Keywords

10.1 Introduction

The atmospheric CO2 concentration has increased exponentially from about 280 ppm at the beginning of the industrial revolution to about 380 ppm today, and is expected to double preindustrial levels during this century (Keeling and Whorf 2001). The increase in atmospheric CO2 concentrations may contribute to climate chang e including changes in precipitation patterns and evapotranspiration (Kruijt et al. 2008; Long et al. 2004; Schneider 2001). This climate change may increase in the risks of drought in many areas (Bates et al. 2008).

Seasonal variability in rainfall is one of the crucial factors contributing to variations of crop yields (Hu and Buyanovsky 2003). Approximately 40 % of the world land surface was covered by arid and semiarid areas, where drought stress is a main limiting factor for the conventional rain-fed agriculture (Gamo 1999). In some areas of the world, water supply is already a limiting factor for agricultural production (Penning de Vries et al. 1995). Climate change and variability will impose significant impacts on agricultural productivity by altering precipitation pattern, rising temperature, and carbon dioxide.

Climate change would influence the hydrological cycle and water resource availability, suggesting that it has an impact on crop productivity (Evans 1996). Climate change can accelerate the hydrological cycle through altering rainfall, evapotranspiration, and the intensity and frequency of extreme climate events such as floods and droughts (Watson et al. 1996). Under future climate, the potential and actual evapotranspiration possibly increase by the rising temperature (Riedo et al. 2001). The agricultural production is likely to be greatly impacted by a decrease in soil moisture and an increase in the possible extreme events such as droughts and floods caused by combined effects of rising CO2 concentrations and temperatures (Chiotti and Johnston 1995). It is therefore important to know how drought and elevated CO2 will affect crop growth, development, water use, and productivity.

There is continued interest in how agricultural crops will respond to future CO2, since CO2 is an essential substrate for photosynthesis and limits the rate of photosynthesis in many crops at current conditions. Generally, plants sense and respond to elevated CO2 through increased photosynthesis and reduced stomatal conductance. All other effects are derived from these two fundamental responses (Long et al. 2004). Elevated CO2 stimulates photosynthesis and reduces the opening of plant stomata, contributing to a decrease in plant transpiration. As a result, plants growing in elevated CO2 conditions will improve water use efficiency (WUE , the ratio of rate of carbon assimilation to the rate of transpiration).

There are two main plants categorized into C3, C4, or C3–C4 intermediate plants according to the spatial distribution of pathways of CO2 fixation within leaf tissues, and as crassulacean acid metabolism (CAM) plants with a temporal distribution (Freschi and Mercier 2012). C3 plants represent over 95 % of the Earth plant species, mainly growing in cool and wet climate areas. C4 and CAM plants occur in hot and dry climatic conditions. Elevated CO2 concentrations will, in general, lead to increased photosynthesis and decreased transpiration in C3 plants. Agricultural crops with a C3 photosynthetic pathway often exhibit greater assimilation responses than those with a C4 pathway due to differences in CO2 use during photosynthetic procedures (Amthor 1995; Rogers et al. 1997).

It is widely known that drought is the single most critical threat to world food security. Because the world’s water supply is limiting, future food demand for rapidly increasing population pressures is likely to further aggravate the effects of drought (Somerville and Briscoe 2001). Under water stress conditions , photosynthesis decreases through direct effects, as the decreased CO2 availability caused by diffusion limitations through the stomata and the mesophyll (Flexas et al. 2004, 2007; Warren 2008) or the alterations of photosynthetic metabolism (Lawlor and Cornic 2002). These water stress conditions can arise as secondary effects, namely oxidative stress, and feedback regulation by end-product accumulation (Nikinmaa et al. 2013).

The purpose of this review is to provide: (1) an overview of physiological processes including photosynthesis and transpiration of agricultural crops under elevated CO2 and drought stress and (2) summary of recent research on those crop responses to elevated CO2 and drought stress based on field experiments and crop modeling studies.

10.2 Physiological Processes Under Elevated CO2 and Drought Stress

10.2.1 Photosynthesis

Two key processes occur in photosynthesis: light-dependent reactions and light-independent (or dark) reactions. In the former reactions, light energy is converted into adenosine triphosphate (ATP) and nicotinamide adenine dinucleotide phosphate hydrogen (NADPH), and O2 is released. In the latter reactions, the enzyme Ribulose-1,5-bisphosphate carboxylase/oxygenase (RuBisCO) captures atmospheric CO2 and releases three-carbon sugars by utilizing ATP and NADPH.

CO2 and soil water considerably influence the process of photosynthesis in most plants by altering stomatal regulation, the ultrastructure of the organelles, concentration of various pigments and metabolites. A great number of research found that the plant photosynthetic rates were greatly enhanced under elevated CO2 in the short-term (Radmer and Kok 1977; Witter 1979), and these increases were likely to be more moderate due to various feedback responses and constraints in the long-term (Kramer 1981). There was a significant and marked increase in photosynthesis of C3 plants (Norby et al. 1999; Ainsworth and Long 2005), but there were significant differences between species and cultivars. In C3 plants, the maximum carboxylation rate and the maximum rate of electron transport were also significantly reduced at elevated CO2. There was a significant increase in photosynthesis of C4 crops, as an indirect effect resulting through the mitigation of drought stress due to reduced stomatal conductance (Ghannoum et al. 2000). Increases in photosynthesis in sorghum and maize were associated with improved water status or were limited to periods of low rainfall where drought stress was likely ameliorated at elevated CO2 (Leakey et al. 2004; Kimball 2006).

Photosynthetic responses to water stress are highly complex. These effects vary according to the intensity and duration of progression of the water stress as well as with the leaf age and the plant species and at different time scales in relation to plant development (Lawlor and Cornic 2002; Flexas et al. 2004). Both stomatal and non-stomatal limitations to photosynthesis are important. Photosynthesis acclimation under drought indirectly affects photosynthesis. This acclimation will help to maintain plant water status and therefore photosynthesis. Osmotic compounds that build up in response to water stress will lead to restoration of cellular homeostasis and detoxification.

10.2.2 Stomatal Conductance

The regulation of leaf stomatal conductance is a key phenomenon in plants for photosynthesis and transpiration (Medici et al. 2007). One of the most consistent responses of plants to elevated CO2 is a reduction in stomatal conductance (Ainsworth and Long 2005). However, the responses are significantly different among species and cultivars. As an exception, Ellsworth (1999) reported that Pinus taeda guard cells appear to be insensitive to elevated CO2. The decrease in stomatal conductance may be largely determined by stomatal aperture rather than density. Ainsworth and Rogers (2007) found that a decrease in the density is statistically insignificant through a meta-analysis of stomatal density responses to elevated CO2.

Guard cells sense intercellular CO2 rather than at the leaf surface. Stomatal conductance responses to elevated CO2 may vary according to the duration of plants grown in elevated CO2. In the short term, stomatal aperture generally decreases in response to high CO2. In the long-term, stomatal conduction may acclimate to elevated CO2. Ball et al. (1987) reported that stomatal conductance would decrease in response to elevated CO2. Medlyn et al. (2001) found that stomatal conductance only in water-stressed Phillyrea angustifolia was acclimated to elevated CO2 in six tree species. However, there is little evidence that stomatal conductance independently acclimates to elevated CO2 for Lolium perenne grown at 600 μmol mol−1 (Leakey et al. 2006a, b).

The magnitude of the effect of elevated CO2 on stomatal conductance varies considerably with environmental factors (Medlyn et al. 2001; Leakey et al. 2006a, b). There is generally a smaller effect of elevated CO2 on stomatal conductance under water stress (Leakey et al. 2006a, b). For example, there was no significant change in stomatal conductance at elevated CO2 in Liquidambar styraciflua when vapor pressure deficit was high (Herrick et al. 2004). For long-term water stress, stomatal conductance will be much less reduced in elevated CO2 compared to ambient conditions (Leakey et al. 2006a, b). A small decline in stomatal conductance may have protective effects against water stress, by less transpiration rate and improving plant water use efficiency.

Under water-stress conditions, the first response of plants is the stomatal closure to prevent the water loss due to transpiration to maintain the photosynthesis at low water availability (Pan et al. 2011). The stomata closure under water stress generally occurs due to decreased leaf turgor or water potential and low humidity atmosphere along with root-generated chemical signals (Chaves et al. 2009). The stomata closure is caused mainly by the action of a plant hormone, abscisic acid (ABA). High ABA level can cause an increase in cytosolic Ca2+ and activation of plasma membrane-localized anion channels (Kohler and Blatt 2002). This causes potassium efflux, guard cell depolarization, loss of guard cell volume and turgor, high water production, and finally the stomata closure (Wang et al. 2012).

10.2.3 Rubisco Activity and Content

Rubisco is usually fully active and carbamylated at current CO2 under steady-state high light conditions (von Caemmerer and Quick 2000). Under elevated CO2 conditions, photosynthesis increases; there is an increasing demand for ATP and control of photosynthesis shifts from being limited by Rubisco to being limited by the capacity for ribulose-1,5-bisphosphate (RuBP) regeneration (Farquhar et al. 1980; von Caemmerer and Quick 2000). Reductions in the ATP:ADP ratio lead to a reduction in activase activity. The reductions in Rubisco activation state have been reported under elevated CO2 (Cen and Sage 2005).

One of the most prominent effects of water stress is the stomata closure, which leads to a lower concentration of intercellular CO2, which in turn causes deactivation of Rubisco (Mumm et al. 2011). Medrano et al. (1997) observed that water deficit conditions reduced the initial and total Rubisco activity, but it did not decrease the overall amount of Rubisco per unit of leaf area in subterranean clover (Trifolium subterraneum). Marques and Arrabica (1995) reported that Rubisco activity in Setaria sphacelota declined slightly under moderate water stress, but substantially under severe water stress. Using transgenic tobacco plants, Gunasekera and Berkowitz (1993) showed that a 68 % decrease in Rubisco activity did not hamper photosynthesis under water-limited regimes. They concluded that drought stress may affect any of the steps involved in the regeneration of RuBP rather than Rubisco itself.

10.3 Effects of Elevated CO2 and Drought Stress on Crops

It is widely known that elevated CO2 concentrations contribute to the increases of crop photosynthetic exchange rates (CER) and yield by decreasing photorespiration. This response of C3 plants to elevated atmospheric CO2 is higher than that of C4 plants (Sage and Monson 1999). Increases in the growth of C3 plants under doubled atmospheric CO2 concentrations are approximately 40–45 %, while the growth of C4 plants under doubled atmospheric CO2 concentrations increases by 10–20 % (Ghannoum et al. 2000).

The water relations for most plants exhibit improved under-elevated CO2, and showed less transpiration by inducing the partial stomatal closure. Studies have shown that elevated CO2 reduces transpiration for both C3 (Allen et al. 1994; Prior et al. 1991) and C4 (Chaudhuri et al. 1986) plants. Using stem flow gauges under elevated CO2, Dugas et al. (1997) reported the reduction in whole-plant transpiration for both soybean (C3) and sorghum (C4) crops.

The reduction in transpiration under elevated CO2, coupled with increased photosynthesis, can contribute to increase in WUE (Baker et al. 1990; Sionit et al. 1984). Kimball and Idso (1983) analyzed 46 observations for transpiration and over 500 observations for economic yield, and suggested a doubling of WUE for a doubling of CO2 concentrations. Under elevated CO2, C4 plants show a smaller response to elevated CO2 than C3 plants. However, both C3 and C4 plants show reduced transpiration. These results indicate that WUE should be primarily controlled by transpiration in C4 plants, whereas both photosynthesis and transpiration are important in C3 plants (Acock and Allen 1985).

Obviously, water-stressed plants have lower relative water content than non-stressed ones. For example, exposure of wheat and rice plants to drought stress substantially decreased the leaf water potential and transpiration rate (Siddique et al. 2001). Nerd and Nobel (1991) suggested that during drought stress, total water contents of Opuntia ficusindica cladode were decreased by 57 %. In another study on Hibiscus rosasinensis, transpiration, stomatal conductance, and WUE were declined under drought stress (Egilla et al. 2005). Abbate et al. (2004) reported that under limited water supply, WUE of wheat was greater than in well-watered conditions due to stomatal closure to reduce the transpiration under water stress conditions. Lazaridou and Koutroubas (2004) concluded that WUE of clover (Trifolium alexandrinum) was increased due to decreased transpiration rates and leaf area. In studies on Artemisia tridentata (DeLucia and Heckathorn 1989) and Medicago sativa (Lazaridou et al. 2003), drought stress increased WUE mainly due to a decrease in stomatal conductance with increasing water deficit.

Given the fact that elevated CO2 can reduce transpiration , it has been suggested that this might partially ameliorate the effects of drought (Bazzaz 1990) and allow plants to maintain increased photosynthesis. This has frequently been observed (Acock and Allen 1985; Sionit et al. 1981; Prior et al. 1991). It has been suggested that under elevated CO2 whole-plant water use may be differentially affected as a result of leaf area index (LAI) or plant size, although instantaneous WUE is increased. Allen (1994) reported that higher LAI could counter balance the reduction in water use. Jones et al. (1985) showed that increase in WUE was greater for plants with a lower LAI than higher LAI.

Elevated CO2 intends to increase photosynthesis through raising the CO2 gradient between the atmosphere and the inside of leaves, and consequently improve its conversion into carbohydrates (Rosenzweig and Hillel 1998). The impacts of elevated CO2 on crop yield may vary among different experimental studies due to differences in experimental methods and its corresponding environmental conditions. The free-air CO2 enrichment (FACE) showed that crop yield of C3 plants such as rice, wheat, cotton, and sorghum increased by about 17–20 % at 550 ppm (Long et al. 2004; Ainsworth and Long 2005). On the other hand, the glasshouse and growth chamber experiments showed an 18–23 % increase in crop yield (Amthor 2001; Tubiello et al. 2007), and the response of crops to elevated CO2 is slightly higher than the FACE results. Under elevated CO2, increases in the number of grains per plant and the harvest index lead to an increase in crop yield (Wu et al. 2004). However, the CO2 fertilization effect may be limited by some severe environmental stress, such as temperature, rooting volume, light, nutrient, and drought (Batts et al. 1997; Arp 1991; Kramer 1981).

The impacts of drought on crop depend on the magnitude of water stress and the developmental stages (Sau and Mínguez 2000). The negative impacts of drought are more severe during some moisture-sensitive phenological stages (Nesmith and Ritchie 1992). In the early growth stages, extreme water stress can postpone sowing of crop and affect seed germination (Hu and Buyanovsky 2003). From emergence to double ridge stages, drought stress can significantly affect the leaf expansion of crops (Acevedo et al. 1971). The leaf expansion rate of wheat is expected to be greatly reduced when the extractable soil water is smaller than 50 % (Meyer and Green 1980, 1981). During the pre-anthesis stage, the number of kernels per spike of wheat can be greatly reduced by drought stress (Fischer 1980). This result can be explained by considering that the number of kernels per spike largely contributed to grain yield particularly under drought conditions (García del Moral et al. 2003). Shpiler and Blum (1991) found that the grain yield of wheat showed the most sensitivity to moisture deficit during double ridge to anthesis stages due to the substantial effect of water deficit on both spikelet number and kernels per spike. However, van Herwaarden et al. (1998) reported that the grain yield of wheat was mostly impacted by the moisture deficit after anthesis. The different conclusions may be resulted from the differences in crop varieties, field management, and climatic conditions. In addition, crop development can also be accelerated by soil moisture deficit during anthesis (Simane et al. 1993). During the grain filling period, grain weight can be greatly decreased by drought stress mainly through accelerating senescence rates and shortening growth duration (Hochman 1982). These results suggest that efficacious adaptation strategies can be provided by focusing on the most moisture-sensitive stages.

10.4 Interactive Effects of Elevated CO2 and Drought Stress on Crops

The interaction of elevated CO2 and water on crop growth has been studied. The water use of C4 crops under elevated CO2 decreases by reducing stomatal conductance without an increase in photosynthesis (Morison 1993; Leakey et al. 2006a, b; Long et al. 2006). Loomis and Lafitte (1987) reported that large changes in the supplies of CO2 and water little affected corn growth. An increase in WUE was found regardless of water supply (Surano and Shinn 1984). Prior et al. (2010) reported that elevated CO2 significantly increases WUE, suggesting better soil moisture conservation at elevated CO2.

In an outdoor growth chamber study conducted by Chun et al. (2011), some points (denoted as “breaking points”) from high to low rates of soil water uptake were observed in the bottom depth (between 0.625 and 0.85 m from the surface), indicating a decrease in water availability. The breaking points were earlier under ambient CO2 than under elevated CO2, suggesting that the depletion of the easily available water occurred later under elevated CO2 than under ambient CO2.

The effects of elevated atmospheric CO2 concentrations on plants under drought are complex. Plants reduce transpiration by closing stomata, but this substantially reduces photosynthetic rates. However, elevated CO2 enhances photosynthetic rates in C3 plants. If the photosynthesis-stimulating effect of elevated CO2 is greater than the reduction in photosynthesis from drought-induced stomatal closure, the overall effects of CO2 and water stress will be positive. Otherwise, the overall effects will be negative. Morgan et al. (2004) observed that the relative photosynthetic benefits of elevated CO2 are generally greater in more arid environments in large-scale studies. Numerous studies have shown that increasing CO2 may benefit photosynthesis and survival during droughts of moderate duration, while the negative effects may overwhelm the benefits of elevated CO2 where droughts become more severe. Elevated CO2 caused a smaller reduction in evapotranspiration under water stress and different species have different responses to elevated CO2 under water stress conditions. Reddy et al. (2000) found that there was no reduction in evapotranspiration for cotton; however, Hunsaker et al. (2000) reported 4 % reduction in evapotranspiration for wheat.

Elevated CO2 can alleviate drought stress and improve crop yields by improvement of water use efficiency under higher CO2 concentrations (Allen et al. 1998; Makino and Mae 1999; Maroco et al. 1999). In the Free-air CO2 enrichment (FACE), there is a 7 % increase in water use efficiency at 550 ppm of CO2 concentrations Hunsaker et al. (1996). Similarly, Allen (1991) found that there is a 10 % reduction in crop canopy water use under doubled CO2. In contrast, Yoshimoto et al. (2005) reported that in a FACE experiment , there is a 19 % increase in WUE of rice at 587 ppm of CO2 concentrations. The response of crop water use to elevated CO2 depends on crop species and environmental conditions. For example, a doubled CO2 can lead to a decrease in evapotranspiration (ET) of rice at 26 °C, while it increased in ET at 29.5 °C (Horie et al. 2000).

Drought stress has a great impact on the magnitude of CO2 fertilization effect of a crop. Some experimental results found that there were higher increases in growth and yield of wheat in response to elevated CO2 under drought stress conditions than under high soil moisture (Gifford 1979; Chaudhuri et al. 1990; Samarakoon et al. 1995). However, other research on wheat showed that there were greater CO2 fertilization effects under optimal soil water conditions than in water deficit conditions (Kramer 1981; Kimball 1983; Poorter 1998; Wu and Wang 2000). Similarly, Smith et al. (2000) found that in dry year CO2, fertilization effect has no beneficial impacts on desert shrub growth under severe water deficit conditions (Acevedo et al. 1991). These results imply that sufficient soil moisture is an important factor in maintaining stomata opening and improving CO2 conductance (Loomis and Amthor 1996).

10.5 Applications of Crop Models

There have been many studies on investigation of the impact of water on crops using various crop models. For example, Yang et al. (2009) modified the leaf area module of a soil–plant–atmosphere continuum corn simulation model (MaizeSim) to better simulate leaf area of corn crops at different water status and reported that the modified model improved the simulation of leaf area. Katerji et al. (2013) investigated the impacts of water stress on productivity, evapotranspiration, and water use efficiency of corn and tomato crops using the FAO AquaCrop model (a crop water productivity model). They concluded that the model can be a useful tool for research purposes to enhance the water use efficiency and to manage irrigation practices.

Crop models have been widely used to simulate the response of crops to elevated CO2. Tubiello et al. (2007) compared the simulated response of crop yield to elevated CO2 from the DSSAT-CERES which is widely used for cereal grains, Environmental Policy Integrated Climate (EPIC) , and Agro-Ecological Zones (AEZ) models . The results showed that at 550 ppm of CO2 concentrations, the yields of C3 crops increased by 10–19 %, while yields of C4 crops only increased by 4–8 %. The magnitude of CO2 fertilization effect is close to the reported value by Long et al. (2006) for FACE experiments. However, the results simulated from CERES (Boote and Pickering 1994) and EPIC/Cropping Systems Simulation Model (CropSyst) (Tubiello et al. 2000) showed a 25 % increase in C3 crop yield for a doubling of CO2. The effects of climate change with combined CO2 fertilization on potential crop yield (e.g., Tubiello and Ewert 2002) and water use (Asseng et al. 2004) have been investigated using crop models. However, the long-term and large-scale CO2 fertilization effect still remains uncertain. The uncertainties in land use change scenarios under future climate conditions may contribute to this uncertainty (Levy et al. 2004).

The interactions of water and CO2 not only affect the crop growth and yield, but also crop development. The results from FACE experiments showed that the crop developmental rate can be accelerated by the water and CO2 interactions; however, many crop models may not be able to accurately capture these interactions due to the ignorance of CO2-related canopy temperature (Ewert et al. 2002; Tubiello et al. 1999). The effects of water and CO2 interactions on canopy temperature were included in the DEMETER crop model , and Kartschall et al. (1995) reported that the simulated values of phenology, growth, and yields are in good agreement with the observed values.

Under dryland conditions, grain yield was highly related with evapotranspiration (Sadras and Angus 2006). The different effects of drought stress on crops were reported at each phenological period (Andresen et al. 1989). From emergence to anthesis, leaf area expansion can be greatly affected by water deficit (Acevedo et al. 2002). Eitzinger et al. (2003) found that during the grain filling stage, crop yield was most sensitive to drought stress, whereas Chipanshi et al. (1999) showed the flowering and heading periods were most sensitive stages to drought stress. The difference in environmental conditions and parameterization of drought stress for crop modeling may contribute to this discrepancy.

Even though lots of crop models have been developed and evaluated as discussed in this section, the models still need to be improved to adequately address phenology with respect to water stress. A stomatal control and transpiration models were incorporated into the photosynthesis model initially proposed by Farquhar et al. (1980) to address stomatal limitations to CO2 assimilation (Ball et al. 1987). This approach is generally considered as one of the most popular approaches for coupled models of stomatal control and photosynthesis . However, there are still controversies on the use of crop models that resulted from complexity, testability, and parameterization (Timlin et al. 2008). It is suggested that more robust and realistic parameters should be provided to address these controversies.

10.6 Summary and Conclusions

Increasing CO2 may change precipitation patterns and evapotranspiration, implying increases in the risks of drought in many areas. The impacts of elevated CO2 and drought stress on growth and development of crops were discussed in the previous sections. The different responses of CO2 have been reported according to the spatial distribution of pathways of CO2 fixation within leaf tissues. The response of C4 plants to elevated atmospheric CO2 is lower than that of C3 plants. Elevated CO2 reduces transpiration for both C3 and C4 plants. These results indicate that WUE should be primarily controlled by transpiration in C4 plants, while both photosynthesis and transpiration are important in C3 plants. Numerous literatures suggest that crops will use less water under high atmospheric CO2 in the future than at present.

The use of crop models has been used for assessment of the impacts of elevated CO2 and drought stress on crop growth and development. However, many crop models still need to be improved to adequately address phenology with respect to water stress. In addition, there are still controversies on the use of crop models that resulted from complexity, testability, and parameterization, suggesting that more robust and realistic parameters should be provided to address these controversies. It is concluded that crop models can be a useful tool to quantify the impacts of elevated CO2 and drought stress and to assess agricultural management practices. This review can provide a better understanding of the interactive effects of elevated CO2 and drought stress on crop growth and development.