Abstract
Acute pulmonary embolism (aPE) is one of the great masqueraders in medicine. Therefore, a high index of clinical suspicion coupled with a detailed history and physical examination is invaluable when evaluating patients. Acute venous thromboembolism (VTE) that usually originates from the lower extremity deep veins (DVT) is clearly recognized as a significant healthcare problem. In the United States an estimated 900,000 cases of DVT and PE occur per year, causing approximately 300,000 deaths. Clinically, aPE is defined as massive, sub-massive, or non-massive. In the assessment and management of patients presenting with suspected aPE, clinical information is critical not only to the initial assessment of prognosis, but also to guide therapeutic decision-making. Hemodynamic stability and right ventricular (RV) function are found to be critically important in determining morbidity and mortality. Thus, risk stratification algorithms have been proposed to help physicians identify high- versus low-risk aPE patients in order to expedite diagnosis and treatment. Computed tomographic pulmonary angiography (CTPA) has been the imaging of choice in aPE patients not only for its higher sensitivity and specificity, but also for providing alternate diagnosis in patients with nonspecific signs and symptoms of aPE. More recently, echocardiography has been able to provide anatomical, functional, as well as mechanical information regarding RV function and RV-pulmonary unit interaction. This chapter intents to not only summarize the most important pathophysiological processes involved from clot formation to distal pulmonary embolization, but also describe potential hemodynamic implications and associated clinical manifestations. Current diagnostic and therapeutic algorithms are reviewed; available imaging modalities with most typically diagnostic aPE features are described; and mechanical characterization of the anatomical and functional abnormalities with regard to RV function are examined in terms of the hemodynamic derangement caused by acute obstruction to pulmonary flow.
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Keywords
- Acute pulmonary embolism
- Deep venous thrombosis
- Venous thromboembolism
- Right ventricle
- RV outflow tract
- Pulmonary artery
- Pulmonary vascular resistance
- Pulmonary hypertension
- Transthoracic echocardiogram
- Computed tomographic pulmonary angiography
- Speckle tracking echocardiography
- Velocity vector imaging
Introduction
Acute pulmonary embolism (aPE) has perennially been considered one of the great masqueraders in medicine. Even though PE might be considered both a common and ubiquitous disorder, presenting symptoms and signs are often nonspecific; therefore, a high index of clinical suspicion coupled with a detailed history and physical examination is invaluable when evaluating patients.
A wealth of clinical and laboratory data has linked the development of deep venous thrombosis (DVT) with thromboembolic potential that may result in aPE [1,2,3,4,5,6,7,8,9,10,11]. Representative duplex images of a normal popliteal vein (Fig. 14.1a, b) and acute DVT (Fig. 14.1c, d) as well as a chronic DVT (Fig. 14.2a, b) are shown for comparison. Even though DVT is the most common source of embolization resulting in aPE, additional sources for potential embolization are shown in Fig. 14.3. A more complete list of potential recognized sources of thromboembolism is given in Table 14.1.
Most patients with acute venous thromboembolism (VTE) present with thrombosis in the legs as well as pulmonary thrombus at the time of diagnosis [12]. A high index of suspicion is required to recognize which patients are at risk of this otherwise deadly clinical entity. VTE is clearly recognized as a significant healthcare problem in the United States. It is estimated that 900,000 cases of DVT and PE occur per year and approximately 300,000 deaths are attributed to VTE [13]. Therefore, better understanding of the mechanisms regulating venous thrombosis and clot resolution is critical.
Although thrombophlebitis or DVT of the lower limbs was first reported in ancient Hindu medicine writings around the year 800 BCE [14], subsequent descriptions of venous thrombogenesis were unclear and remained elusive. Our current understanding of thrombus formation revolves around the well-described interplay of factors such as venous stasis, changes in the vessel wall, and thrombogenic changes within the blood in order to result in VTE. Though Virchow coined the word embolism and made significant advances in our understanding of thrombosis, he never formally proposed this triad—a concept that first appeared in the medical literature almost 100 years after his death [15].
It is estimated that the incidence of VTE in industrialized countries is 1–3 individuals per 1000 per year [8, 16,17,18]. However, a dramatic increase in the risk of VTE then occurs in individuals older than 85 years to 8 per 1000 persons/years, and for those over the age of 50 reaching as high as 1 in every 100 individuals annually [8]. These alarming statistics have led the United States Senate in 2005 to designate March as “DVT Awareness Month” followed by the Surgeon General’s call to action in 2008 to prevent DVT and PE.
Anticoagulation is the mainstay of treatment of symptomatic VTE. Anticoagulation prevents further thrombus deposition, allows established thrombus to undergo stabilization and/or endogenous lysis, and reduces the risk of interval recurrent thrombosis [12]. This chapter focuses on not only the pathophysiological and hemodynamic alterations that occur with aPE, but also the mechanical abnormalities that these processes have on the right ventricle (RV). This review intends to highlight the importance of the pulmonary-circulation-ventricular circuit in mediating cardiac performance and how the latter is the most critical factor determining both morbidity and mortality.
Mechanisms Regulating Thrombosis
Even though the molecular and translational pathways that regulate the dynamic balance between clot formation and lysis are well beyond the scope of this chapter, it is important to have a basic understanding of the individual elements responsible for these processes.
A healthy vascular endothelium is critical in maintaining adequate hemostasis. Under normal conditions, intact endothelial cells promote vasodilatation and local fibrinolysis. Hence, blood coagulation, platelet adhesion and activation, as well as inflammation and leukocyte activation are suppressed resulting in normal blood fluidity. A list of specific elements that maintain the natural nonthrombogenic state of the endothelial surface can be found in Table 14.2 [19, 20].
In contrast, during periods of direct vascular trauma or as a result of activation of the coagulation cascade, a prothrombotic and proinflammatory state ensues [20]. The latter is mainly characterized by an enhanced production of von Willebrand factor, tissue factor, plasminogen activator inhibitor-1, and factor V that augment thrombosis [20]. In addition, release of substances such as platelet-activating factor and endothelin-1 promotes vasoconstriction [21]. Finally, an exposed endothelial surface increases the expression of cell adhesion molecule, promoting accumulation and activation of leukocytes that further amplifies inflammation and thrombosis as shown in Fig. 14.4 [19, 22].
Thrombus contains a mixture of platelets, fibrin, and in some cases red blood cells [23, 24]. The composition of thrombus depends on flow and vessel characteristics. Arterial clots are formed under high shear stress, typically after rupture of an atherosclerotic plaque or other damage to the blood vessel wall, and are largely platelet rich (white clots) and thus generally treated with antiplatelet drugs [20, 25, 26]. Venous clots form under lower shear stress and are mostly rich in fibrin (red clots) and are hence treated with anticoagulant drugs [12, 20, 27,28,29].
The coagulation cascade is regulated at several levels. Interaction of tissue factor exposed by vascular injury with plasma factor VIIa results in the formation of small amounts of thrombin. This thrombin production is then amplified through the intrinsic pathway, resulting in the formation of the fibrin clot. These reactions take place on phospholipid surfaces, usually the activated platelet surface [30]. In case of venous thrombosis, changes in blood flow and in endothelial cell lining of blood vessels, as initially proposed by Virchow, increase the risk of VTE [31]. A series of well-recognized risk factors, as shown in Table 14.3, have been associated with an increased risk of DVT and the potential for VTE [32,33,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51].
One group of patients that require some additional discussion are those with significant end-stage liver disease (ESLD). The previously held concept that ESLD patients are auto-anticoagulated as a result of a reduced hemostatic reserve given their reduced ability to synthesize procoagulant proteins and anticoagulation factors, hence at high risk for bleeding complications and consequently at a reduced risk for VTE, is no longer valid [51,52,53]. Close inspection reveals that initial reports were simply based on data obtained from relatively small single-center studies [54, 55]. Subsequent emergences of more robust data from much larger national and international databases have shed more relevant clinical information [56,57,58,59]. Specifically, based on these results it is now recommended that hospitalized and immobilized cirrhotic patients, certainly at increased risk of thrombotic events, should receive VTE prophylaxis with either low-molecular-weight heparin or unfractionated heparin (Level III, Grade C) [51]. In contrast, cirrhotic patients with VTE should be treated with anticoagulation similar to other medical patients without a specific recommendation. Most importantly, therapy selection should be determined on a case-by-case analysis (Level III, Grade C) [51]. Certainly, additional prospective randomized trials are urgently needed to advance our understanding of this complex group of patients and better guide clinical practices.
Furthermore, in cases of compression of the left common iliac vein either by the presence of the fetus during pregnancy or in patients with May-Thurner syndrome [60, 61], the most likely site of thrombus formation in DVT is the pocket of the valve sinus [62,63,64,65,66]. These sites are particularly prone to thrombosis because of the disrupted and irregular blood flow patterns [62]. Initial formation of thrombus within the venous valve pocket further disrupts the architecture of these valve pockets, disrupting pulsatility of venous flow and favoring local stasis of cellular elements [67]. Formation of a semi-solidified mass causes further activation of circulating platelets and leukocytes inducing additional fibrinogenesis favoring the growth of the thrombus beyond the confines of the valve pocket [67]. Amplification of this process causes further alteration of luminal flow dynamics resulting in progressive occlusion of the vein lumen [67]. Intraluminal growth of the thrombus has also been shown to lower local oxygen tension, as oxygen is being consumed by trapped cells resulting in luminal hypoxemia favoring cell death and contributing to thrombus growth [67]. Notwithstanding the fact that the luminal linear velocity of the blood continues to decline and further oxygen is being locally consumed, passing blood stream tugs additional layers of cells to the growing thrombus [67]. A graphic representation of this process is illustrated in Fig. 14.5 [62, 67,68,69].
Two simple anatomical considerations are important for understanding DVT and the potential for VTE. First, as the number of vein valves increases within any given vein segment, the risk of DVT increases. Second, during the stage of thrombus formation, not all portions of the thrombus anchor to the necrotic endothelium. Some portions of the growing thrombus are less strongly attached and can embolize in the direction of blood flow. Development of local symptoms of DVT depends on the extent of thrombosis, adequacy of collateral vessels, and also severity of associated vascular occlusion and inflammation. Phlegmasia cerulea and alba dolens refer to massive venous thrombus that can cause significant painful swelling of the calf and resultant pressure necrosis and gangrene. When the thrombus embolizes to the pulmonary vasculature, symptoms and hemodynamic adaptation largely depend on the underlying cardiopulmonary reserve of the individual [63,64,65]. A large thrombus is relatively well tolerated in the setting of normal cardiovascular reserve while a relatively smaller burden can cause hemodynamic compromise in those with limited reserve.
The early post-venous thrombosis stage is characterized by recruitments of neutrophils that are essential for thrombus resolution by promoting fibrinolysis and collagenolysis [70, 71]. This process then transitions over the course of a few days, peaking at approximately day 8, to a monocyte-predominant venous thrombus milieu that is then associated with plasmin and matrix metalloproteinase-mediated thrombus breakdown [72, 73].
Epidemiology of Venous Thromboembolism
It is important to realize that the current estimates of incidence of DVT and VTE represent an underestimate for several reasons. Milder cases may not be investigated and remain undiagnosed, while fatal undiagnosed events are never identified. The thrombosis cases treated outside the hospital setting (in the clinic or emergency room) are rarely included in studies. Since many studies use stringent validation criteria, patients with typical clinical findings but nondiagnostic radiologic studies are not reported. Finally, patients treated in long-term care facilities and cancer patients in hospice settings are usually not enrolled in clinical studies. It is also important to keep in mind that studies that include a large number of VTE cases diagnosed by autopsy have generally reported a higher proportion of PE than DVT cases likely due to the presence of asymptomatic PE.
Current estimates regarding incidence rates for VTE are recognized to be higher among African American populations when compared to Asian, Asian American, and Native American populations.
VTE is mostly seen in older individuals and is rare prior to late adolescence [74]. Even when incidence rates increase markedly for both men (130 per 100,000) and women (110 per 100,000) there is a clear difference that is important to be recognized [74]. Incidence rates of VTE are higher in women during childbearing years (16–44 years) compared to men of similar age; however, in individuals older than 45 years of age, VTE incidence rates are higher among men [74].
Interestingly, it has been reported that incident cases of VTE can occur without a specific recognizable trigger, in up to 40% of cases in populations of European and African origins [74].
Even when there is paucity of data relating VTE incidence, incidence rates for VTE, DVT, and PE either remained constant or increased between 1981 and 2000 with a substantial increase rate for VTE noted between 2001 and 2009 based on PE cases, the latter likely reflecting the increased utilization of better imaging techniques.
Data largely obtained from a case-controlled study that included 726 women with incident VTE between 1988 and 2000 in Olmsted County, MN, USA, identified the following case particulars as significant risk factors for the development of VTE. These are presented in the decreasing order of clinical impact [75]:
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Major surgery (odds ratio (OR) 18.95)
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Active cancer with or without concurrent chemotherapy (OR 14.64)
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Neurological disease with leg paresis (OR 6.10)
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Hospitalization for acute illness (OR 5.07)
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Nursing-home confinement (OR 4.63)
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Trauma or fracture (OR 4.56)
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Pregnancy or puerperium (OR 4.24)
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Oral contraception (OR 4.03)
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Noncontraceptive estrogen plus progestin use (OR 2.53)
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Estrogen (OR 1.81)
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Progestin (OR 1.20)
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Body mass index (OR 1.08)
Interestingly previously held notions accounting for VTE risk factors such as age, varicose veins, and progestin were not significantly associated with incident VTE in this studied population when included in the multivariate analysis [75].
Hospitalization remains a well-recognized risk factor for VTE conferring a greater than 100-fold risk regardless of the fact that if this hospitalization is due to medical illness (VTE risk 22%) or surgically related (24%) [74].
Recognized VTE risk factors among medical illness patients include [74]:
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Age
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Obesity
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Previous VTE
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Thrombophilia
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Cancer
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Recent trauma or surgery
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Tachycardia
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Acute myocardial infarction or stroke
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Leg paresis or prolonged immobilization (bed rest)
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Congestive heart failure
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Acute infection
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Rheumatological disorders
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Hormone therapy
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Central venous catheter
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Admission to an intensive or coronary care unit
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White blood cell and platelet count
In the case of surgical patients, VTE risk factors include [74]:
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Age, particularly in those 65 years of age or older.
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Type of surgery such as neurosurgical, major orthopedic procedures of the leg, renal transplantation, cardiovascular surgery, and thoracic, abdominal, or pelvic surgical interventions for cancer. Furthermore, obesity and a poor physical status are well-recognized risk factors after total-hip arthroplasty.
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Smoking status.
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Presence or absence of active cancer.
Additional elements that should be considered known to increase VTE risk factors include [76,77,78,79]:
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Central venous catheters, particularly via femoral vein access
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Prior superficial vein thrombosis
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Long travels greater than 4 h
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Hypertriglyceridemia in postmenopausal women
The risk of DVT associated with varicose veins is uncertain and seems to vary with patient age [80].
However, we would like to point out that generalizations should be avoided as all these recommendations require further validation as the fluidity of medical and surgical care as well as the complexity of cases have evolved.
It is important to point out that nursing-home residents account for an ever-growing number of patients for VTE risk. In fact, hospitalization and being a resident of a nursing home account for 60% of incident VTE with nursing-home residence independently responsible for 1/10th of all VTE cases [74].
Traditionally, cancer increases VTE risk and currently accounts for 20% of all incident cases occurring in the community [74]. Specific cancers associated to the increased VTE risk include pancreas, ovaries, colon, stomach, lung, kidney, bone, and brain [81, 82]. Furthermore, when cancer patients receive immunosuppressive or cytotoxic chemotherapy, particularly l-asparaginase, thalidomide, lenalidomide, or tamoxifen, these medications place these patients at even higher risk [83, 84].
With regard to cancer patients, VTE risk is particularly increased [85, 86]:
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Gastric and pancreatic cancers
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Platelet counts ≥350 × 109/l
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Hemoglobin levels <100 g/l
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Use of red cell growth factors
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Leukocyte counts ≥11 × 109/l
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BMI 35 kg/m2 or greater ≥35
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Elevated plasma-soluble P-selectin and D-dimers
Aside from all these recognized risk factors and clinical situations associated with VTE, true estimates of the total number of VTE events that are either incident or recurrent occurring each year vary widely. Despite some limitations, attack rates have been estimated between 91 and 255 for DVT and between 51 and 75 for PE per 100,000 person years [87, 88].
Recurrent VTE events occur in up to 30% of cases within 10 years of the initial event with a reported rate of 19–39 per 100,000 person years [87, 89]. Based on the data originally published by Heit et al. the estimated cumulative incidence of the first overall VTE recurrence was 1.6% at 7 days, 5.2% at 30 days, 8.3% at 90 days, 10.1% at 180 days, 12.9% at 1 year, 16.6% at 2 years, 22.8% at 5 years, and 30.4% at 10 years with the risk of first recurrence being the highest close to the incident event and then decreasing as time goes on [90]. Although prophylaxis is crucial, duration of this initial treatment does not appear to affect the rate of recurrence beyond the initial 3 months of recommended prophylactic anticoagulation suggesting that VTE is in fact a chronic disease with episodic recurrence [91,92,93,94].
Recognized independent predictors of VTE recurrence include [32, 90, 95,96,97,98,99,100,101]:
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Increasing age
-
Increasing BMI
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Male sex
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Active cancer
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Neurological disease with leg paresis
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Idiopathic VTE
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Active lupus anticoagulant or antiphospholipid antibody
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Deficiency of antithrombin, protein C, or protein S
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Hyperhomocysteinemia
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Elevated plasma D-dimers
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In some cases, residual vein thrombosis
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Factor V Leiden mutations combined with deficiencies of antithrombin, protein S, or protein C
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Pancreatic, brain, lung, and ovarian cancer; myeloproliferative or myelodysplastic disorders; and stage IV cancers
Accurate assessments of case fatality rates after initial VTE are hindered by the nature of the analysis. First, retrospective data analysis is difficult to interpret when autopsy data is used because autopsies are not uniformly performed to confirm aPE diagnosis in patients dying unexpectedly. Second, prospective data collection is also difficult due to the declining rates of autopsies. Despite these limitations, it is believed that up to two-thirds of patients simply manifest DVT alone and death occurs in approximately 6% of these patients within a month of diagnosis, whereas a third of patients with symptomatic VTE develop PE and may experience up to a 12% mortality during the same time period [54]. Early mortality after VTE is strongly associated with presentation as PE, advanced age, cancer, and underlying cardiovascular disease [54, 102].
Finally, it is clear that VTE occurrence is not only influenced by multiple clinical factors and disease processes but also modified by several genetic-environmental interactions placing some individuals at greater risk than others and additional follow-up studies are certainly required.
Pulmonary Vasculature
The pulmonary vasculature consists of the arterial, venous, and bronchial arteries and to some extent albeit not a robust system the microvascular collateral circulation [103,104,105,106]. The pulmonary arterial (PA) system is the most relevant to a discussion of aPE and closely follows the bronchial pathways. From an anatomical perspective the main PA arises from the RV outflow tract (RVOT) and divides into the left and right pulmonary arteries. The left PA appears to be a continuation of the main PA as it arches over the left main stem bronchus and begins branching to supply the left upper and lower lobes. A representative view of the main PA with its main bifurcations is seen in Fig. 14.6. Typically, the right PA is longer and gives rise to the right upper lobe artery as it arches over the right main stem bronchus. It normally courses more caudal than the left, and its length is better visualized in chest radiography. The normal main PA caliber is less than 3 cm while both left and right PAs are usually 1.5 cm [107].
The right PA gives rise to an upper lobe artery, which then divides into an apical, a posterior, and an anterior segmental artery. The next right lobar artery branch is the middle lobe artery, which divides into a lateral and a medial lobe segmental artery. The right lower lobe artery divides into an apical, an anterior, a posterior, a medial, and a lateral segmental artery. Although this major branching pattern is typical and related to lobar and segmental lung development, other arterial branches may arise directly from the right and left PA [107]. In contrast, a typical left PA gives rise to an upper and a lower lobe artery. The left upper lobe artery gives off the apicoposterior, anterior, and lingular arteries that further divide into a superior and an inferior segmental artery. The left lower lobe artery divides into a superior, an anteromedial, a lateral, and a posterior basal segmental artery [107].
Final diagnostic documentation of the involved segment is based on the highest branching order resolved by the imaging technique. Therefore, main PA arising from the RVOT is recognized as the first order. The right and left PA are considered as second order. Visualization of lobar artery segments is considered third order. Finally, segmental arteries are recognized as fourth order, subsegmental arteries are fifth order, and the first branches of subsegmental arteries are described as sixth order [107]. Figure 14.7 demonstrates the proposed diameter-defined Strahler ordering system with regard to the PA system. Representative tomographic images of aPE cases are shown with a typical proximal saddle embolus shown in Fig. 14.8 and a subsegmental aPE shown in Fig. 14.9.
Pulmonary Arterial System Network and the Right Ventricle
In the normal state, the pulmonary artery vasculature acts as an elastic reservoir for the stroke volume ejected from the RV, with minimal resistance provided from the main PA all the way down to subsegmental arteries (approximately 0.5 mm diameter). Exquisite flow resistance regulation takes place at the level of the muscular arteriole capillaries, which exert the greatest arterial flow and pressure control [108,109,110]. The diameter of these artery segments closely parallels that of the accompanying bronchi [110,111,112,113]. In the normal state, this dynamic process is instrumental in matching perfusion to ventilation in real time and in regulating RV systolic function.
RV cardiac output depends on proper calibration between RV myocardial contractility and impedance to blood flow through the lungs. The RV can accommodate large volumes without significant compromise in systolic performance as long as there is no impedance to ejection or if the impedance occurs slowly over a period of time, such as in chronic pulmonary hypertension. However, it has limited contractile reserve to match even minor increases in impedance to ejection (acute pulmonary hypertension). Clinically, the degree of hemodynamic compromise depends on the magnitude and timing of pulmonary vascular obstruction [114,115,116,117,118,119,120,121]. A small embolism (even if recurrent and multiple) can be asymptomatic or present with mild dyspnea. Due to these differences in clinical presentation, case fatality rate for aPE ranges from <1% to about 60% [122]. A more recent data analysis using figures from the Nationwide Inpatient Sample from 1999 to 2008 showed that all-cause case fatality rate decrease was primarily driven by a decrease in case fatality rates for stable patients [123]. There was no reduction of case fatality rate in unstable patients receiving thrombolytic therapy [123]. Though it is important to highlight the fact that the general case fatality rate for patients receiving thrombolytics and a vena cava filter was low, most of these unstable patients did not receive this combination therapy [123].
Even though the proposed pathways leading to RV injury are intrinsically different between chronic and acute pulmonary hypertension (PH) [124], RV dilatation and systolic dysfunction are common abnormalities shared by both clinical entities. These abnormalities in RV size and systolic performance are mainly explained by the Laplace relationship [125]. Specifically, an increased ratio between cavity radius and thickness will increase wall stress while a decrease in this ratio will decrease wall stress [126]. Acute elevations in PH (acute increase in impedance to flow in pulmonary artery, such as aPE) cause a sudden increase in cavity radius and since there is little time to compensate with increased wall thickness, wall stress increases. This principle is illustrated in Fig. 14.10 showing the relationship between RV wall dilatation and increased thickness and its effect on the left ventricle (LV).
The right and left ventricles differ in their ability to compensate for the increase in chamber size. In the case of the LV, wall thickness is greater than the RV. The LV can compensate both to physiologically acute increases in afterload (such as increased BP during exercise) or pathological, chronic causes such as systemic hypertension or valvular lesions (albeit by undergoing compensatory hypertrophy) [127]. Increase in thickness allows the LV to provide adequate stroke volume without an unacceptable reduction in myocardial performance [127]. In the more compliant RV, the thin walls allow it to accommodate larger volumes without hemodynamic stress (such as the increased preload during exercise), while at the same time allowing it to eject the same stroke volume as the LV against approximately 25% of the afterload the LV faces [128]. This increased compliance does not allow the RV to tolerate acute increases in afterload, such as in aPE [125]. Direct mechanical obstruction of the PA by thrombus or any other embolic material accompanied by potent release of local vasoconstrictors will result in hypoxemia causing a rapid increase in pulmonary vascular resistance (PVR) and the resultant increase in PVR [129,130,131,132,133,134,135,136,137,138,139]. The latter will ultimately determine the compromise in RV performance and the degree of hemodynamic collapse in accordance with the location and extent of the acute thromboembolic occlusion as well as the generation of local vasoconstrictive mediators along the PA system network in relation to underlying functional state of the myocardium. In cases of gradual increase in RV afterload, such as chronic PH, the RV should be able to handle these remodeling changes more efficiently, as there is time to assemble new sarcomeres in parallel in order to increase wall thickness and compensate for the hemodynamic stress [125].
Clinically, PVR can be assessed either invasively by catheter measurement or noninvasively by using transthoracic echocardiography (TTE). TTE estimation relies on measuring the maximum tricuspid regurgitation (TR) jet velocity using continuous-wave Doppler and the velocity time integral (VTI) of the pulsed Doppler signal across the RVOT. Thus, TTE calculation uses the following formula: PVR (Woods unit [WU]) = (TR velocity max/RVOT VTI) × 10 + 0.16 to approximate values that are obtained during invasive right-heart catheterization. Representative TTE Doppler signals are shown in Fig. 14.11 [140].
As mentioned earlier, this rise in PVR would depend on the location and extent of the acute thromboembolic occlusion and also generation of local vasoconstrictive mediators along the PA system network. In conjunction with the functional state of RV myocardium, the extent of increase of PVR is an important determinant of prognosis, particularly when aPE interferes with both the circulation and gas exchange.
While the presence of thrombus in the deep veins and pulmonary arteries has been discussed, it is not unusual to find intracardiac thrombi in those with suspected aPE. This finding signifies either a thrombus in transit from the leg veins to the pulmonary artery or a native intracardiac thrombus that can rarely cause aPE. Either way, presence of intracardiac thrombus is a poor prognostic sign. In the International Cooperative Pulmonary Embolism Registry (ICOPER), intracardiac thrombus was present in 42 of 1113 patients with a TTE at admission [141]. Patients with a demonstrable intracardiac thrombus at the time of the TTE were more hemodynamically compromised as suggested by lower systemic arterial pressure, higher prevalence of hypotension, faster heart rates, and frequent hypokinesis of the RV as determined by TTE than patients without a demonstrable intracardiac thrombus at the time of diagnosis [141].
From a pathophysiological point of view, the cascade of events resulting in aPE can be simplistically explained not only by interference of both the circulation and gas exchange at the pulmonary level caused by the embolic material but also by the disturbance created by that material along the pulmonary-ventricular unit that ultimately results in some variable degree of RV mechanic disruption. Primary cause of death in severe aPE has been singled out as RV failure [142].
When occlusion of more than 30–50% of the total cross-sectional pulmonary arterial bed by thromboembolic material and local release of vasoconstriction substances occur, we see elevation in pulmonary artery pressures as a result of an increase in PVR [133, 143,144,145]. A marked and sudden increase in PVR will dilate an otherwise normal thin-wall RV that by the mechanisms previously described would not be able to generate a mean pulmonary pressure above 40 mmHg and consequently fail [125, 126, 143].
From a clinical point of view the estimated in-hospital or 30-day mortality risk determines the severity of an aPE event mainly determined by the patient’s presentation. The latter will ultimately stratify patients into either high- (shock or persistent hypotension in the absence of arrhythmia, hypovolemia, or sepsis) or no high-risk PE with important diagnostic and therapeutic implications [143]. Differentiating patients based on this approach facilitates diagnostic and therapeutic strategies as reconciled on a recent guideline document that integrates previous knowledge into a more optimal and objective diagnostic and management strategies for those patients presenting with either a suspected or a confirmed aPE [143].
Clinical parameters based on severity index have shown to be quite useful in assessing prognosis and determining outcomes. The most validated score to date is the PESI in identifying patients’ worse 30-day outcomes [146,147,148,149]. A simplified sPESI version is also available and has been validated [150, 151]. These clinical parameters become clearly important in assessing the overall risk of adverse events and need for additional testing.
Traditionally, determination of the clinical magnitude of the thrombotic occlusion and its hemodynamic helps expedite therapeutic strategies [152]. A massive aPE is defined as a patient with hemodynamic compromise with significant RV dysfunction. Based on the location of thrombus, it is further categorized as saddle, main branch, or ≥2 lobar pulmonary emboli. It carries an estimated 60% mortality, two-thirds of which occur within the first hour after onset [122, 153, 154]. In contrast, sub-massive aPE occurs in hemodynamically stable patients who demonstrate evidence of right-heart strain, which is most commonly identified by TTE or elevation of cardiac enzymes [122, 154]. It carries an estimated 15–20% 30-day mortality rate and has been associated with chronic thromboembolic pulmonary hypertension and subsequent development of cor pulmonale [155]. Finally, a non-massive aPE is characterized by a normotensive patient with no evidence of RV dysfunction. A diagrammatic representation of this interrelationship is seen in Fig. 14.12. In summary, a high index of clinical suspicion is required to identify patients at risk as subtle findings can make the difference between life and death as shown in Fig. 14.13.
A recent publication by Jimenez and associates sheds light into most recent trends regarding hospital stay and 30-day mortality for aPE. Data from 23,858 patients from 2001 to 2013 taken from a large international aPE (RIETE) registry was used. For comparison purposes, results were divided into two time periods, first period between 2001 and 2005 and second period between 2010 and 2013. Using a multivariate regression model, these investigators found improvements in the overall length of stay (reduction from 13.6 to 9.3 days: 32% relative reduction, p < 0.001) and reductions in mortality (risk-adjusted rates for all-cause mortality from 6.6% to 4.9% and rates for aPE-related mortality from 3.3% to 1.8%, p < 0.01) [156].
Acute Pulmonary Embolism, Right Ventricular Architecture, and Myocardial Mechanics
In addition to causing an obvious sudden increase in PVR, an acute occlusive pulmonary thrombus also disrupts normal RV ejection due to RV myocyte lysis and induction of a proinflammatory phenotype [157,158,159]. Experimental data of aPE in the rat model suggests that neutrophils are present in the RVOT region between 6 h and 18 h of the thrombotic insult. Current data suggests that this inflammation is independent of the damage caused by the obstructive thrombus and also amplifies the initial thrombotic injury [160, 161]. In humans, an elevated concentration of circulating myeloperoxidase as well as other inflammatory biomarkers has been demonstrated in the aPE setting [162,163,164]. Hence, it has been suggested that an inflammatory response might be a primary part of the development of acute RV dysfunction in the setting of aPE in both clinical and experimental models [134].
Advances in the understanding of myocardial fiber orientation have been instrumental in advancing our knowledge of how the RV responds to an increase in afterload in response to aPE. Specifically, the RV free wall is mainly comprised of transverse fibers while the LV is encircled by oblique fibers [165]. Oblique fibers from the interventricular septum (IVS) also extend into the RVOT [166]. A schematic representation of this fiber orientation is shown in Fig. 14.14. It is now well established that the comparison of varying fiber orientations shows marked differences in contractile performance. Helical or oblique fibers are responsible for twisting and untwisting, while transverse fibers exert a compressive bellows-like activity [166]. From a mechanical perspective, helical or oblique fibers are at a considerable mechanical advantage compared with transverse fibers [167].
In the healthy state, transverse fibers are the principal fiber group maintaining RV performance, with some assistance from the helical or oblique fibers from the LV (through the IVS) [168, 169]. In fact, left ventricular activity contributes to about 80% of the flow and up to two-thirds of the pressure generated by the RV during systole [168]. The influence of LV contractile function on RV contractile function via the shared IVS is part of the concept of ventricular interdependence.
However, in situations resulting in elevation in PVR, as it occurs in aPE, contribution from the IVS helical or oblique fibers becomes increasingly significant [170]. This contribution depends on the overall contractile state of the LV.
An acute increase in PVR results in systolic IVS flattening causing loss of the oblique orientation of the septal fibers as seen in Fig. 14.15 [24]. This contributes to the RV systolic dysfunction with aPE. In addition, the RV dilatation due to significant increases in PVR results in a shift of the IVS towards the LV causing LV underfilling [24,25,26,27,28]. This impaired LV performance and output add to the hemodynamic effects of aPE with catastrophic consequences as shown in Fig. 14.16.
Careful analysis of IVS in patients with chronic PH has led to the identification of two types of septal motions. Type A has been described as marked anterior motion in early systole while type B shows marked posterior motion in early diastole [171]. Type A IVS motion is mainly seen in patients with worse hemodynamic profiles and worse clinical outcomes when compared to those with type B IVS motion [171]. Deviation of the IVS towards the LV can thus compromise LV systolic as well as diastolic function [172,173,174].
The study of RV mechanics and IVS motion highlights not only the intricate hemodynamic and mechanical interdependence of the RV-pulmonary circulation unit, but also the importance of identifying RV dysfunction, particularly since aPE mortality is indisputably dependent on the presence and magnitude of RV strain [116, 119, 122, 142, 172, 175,176,177,178,179,180,181,182,183].
Diagnosis and Assessment of Right Ventricular Function in Acute Pulmonary Embolism
Unfortunately, the limited sensitivity and specificity of some signs and symptoms in certain clinical situations hinder aPE recognition [184,185,186,187]. Henceforth, a keen clinical judgment is critical at all times. The latter has certainly proven useful on several large series but lacks standardization for which prediction models have been developed [188,189,190,191,192,193,194,195]. Most importantly, whenever clinical presentation raises the suspicion for aPE, prompt objective testing is urgently required.
Introduction of multi-detector computed tomographic (MDCT) angiography with high spatial and temporal resolution has certainly revolutionized the assessment of suspected aPE patients and cemented its status as the preferred imaging method of choice for these patients [196,197,198]. With a reported sensitivity of 83% and a specificity of 96%, data from PIOPED II also highlighted the importance of combining clinical probability based on the Wells rule with CT findings [199]. For example, patients presenting with a low or intermediate clinical probability of aPE and a negative CT had a high negative predictive value for PE (96% and 89%, respectively) with only 60% in those with a high pretest probability [199]. On the other hand, the positive predictive value of a positive CT was high (92–96%) in patients with an intermediate or high clinical probability while it was only 58% in patients with a low pretest likelihood of aPE [199].
Additional CTPA findings in aPE are shown in Figs. 14.17, 14.18, and 14.19. In contrast, Figs. 14.20 and 14.21 show examples in which CTPA was useful to distinguish acute from chronic PE cases. Finally, Fig. 14.22 lists potential patient- and technique-related artifacts as well as anatomic mimickers that are important to be recognized when using multi-detector CT when evaluating patients with a presumptive diagnosis of aPE.
In other words, MDCT documentation at segmental or more proximal levels is sufficient proof for aPE diagnosis when the clinical suspicion is high and a negative MDCT should with confidence exclude aPE in cases with low clinical suspicion; however, what to do in cases of high clinical suspicion and a negative MDCT is less clear and there is paucity of data if additional testing is needed.
Lastly, three instances involving CT require our attention. First, isolated identification of subsegmental aPE on CT: this has been reported in 4.7% of patients when imaged by single-detector CT angiography and in 9.4% of those undergoing MDCT [200]. Based on the lower positive predictive value and poor inter-observer agreement when distal pulmonary segments are being evaluated, the use of compression venous ultrasonography might be considered to exclude the presence of DVT that might require treatment [201]. Second, combination of computed tomographic venography with CT angiography as a single procedure using one intravenous injection of contrast is an alternative being proposed based on the PIOPED II data [199, 202]. Though this combination increased sensitivity for aPE diagnosis from 83% to 90% with similar specificity (95%), there was no significant increase in its negative predictive value [199, 202].
Furthermore, since CT venography yields similar results to the compression venous ultrasonography [202], the latter should be used instead as it would further reduce the total radiation dose. Finally, when an incidental pulmonary embolism is seen on CTs done among cancer, atrial fibrillation, and heart failure patients this might create some decision-making problem. Although accounting for only 1–2% of all CT cases [203,204,205,206], no robust treatment recommendations have been provided. However, it should be noted that most experts suggest that anticoagulation should be administered for incidental clots if found on lobar or more proximal level pulmonary circulation segments [207].
However, it is important to point out that the effectiveness of this imaging modality relies on identifying vascular obstruction and RV dilatation as a response of the former; however, it does not provide any information regarding RV function.
Ventilation–perfusion scintigraphy (V/Q scan) has been for some time a useful imaging modality used in the assessment of both acute and chronic PE considerations [208,209,210]. With lack of radiation and use of contrast material, V/Q scans have been preferentially used in outpatients with low clinical probability and for normal chest X-rays particularly among females, and in patients with a history of contrast-induced allergies, renal compromise, multiple myeloma, and paraproteinemic syndromes [211].
Though initial diagnostic criteria used for V/Q scan interpretation prompted revision into more useful management of high-probability scans and of normal perfusion V/Q scans, a high number of nondiagnostic intermediate probability scans continue to be problematic as additional diagnostic testing is required [212,213,214,215,216,217]. This problem might have been solved by using single-photon emission computed tomography (SPECT) data acquisition imaging with or without low-dose CT [218,219,220,221]; however, large-scale prospective studies are required to validate this approach. Once again, V/Q scan imaging also falls short in providing any information regarding RV function.
For decades, pulmonary angiography was seen as the “gold standard” imaging modality tool when assessing aPE patients [222]. Though currently replaced by the less invasive and equally effective method in providing diagnostic accuracy as CT angiography technique, pulmonary angiography is still used when guiding percutaneous catheter-directed treatment for aPE.
Associated procedure-related mortality for pulmonary angiography has been reported at 0.5% while minor and major complications have been quoted at 5% and 1%, respectively [223]. As expected, deaths are most likely related to either hemodynamic compromise or respiratory failure and bleeding-related complications if thrombolysis follows a diagnostic pulmonary angiogram [224].
Digital subtraction angiography is a fluoroscopic technique that improves visualization for a better accurate depiction of blood vessels by eliminating surrounding structures. Though this technique improves peripheral visualization of pulmonary arterial branches with identification of thrombi as small as 1–2 mm, main trunk imaging is compromised by cardiac motion [225, 226]. Direct visualization of a filling defect or amputation of a pulmonary arterial branch constitutes the only validated diagnostic sign of aPE as none of the proposed indirect signs have been validated [187].
Obviously, a heightened clinical suspicion when we encounter a patient with the right risk profile sets in motion a series of diagnostic testing modalities that according to the situation allow to exclude or confirm aPE in order to institute appropriate treatment. At times, due to the critical nature of patients, a simple bedside ultrasound detection of a venous thrombus in the lower extremity is often enough to initiate the treatment for presumed aPE. However, absence of DVT by ultrasound does not preclude aPE diagnosis while the presence of DVT by ultrasound is not confirmatory of aPE [227].
Once a diagnosis of aPE is made, determining the RV response to this challenge by clinical, laboratory, and imaging methods influences clinical management and prognosis. Prompt hemodynamic stability and RV function assessment are critical.
Once a diagnosis of aPE is made, determining the RV response to this challenge by clinical, laboratory, and imaging methods influences clinical management and prognosis. Prompt hemodynamic stability and RV function assessment are critical. Risk stratification algorithms have been proposed to help physicians identify high- versus low-risk aPE patients in order to expedite diagnosis and treatment, as shown in Fig. 14.23.
While hemodynamic stability is often discernible by clinical examination, identification of high-risk features associated with significant RV strain and impending circulatory collapse with imaging can be challenging. Commonly used imaging modalities such as computed tomography and TTE are less than ideal in studying the true anatomic and functional derangements of the RV (Fig. 14.24) but are readily available and can detect simple markers that identify patients at risk of hemodynamic instability in aPE. Table 14.4 summarizes the most commonly associated variables currently used in the identification of abnormal RV strain. Figure 14.25 shows a pictorial representation of normal TTE RV findings that can be contrasted to abnormal RV strain findings as seen in Fig. 14.26.
Risk stratification algorithms have been proposed to help physicians identify high- versus low-risk aPE patients in order to expedite diagnosis and treatment [228,229,230,231,232]. While hemodynamic stability is often discernible by clinical examination, identification of high-risk features associated with significant RV strain and impending circulatory collapse with imaging can be challenging.
Although the electrocardiogram (ECG) has traditionally been one of the first diagnostic tests obtained from patients presenting with symptoms suggestive of aPE, it has not been incorporated into any risk stratification models. However, there are certain ECG findings in aPE that have been correlated with the presence of RHS [233,234,235,236]. Consequently, the American Heart Association has recommended risk stratification for aPE patients based on RHS [237]. Furthermore, in a study by Hariharan and associates, these investigators described 3-ECG findings that were independently associated with RHS [238]:
-
TWI in leads V1 through V3 (5 points)
-
S wave in lead I (2 points)
-
Sinus tachycardia (3 points)
Using this score, these investigators were able to risk-stratify 85% of the aPE they studied [238]. Specifically, when the score was 5 or greater, it was 93% specific for RHS while a score of 2 or less excluded the presence of RHS with 85% sensitivity [238]. These results were similar to findings reported by other investigators [239, 240]. Although these results might be encouraging further research should be undertaken not only to define the appropriate role of ECG in the assessment of RV involvement in aPE but also to clarify the potential role of ECG in aPE risk stratification models.
Biomarkers such as cardiac troponin, a well-known, reliable marker of injury, have been used in patients presenting with chest pain and dyspnea mainly with the aim of identifying an acute coronary syndrome; however, elevated cardiac troponins have been shown to occur in aPE as a result of acute RV dilatation and dysfunction [241]. Specifically, elevation in cardiac troponin levels can identify those aPE patients at higher risk of hemodynamic collapse [242]. Furthermore, the utility of cardiac troponin assessment among normotensive aPE patients has also been found useful to exclude RHS [243]. It is always important to keep in mind which clinical conditions affect cardiac troponin levels independently of cardiac injury [244].
In terms of the brain natriuretic peptide (BNP), a well-characterized peptide with numerous mechanistic actions known to primarily be secreted by the ventricles in response to stretching and wall tension, it is another biomarker with potential use in aPE patients [245,246,247,248,249]. Consequently, the value of measuring BNP levels in aPE patients with an initial stable hemodynamic status was considered. However, a meta-analysis of BNP levels found that while elevated BNP levels might be useful in identifying aPE at high risk of death and adverse outcome events, the high negative predictive value of a normal BNP level was certainly more useful in selecting those aPE patients with a likely uneventful follow-up [250].
In contrast to all the abovementioned imaging tools and blood markers, TTE provides a unique rapid, accurate, and reproducible opportunity to evaluate aPE. It could also potentially provide supportive evidence (such as presence of a thrombus in transit or presence of new RHS). As seen in Fig. 14.27 panels a and b depict the presence of a RV apical thrombus in a patient with biventricular dysfunction due to nonischemic cardiomyopathy. Two days later, the patient developed pleuritic chest pain and CTA of pulmonary arteries showed pulmonary embolism (Fig. 14.27c). Venous duplex of lower extremities was negative for thrombus.
In addition, it also aids in the hemodynamic evaluation of the extent and magnitude of the thrombotic burden that can be used to assess prognosis. Even though detection of clot burden in transit or identification of a proximal pulmonary artery thrombus is challenging by TTE on a regular basis, most routinely TTE’s role basically resides in hemodynamic assessment and evaluation of RV function.
Since clinical hemodynamic stability appears to be dependent on RV function rather than the magnitude of clot burden in aPE, particularly within the first hour, confirmation and assessment of mechanical stability of RV function are promptly required once this diagnosis is entertained (Fig. 14.28).
While echocardiography is clinically used to suggest the presence of aPE (via the presence of RV dysfunction in a patient with suspected aPE but unable to obtain a diagnostic test), several pitfalls in this setting need to be borne in mind. First, presence of RV strain may represent a chronic finding (such as COPD or chronic pulmonary HTN). Thus, without a prior echocardiogram showing normal RV function, assuming that the RV dysfunction is due to aPE may result in unnecessary and potentially dangerous treatment for aPE. Second, new-onset RV dysfunction can occur with ARDS or other pulmonary injuries. Finally, in the supine, ventilated, critically ill patients, echocardiographic windows are often poor and a partially visualized RV can be considered normal in size and aPE be falsely ruled out. Despite past skepticism regarding the predictive value of TTE in assessing RV dysfunction among hemodynamically stable aPE patients, TTE remains a useful imaging modality in the initial evaluation and follow-up of aPE patients [239, 240]. In view of the above, the 2011 American Society of Echocardiography appropriate use criteria (AUC) assign TTE a score of 2 (inappropriate) for diagnosis of aPE while assigning a score of 8 (appropriate) to guide therapy [251].
To become a serious imaging contender, TTE has to offer critical data that surpasses rudimentary information based on subjective interpretation of RV size and wall motions, abnormal IVS motion, presence of tricuspid regurgitation, and lack of collapse of the inferior vena cava during inspiration [252]. In general, RV systolic dysfunction can be easily quantified by measuring either tricuspid annular plane systolic excursion (TAPSE, <1.6 cm) or fractional area change (FAC <35%). In addition to these, other simple echo markers of RV strain have been described.
McConnell’s sign has been traditionally used to describe regional RV dysfunction that spares the apex and was initially felt to aid both in the diagnosis of aPE and in the detection of RV strain. Initial studies reported sensitivity of 77%, specificity of 94%, positive predictive value of 71%, and negative predictive value of 96% to diagnose aPE [253]. However when applied in routine clinical practice for the diagnosis of aPE, McConnell’s sign is not as reliable since similar pattern can be found in other right-heart pathologies such as acute RV infarct [254].
Doppler echocardiography is also useful in the evaluation of aPE patients. The acute increase in PVR often results in a rapid acceleration time and mid-systolic notching. An altered RVOT Doppler signal has been shown to be useful not only in characterizing PH severity, but also in overall RV systolic performance [255,256,257]. Representative RVOT images from a normal patient (Fig. 14.29a, b) and a patient with a confirmed aPE are shown (Fig. 14.30a, b).
The 60/60 sign refers to the presence of a short RVOT signal acceleration time (<60 ms) along with an estimated RV systolic pressure <60 mm of Hg [258]. This sign reflects the acute increase in PVR compared to a more chronic cause such as chronic pulmonary arterial hypertension. Similar to McConnell’s, this sign is insensitive for the diagnosis of aPE.
As noted above, the clinical effects of aPE depend both on clot burden and the underlying cardiac reserve—some patients with a massive aPE but excellent cardiac reserve might behave similarly to patients with sub-massive aPE but compromised cardiac reserve [259, 260]. Untreated aPE can be fatal in up to 30% of patients largely depending on the degree of RV compromise [176, 261,262,263]. Since clinical hemodynamic stability appears to be dependent on the RV function rather than the magnitude of clot burden in aPE, particularly within the first hour, confirmation and assessment of mechanical stability of RV function are promptly required once this diagnosis is entertained [264,265,266,267,268,269,270,271,272,273,274,275,276,277,278,279,280,281,282,283,284,285,286,287].
New Frontiers in the Assessment of Right Ventricular Function in Acute Pulmonary Embolism
Integrity of RV function plays a pivotal role in determining the prognosis after aPE [124, 177, 179, 264,265,266,267,268,269,270,271,272,273,274,275,276,277,278,279,280,281,282,283,284,285,286,287]. Experimental data using healthy dogs has revealed that acute embolization using microbead injections induces dramatic stiffening of the PA leading to increased RV stroke work [288]. In this particular model, the use of both invasive and magnetic resonance imaging measures to assess PA stiffness and RV systolic function revealed that the RV was able to shift its working conditions, preserve function, and maintain hemodynamic coupling with the PA despite the acute insult [288]. This however occurs at the expense of a reduction in RV efficiency [288]. This interaction between RV and PA has clarified our understanding of RV function and it is now clear that RV systolic function cannot be studied in isolation, as both RV and PA work in series [289]. Evolution of RV pathology from normal to a decompensated state parallels the evolution of pulmonary vascular pathology; hence studying the RV and the PA as a unit will be critical to understanding the true performance of the RV [289].
RV-PA coupling is critically important, and this relationship is best demonstrated by changes in hydraulic load occurring in the setting of PA stiffening as it will occur in aPE. As the RV is met with increased hydraulic wave reflection, its workload increases to maintain forward flow. It is important to remember that up to one-half of the hydraulic power in the main PA is contained in the pulsatile components of flow. Thus, acute changes in PA impedance, a measure of opposition to these pulsatile components of flow, would be crucial to study, though unrealistic, unless they are measured in animal models. This is however unrealistic except when measured in animal models. The elastic properties of the pulmonary vasculature are vitally important as the heart would not be able to generate forward flow without them [290,291,292].
From a mechanistic perspective, RV ejection is dependent on PVR as well as on the oscillatory or pulsatile component of flow that is dissipated as wasted energy through the PA system with each RV ejection [292,293,294,295]. Hence, PA elasticity is crucial to maintain RV efficiency [292,293,294,295]. Since hemodynamic instability unmistakably predicts adverse outcomes and 30-day mortality in aPE patients when RV dysfunction is confirmed, a proposed scheme of high-risk features for the potential development of hemodynamic instability in aPE is listed in Fig. 14.31 [234, 265,266,267,268,269,270,271,272,273,274,275,276,277,278,279,280,281,282,283,284,285,286,287, 296,297,298,299,300].
As previously outlined above, the McConnell’s sign suggests a regional rather than a global RV dysfunction in aPE [253, 254]. However, assessment of myocardial deformation with the use of velocity vector imaging often detects significant reduction in global myocardial strain generation of all main RV chamber segments, including the RV apex rather than regional abnormality [301]. Why only some patients present with regional compared to global RV dysfunction remains unknown and the role of the RV apex in aPE and its influence on overall prognosis have not been fully elucidated [301,302,303]. A representative velocity vector imaging sample from a normal RV showing normal longitudinal strain of all segments, including the RV apex, is shown in Fig. 14.32a–f. In sharp contrast, a representative velocity vector image is also shown from a patient with confirmed aPE (Fig. 14.33a–f) that shows significant reduction in overall systolic deformation from all segments, a very abnormal RV apical segment signature, and significant temporal dyssynchrony among all six RV segments when compared to the well-coordinated peaking of all RV segments in Fig. 14.32.
As previously illustrated, RVOT systolic excursion has also been a useful echocardiographic variable used in estimating global impairment in RV contractility as well as acute hemodynamic derangement [304]. However, the ratio between main chamber RV fractional area change and RVOT systolic excursion appears to be markedly abnormal in patients with proven bilateral proximal embolus by CTPA. Furthermore, this ratio was also found to be a very useful TTE finding when trying to distinguish aPE from chronic PH [305].
Furthermore, speckle tracking strain imaging has been shown to be not only extremely accurate and reproducible, but also extremely useful in identifying subtle wall motion as well as systolic function abnormalities [306,307,308,309]. Tissue Doppler and speckle tracking imaging have been invaluable for assessing myocardial mechanics in chronic pulmonary hypertension [172, 310,311,312,313,314], especially in quantifying global as well as segmental longitudinal RV peak systolic strain and defining the presence of RV dyssynchrony in aPE patients [315]. Moreover, these abnormalities in RV heterogeneity and dyssynchrony resolve after the acute aPE insult and return to normal values [315]. Thus, speckle tracking as a portable, accurate, and reproducible imaging modality holds particular promise in offering prompt and reliable information that can be used not only at the bedside for diagnostic purpose, but also for follow-up of aPE patients once appropriate therapy is instituted. Representative speckle tracking images from a normal individual (Fig. 14.34) and from a patient with confirmed aPE (Fig. 14.35) are shown.
In order to link the RV-PA unit with the LV, it will then be useful to review our current understanding of myocardial fiber direction. As proposed by the late Torrent-Guasp, if indeed there is a continuum of subepicardial RV muscle fibers forming a plane along the posterior LV to the region of the left fibrous trigone and these fibers do descend from the left fibrous trigone to the LV apex [316, 317], then whichever process affects the RV will certainly impact the LV. It has been shown that potential traction on this muscular band by RV dilatation adversely affects basal LV rotation in cases of chronic PH [172]. Whether this represents a functional continuity between the ventricles or is merely a static anatomical entity mediated by the IVS remains largely unknown. Therefore, it is reasonable to believe that similar interactions do occur with sudden increase in RV afterload in aPE. In addition, bowing of the IVS towards the LV has been shown to alter global LV kinetics in the rat model, even if intrinsic LV systolic function is normal [318]. In humans, aPE has shown to induce reversible global LV dysfunction; nonuniformity of LV contractility in the radial, longitudinal, and circumferential directions; and discoordination of radial LV wall motion [315]. Once again, all these abnormalities were found to be reversible and normalized with treatment after patient stabilization [315]. Recent evidence in experimental animal models suggests that aPE mainly impairs LV performance by primarily altering septal strain and apical rotation [319]. Similarly, even though mainly recognized in case of human chronic PH, abnormal LV diastolic function might be likely affected by the similar mechanisms during aPE [172, 173, 320, 321]. Unfortunately, to date none of these mechanisms that directly affect LV diastolic function in cases of aPE have been clinically investigated.
After Acute Pulmonary Embolism Diagnosis
In summary, it is clear that certain clinical conditions predispose to the development of DVT and also aPE; however, these conditions are also found in otherwise healthy people, and aggressive investigation for potential pulmonary embolism is likely to find an incidental clot without clinical consequence [322]. In fact, in up to 90% of autopsy reports an identifiable new or old PE might be found, particularly if microscopic examination is done on numerous blocks of lung tissue [323,324,325]. Therefore, it becomes sometimes difficult to determine how often any of these clots are clinically significant. Similarly, the advent of advanced diagnostic modalities has allowed detection of very small thrombi of otherwise unknown clinical significance [297], particularly when healthy outpatients present with severe pleuritic chest pain.
Several developments have taken place with regard to risk, diagnosis, and management of VTE since the last European Society of Cardiology (ESC) guidelines and update of the American College of Chest Physicians in 2016. In particular, it is important to take into consideration the very comprehensive 2019 ESC guidelines which were developed in collaboration with the European Respiratory Society [326]. Here are the most remarkable highlights:
Risk Assessment
-
1.
Pretest probability scores include the revised Geneva score and the Wells rule [188, 327]. Based on the current data, aPE is expected to be confirmed according to pretest probability in 10% of cases when pretest probability is low compared to 30% in moderate and 65% in high pretest probability.
-
2.
The Pulmonary Embolism Rule-out Criteria (PERC) score should be limited to patients seen in the emergency department with low pretest probability that any additional diagnostic testing is intended. This PERC score includes eight parameters [328]:
-
(a)
Age <50 years
-
(b)
Pulse <100 beats/min
-
(c)
Oxygen saturation >94%
-
(d)
No unilateral leg swelling
-
(e)
No hemoptysis
-
(f)
No recent trauma or surgery
-
(g)
No VTE history
-
(h)
No previous oral hormone use
-
(a)
-
3.
D-dimer [329]:
-
(a)
Point-of-care D-dimers only to be used in patients with a low pretest probability due to their reduced sensitivity (88%) compared with the standard laboratory-based assay (95%).
-
(b)
In patients with low-to-intermediate clinical probability of aPE, D-dimer should be the initial test. If negative, no treatment is indicated. If positive, CTPA should be performed for definitive diagnosis.
-
(c)
Age-adjusted D-dimer (age × 10 mcg/l) for patients older than 50 years should be considered to identify low-risk patients (Class IIa).
-
(d)
D-dimer cutoff values adjusted for age or clinical probability can be used as an alternative to the fixed cutoff value.
-
(a)
-
4.
Definition of hemodynamic instability:
-
(a)
Cardiac arrest
-
(b)
Obstructive shock (systolic blood pressure [BP] <90 mmHg or need for vasopressors to achieve BP ≥90 mmHg and end-organ hypoperfusion)
-
(c)
Persistent hypotension (systolic BP <90 mmHg or systolic BP drop ≥40 mmHg lasting longer than 15 min and not due to another identifiable cause)
-
(a)
-
5.
Initial test to be obtained in patients deemed to be at a high clinical probability of PE is CTPA.
Imaging
-
1.
Accepted diagnosis for VTE and aPE: Proximal DVT confirmed by compressive ultrasonography in a patient with clinical suspicion for aPE.
-
2.
TTE alone cannot be used to rule out aPE. However, it is quite useful in suspected high-risk aPE, in which the absence of echocardiographic signs of RV overload or dysfunction essentially rules out aPE as the reason for hemodynamic instability.
-
3.
Availability of imaging studies for aPE diagnosis:
-
(a)
CTPA is the most accessible not only with an excellent specificity (96%) but also helping to provide an alternative diagnosis. Main concerns are concern for breast radiation exposure (3–10 mSv) for young women, renal dysfunction, and iodinated contrast allergy.
-
(b)
Even though planar V/Q scan is inexpensive with few contraindications and relatively low radiation exposure (2 mSv), it is unable to provide an alternative diagnosis and it could be inconclusive in 50% of all cases.
-
(c)
V/Q single-photon emission CT provides the lowest rate of nondiagnostic tests (<3%), has few contraindications, and uses low radiation (2 mSv). Unfortunately, it does not provide an alternative diagnosis and to date there has been no validated outcome data.
-
(d)
Pulmonary angiography is the gold standard, but it is an invasive procedure with the highest radiation dose (10–20 mSv).
-
(a)
Prognosis
-
1.
An initial risk stratification is to be performed in all patients with suspected or confirmed aPE. Prognostic assessment should include clinical parameters (simplified Pulmonary Embolism Severity Index [PESI] score, RV function, hemodynamics, and elevated biomarkers) [147, 149, 330, 331].
-
2.
Markers associated with an unfavorable short-term prognosis in aPE have been associated with the presence of tachycardia, low systolic BP, respiratory insufficiency, and syncope.
-
3.
TTE findings associated with a poor prognosis are an RV/left ventricular diameter ratio ≥1.0 and TAPSE <1.6 cm.
-
4.
An RV/left ventricular diameter ratio ≥1.0 on CT is associated with a 2.5-fold increased risk of all-cause mortality and 5-fold increased aPE-related mortality.
-
5.
High-sensitivity troponin has a 98% negative predictive value when <14 pg/mL for excluding an adverse in-hospital clinical outcome.
-
6.
B-type natriuretic peptide, N-terminal pro-B-type natriuretic peptide, and troponin have low specificity and positive predictive value for early mortality for normotensive patients with PE.
-
7.
Elevated lactate, high-serum creatinine, and hyponatremia are some of the other laboratory markers of adverse prognosis.
-
8.
Prognostic assessment strategy is recommended for patients without hemodynamic instability:
-
(a)
Low risk (PESI Classes I–II, simplified PESI of 0)
-
(b)
Intermediate low risk (elevated PESI score with or without RV dysfunction or elevated troponin)
-
(c)
Intermediate high risk (elevated PESI score with both RV dysfunction and elevated troponin)
-
(d)
High risk (hemodynamic instability)
-
(a)
In addition, the 2019 ESC writing group also recommended the following regarding which patients are at increased risk of recurrence and how to institute follow-up of these patients [326].
Groups at Increased Risk of Recurrence (High at >8%/Year)
-
1.
A strong (major) attributable transient or reversible risk factor, such as major surgery or trauma
-
2.
Persistence of a weak (minor) transient or reversible risk factor or a nonmalignant risk factor for thrombosis
-
3.
Index episode that occurred in the absence of any identifiable risk factor
-
4.
One or more previous episodes of VTE
-
5.
Major persistent prothrombotic condition
-
6.
Active cancer
In terms of follow-up of these patients, the 2019 ESC authors recommend performing either the Medical Research Council Scale or the World Health Organization Functional Scale Assessment 3–6 months after aPE diagnosis with dyspnea (Class I) [332, 333]. Furthermore, a TTE should be ordered if the patient has persistent dyspnea at 3–6 months (Class IIa) post-aPE. Finally, a V/Q scan should be considered at 3–6 months if there are concerns for PH to be assessed for chronic thromboembolic PH (Class IIa), with referral to a PH or chronic thromboembolic PH specialist if abnormal (Class I).
Finally, treatment was also addressed by this 2019 document as follows [326]:
-
1.
Prompt institution of anticoagulation is required in all high- or intermediate-probability aPE while awaiting results of diagnostic testing (Class I):
-
(a)
Low-molecular-weight heparin (LMWH) and fondaparinux are preferred over unfractionated heparin (UFH) given lower risks of major bleeding or heparin-induced thrombocytopenia (Class I).
-
(b)
UFH should be reserved for hemodynamically unstable patients or patients awaiting reperfusion therapy.
-
(a)
-
2.
Oral anticoagulants:
-
(a)
Based on current data, direct-acting oral anticoagulants (DOACs) are noninferior to LMWH and vitamin K antagonist (VKA) with lower rates of major bleeding and are recommended over VKA in eligible patients (Class I).
-
(b)
Recommended dosing regimens:
-
Dabigatran parenteral anticoagulation for ≥5 days followed by dabigatran 150 mg BID
-
Rivaroxaban 15 mg BID for 3 weeks followed by 20 mg QD
-
Apixaban 10 mg BID for 7 days followed by 5 mg BID
-
Edoxaban UFH or LMWH for ≥5 days followed by 60 mg daily or 30 mg daily if creatinine clearance = 30–50 mL/min or body weight <60 kg
-
-
(c)
If VKA is given, UFH, LMWH, or fondaparinux should be continued for ≥5 days and until international normalized ratio is 2.5 (range 2.0–3.0) (Class I).
-
(d)
Recommended initial starting dose of warfarin may be 10 mg when <60 years in healthy patients while 5 mg could be used initially in all others.
-
(e)
Novel oral anticoagulants are contraindicated with severe renal impairment, during pregnancy and lactation, and in patients with antiphospholipid syndrome (Class III).
-
(a)
-
3.
In terms of systemic thrombolytic therapy this should be reserved for high-risk, hemodynamically unstable patients (Class I). When thrombolytic therapy fails or patients are not considered adequate candidates, then surgical embolectomy should be recommended (Class I). Catheter-directed thrombolysis should be reserved for high-risk patients in whom thrombolysis has failed or is contraindicated (Class IIa).
-
4.
Routine use of inferior vena cava filters is still not routinely recommended (Class III), though it could be considered if there are absolute contraindications to anticoagulation (Class IIa) or in cases of recurrent PE despite therapeutic anticoagulation (Class IIa).
-
5.
Early discharge from hospital with continuation of home anticoagulation therapy should be considered in the following cases:
-
(a)
Use of the Hestia exclusion criteria that utilizes a checklist of clinical parameters or questions integrating aspects of aPE severity, comorbidity, and feasibility of home treatment. The use of this bedside tool gives the healthcare professional the ability of identifying that when one or more of the questions are answered with a “yes,” then the patient cannot be discharged early. Consequently, when all Hestia criteria are negative, the risk of early aPE-related death or serious complication is low [326].
-
(b)
No serious comorbidity or aggravating conditions warranting hospitalization.
-
(c)
Logistically intact and identifiable proper outpatient care resources and follow-up ability.
-
(a)
Duration of Anticoagulation
-
1.
Based on current data, all patients should receive 3 months of therapy (Class I).
-
2.
Discontinuation of therapy is recommended after 3 months if index PE/DVT due to major transient or reversible risk factor (Class I).
-
3.
The risk of recurrence is similar when therapy is withdrawn at 3–6 months versus 12–24 months.
-
4.
Extended duration of anticoagulation increases bleeding risk but decreases recurrence risk by ≤90%.
-
5.
Indefinite anticoagulation for recurrent VTE not related to a major transient or reversible risk factor (Class I).
-
6.
Indefinite anticoagulation with VKA is recommended for patients with antiphospholipid syndrome (Class I).
Currently recommended algorithm for risk stratification, diagnostic, and treatment strategy to assess aPE is shown in Fig. 14.36 [179, 334,335,336,337]. As already reviewed it is critically important that objective imaging assessment of RV dysfunction (Fig. 14.37) or RV strain is done with the use of elevated cardiac biomarkers (Fig. 14.38) [334,335,336,337,338,339,340,341,342,343]. Pooled diagnostic sensitivities, specificities, and negative and positive predictive values for the use of TTE, CTPA, and cardiac biomarkers are shown in Fig. 14.39.
Chronic Pulmonary Embolism
It is important to now shift gears and discuss a prevalent clinical entity found in survivors of aPE: a condition known as chronic thromboembolic pulmonary hypertension (CTEPH). The latter results from either a single or a recurrent pulmonary embolism event(s) that for the most part originates from a lower extremity vein DVT, although any venous thrombosis site can be responsible.
Even though the majority of aPE episodes typically resolve and restoration of normal pulmonary hemodynamics, gas exchange, and exercise tolerance occurs, in some patients there is incomplete embolic resolution with some residual degree of obstruction or significant narrowing of the central pulmonary vessels by organized scar tissue [344]. The latter would then result in CTEPH. When CTEPH is left untreated progressive RV failure and even death can occur [345].
Even though the full spectrum leading to CTEPH has not been fully defined, it appears that incomplete recovery of perfusion after the initial aPE insult is a common requisite. However, it is now known that changes in the distal pulmonary vascular bed, referred to as a secondary small-vessel vasculopathy, are also critically important for the evolution of this clinical entity in conjunction with a series of other characterized steps such as impaired fibrinolysis and fibrinogen mutations, endothelial dysfunction and defects in neoangiogenesis, differential gene expression, platelet dysfunction, and inflammation [346, 347]. However, it is important to point out that in approximately 25% of all CTEPH cases no identified preceding PE can be found [348].
As already established, for the majority of CTEPH cases to occur aPE patients must survive the initial event and complete adequate anticoagulation resulting in a whole spectrum of cases in which patients may have complete restoration of normal perfusion to significant residual chronic clot rising that raises the pulmonary pressures [349]. Recent data suggest that after 6 months of anticoagulation in patients treated for an initial aPE event, abnormal perfusion scans can be found between 30% and 50% of cases [350, 351]. So not only a persistent residual perfusion is a well-known requisite to develop CTEPH but also the larger the residual defect the more likely it is to progress to CTEPH [351]. Though the majority of patients with persistent perfusion defects after an aPE are for the most part either asymptomatic or mildly limited with no evidence of resting PH, in 10% of aPE patients with persistent perfusion defects, resting PH develops [350].
Even though there is paucity of data regarding true estimates of the incidence of aPE events, it has been suggested that approximately 300,000 aPE events occur yearly in the United States; of these aPE survivors some 3000 new cases of CTEPH should prospectively be diagnosed per year [352]. These estimates do not include the potential 25% of all CTEPH cases, not associated to a prior PE event [348], simply stating the fact that CTEPH is largely underdiagnosed.
To complicate matters even further, rates for identifying CTEPH patients might be complicated by the way studies have been conducted and what definition was employed in each clinical trial [353,354,355,356]. Specifically, estimates for the incidence of CTEPH using data from active surveillance studies following aPE patients range from 0.1% to 8.8% within 2 years of initial diagnosis [353,354,355,356].
Based on current data, CTEPH patients could be divided into those who survive aPE and those patients in whom a particular profile is seen more frequently with CTEPH rather than with idiopathic pulmonary arterial hypertension. Consequently, CTEPH has been associated with the following [357,358,359,360]:
-
Unprovoked aPE cases (odds ratio [OR]: 20.0; 95% CI: 2.7–100)
-
When there is a delay in diagnosis of greater than 2 weeks from symptom onset (OR: 7.9; 95% CI: 3.3–19.0) (28)
-
RV dysfunction at the time of aPE
-
Initial estimated RV systolic pressure by TTE >50 mmHg (3.3 times higher odds of persistent PH at 12 months)
-
Antiphospholipid antibodies or the lupus anticoagulant is the only hypercoagulable state more commonly seen in CTEPH
-
Infected ventriculoatrial shunts
-
Splenectomy
-
History of malignancy
-
Hypothyroidism
In terms of diagnosing CTEPH, identification of chronic thromboembolic material obstructing the pulmonary arteries is required with a precapillary PH mean pulmonary artery pressure >20 mmHg and a PVR >3 Wood units in the setting of a pulmonary artery occlusion pressure <15 mmHg [361].
However, in order to get diagnosed a high index of suspicion is required from the onset. Unfortunately, the current median time between symptom onset and final CTEPH diagnosis is 14.1 months [348, 360]. A delay that likely contributes is secondary vasculopathy [362]. Therefore, it is important that once signs and/or symptoms of pulmonary hypertension are encountered in patients (regardless of a prior history of PE or not), obtain a TTE. This imaging modality, as previously mentioned, will not only provide objective evidence of PH while giving an estimate of RV size and function but also give an overall assessment of left ventricular size and function, valvular structures, and presence of intracardiac shunts [362].
If PH is identified, a V/Q scan continues to be a very useful imaging modality in the continued evaluation of these patients with suspected CTEPH. Diagnosis requires identification of at least one but more commonly several segmental or larger mismatched perfusion defects. Unfortunately, V/Q scans might underestimate the extent of pulmonary artery obstruction if recanalization of previously occluded segments has occurred [363]. If no mismatched segmental segment is identified, the patient might be referred for further evaluation to a pulmonary hypertension center for additional management. If, on the other hand, with mismatched defects, a CTPA should be considered unless a nonthrombotic condition is identified as the cause of the PH. CTPA is an excellent diagnostic modality for detecting CTEPH when performed at specialized centers as interpretive scanning difficulties are known to occur otherwise leading to a falsely low sensitivity for CT-PA [364,365,366]. However, even when properly interpreted, a negative CT-PA scan cannot exclude the possibility of CTEPH and consequently a V/Q scan remains as the preferred initial imaging test for screening [362].
Final CTEPH confirmation requires a right-heart catheterization with selective digital subtraction pulmonary angiography (DS-PA) that not only provides a comprehensive radiographic and hemodynamic assessment but can also be done with or without exhaled gas analysis.
Once CTEPH has been diagnosed, surgical consideration is given to every patient with the intention of offering the potential for cure with a low perioperative mortality (<5%) at experienced surgical centers [367].
Surgical resection of the occluding thromboembolic material to re-establish flow requires experienced surgeons that can result in significant improvement for most patients immediately post-surgery; however, the presence of residual PH can result in significant postoperative morbidity for which a number of pharmacological treatment options remain available for those patients and for inoperable CTEPH [362].
Conclusion
Acute pulmonary embolism encompasses a very heterogeneous patient population whose management continues to evolve with not only several unresolved issues to be answered by future or ongoing research but also better risk stratification strategies. Considerable progress has been made regarding identification of intermediate-high-risk patients, but ongoing discussion still debates whether patients classified as low risk based on clinical parameters should undergo additional imaging, particularly testing for RV function. Surely many will argue one way or another; some opponents will state that routine testing has not been shown to have therapeutic implications while others will cite time- and cost-intensive data. The fact of the matter is that this is still a fluid field and as new data continues to be collected, we should be able to change our position, if needed.
For the time being it is thoroughly clear that aPE is as much a disease of the RV as it is of the pulmonary arteries. While the pulmonary burden may predict the severity of symptoms, it is the RV that determines hemodynamic response and survival. Prompt assessment of RV function can direct treatment and influence prognosis.
Abbreviations
- aPE:
-
Acute pulmonary embolism
- AUC:
-
Appropriate use criteria
- BP:
-
Blood pressure
- BNP:
-
Brain natriuretic peptide
- CDMT:
-
Catheter-directed mechanical thrombectomy
- CTEPH:
-
Chronic thromboembolic pulmonary hypertension
- CTPA:
-
Computed tomographic pulmonary angiography
- DVT:
-
Deep venous thrombosis
- DOACs:
-
Direct-acting oral anticoagulants
- ECG:
-
Electrocardiogram
- ESLD:
-
End-stage liver disease
- ESC:
-
European Society of Cardiology
- FAC:
-
Fractional area change
- IVS:
-
Interventricular septum
- LV:
-
Left ventricle
- LMWH:
-
Low-molecular-weight heparin
- OR:
-
Odds ratio
- PIOPED:
-
Prospective investigation of pulmonary embolism diagnosis
- PA:
-
Pulmonary artery
- PERC:
-
Pulmonary Embolism Rule-out Criteria
- PH:
-
Pulmonary hypertension
- PVR:
-
Pulmonary vascular resistance
- RHS:
-
Right-heart strain
- RV:
-
Right ventricle
- RVOT:
-
RV outflow tract
- TTE:
-
Transthoracic echocardiogram
- TAPSE:
-
Tricuspid annular plane systolic excursion
- TR:
-
Tricuspid regurgitation
- UFH:
-
Unfractionated heparin
- VTI:
-
Velocity time integral
- VTE:
-
Venous thromboembolism
- V/Q scan:
-
Ventilation-perfusion scintigraphy
- VKA:
-
Vitamin K antagonist
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López-Candales, A., Vallurupalli, S. (2021). Pulmonary Embolism. In: Gaine, S.P., Naeije, R., Peacock, A.J. (eds) The Right Heart. Springer, Cham. https://doi.org/10.1007/978-3-030-78255-9_14
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