Abstract
The microbiome field is increasingly raising interest among scientists, clinicians, biopharmaceutical entities, and the general public. Technological advances from the past two decades have enabled the rapid expansion of our ability to characterize the human microbiome in depth, highlighting its previously underappreciated role in contributing to multifactorial diseases including those with unknown etiology. Consequently, there is growing evidence that the microbiome could be utilized in medical diagnosis and patient stratification. Moreover, multiple gut microbes and their metabolic products may be bioactive, thereby serving as future potential microbiome-targeting or -associated therapeutics. Such therapies could include new generation probiotics, prebiotics, fecal microbiota transplantations, postbiotics, and dietary modulators. However, microbiome research has also been associated with significant limitations, technical and conceptual challenges, and, at times, “over-hyped” expectations that microbiome research will produce quick solutions to chronic and mechanistically complex human disorders. Herein, we summarize these challenges and also discuss some of the realistic promises associated with microbiome research and its applicability into clinical application.
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1 Introduction
The last decade was marked by an extraordinary number of reports discussing how microbiome composition associates with human health. Fewer studies have demonstrated its causal role in the pathogenesis of several conditions. The microbiome plasticity, contrasting with that of the human genome, renders it an attractive target for the development of therapeutics. However, microbiome research also suffers from a descriptive level of evidence, lack of causality, molecular-level understanding of mechanisms, and empiric evidence, leading to premature claims of microbiome-mediated treatments. Thus, there is a sharp contrast between public expectations and perception of the microbiome field to actual applications already available. This “hyper-hype” situation enables the bloom of unregulated and unsupervised microbiome-targeting therapeutics. In this perspective, we will discuss limitations, challenges, and potential solutions supporting the utilization of the microbiome in several clinical contexts. Transforming the microbiome field toward a molecular-level mechanistic understanding of its role in physiological and pathophysiological processes may lead to the development of robust medical exploitation of the ecosystem toward better diagnosis, prophylaxis, and treatment of a myriad of “multifactorial” disorders.
2 Promises in Microbiome Research
Beneficial modulation of the microbiome for therapeutic purposes is currently a major focus of translational research in the field. In this section, we will discuss recent advances, the level of evidence for each application, and challenges to be addressed before widespread implementation (Fig. 20.1). A hallmark of many of these approaches is microbiome heterogeneity in the human population and its related challenges and advantages.
2.1 Dietary and “Prebiotic” Microbiome Interventions
While most evidence point to the stability of the gut microbiome configuration in healthy adults (Mehta et al. 2018), diet is among the strongest microbiome modulators, with robust effects observed even following short exposure to an intervention (Sonnenburg et al. 2016). The relative ease of altering one’s diet and reports on beneficial health outcomes in the host following diet-induced microbiome alterations (Anhê et al. 2017) render it an attractive therapeutic approach. Of the various microbiome-modulating nutrients, dietary fibers emerge as key players. Individuals consuming a fiber-rich diet harbor a higher abundance of bacteria producing short-chain fatty acids (SCFA), which lead to improved metabolic health parameters (Zhao et al. 2018) and a beneficial outcome in IBD (Schroeder et al. 2018). Fibers could also improve gut barrier, either by restoring physical host–microbiome separation at the mucosal surface (Zou et al. 2018) or by correcting mucus layer defects (Schroeder et al. 2018), and protect against infections (Desai et al. 2016; Hryckowian et al. 2018). Nonetheless, dietary fiber may have a detrimental effect on hepatocellular carcinoma (Singh et al. 2018b). On the other side of the spectrum, significant reduction of carbohydrates to produce a ketogenic diet (KD) may be beneficial for the treatment of refractory epilepsy. This effect may be mediated by the microbiome, as KD promotes the bloom of Akkermansia muciniphila and Parabacteroides spp., which were linked to systemic reductions in gamma-glutamylated amino acids, elevated hippocampal gamma-aminobutyric acid/glutamate levels, and consequently seizure protection (Olson et al. 2018). In addition to the nutrient balance of the diet, restricting the quantity and timing of feeding may beneficially affect the host through the microbiome. Individuals with obesity undergoing either short- (Dao et al. 2016) or long-term (Ruiz et al. 2017) caloric restriction diets experience a bloom of potentially beneficial taxa, and short-term restriction was also associated with improved insulin sensitivity. Microbiome transfer from mice undergoing experimental autoimmune encephalomyelitis and intermittent fasting ameliorated clinical score and spinal cord pathology; however, intermittent fasting did not improve clinical outcomes in individuals with multiple sclerosis (Cignarella et al. 2018). Noteworthily, host responses and outcomes to the intake of identical diets can be affected by microbiome configuration (Dao et al. 2016; Korem et al. 2017), and the microbiome emerges as an important personalized feature that can improve the predictability of a diet outcome on the human health, superior to that based on the human genome (Rothschild et al. 2018). These observations lay the foundations to personally tailored, microbiome-based health-promoting diets (Zeevi et al. 2015).
2.2 Live Microbial Therapy (FMT and Probiotics)
One of the most promising translational achievements of microbiome research is the therapeutic application of fecal microbiome transplantation (FMT). Following its established efficacy in treating recurrent Clostridium difficile infections (van Nood et al. 2013), FMT has demonstrated efficacy against other antibiotic-resistant pathogens, including extended-spectrum beta-lactamase (ESBL) producers (Singh et al. 2018a) and vancomycin-resistant Enterococcus (VRE) (Caballero et al. 2017). Following antibiotics, autologous FMT rapidly restores mucosal microbiome composition and function in both the upper and lower gastrointestinal tract (Suez et al. 2018). FMT is also gaining attention as the means for correcting dysbiotic microbiome and treating other noninfectious conditions. In individuals with metabolic syndrome, insulin sensitivity is improved by FMT from lean donors, though the effect is abated after 18 weeks (Kootte et al. 2017). Allogeneic FMT also improves symptoms in the majority of patients with IBS (Mizuno et al. 2017; Johnsen et al. 2018), ulcerative colitis (Fuentes et al. 2017; Jacob et al. 2017), hepatic encephalopathy (Bajaj et al. 2017), as well as GI and behavioral symptoms in children with autistic spectrum disorders (Kang et al. 2017). Nonetheless, the aforementioned effects are transient and mostly observed only in some of the transplanted individuals. The majority of clinical trials with FMT correlate between the extent to which the recipient microbiome shifted toward the donor configuration and improvement of clinical parameters (Fuentes et al. 2017; Mizuno et al. 2017; Zuo et al. 2018), which in turn may be related to person-specific colonization resistance (Li et al. 2016), attributed in some works to pre-FMT microbiome configuration (Kootte et al. 2017). In order to circumvent this microbiome-conferred resistance, several trials have applied pre-FMT antibiotics and/or bowel lavage (Bajaj et al. 2017; Kang et al. 2017), although the contribution of these practices to the outcome is yet unclear. As a result, these treatments are currently not available to the public, and patients turn to homemade self-treatments, which expose them to potentially serious adverse effects.
A common additional live microbial therapy approach is the consumption of a limited consortium of so-called probiotic microorganisms, mostly from the Lactobacillus and Bifidobacterium genera. Despite decades of research, studies on health claims or probiotics are often contested due to conflicting reports, for example, recent publicly funded large-scale studies showing no beneficial effect in the context of acute gastroenteritis (Freedman et al. 2018; Schnadower et al. 2018). Heterogeneity in therapeutic effects of probiotics may stem from variable capacity of probiotics to colonize the gut, either transiently during supplementation (Zmora et al. 2018) or in a persistent manner following cessation (Maldonado-Gómez et al. 2016; Zhang et al. 2016), as both were only observed in a subset of individuals (Zmora et al. 2018). Importantly, while fecal shedding does not reflect mucosal colonization, the fecal microbiome can be used to predict permissiveness or resistance to colonization (Zmora et al. 2018). Lack of colonization may limit the ability of probiotics to affect the gut microbiome (Zhang et al. 2016; Zmora et al. 2018), and both colonization and an effect on the microbiome may be required to produce a physiological effect in the context of experimental colitis (Suwal et al. 2018) or depression (Abildgaard et al. 2018). Colonization resistance to probiotics may be alleviated following antibiotics treatment, a common scenario in which probiotics are consumed as the means for the prevention of antibiotic-associated diarrhea and reconstitution of the pre-antibiotics configuration. Interestingly, rather than facilitating post-antibiotics microbiome reconstitution, probiotics may in fact delay the restoration of bacterial diversity in mice (Grazul et al. 2016; Suez et al. 2018) and in humans (Kabbani et al. 2017; Suez et al. 2018), which may explain some of the recent associations made between probiotics administered in the context of antibiotics and increased risk of infections (Spinler et al. 2016; Carvour et al. 2018; Oliveira and Widmer 2018).
To conclude, live microbial therapy is currently limited in efficacy. In parallel to addressing safety-related issues, through a better understanding of the interactions between the resident microbiome and supplemented microorganisms (either as probiotics or FMT) we can potentially tailor therapies that will bypass colonization resistance and successfully colonize the GI tract of the individual. An additional focus of research should be on the development of “new-generation probiotics,” consisting of strains of gut-residing microbes that have shown benefits in pre-clinical models are being explored and tested in humans (O’Toole et al. 2017).
2.3 “Postbiotic” Approach
A more refined approach (termed “postbiotics”) focuses on the administration of microbiome-derived bioactive molecules, which has the advantage of bypassing colonization resistance to the bacteria that express them. In addition, natural production of microbial metabolites often relies on the co-existence of a dietary nutrient (e.g., prebiotic fiber) and the presence of a metabolizing commensal, but the guts of individuals not harboring the commensal will not produce the metabolite. Administering the postbiotic product itself circumvents this personalization-related limitation. Noteworthy recent examples are as follows: flavonoid supplementation protected from diet-induced obesity (Thaiss et al. 2016); Muramyl dipeptide of Gram-positive bacteria reduced adipocyte inflammation and insulin tolerance in mice (Cavallari et al. 2017); and a membrane protein from Akkermansia muciniphila improved metabolism in obese and diabetic mice (Plovier et al. 2017). Bioactive molecules can also target the microbiome, as demonstrated by inhibition of trimethylamine production by the administration of a choline analog, potentially reducing atherosclerosis risk (Roberts et al. 2018b).
Major challenges to this approach are understanding the response of the microbiome and the host to the postbiotic metabolite, which may disrupt natural regulatory circuits of its levels or activity, potentially leading to resistance or loss of natural production. The pharmacokinetics of the metabolite should be dissected or improved for it to reach the target site in active concentrations. As with other drugs, the metabolite should be stable and available for mass production.
2.4 Microbiome Engineering
Multiple approaches fall under this broad definition, including the targeted elimination of pathogens, pathobionts, or commensals, e.g., using bacteriophages, or the introduction of strains with a novel engineered trait. Few recent in vivo examples of the latter include strains engineered to increase the immune response to tumors (Zheng et al. 2017), or as biosensors to detect markers of inflammation in the gut (Riglar et al. 2017). Coadministering a nutrient that the strains have been engineered to exclusively utilize in the gut may assist in circumventing colonization resistance to the newly introduced strains (Shepherd et al. 2018).
Utilizing bacteriophages to eliminate pathogens has several advantages over antibiotics: reduced risk of promoting the spread of antibiotics resistance; specificity to a bacterial epitope, thus not disrupting the microbial community or the host; phage infection is self-limiting; and finally, the ease of isolating phages from the environment results in lower costs. Efficacy of phage therapy against multiple pathogens has so far been demonstrated in vivo, with few anecdotal case reports in humans and clinical trials performed thus far (Furfaro et al. 2018). This approach may be further broadened to eliminate pathobionts and commensals. Nonetheless, efficient phage therapy will require overcoming bacterial anti-phage resistance (Asija and Teschke 2018), which may benefit from better understanding or recently described phage-cooperation mechanisms (Erez et al. 2017; Borges et al. 2018; Landsberger et al. 2018).
3 Microbiome in Patient Stratification
Diverging from the generalized “one size fits all” approach, precision medicine strives to utilize individual-specific traits, measurements, and preferences in order to achieve improved efficacy and minimize side effects of treatment and prophylaxis modalities. Inter-individual variations in the presence, absence, and quantity of commensal microorganisms offer a formidable additional array of markers that can be used for patient stratification or improved prophylaxis, with several notable advances made in recent years.
3.1 Microbiome as a Diagnostic Tool
The microbiome can harbor markers useful for early diagnosis and disease-risk prediction, superior to other, more invasive diagnostic tools. For example, children with a high risk for developing type 1 diabetes mellitus (T1DM) exhibit dysbiosis, decreased alpha diversity, and distinct microbiome-associated fecal and serum metabolites even before the overt manifestations of the disease (Vatanen et al. 2018). Levels of specific gut bacteria, including Fusobacterium nucleatum, could accurately distinguish between colorectal cancer patients and controls (Yu et al. 2017). In patients with nonalcoholic fatty liver disease, the microbiome can noninvasively classify advanced fibrosis or milder presentations (Loomba et al. 2017). In addition, microbial signatures can distinguish between patients with cirrhosis and early hepatocellular carcinoma (Ren et al. 2018b). In pediatric ulcerative colitis patients, microbiome markers were associated with remission, refractory disease, and severity (Schirmer et al. 2018). Translating these works into practice will require further validations in multiple cohorts, as well as identifying key taxonomic markers or metabolites from the gut microbiome.
3.2 A Drug for Each Bug?
Nonantibiotic drugs with a human target, especially proton-pump inhibitors and antipsychotics, can interact with the gut microbiome, potentially resulting in modulated activity or toxicity (Spanogiannopoulos et al. 2016; Maier et al. 2018). Prominent examples include the anti-diabetic drug Metformin, which was recently demonstrated to exert its beneficial effect by modulating the microbiome (Wu et al. 2017). Another example was recently described in the context of anti-Programmed cell death protein 1 (PD-1) checkpoint blockade immunotherapies, used as cancer therapies, but effective only in a subset of patients. Stratifying patients into “responders” and “nonresponders,” specific microbiome signatures were found between these groups, with a causative role in mediating the effect of anti-PD1 therapy (Gopalakrishnan et al. 2018; Matson et al. 2018; Routy et al. 2018). Understanding drug–microbiome interactions could enable us to better choose between existing therapies and identify microorganisms or metabolites that may be used as novel adjuvants to improve drug efficacies.
4 Limitations and Challenges in Microbiome Research
In addition to challenges specific to each translational aspect of microbiome research noted above, there are further limitations to consider when addressing basic science questions in the young and still-developing field of microbiome research (Fig. 20.1).
4.1 Effect of Ethnicity and Geography
The majority of trials studying the role of the microbiome in human health have thus far focused on individuals from industrialized societies. However, differences in diets between individuals and populations play a major role in distinguishing between their respective microbiomes, as it was observed studying microbiome from hunter-gatherers (Smits et al. 2017), and U.S. immigrants (Vangay et al. 2018). The contribution of diet was challenged by the notion that microbiome composition of vegans and carnivores in an urban environment in USA is similar (Wu et al. 2016) although this lack of distinction was hypothesized to stem from broad dietary regimen descriptions (e.g., vegan) not being sufficiently descriptive of the diet contents. When the amount of consumed plant material is taken into consideration, the effect of diet is observed (McDonald et al. 2018). Indeed, disentangling ethnicity, diet, lifestyle, and genetics is not a trivial task, especially if small groups residing in distinct regions are characterized. A study of more than 2000 adults from six ethnicities living in Amsterdam identified an effect of ethnicity on the microbiome configuration, which was also partly explained by diet or lifestyle alone (Deschasaux et al. 2018). Confounding effects of ethnicity or geographical location on microbiome configuration may be an important limitation when developing diagnostics based on microbial markers. A study encompassing 7000 individuals from 14 districts in China found that geographical signature on the microbiome surpassed that of conditions such as type-2 diabetes, metabolic syndrome, and fatty liver. Consequently, machine-learning algorithms for the prediction of disease status performed poorly when applied to a population geographically distinct than the one used for training the predictor (He et al. 2018). It is, therefore, crucial to increase the diversity of sampled cohort, not only to improve patient stratification but also to potentially recognize human ancestral health-promoting commensals that may have been lost due to industrialization (Bello et al. 2018).
4.2 Neglected Omes: Nonbacterial Microbiomes
Improved sequencing technologies now enable better characterization of nonbacterial members of the microbial community. The virome may affect human health and serve as a biomarker of disease. Successful treatment of CDI by sterile fecal filtrate suggests a protective role of the virome against C. difficile (Ott et al. 2017), and in another pilot study, FMT performed in CDI resulted in a successful outcome only in the case of high richness of the recipients’ virome (Zuo et al. 2018). Enteric viruses may elicit protective immunity during gut inflammation and ameliorate colitis (Yang et al. 2016). Characterization of the gut mycome is still challenging, due to great variability in the outcome with different extraction methods, as well as poor annotation of the current fungal databases (Vesty et al. 2017). The mycome has been receiving attention as a potential marker for IBD, but with inconsistent results (Hoarau et al. 2016; Liguori et al. 2016; Sokol et al. 2017). Importantly, the mycome may exert its effects on the host through interaction with the bacterial domain (Hoarau et al. 2016). There is a great need in expanding our understanding of the nonbacterial microbiome and unlock its therapeutic potential.
4.3 Extraintestinal Microbiomes
Commensal bacteria may be found in any environment-associated niche of the host and were even suggested to be present in the placenta (Collado et al. 2016; Parnell et al. 2017) and the brain (Roberts et al. 2018a) although the former was recently refuted (Leiby et al. 2018). An analysis of six distinct body sites of healthy humans demonstrated temporal stability (Lloyd-Price et al. 2017), though pathology-associated shifts may occur. Fusobacterium nucleatum, a pathobiont of the oral microbiome, was shown to inhibit human T cell response in CRC (Nosho 2016); several studies suggested Fusobacterium as a good diagnostic marker for CRC, either quantifying the bacterium itself (Wong et al. 2017; Guo et al. 2018) or serum antibodies against it (Wang et al. 2016). DOCK8 deficiency causes in humans recurrent skin infections; recent metagenomic analyses of the skin virome of these patients revealed an increase in papillomavirus sequences, pointing toward the importance of biosurveillance over viral microorganisms in genetically susceptible individuals (Tirosh et al. 2018). Recently, an association was found among disease exacerbation, Th17 response, and highly transcriptionally active Streptococcus and Pseudomonas in COPD patients (Ren et al. 2018a).
4.4 Technical Limitations
While designing and interpreting microbiome-related trials, the following should be considered. First, the descriptive nature of the majority of microbiome studies does not enable to distinguish between incidences in which the microbiome has a causative role in a phenotype and passenger effects. Causality may be demonstrated through recapitulating a phenotype by transferring the microbial community in question to a naive animal, or the microbe-produced metabolites. Quantifying relative abundances of bacteria can be misleading, as an increase in the relative abundance of a taxon could reflect the decrease in other commensals rather than an absolute increase in the abundance of a specific bacterium in question, and differences in microbial load among samples can produce bias in the relative quantification (Gloor et al. 2017). Genuine bacterial quantification in a sample can be achieved through qPCR, statistical algorithms (Rothschild et al. 2018), or combining DNA sequencing with flow cytometry for enumeration (Vandeputte et al. 2017). Differences in the sequencing and computational analysis pipeline can lead to different results. Analyses of 16s rDNA is a well-tested, cost-effective technology that enables to obtain a taxonomic resolution of the microbiome composition. However, it bears some important limitations such as providing bacterial identity solely at the genus level, and being prone to biases due to over-amplification or diverse affinity of the primers for different species. New algorithms utilizing error profiles, such as DADA2 and Deblur, now enable higher resolution analyses (Callahan et al. 2016; Amir et al. 2017). In addition, taxonomic assignment is highly dependent on reference databases, which are incomplete. Shotgun metagenomics analysis provides considerably more information, including functional insights and strain-level resolution; however, it is also prone to bias, mostly due to the impact of the DNA extraction method (Costea et al. 2017).
5 Conclusions and Prospects
The aforementioned challenges may seem to be discouraging, yet they may serve as a guide that distinguishes between microbiome-related discoveries that are already or will potentially be ripe for clinical application in the near future, to basic science questions that still lack fundamental elements before they can be applied. Of the aforementioned, microbiome targeting through FMT or probiotics is already practiced although both methods are associated with inconsistent reports of efficacy for multiple conditions. There is a great need for additional clinical trials with FMT, as well as nonbiased, publicly funded trials regarding probiotics, yet both methods are likely to benefit from identifying factors mediating colonization resistance and how to circumvent it. Integrating the microbiome to precision medicine can assist in improving diagnosis, prophylaxis, and prognosis, but thus far is unrealistic on a broad scale due to the cost of sequencing an individual’s microbiome and the complexity of the analysis. In addition, it is crucial to identify markers that are applicable across distinct populations. Basic science questions remain to be addressed before other therapeutic approaches, including postbiotics supplement, microbiome engineering, and phage therapy, are proven to be safe and efficacious. Importantly, maintaining an effect of microbiome-based therapies may be affected by the host genetics, diet, or lifestyle (Kootte et al. 2017; Smits et al. 2018). Thus, the microbiome may serve as the first step for disease amelioration, but long-term maintenance requires further adaptations from the patient’s side.
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Acknowledgments
The authors thank the Elinav lab for fruitful discussions and apologize to those authors whose works could not be cited due to space limitations. S.F. was supported by a Sergio Lombroso Foundation fellowship. J.S. is the recipient of the Strauss Institute research fellowship. E.E. is supported by Y. and R. Ungar; the Abisch Frenkel Foundation for the Promotion of Life Sciences; the Gurwin Family Fund for Scientific Research; the Leona M. and Harry B. Helmsley Charitable Trust; the Crown Endowment Fund for Immunological Research; the Else Kroener Fresenius Foundation; the estate of J. Gitlitz; the estate of L. Hershkovich; the Benoziyo Endowment Fund for the Advancement of Science; the Adelis Foundation; J. L. and V. Schwartz; A. and G. Markovitz; A. and C. Adelson; the French National Center for Scientific Research (CNRS); D. L. Schwarz; the V. R. Schwartz Research Fellow Chair; L. Steinberg; J. N. Halpern; A. Edelheit, and by grants funded by the European Research Council; a Marie Curie Integration grant; the German–Israeli Foundation for Scientific Research and Development; the Israel Science Foundation; the Minerva Foundation; the Rising Tide Foundation; the Helmholtz Foundation; and the European Foundation for the Study of Diabetes. E.E. is a senior fellow, Canadian Institute of Advanced Research (CIFAR), and an international scholar, The Bill & Melinda Gates Foundation & Howard Hughes Medical Institute (HHMI).
Conflict of Interest
Eran Elinav is a paid consultant to DayTwo and BiomX.
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Federici, S., Suez, J., Elinav, E. (2020). Our Microbiome: On the Challenges, Promises, and Hype. In: Kloc, M. (eds) Symbiosis: Cellular, Molecular, Medical and Evolutionary Aspects. Results and Problems in Cell Differentiation, vol 69. Springer, Cham. https://doi.org/10.1007/978-3-030-51849-3_20
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