linear recurrence with variable coefficients
where \((a_k(n))_{n\ge 0}\), \(0\le k\le p-1\) are sequences in K and \((b_n)_{n \ge 0}\) is a sequence in X. If the recurrence has constant coefficients, we have a characterization of its Ulam stability. Namely, the equation is Ulam stable if and only if the characteristic equation has no roots on the unit circle (see [8]). Moreover, for \(p=1,2,3,\) the best Ulam constant was obtained. But for equations with variable coefficients, there are few results on Ulam stability (see e.g., [23, 30]). Let us remark that Eq. (3.1) can be rewritten as
where, for some \(k \in (0,\infty )\),
and
Remark that the usual matriceal form for Eq. (3.1) is obtained for \(k=1\) (see [30]). The form considered in this paper for arbitrary \(k>0\) is more convenient to obtain good conditions under which the stability of Eq. (3.1) holds.
Suppose that \(a_0(n)\ne 0, \ n \in \mathbb {N}\), and let
and
Corollary 3.1
Suppose that there exists \(k \in (0,1)\) such that
Then for every \(\varepsilon >0\) and every sequence \((x_n)_{n \ge 0}\) in X satisfying
there exists a unique sequence \((y_n)_{n \ge 0}\) in X such that
and
where
Proof
Consider the induced submultiplicative matrix norm \(\Vert \cdot \Vert _{\infty }\), \(A_n\), \(B_n\) and \(X_n\) as in relation (3.2) and observe that, since
the property \(\limsup \Vert A_n^{-1}\Vert _{\infty }<1\) is equivalent to \(\limsup e_n<1\). Further, take an arbitrary \(\varepsilon >0\) and consider \(\varepsilon _1:=k^{p-1}\varepsilon \). Then
i.e.,
Then, in view of Corollary 2.6, there exists a unique sequence \(Y_n \in X^p\), \(Y_{n+1}=A_nY_n+B_n\), such that
with \(L=\sup _{n \in \mathbb {N}} \sum _{j=0}^{\infty } e_n e_{n+1} \ldots e_{n+j}\). Finally, if we take \(y_n:=p_1(Y_n)\), where \(p_1:X^p \rightarrow X\) is given by \(p_1(z_1,z_2,\ldots ,z_p)=z_p\), one can easily check that \(y_n\) is a solution of (3.1) and that \(\Vert x_n-y_n\Vert \le L \varepsilon \), \(n \in \mathbb {N}\). \(\square \)
Remark 3.2
In particular, if \(e_n=k \in (0,1)\) for every \(n \in \mathbb {N}\), then \(L=\frac{1}{1-k}\) in Corollary 3.1.
Example 3.3
Consider the recurrence
Then for every \(\varepsilon >0\) and every sequence \((x_n)_{n \ge 0}\) in X satisfying
there exists a solution \((y_n)_{n \ge 0}\) of (3.3) such that
Proof
If we choose \(k=\frac{1}{2}\), then
which implies that \(e_n=\frac{1}{2}\), for every \(n \in \mathbb {N}\). Further, taking into account Remark 3.2, we get the desired conclusion, i.e.
\(\square \)
Corollary 3.4
Suppose that there exists \(k>1\) such that
Then there exists a positive constant L such that for every \(\varepsilon >0\) and every sequence \((x_n)_{n \ge 0}\) in X satisfying
there exists a sequence \((y_n)_{n \ge 0}\) in X satisfying (3.1) such that
Proof
Consider the induced submultiplicative matrix norm \(\Vert \cdot \Vert _{\infty }\) and \(A_n\), \(B_n\) and \(X_n\) given by (3.2) with k replaced by \(k_1:=\frac{1}{k}\). Observe also that the property \(\liminf \frac{1}{f_n}>1\) is equivalent to the condition \(\liminf \frac{1}{\Vert A_n\Vert _{\infty }}>1\). Then applying Corollary 2.7 we get the desired conclusion. \(\square \)
4 Other Applications
Consider first the Volterra operator, which is a bounded linear operator on the space \(L^2[0,1]\) of complex-valued square-integrable functions on the interval [0,1]. The Volterra operator V is defined for a function \(f \in L^2[0,1]\) by
It is worth mentioning here that V is a quasinilpotent operator (that is, the spectral radius \(\rho (V)\), is zero), but it is not nilpotent and the operator norm of V is exactly \(\Vert V\Vert =\frac{2}{\pi }\) (see [16]).
Taking into account Remark 2.4 we get the following stability result for the linear difference equation
where \((a_n)_{n \ge 0}\) is a sequence in \(L^2[0,1]\).
Corollary 4.1
For every \(\varepsilon >0\) and every sequence \((x_n)_n \ge 0\) in \(L^2[0,1]\) satisfying
there exists a sequence \((y_n)_{n\ge 0}\) in \(L^2[0,1]\) such that
and
Further, given a domain \(\Omega \) in \(R^m\), we consider a sequence of Hilbert–Schmidt kernels, that is, a sequence of functions \((k_n)_{n \ge 0}\), \(k_n: \Omega \times \Omega \rightarrow \mathbb {C}\) with
which means that the \(L^2(\Omega \times \Omega ; \mathbb {C})\) norm of each \(k_n\) is finite. Further, we associated the following sequence of Hilbert–Schmidt integral operators \((K_n)_{n \ge 0}\), \(K_n:L^2(\Omega ; \mathbb {C}) \rightarrow L^2(\Omega ; \mathbb {C})\) defined by
Then \(K_n\) is a Hilbert–Schmidt operator for every \(n \in \mathbb {N}\) and its Hilbert–Schmidt norm is
Hilbert–Schmidt integral operators are continuous (and hence bounded) and compact (see [28]).
Taking into account Theorem 2.3, we get the following stability result for the linear difference equation
where \((a_n)_{n \ge 0}\) is a sequence in \(L^2(\Omega ; \mathbb {C})\).
Corollary 4.2
Suppose that \((K_n)_{n \ge 0}\) is a sequence of nonzero Hilbert–Schmidt integral operators and
Then, there exists a constant \(L\ge 0\), such that for every \(\varepsilon >0\) and every sequence \((x_n)_n \ge 0\) in \(L^2(\Omega ; \mathbb {C})\) satisfying
there exists a sequence \((y_n)_{n\ge 0}\) in \(L^2(\Omega ; \mathbb {C})\) with the property
and
Remark 4.3
An example of nonstable equation is given below. Take now the Bernstein operator (see [1]) which assigns to each continuous, real-valued function \(f \in C[0,1]\) (where C[0, 1] is endowed with the supremum norm) the polynomial function \(B_n f\) defined by
It is well known that \(B_n\) preserves affine functions.
Further, we consider the sequence \((x_n)_{n \ge 0}\) defined by the recurrence
and we show that Eq. (4.3) is not Ulam stable. Indeed, choosing \(u_0(t)=1, \ t \in [0,1]\), one can easily observe that \(\Vert u_0\Vert =1\) and \(\Vert B_{n-1}\ldots B_0 u_0\Vert =1, \ \forall n \ge 1\). Using now Theorem 2.5, one gets the desired conclusion.
Another example concerns the Ulam stability of Eq. (1.1) for operators \(T_n\), \(n\ge 0\), acting on a finite dimensional Banach space X.
Suppose in what follows that a vector norm \(\Vert \cdot \Vert \) on \(X=\mathbb {K}^p\) is given. Then any square matrix A of order p with entries in \(\mathbb {K}\) induces a linear operator \(T:\mathbb {K}^p \rightarrow \mathbb {K}^p\), \(Tx=Ax\), with respect to the standard basis, and one defines the corresponding induced norm on the space \(\mathbb {K}^{p \times p}\) of all \(p \times p\) matrices as follows:
If we consider \(\mathbb {K}^p\) to be endowed with the Euclidean norm (i.e. \(\Vert x\Vert =\sqrt{|x_1|^2+\cdots +|x_n|^2}\), where \(x=(x_1,\ldots ,x_n) \in \mathbb {K}^p\)), then the induced matrix norm is the spectral norm. Let us recall also here that the spectral norm of a matrix A is the largest singular value of A, i.e., the square root of the largest eigenvalue of the matrix \(A^*A\), where \(A^*\) denotes the conjugate transpose of A.
Take now a sequence \((A_n)_{n \ge 0}\) of \(p \times p\) matrices, \(T_n:\mathbb {K}^p \rightarrow \mathbb {K}^p\), \(T_nx=A_nx\) and denote by \(\lambda _1^{(n)}, \ldots , \lambda _p^{(n)}\) and \(\Lambda _1^{(n)}, \ldots , \Lambda _p^{(n)}\) the eigenvalues of \(A_n\) and \(A_n^*A_n\), respectively. If we suppose that
then (see [19]) \(\Vert T_n\Vert =\sqrt{\Lambda _p^{(n)}}\) and, if \(A_n\) are additionally invertible matrices, then \(\Vert T_n^{-1}\Vert =\frac{1}{\sqrt{\Lambda _1^{(n)}}}\). Moreover, if \(A_n\) are normal and invertible matrices, then \(\Vert T_m\Vert =|\lambda _p^{(m)}|\) and \(\Vert T_m^{-1}\Vert =\frac{1}{|\lambda _1^{(m)}|}\).
The following results on Ulam stability follow easily, if we take also into account Theorems 2.2 and 2.3.
Theorem 4.4
Let \((a_n)_{n\ge 0}\) be a sequence in X and suppose that \(A_n\) are invertible matrices and that there exist \(q>1\) and \(n_0 \in \mathbb {N}\) such that
Then for every \(\varepsilon >0\) and every sequence \((x_n)_{n\ge 0}\) in \(\mathbb {K}^p\) with
there exists a unique sequence \((y_n)_{n\ge 0}\) in \(\mathbb {K}^p\) such that
and
Theorem 4.5
Suppose that \(A_n\) are nonzero matrices and that there exist \(q<1\) and \(n_0 \in \mathbb {N}\) such that
Then, there exists \(L\ge 0\) such that for every \(\varepsilon >0\) and every sequence \((x_n)_n \ge 0\) in \(\mathbb {K}^p\) satisfying
there exists a sequence \((y_n)_{n\ge 0}\) in \(\mathbb {K}^p\) with the property
and
Remark 4.6
In case \(A_n\) are normal and invertible matrices, the above results hold with \(|\lambda _1^{(n)}|\) and \(|\lambda _p^{(n)}|\) instead of \(\sqrt{\Lambda _1^{(n)}}\) and \(\sqrt{\Lambda _p^{(n)}}\), respectively.
Remark 4.7
If we consider now \(\mathbb {K}^p\) to be endowed with the Taxicab norm (i.e. \(\Vert x\Vert _1=\sum _{i=1}^{p}|x_i|\), where \(x=(x_1,\ldots ,x_p) \in \mathbb {K}^p\)) or with the maximum norm (i.e. \(\Vert x\Vert _{\infty }=\max \limits _{1\le i \le p} |x_i|\)) then the induced matrix norms are \(\Vert A\Vert _1=\max _{1\le j \le p} \sum _{i=1}^{p}|a_{ij}|\) and \(\Vert A\Vert _{\infty }=\max _{1\le i \le p} \sum _{j=1}^{p}|a_{ij}|\), respectively. Further, take \(A_n=(a_{ij}^{(n)})\in \mathbb {K}^{p \times p}\), for all \(n \in \mathbb {N}\). Then the condition (4.5) above can be replaced by
or by
in order to obtain the desired conclusion, since the following inequalities
and
hold always true for any square matrix A of order p. It is worth mentioning also that neither the following implications
nor the opposite ones seam to be valid.
The results obtained in this section generalize the results obtained in [5, 12].
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Kerekes, DM., Popa, D. On Ulam Stability of an Operatorial Equation. Mediterr. J. Math. 18, 118 (2021). https://doi.org/10.1007/s00009-021-01746-0
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DOI: https://doi.org/10.1007/s00009-021-01746-0