Abstract
Hypoxia is a hallmark of tumors leading to (mal-)adaptive processes, development of aggressive phenotypes and treatment resistance. Based on underlying mechanisms and their duration, two main types of hypoxia have been identified, coexisting with complex spatial and temporal heterogeneities. Chronic hypoxia is mainly caused by diffusion limitations due to enlarged diffusion distances and adverse diffusion geometries (e.g., concurrent vs. countercurrent microvessels, Krogh- vs. Hill-type diffusion geometry) and, to a lesser extent, by hypoxemia (e.g., in anemic patients, HbCO formation in heavy smokers), and a compromised perfusion or flow stop (e.g., due to disturbed Starling forces or intratumor solid stress). Acute hypoxia mainly results from transient disruptions in perfusion (e.g., vascular occlusion by cell aggregates), fluctuating red blood cell fluxes or short-term contractions of the interstitial matrix. In each of these hypoxia subtypes oxygen supply is critically reduced, but perfusion-dependent nutrient supply, waste removal, delivery of anticancer or diagnostic agents, and repair competence can be impaired or may not be affected. This detailed differentiation of tumor hypoxia may impact on our understanding of tumor biology and may aid in the development of novel treatment strategies, tumor detection by imaging and tumor targeting, and is thus of great clinical relevance.
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1 Introduction
Approximately 50–60 % of human tumors contain hypoxic regions which show complex spatial and temporal heterogeneities [1–3]. Tumor hypoxia is known to trigger (mal-)adaptive processes, increased tumor aggressiveness and resistance to O2-dependent therapies (e.g., standard radiotherapy, some forms of chemotherapy, photodynamic therapy, immunotherapy and hormonal therapy), all together leading to a poor clinical prognosis [4–6]. Based on underlying mechanisms and their duration, two main types have been identified: chronic and acute hypoxia. This traditional classification is based on empirical observations and generally overlooks the multiple pathogenetic processes involved.
Chronic hypoxia is mainly caused by diffusion limitations [7], whereas acute hypoxia has been thought to preferentially result from temporary flow stops [8, 9]. In each of these hypoxia subtypes, oxygen supply is critically reduced, but perfusion-dependent delivery of diagnostic and therapeutic agents, supply of nutrients and removal of waste products, and repair competence can vary or may be unaffected [10]. Thus, detailed differentiation of tumor hypoxia may impact on our understanding of tumor biology and may aid in the development of novel treatment strategies (e.g., modulation of fractionation schedules), in tumor detection by imaging and tumor targeting, and is thus of upmost clinical importance far beyond an academic discussion. In this chapter, an updated review of the pathogenesis of hypoxia subtypes and their biological/clinical implications is therefore presented. Eventually, this updated classification of tumor hypoxia may also result in a better understanding of mismatches between perfusion and hypoxia in tumor imaging.
2 Chronic Hypoxia
According to a recent quantification of hypoxia in vital tumor tissue of xenografted squamous cell carcinomas of the head and neck, chronic hypoxia is the dominating subtype (mean = 77 % of total hypoxia [range: 65–86 %], total hypoxia covering 45 % of vital tumor tissue [range: 27–57 %]), with pronounced heterogeneity between individual tumors and between tumor lines [11].
Causes, the estimated time frame, major biological consequences, the therapeutic relevance and the prognostic power of chronic hypoxia are listed in Table 3.1. By definition, a reduced or abolished oxygen supply is inherent in each of these different pathogenetic mechanisms leading to chronic hypoxia. Perfusion- (convection-) dependent nutrient supply, waste removal, delivery of anticancer agents (e.g., chemotherapeutic drugs, antibodies or immune cells) or diagnostic agents for tumor imaging can be impaired or may not be affected, depending on the causative mechanism (Table 3.2).
3 Acute Hypoxia
Pathophysiologically speaking, acute hypoxia can be divided into two further subgroups: ischemic and hypoxemic hypoxia, the latter being characterized by plasma flow only (Table 3.3). In fluctuating or intermittent hypoxia caused by spontaneous fluctuations of red blood cell fluxes, hypoxia levels during the temporary drop of intravascular hematocrit are often not reached (e.g., [12]). In these cases, effects preferentially triggered by the formation of reactive oxygen species have to be considered. Ischemic hypoxia is preferentially caused by transient flow stops or critically reduced perfusion due to physical obstructions, such as by aggregates of tumor cells, blood cells or fibrin clots in the vessel lumen. In analogy with Table 3.2, relevant supply conditions are listed for subtypes of acute hypoxia in Table 3.4.
4 Hypoxia-Associated Biological and Clinical Implications
Major biological and clinical implications of chronic and acute hypoxia are listed in Tables 3.1, 3.2, 3.3, and 3.4. Unfortunately, there is no clear consensus on the biological and clinical consequences of the different hypoxia subtypes [13]. For example, there is opposing in vivo experimental evidence that chronic hypoxia can lead to both regressive changes and tumor progression depending on the cell line used, whereas for acute hypoxia there is a general trend towards development of an invasive phenotype. This is most likely due to changes in the transcriptome, gene expression, proteome and metabolome (metabolic reprogramming). In addition, experimental evidence has demonstrated that in vitro acute hypoxia leads to genomic instability due to reduced DNA damage repair or due to the generation of reactive oxygen species during hypoxia-reoxygenation episodes (for reviews see [14, 15]). A number of in vivo experimental studies have verified that acute hypoxia can cause accelerated tumor growth and metastasis. Based on so far inconsistent data, there seems to be a general trend towards development of a more aggressive phenotype upon acute hypoxia than after chronic hypoxia. Responses following acute hypoxia most probably are driven by a transient stabilization of HIF-1α, possibly the most important factor for hypoxia-induced signaling, whereas the expression and activity of HIF-2α is often less prominent in cancer cells but can be strong in macrophages [16]. HIF-2α may not stimulate the glycolytic pathway [17].
5 Conclusions
Biological and therapeutic consequences seem to be different for “static,” chronic hypoxia and “dynamic,” acute hypoxia. Thus, a distinction between and quantification of these subtypes may be mandatory. Acute and chronic hypoxia have been convincingly described for the experimental/preclinical setting. Direct evidence in clinical (radio-)oncology has so far not been provided, mainly due to the lack of valid detection and quantification methods. Thus translation of experimental findings into the clinical practice urgently needs more advanced technologies (e.g., imaging techniques, use of valid modeling) before modifications in currently used radiotherapy regimens are implemented [13].
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The authors thank Dr. Debra Kelleher for her valuable editorial help during preparation of this manuscript.
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Dedicated to the memory of Dr. Britton Chance on the occasion of his 100th birthday (July 24, 2013), and remembering many exciting discussions on the inadequate and heterogeneous oxygenation of breast cancer.
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Vaupel, P., Mayer, A. (2014). Hypoxia in Tumors: Pathogenesis-Related Classification, Characterization of Hypoxia Subtypes, and Associated Biological and Clinical Implications. In: Swartz, H.M., Harrison, D.K., Bruley, D.F. (eds) Oxygen Transport to Tissue XXXVI. Advances in Experimental Medicine and Biology, vol 812. Springer, New York, NY. https://doi.org/10.1007/978-1-4939-0620-8_3
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