FormalPara Key Points

Acne keloidalis, central centrifugal cicatricial alopecia, dissecting cellulitis of the scalp, pseudofolliculitis barbae, traction alopecia, and keloids are the most common follicular and scarring disorders in skin of color

Hair grooming practices, such as the use of chemical relaxing, heat straightening, tight braiding and weaving, and close shaving of tightly coiled hair, are linked to the pathogenesis of these conditions

Patient education and behavior modifications can help prevent the progression of these conditions

1 Introduction

Skin of color, also known as ethnic skin, is described as skin of individuals of African, Asian, Hispanic, Native-American, Middle Eastern, and Pacific Island backgrounds. Differences in hair morphology, hair grooming, cultural practices, and susceptibility to keloid scarring exist within these populations and require special consideration by the clinician.

Studies of hair in the Black population have shown differences such as flat elliptical-shaped hair strands, curved hair follicles [1], and fewer elastic fibers anchoring hair follicles to the dermis [2]. Hair strands of Asians are round with the largest cross-sectional area [3]. The structure and texture of ethnic hair has influenced hair-grooming practices, including the use of chemical relaxers, heat styling, and tight braiding and weaving [4]. Cultural practices also influence hair styling [5]. Differences in hair morphology and hair-grooming practices have been implicated in the pathogenesis of hair and scalp disorders in ethnic populations.

In addition to follicular disorders, scarring disorders are of particular concern in ethnic populations. Keloid scarring is more prevalent in those of African, Asian, and Hispanic descent [6]. Central centrifugal cicatricial alopecia (CCCA) is a scarring alopecia almost exclusively seen in patients of African descent [4].

The most prevalent follicular and scarring disorders in skin of color include acne keloidalis (AK), CCCA, dissecting cellulitis of the scalp (DCS), pseudofolliculitis barbae (PFB), traction alopecia (TA), and keloids (Table 1).

Table 1 Follicular and scarring disorders in skin of color

In considering therapeutic regimens for ethnic skin, the potential for side effects, such as dyspigmentation and keloid scarring, must be considered. The distinct features of ethnic skin and hair may present unique challenges to the clinician, and knowledge of these differences is essential to providing adequate care.

For our review of literature, we consulted PubMed, EMBASE, Cochrane Library, MD Consult, Web of Science, and Google Scholar with specific search terms (Table 2). Bibliographies of relevant articles were evaluated for further sources. We included cohort and cross-sectional studies, review articles, case reports, and randomized controlled studies with research participants primarily of color from January 1950 to January 2014. Publications not pertaining to pathogenesis, presentation, or management, and publications without objective methods were excluded.

Table 2 Search terms used for literature review

2 Acne Keloidalis

AK is a chronic scarring folliculitis characterized by papules, pustules, and keloidal plaques on the occipital scalp. It was first described by Bazin in 1869 as “dermatitis papillaris capillitii” and later renamed “acne keloidalis” by Kaposi [7]. AK has been described in all races but predominantly affects Black men under the age of 50 years, followed by Hispanic, Asian, and White men [8]. AK also occurs in women [9, 10], with a ratio of occurrence in men to women of 20:1 [11]. Though benign, AK can negatively affect quality of life [12].

2.1 Pathogenesis

The etiology of AK is unclear, but many theories exist. Sperling et al. [13] suggested that AK is a primary cicatricial alopecia, with similar pathogenesis to CCCA. The proposed pathogenesis involves antigens on the follicular epithelium or intrafollicular canal that incite an inflammatory response, damaging follicular components. This damage leaves residual hair shaft and follicular epithelial fragments that can cause hypertrophic scarring and keloid formation. Possible antigens include “demodex, normal skin flora (fungal spores and bacteria) and their metabolic by-products, cosmetics, sebum, and desquamated keratinocytes” [13]. Herzberg et al. [14] described a similar mechanism. Through histopathological evidence, both Sperling et al. [13] and Goette and Berger [15] claim that there is no pathogenic relationship between AK and PFB.

In contrast to the theory that AK is a primary cicatricial alopecia, it has been proposed that AK is induced by mechanical irritation. Trauma from razors and electric clippers along the occipital hairline has been implicated. Salami et al. [12] found that 90 % of 30 cases of AK had the precipitating event of a haircut by a barber. Khumalo et al. [16] also found this association. Burkhart and Burkhart [17] claim that AK is a form of lichen simplex chronicus and that manual scratching induces a follicular foreign body response and can lead to bacterial infection.

It has been suggested that in football players, nuchal acne mechanica (AM) may progress to AK as a result of irritation and secondary infection from helmet use [18]. However, a study of 453 American football players by Knable et al. [19] found that nuchal AM and mechanical irritation from helmet use was not sufficient as a primary cause of AK.

2.2 Presentation

Clinically, AK presents as 2–4 mm papules and pustules along the occipital hairline, which may coalesce to form keloid plaques in a band-like distribution [11] or large keloid nodules [20] (Fig. 1). Subcutaneous abscesses with sinus drainage may form, and scarring alopecia may develop in the involved region. Unlike acne, AK is not comedonal in nature [11]. AK may be associated with pruritus or pain and can cause great cosmetic concern to patients [8].

Fig. 1
figure 1

Acne keloidalis. Cluster of 1–2 mm dome-shaped perifollicular papules on the occipital scalp of an African-American man

Histopathologically, AK lesions show perifollicular inflammation at the isthmus and lower infundibulum with a neutrophilic, lymphocytic, or plasmacytic infiltrate [13, 14]. Other reported features include the absence of sebaceous glands, thinning or destruction of the follicular epithelium, granulomatous inflammation, and scarring at the deep isthmus of the hair follicles [14]. Residual hair fragments may be trapped within the inferior portion of the follicle [13, 14].

2.3 Management

Strategies to prevent exacerbation or future development of AK should be discussed with patients. Avoidance of apparel such as hats or shirts with high collars is recommended [11]. Hairstyles cut close to the scalp and the use of razors/hair clippers along the occipital hairline should be discontinued [11, 21].

Mild to moderate cases of AK may respond to treatment with class I or II corticosteroids, sometimes in combination with topical antibiotics or retinoic acid [11]. In an open-label study by Callender et al. [22], clobetasol propionate 0.05 % and betamethasone valerate 0.12 % foams improved AK. A small-scale study found a regimen of imiquimod 5 % cream for 5 consecutive days per week for 8 weeks effective [11]. Other therapies include intralesional steroid injections and cryotherapy, which both carry the risk of hypopigmentation of the treated area for 12–18 months [11]. Long-pulse neodymium-doped yttrium aluminum garnet (Nd:YAG) lasers and long-pulse diode lasers have been shown effective in improving and successfully treating AK [23, 24].

Severe cases may require surgical excision. Options include excision with skin grafting, excision with primary closure, and excision with secondary intention healing [20]. Excision with skin grafting is associated with a less desirable cosmetic outcome due to atrophic shiny grafts that may not match the patient’s skin color [25]. Excision with primary closure has been reported as effective [25], but complications such as stretching of the scar and limited movement of the neck have been reported [26]. These complications may be avoided by performing the closure in multiple stages [25]. Excision with secondary-intention healing was found effective and more cosmetically desirable than primary closure [26] but may require more involved wound care [25].

3 Central Centrifugal Cicatricial Alopecia

CCCA is a chronic progressive scarring alopecia that originates at the vertex or crown of the scalp and spreads outward centrifugally. This condition primarily presents in middle-aged Black women, but has also been reported in young women and in men [27]. The condition was first described in 1968 by LoPresti et al. [28] with the name “hot comb alopecia,” as its cause was thought to be hot comb use. It was later renamed “follicular degeneration syndrome (FDS)” by Sperling et al. [29] to incorporate its histopathological features and “central centrifugal scarring alopecia” by Sperling et al. to include it in a group of closely related scarring alopecias [29]. Most recently, the name ‘central centrifugal cicatricial alopecia’ was adopted by the National Hair Research Society to distinguish it from other forms of scarring alopecia [30].

Though Halder et al. [31] described CCCA as the fifth most common dermatosis in African-Americans, its prevalence has not been well defined. A recent study performed by Olsen et al. [32] reported an incidence of 5.6 % in a group of 233 participants of similar composition to the general population, but a large-scale epidemiological study has not been performed.

3.1 Pathogenesis

The etiology of CCCA is not completely understood. An existing theory is that CCCA is caused by traumatic hairstyling practices, such as tight braids, weaves, or cornrows and the use of chemical relaxers, texturizers, or heat. Headington [33] postulated that CCCA (known as FDS at the time) was caused by the repeated injury of follicular stem cells from chemical and physical trauma. This aligned with a theory previously proposed by Nicholson et al. [34] in their publication, Cosmetically Induced Alopecia, that CCCA was caused by external insults. Ackerman hypothesized that FDS was a form of TA [4]. In a recent cross-sectional survey of 326 black women, Kyei et al. [35] found a significant association between severe CCCA and traction caused by hairstyles (e.g. braids and weaves), but not with heat or chemical relaxers. This finding supports previous theories implicating traction. This is in contrast to previous studies by Khumalo and Gumedze [36] and Olsen et al. [37] that found no association between traumatic styling and CCCA. Kyei et al. [35] also reported a positive correlation between CCCA, bacterial scalp infections, and type 2 diabetes mellitus, but potential mechanisms have not been suggested.

Genetics may play a role in the pathogenesis of CCCA. Dlova and Forder [38] reported a possible genetic etiology in two South African families. Members of both families presented with clinical and histological features of CCCA, with no history of chemical relaxers or traumatic hairstyling [38]. Dlova et al. [39] reported an autosomal dominant pattern of inheritance of CCCA in 14 Black South African families. Of the 31 participants with CCCA, six (19.4 %) did not have a history of chemical processing or traction hairstyling, suggesting a potential genetic etiology. Olsen et al. [32] found that 27 % of women with pattern 3–5 hair loss on the Central Hair Loss Photographic Scale had mothers with the same pattern, but whether the association is genetic or due to similar hair styling practices is unclear.

3.2 Presentation

Clinically, CCCA presents as scarring at the vertex or crown of the scalp and spreads centrifugally (Fig. 2). Patients may report scalp tenderness or pruritus, and short brittle hair strands may be seen at the affected region [40]. Callender et al. [41] proposed that early stages of CCCA may present as hair breakage at the vertex of the scalp, with or without scalp symptoms.

Fig. 2
figure 2

Central centrifugal cicatricial alopecia. Smooth patch of alopecia with complete loss of follicular orifices on the crown of an African-American woman

Histopathologically, CCCA shares features with other scarring alopecias such as perifollicular lymphocytic infiltrate, perifollicular fibroplasia and loss of sebaceous epithelium [42]. Desquamation of the inner root sheath and eccentric thinning of follicular epithelium are distinctive features of CCCA [43]. Miteva and Tosti [44] proposed that “goggles,” or “compound follicular structures formed by the fusion of their outer root sheaths and surrounded by concentric fibrosis with or without inflammation,” are diagnostic, especially when found at the level of the lower follicle. End-stage histopathological changes are noted to be indistinguishable from other forms of cicatricial alopecia [43].

The differential diagnosis of CCCA includes lichen planopilaris (LPP), frontal fibrosing alopecia (FFA), folliculitis decalvans (FD), discoid lupus erythematous (DLE), female pattern hair loss (FPHL), and TA. LPP can originate at the vertex of the scalp and spread centrifugally, but can occur on all areas of the scalp [4]. FFA is localized to the frontal temporal hairline and may involve eyebrow or body hair loss [45]. FD most commonly involves the vertex and occipital area of the scalp and presents as follicular pustules within or surrounding areas of alopecia [42]. Patients with FD may experience spontaneous bleeding, pruritus, or pain [46]. TA commonly occurs in the frontotemporal region and presents as alopecia surrounded by retained hairs [47], perifollicular hyperkeratosis, and folliculitis. Histopathologically, and in contrast to CCCA, sebaceous glands are retained [44]. In FPHL, there is a decrease in hair density that can occur centrally, but FPHL is a non-scarring alopecia characterized by a miniaturization of terminal hair follicles [48] and not follicular epithelial destruction. Lesions of DLE are characterized by follicular plugging, telangiectasias and scale [42].

3.3 Management

Though the etiology of CCCA has not been fully elucidated, it has been recommended that patients eliminate or reduce potentially traumatic haircare practices. Styles such as tight braids, twists, weaves, and cornrows should be avoided, as well as heavy hair grease and hardening gels or sprays. The application of excessive heat from pressing combs, flat irons, and hooded or blow dryers should be discontinued, especially on chemically processed hair [42]. The adoption of a ‘natural’ hairstyle (free of chemical relaxers, texturizers, or dyes) has been recommended, but if this is not possible, relaxers should be applied by a professional, and the frequency decreased to once every 8–12 weeks [40, 42]. Patients should ask their stylist to use a mild formulation, apply a protective base to the scalp, and neutralize after no more than 20 min [4, 40]. It has also been recommended that chemical treatments, such as dyes, should not be applied to relaxed hair [4].

Currently, there are no clinical trials showing the effectiveness of medical therapies for CCCA, but clinicians have advocated symptomatic treatment. Early intervention is key, as hair loss is often permanent once scarring has occurred.

Mid- to high-potency topical steroids can control local inflammation [4] but may not extend to deep areas of inflammation seen in CCCA [42]. Intralesional steroids such as triamcinolone acetonide can be injected monthly around the margins of active areas as well as surrounding areas of normal-appearing scalp to prevent the spread of inflammation. Dosing up to 10 mg/ml has been suggested [4], but potential side effects include hypopigmentation and atrophy. Oral antibiotics such as tetracyclines have been suggested for their anti-inflammatory and anti-bacterial properties [42]. A seborrheic dermatitis regimen may be used to reduce pruritus and scaling, and hair should be washed once weekly [40]. After inflammation has been controlled, topical minoxidil 2 or 5 % solution or 5 % foam may be used to stimulate hair growth in viable areas of scalp [42]. Once inflammation has been controlled for 12 months, hair replacement options may be considered [42].

4 Dissecting Cellulitis of the Scalp

DCS, also known as perifolliculitis capitis abscedens et suffodiens or Hoffman’s Disease, is a chronic inflammatory condition of the follicles of the scalp, characterized by fluctuant nodules and cysts, draining sinus tracts, and secondary scarring alopecia [49]. The lesions of DCS can be both painful and disfiguring [50]. It was first described by Spitzer [51] and most commonly affects Black males in their third to fifth decade of life [52]. However, DCS has been reported in other races [5355] and in male and female pediatric patients [56, 57]. DCS has been linked to osteomyelitis of the skull [58], sternocostoclavicular hyperostosis [59], squamous cell carcinoma [60], and spondyloarthritis [61].

4.1 Pathogenesis

The pathogenesis of DCS is thought to involve follicular occlusion. The pilosebaceous unit can become occluded with keratin, followed by follicular expansion and inflammation [57]. Follicular dilatation occurs, followed by secondary bacterial infection, resulting in a folliculitis or perifolliculitis [62]. Dilated follicles can then rupture, releasing keratin and bacteria and precipitating a neutrophilic and granulomatous response [63]. Abscesses form and eventually become connected by sinus tracts [62]. The pathology of DCS is similar to that of hidradenitis suppurativa, acne conglobata, and pilonidal cysts, and all are considered part of the ‘follicular occlusion triad’ or tetrad [50]. A genetic connection has not been made, but familial cases of DCS have been reported [64].

4.2 Presentation

DCS initially presents as folliculitis at the vertex and occipital scalp [49]. It can then spread and form inflammatory pustules, fluctuant cysts and abscesses, suppurative nodules, and draining sinus tracts [65]. The chronic inflammation in DCS may cause hypertrophic scarring, keloids, and cicatricial alopecia [49] (Fig. 3). As DCS is considered a part of the follicular occlusion tetrad, hidradenitis suppurativa, acne conglobata, and pilonidal cysts may also be present [50].

Fig. 3
figure 3

Dissecting cellulitis. Residual scattered patches of alopecia on the scalp of an African-American man treated with isotretinoin

The differential diagnosis of DCS includes AK, tinea capitis, and FD. AK does not present with sinus tracts, suppurative nodules, or extensive scarring alopecia [63]. Though tinea capitis has been reported to mimic DCS in presentation [66], KOH preparation or a positive fungal culture can differentiate the two processes. Folliculotropic mycosis fungoides can also mimic DCS, and treatment-resistant cases of DCS should be evaluated for lymphoma [67]. Both FD and tufted folliculitis can cause a scarring alopecia, but do not present with sinus tracts or nodules [63, 68].

The histopathological appearance of DCS includes distension of the follicular infundibula with perifollicular, mixed, neutrophilic, and lymphoplasmacytic inflammation [69]. This inflammatory infiltrate is located at the dermis or subcutaneous level and leads to the destruction of follicular units [69, 70]. Abscesses, granulomas, and giant cells can accompany the follicular destruction [70]. Left untreated, abscesses can form sinus tracts. Following destruction of the follicle, fibrosis of both the dermis and superficial fat occurs [69]. On trichoscopy, a potential defining characteristic of DCS are three-dimensional yellow ‘dots’ imposed over dystrophic hairs [71].

4.3 Management

Available treatment methods for DCS are medical, destructive, and surgical. Medical therapy is considered first-line treatment [72] and includes intralesional steroids, oral tetracyclines, antibiotic soaps [63], isotretinoin as monotherapy or in combination with rifampin [7375], oral zinc [76], prednisone [77], and ciprofloxacin [78]. The tumor necrosis factor (TNF) inhibitors adalimumab [79, 80] and infliximab [81] have also been reported as treatment, but DCS may return upon discontinuation [79].

Destructive therapies for DCS include laser and radiation beam epilation and provide another option for patients who have failed medical therapy. Boyd and Binhlam reported the successful use of an 800 nm pulsed diode laser in treating resistant DCS [82]. Chinnaiyan et al. [83] suggested that radiation beam therapy can be a safe and effective treatment method for recalcitrant DCS; no long-term toxicity was noted. Treatment with a 1,064 nm long-pulse Nd:YAG laser was associated with less pus formation, less dependence on systemic medications, and an attenuated or terminated disease process without dyspigmentation. Terminal hair regrowth was reported in some patients [84].

Surgical options exist for the treatment of DCS. Initially, incision and drainage can treat the lesions [85]. For very resistant DCS, the scalp and diseased tissue is completely removed and replaced with a split-thickness skin graft [62]. This method was first reported by Williams et al. [62] in 1986, and successful results have been reported in subsequent case reports [56, 86, 87].

5 Pseudofolliculitis Barbae

PFB is an inflammatory condition affecting men and women with tightly coiled hair. It presents as perifollicular papules and pustules, primarily affecting the neck and face [88]. It was first described by Fox [89] and called “pseudofolliculitis of the beard” by Kligman and Strauss [90] in 1956. Other names include pili incarnati, folliculitis barbae traumatica, sycosis barbae, ingrown hairs, or razor bumps [91]. The pathogenesis of PFB is complex but is associated with shaving and other forms of hair removal. Though PFB can occur in all races, it primarily affects men of African descent, with a reported prevalence of 45–83 % [92]. Latinos are the next most affected group [93]. PFB can also occur in women [94] and mostly affects the axillae and pubic area [95]. Women of African or Hispanic descent who have hirsutism or hypertrichosis have a similar incidence of PFB as men [95]. PFB can present a significant obstacle for people employed in industries/sectors with strict requirements for grooming, most notably the US military, where servicemen are expected to be cleanly shaven [95].

5.1 Pathogenesis

PFB is most commonly precipitated by shaving. When tightly coiled hair is shaved, sharp tapered edges can remain and can enter the skin through extrafollicular or transfollicular penetration [11]. In extrafollicular penetration, hair that has exited the follicle grows toward the scalp and penetrates the epidermis and dermis [95]. Transfollicular penetration is usually caused by shaving against the grain while the skin is pulled taut. When the skin is released, hair retracts back into the follicle and penetrates the epidermis and dermis [95]. Hair plucking can also precipitate transfollicular penetration [93]. Penetration causes an invagination of the epidermis and forms a ‘pseudofollicle’. The epidermis can rupture, inciting a foreign body response that manifests as inflamed perifollicular papules or pustules [91]. Post-inflammatory hyperpigmentation can follow [93]. The lesions of PFB are usually sterile but can become secondarily infected. When the hair grows to 10 mm in length, the embedded hair can release naturally through spring-like action [96].

In addition to shaving practices, genetics may also play a role in the pathogenesis of PFB. In a study of 200 men and women, Winter et al. [97] found that that 36 % of affected individuals had a disruptive Ala12Thr polymorphism of keratin K6hf compared with 9 % of unaffected individuals. It is believed that this mutation is partially responsible for the phenotypic expression of PFB, but the mechanism is not clear [97, 98].

5.2 Presentation

PFB presents as 2–4 mm inflammatory papules or pustules, located primarily in the beard distribution. The most common site of presentation in men is the neck and in women is the chin [95] (Fig. 4). These follicular-based lesions may be flesh-colored, erythematous or hyperpigmented, and accompanied by pruritus and pain [95]. Secondary bacterial infection, hypertrophic scarring, or keloid formation may also occur [88]. Trapped hairs can grow in a parallel fashion and appear as grooves or depressions in the skin [11]. Other areas subject to shaving, such as the axillae, legs, pubic area, and scalp, are susceptible to PFB [11].

Fig. 4
figure 4

Pseudofolliculitis barbae. Discrete perifollicular papules over the chin and extending to the neck in an African-American woman

The differential diagnosis for PFB includes acne vulgaris, bacterial folliculitis, traumatic folliculitis, tinea barbae, and sarcoidal papules [11, 95]. Acne vulgaris is comedonal in nature and can present in non-hair-bearing areas. Cultures of bacterial folliculitis will be positive, whereas PFB can be sterile, unless infected secondarily [95]. Traumatic folliculitis will regress a few days after shaving has been discontinued unlike PFB, which will remain for at least a week [11]. Tinea barbae presents as erythematous annular plaques with overlying scale that are unilateral and confluent and fungal cultures will be positive. Sarcoidal papules have a similar presentation to PFB [11].

Histopathologically, PFB is characterized by a foreign body inflammatory response to an invading trapped hair [72]. Epidermal penetration will show invagination with an inflammatory infiltrate, often with intraepidermal microabcesses [11]. Dermal penetration will incite a more intense inflammatory reaction and is accompanied by a downgrowth of the epidermis in an attempt to release the entrapped hair [90]. Giant cells and fibrosis may also be present [95].

5.3 Management

Patient education is important for the management of PFB. As shaving is implicated, it is recommended that patients discontinue the practice [11]. For patients who wish to continue shaving, there are suggested techniques that may decrease the activity of PFB. For each shave, patients should use a new sharp blade razor [91] or an electric razor that leaves hair 2–3 mm long [93]. It is recommended that they shave in the direction of hair growth without holding the skin taut and avoid shaving close to the skin [91]. Though it has been suggested that blade razors have single [93] or no more than two blades [91], Daniel et al. [99] found that an increased number of blades (three or five) was associated with a reduction in the number of ingrown hairs and improvement in severity of PFB. An alternative to shaving is the use of a depilatory cream. In a randomized trial, Kindred et al. [100] found that depilatory creams were associated with fewer papules and a smoother appearance than manual razors but were also associated with more irritation.

Topical therapies have been suggested but there are limited studies evaluating their use. One recommendation is the alternation of a topical steroid and a topical retinoid [93]. Topical antibiotics such as clindamycin have also been suggested [93] as well as glycolic acid [101]. A randomized controlled trial by Cook-Bolden et al. [102] demonstrated the efficacy of a regimen of benzoyl peroxide 5 %/clindamycin 1 % gel over a 10-week period. They reported a 32.8 % reduction in pustules and papules at week 2 and a 63.9 % decrease at week 10. These therapies may improve severity of PFB but do not offer a cure.

Laser therapy is considered the treatment modality closest to a cure [72]. Laser hair reduction has been associated with a significant decrease in papule/pustule formation in PFB [103, 104], with reported improvement for up to 3 months [104]. A previous concern with laser therapy on skin of color has been the potential for epidermal damage of the skin. The use of long-pulse diode and Nd:YAG lasers has allowed for improved safety of hair removal in darker skin types [105]. Weaver and Sagaral [104] found that treatment with a 1,064 nm long-pulse Nd:YAG laser significantly reduced the number of papules/pustules in patients with type V or VI skin. Smith et al. [106] found that the use of a modified 810 nm super long-pulse diode laser is effective in treating PFB in type V skin, with a reduced safety profile in type VI skin [107]. In a two-phase observational study, Ross et al. [103] found that the use of a long-pulse Nd:YAG laser was associated with decreased pustule/papule formation in skin types IV, V, and VI. The addition of eflornithine hydrochloride 13.9 % cream to laser therapy was found to expedite hair reduction and decrease the number of inflammatory pustules [108]. Though laser therapy may prove effective in some patients, it can be a painful procedure requiring local anesthetics. Potential side effects include dyspigmentation, blistering, crusting, and scarring [11].

6 Traction Alopecia

TA is hair loss caused by repetitive or prolonged tension on the hair due to tight hairstyling. While usually located on the frontal hairline and temporal region, TA can occur anywhere on the scalp [49]. While TA is most common in women of African descent [109], a high prevalence has also been reported in Hispanic women [47]. TA also occurs in men [110] and in the pediatric population [111]. It has also been reported in patients of other races and groups who wear their hair in tight ponytails or buns, such as ballerinas [112], Japanese and European women [113], and Sikh men and boys. In the Sikh religion, males are not permitted to cut their hair; they twist their hair tightly on their scalp and cover it with a turban. This constant tension has been implicated in cases of TA within this group [110, 114, 115]. The hair loss in TA can be reversed if the traction is released, but continued tension can lead to permanent hair loss [115].

6.1 Pathogenesis

The precipitating factor in TA is thought to be hairstyling that causes tension and stress on the scalp. Hair practices such as tight braiding [116], hair extensions that are sewed or glued onto the scalp, tight ponytails [115], and the use of hair rollers [117], hard gels, or hairsprays around the hairline have been implicated. The use of chemical relaxers concomitantly with tight hairstyles has also been associated with TA [118, 119]. The pathogenesis involves mechanical loosening of hair strands from the follicle, resulting in perifollicular inflammation [52]. Continued inflammation from tension can lead to permanent alopecia [115].

6.2 Presentation

Clinically, TA presents as hair loss or thinning around the frontal hairline or temple region, but can occur anywhere on the scalp [49]. An early sign of traction is perifollicular erythema, accompanied by follicular-based papules or pustules [72]. Clinical manifestations of early- and late-stage TA include the loss of follicular ostia and the presence of retained hair along the frontal or temporal rim, known as the ‘fringe sign’ [47]. Folliculitis and perifollicular hyperkeratosis may be present [49].

The differential diagnosis for TA includes ophiasis pattern alopecia areata (AA) and FFA [72]. In AA, follicular ostia are retained, there is no perifollicular hyperkeratosis, and eyebrow involvement can occur [47]. In FFA, follicular ostia are absent, there is no retention of hair along the frontal or temporal rim (fringe sign), and eyebrows can be affected [47]. For hair loss that occurs elsewhere on the scalp without a clear history of tight hairstyles, androgenic alopecia, telogen effluvium, CCCA, and trichotillomania should also be considered.

Histopathologically, the characteristic appearance of early TA is the preservation of sebaceous glands with decreased follicular number. Follicular scarring may or may not be present, and vellus follicles outnumber the terminal follicles [44]. In end-stage TA, follicular scarring is present and the number of sebaceous glands may be reduced. Residual terminal hair follicles are surrounded by fibrosis and a lymphoplasmacytic infiltrate can be seen at the level of the infundibulum [120].

6.3 Management

The first step in managing TA is the removal of hairstyles that are causing traction [121]. Without removal of the tension, TA may progress and render medical therapies less effective [115]. Patients should temporarily discontinue the use of heat or chemical treatments that can cause further damage to the scalp [121]. Sikh patients can be advised to tie their hair loosely at the scalp and to not wear their turban at night [114, 115].

Medical therapies may decrease inflammation and slow, if not prevent, the progression of TA. Oral and topical antibiotics can be used for their anti-inflammatory properties [122]. Topical or intralesional corticosteroids can also control inflammation at the periphery of the hair loss [122]. Khumalo and Ngwanya [123] reported the effective use of 2 % topical minoxidil in recovering hair loss caused by TA [124].

7 Keloids

Keloids are fibroproliferative scars that develop following dermal trauma. The scar extends past the border of the original wound and can be disfiguring. Without intervention, keloid scars will not regress, and recurrence is common even with treatment [125]. Keloids can occur in any race but are more prevalent in people of African, Asian, and Hispanic descent [6] and have a slight female predominance [126]. In Black and Latino populations, the incidence has been reported as 16 %, which increases during puberty and pregnancy [127]. Patients between the ages of 10 and 30 years are most at risk [128]. In addition to cosmetic issues, keloids can be associated with pruritus and pain and can cause emotional distress [125].

7.1 Pathogenesis

The pathogenesis of keloids has not been fully elucidated. It is thought that keloid formation occurs in part due to aberrant fibroblast activity. Fibroblasts derived from keloids were found to overexpress the pro-fibrotic cytokines transforming growth factor (TGF)-β1/2 and their receptors [129]. Expression of platelet-derived growth factor (PDGF), a factor that stimulates extracellular matrix (ECM) production and collagenase activity, is also increased in keloid fibroblasts. Increased levels of vascular endothelial growth factor (VEGF), connective tissue growth factor (CTGF), and procollagen I were also found [130]. In addition to the overexpression of growth factors, it has been shown that keloids have a slower rate of apoptosis [125]. The role of apoptosis in inhibiting cell proliferation and degradation of the ECM is important in wound healing. Mutations in the tumor suppressor gene p53 have been reported in keloids and may play a role in the altered apoptosis [131]. In addition to fibroblasts, melanocytes may contribute with their ability to stimulate fibroblast growth and proliferation, increase collagen synthesis and ECM deposition, and activate the TGF-β signaling pathway [132].

The prevalence of keloids in certain ethnic populations and in twins has suggested a possible genetic cause [128, 133]. Marneros et al. [133] performed a study of the clinical and genetic characteristics of 14 pedigrees with familial keloids and found an autosomal dominant pattern of inheritance with incomplete penetrance and variable expression. A genome-wide linkage search by the same authors found susceptibility loci on chromosome 2p23 in a Japanese family and on chromosome 7p11 in an African-American family [134]. Yan et al. [135] suggested two susceptibility loci on chromosome 15q22.31–q23 and chromosome 18q21.1.

7.2 Presentation

Clinically, keloids present as firm, raised scars. In patients with fair complexions, keloids can be erythematous and telangiectatic (Fig. 5). In patients with darker complexions, the lesions can be hyperpigmented [125] (Fig. 6). The most common locations for keloid formation are the sternum, earlobes, shoulders, posterior neck, and upper back [136]. The lesions can be pruritic and painful and are associated with areas of dermal trauma, though the traumatic or inflammatory event may be unknown [137]. Keloids usually appear within 1 year of trauma, but a delay of 24 years has been reported [138]. The differential diagnosis for keloids includes hypertrophic scars. While hypertrophic scars remain confined to the area of the original wound, keloids expand beyond the border of the wound [139]. Hypertrophic scars appear soon after the injury and regress over time, while keloid scars can have a delayed presentation and do not spontaneously resolve [140]. Histological features of keloids include hyalinized collagen, a tongue-like advancing edge under normal appearing epidermis and papillary dermis, horizontal cellular fibrous bands in the upper reticular dermis, and prominent fascia-like bands [141].

Fig. 5
figure 5

Keloid scar. Erythematous firm bow-tie-shaped firm plaque on the chest of an East Asian man

Fig. 6
figure 6

Keloid scar. Hyperpigmented firm plaque over the shoulder of an African-American man

7.3 Management

The first line of management is prevention. Wounds should be kept clean and free of debris [139, 140]. Predisposed individuals should avoid elective procedures that require penetration of the skin such as piercings or tattoos. If ear piercing is desired, it should be performed prior to age 11, as ear piercing after age 11 is associated with a greater incidence of keloids [142]. For surgical wounds, intralesional corticosteroids can be injected prophylactically [139], and mechanical stretching should be avoided [140]. Fixable materials such as silicone gel sheets, tape, and bandages have been recommended to keep the wound in place and prevent stretching [140]. A randomized controlled trial performed by Gold et al. [143] showed that silicone gel sheets prevented the formation of keloid and hypertrophic scarring. A systematic review by O’Brien and Jones [144] concluded that there is weak evidence supporting the efficacy of silicone gel sheets in keloid prevention due to poor quality of studies. Therefore, uncertainty remains regarding the effectiveness of this material in preventing keloids.

Intralesional corticosteroids (triamcinolone acetonide 10–40 mg/ml) are considered the first-line treatment [8, 145]. Keloid shrinkage has been reported as 50–100 % with a recurrence rate of 9–50 % [125, 146]. Side effects include pain, atrophy, telangiectasias, and hypopigmentation [139]. Other therapies include cryotherapy, surgical excision, radiotherapy, laser therapy, and intralesional adjuvant therapies [137].

Cryotherapy can be effective for keloids, especially smaller [147, 148] and more recent lesions [108, 149, 150]. Success rates have been reported as 50–75 % and require multiple sessions. Possible side effects include pain, atrophy of the skin, and hypopigmentation [137]. The cryoneedle has been reported to improve side effects, improve results, and decrease healing time as compared with open spray or cryoprobe mechanisms [151].

Surgical excision can be used as a monotherapy or with an adjuvant intralesional therapy or radiotherapy. Improved recurrence rates are seen with combination therapy and thus adjuvant intralesional corticosteroids and immunomodulators are recommended [6, 125]. When used in conjunction with excision, imiquimod decreases recurrence rates, but the effect is reversed upon removal of therapy [152]. Radiotherapy in combination with excision has been shown effective in the treatment of keloids [153, 154]. However, it is associated with various side effects, including malignancy [6, 137]. Recurrence has been associated with excessive tension used when closing surgical wounds. Surgeons can minimize tension by making incisions along relaxed skin tension lines and everting the wound during closure [155]. Suture materials known to cause inflammatory responses should be avoided [6].

Ablative and non-ablative laser therapy is another treatment option. The use of CO2 lasers as a monotherapy has been associated with recurrence rates as high as 95.7 % [156, 157]. CO2 lasers combined with intralesional steroids may be more effective [157, 158]. In a pilot study, erbium-doped YAG (Er:YAG) lasers reduced erythema, height, and hardness of keloids [156]. Alster and Williams [159] found that the 585-nm pulsed dye laser improved erythema, height, and pliability of keloid scars and reported a 57–83 % success rate. In a single-blinded randomized controlled trial, pulsed dye laser therapy was more effective when used in combination with intralesional steroids and intralesional 5-fluorouracil (5-FU) [160]. Pulsed dye lasers are best used on Fitzpatrick types I–III [137]. Nd:YAG lasers can flatten and improve the cosmetic appearance of keloid scarring and treat thicker keloids better than pulsed dye lasers, through deeper penetration of the skin [156]. Nd:YAG lasers are considered safe to use on Fitzpatrick types IV–VI [105].

Intralesional adjuvant treatments include interferon alpha-2b, botulinum toxin, 5-FU, and bleomycin. Interferon alpha-2b can reduce keloid size, but is associated with high recurrence and resistance to treatment [161]. Uyesugi et al. [162] found that botulinum toxin significantly reduced pain associated with keloids. 5-FU has been shown effective in flattening keloids, including resistant lesions and may have similar efficacy as intralesional steroids [163166]. Side effects include pain, hyperpigmentation, and tissue sloughing [163]. Bleomycin has been shown to improve keloidal pruritus [167] and flatten keloids with an 86–100 % success rate [168170].

8 Conclusion

Follicular and scarring disorders can significantly affect the lives of people of color. They can cause disfigurement, permanent hair loss, dysesthesias, and psychological distress and can affect overall quality of life. There is a great need for research on the pathogenesis and management of these conditions, as current treatments are limited and lack support of randomized controlled trials. In addition to providing treatment, the clinician can play an important role in the management of these conditions through patient education. Knowledge of differences in hair structure, hair grooming, and cultural practices as well as the presentation and management of these disorders is paramount to providing quality care to this population.