1 Introduction

In the past decades, the welding technique has applied to a wide range of materials in industrial applications. Friction stir spot welding (FSSW) is a solid-state joining process where a non-consumable rotating tool inserted into the work-piece, and the friction created between tool and work-piece generates heat, and the material adjacent to the tool is softened. The localized region of softened material moved around the tool under a plastic flow resulting in a solid-phase bond between the materials to be welded. FSSW is considerable interest in joining many metals such as magnesium, titanium, copper, and their alloys, and also enables joining of polymers, dissimilar materials and, composite [1,2,3,4,5,6,7,8]. Friction stir spot welding (FSSW) is a spot variant of FSW applied to a lap joint consisting of an upper and lower plate, and there are several versions of FSSW, but the simple method was used in this research (Fig. 1).

Fig. 1
figure 1

Schematic illustration of FSSW [8]

There are many parameters to vary in FSSW namely rotation speed, dwell time, plunge rate, cooling of work-piece, preheating, flow materials, post heat treatment, and etc. [9,10,11,12,13,14,15]. Tuncel et al. [16] investigated the mechanical properties of AA6082 joints by FSSW. The results showed that the tensile shear load increased with increasing plunge depth and dwell time, and the tensile shear load decreased linearly by increasing rotational speed and feed rate. Abhijit Dey et al. [17] determined the mechanical properties of aluminum alloys joints made by FSSW. They found that the welding process softened the material and reduced the hardness to 33% of the parent material. Microstructure and mechanical properties of FSS- welded for galvanized steel was investigated by Baek et al. [18]. The results indicated that the increasing tool penetration depth led to enhancement of the tensile shear strength to a maximum value of 3.07 kN at a tool penetration depth of 0.52 mm and also ZnO was observed in the deformation region during FSSW. Sheikhhasani et al. [19] studied the effect of FSSW parameters on mechanical properties of the joint developed between galvanized steel plates. They indicated that the grain size decreased by 23% in SZ and 15% in TMAZ with increasing shoulder diameter from 10 to 14 mm. The mechanical properties, namely tensile shear strength, of EN AW 5005 joint made by FSSW were investigated by Kulekci [20]. He found that the weld performance is dependent on the tool rotation, dwell time, and the tool pin height and also there is an optimum tool pin height to obtain the highest tensile shear strength.

In FSSW, the maximum temperature of the welded plates typically ranges from 70 to 90% of the melting temperature of the work-piece material [21]. Khunder et al. [22] studied the numerical simulation of the temperature distribution of AA2014 joints during FSSW. The FEM results had good agreement with those recorded experimentally and the peak temperature obtained was 50% of the melting point of the base material. Thermo-mechanical characteristics of FSS-welded HDPE plates determined by Quazi et al. [23]. They reported the optimum value of lap shear strength at 4.01 kN for intermediate values of welding parameter such as 980 rpm, 12.5 mm/min, the 60 s and 6.8 mm for rotational tool speed, the plunge rate, dwell time and pin depth, respectively. Numerical simulation of FSSW was applied to lap shear test of magnesium alloys by Campanelli et al. [24]. In their study, they concentrated the plastic flow in the vicinity of the welded zone where tensile stresses reached the highest values, inducing permanent damage.

In this study, the complete process of FSSW in Al5083 joining in rotational speed of 1500 rpm and two dwelling time (5 and 10 s) was simulated using finite element method (FEM) by application of Abaqus software. The predictions had verified by experimental results. Additionally, a modified version of FSSW, entitled FSSVW, was introduced. Microstructure characteristics of weld developed by the modified welding process were compared with those of weld resulted from conventional FSSW process.

2 Experimental and Method

2.1 Materials

AA5083 aluminum alloy sheets with thicknesses of 2 mm and 0.7 mm were used as joining materials. Sheets were cut into pieces in dimensions of 100 mm length and 25 mm width, and these pieces were FSS-welded in the overlapping configuration. Figure 2 shows the Energy dispersive spectrometry (EDS) curves AA5083 alloy. The chemical composition of the base material was specified by Spark Emission Spectrometer, and the mechanical properties were tested by the stress–strain test. These results are presented in Tables 1 and 2, respectively.

Fig. 2
figure 2

a The analysis of energy dispersive spectrometry (EDS), and b the microstructure of AA5083

Table 1 The chemical composition of the base metal (wt %)
Table 2 Mechanical properties of the base metal

According to Fig. 3a, the vibration was applied through the fixture. Rotation movement of the motor shaft was transformed to linear motion of fixture using a camshaft. The motor was equipped by a driver to bring the possibility to change the motor rotation speed. The tool has consisted of a circular shoulder and a trapezoidal pin. The pin was made of tungsten carbide, and the shoulder was prepared from M2 steel (Fig. 3b). To find the effect of the developed welding method on microstructure and mechanical properties different welding conditions were applied. These conditions are presented in Table 3. For each situation, both welding processes, FSSW and FSSVW, were done.

Table 3 Welding parameters used in this study
Fig. 3
figure 3

a Schematic design of fixture and the set used for vibration and b geometry of pin and shoulder used for FSSW and FSSVW processes (all dimensions are in mm)

Metallography samples were prepared from the cross sections of the welded specimens, and they were subjected to grinding, polishing, and etching with an etchant solution consisted of 12 ml HNO3, 15 ml HF, 128 ml H2O, and 45 ml HCL for about 20–30 s.

The grain size was evaluated by optical microscopy, and it was measured through the mean linear intercept method [25]. Firstly, a square of the selected area (300 × 300 μm2) overlaid on a micrograph and the numbers of grains including the grains entirely within the known area plus one half of the number of grains intersected by the circumference of the region were counted. Finally, the number of grains per unit area was calculated and then, the average diameter of the grains was estimated assuming the grains to be spherical.

2.2 Numerical Simulation

To capture severe deformation during the FSSW process an arbitrary Lagrangian–Eulerian (ALE) formulation was adopted in Abaqus/Explicit [26]. In a Lagrangian method, the nodes of the finite element mesh are attached to the material points, and the meshes deform with the material. Since the nodes are coincident with the material points in the Lagrangian mesh, boundary nodes remain on the boundary throughout the evaluation of the problem. In Eulerian description, the nodes of the finite element mesh are fixed in space, and material flows through the mesh. ALE description takes advantage of both the Lagrangian formulation, where nodes are forced to move with the element and Eulerian formulation where the material goes through the mesh. That maintains a high-quality mesh throughout the analysis. The three-dimensional view of the finite element analysis of FSSW process is shown in Fig. 4.

Fig. 4
figure 4

The FE-mesh used for simulation of FSSW process and boundary condition

Due to the high strain rate, adiabatic heating was assumed with an inelastic heat fraction of 0.9. This term characterizes the fraction of plastic work converted into heat which is usually considered to be a constant although it can be strongly dependent on strain and strain rate. The Johnson–Cook model widely used in the ballistic and impact testing community; therefore, it is also used extensively in FE simulations of slower processes like FSW and FSSW. The Johnson–Cook equations described as:

$$\sigma = \left( {A + B\varepsilon^{n} } \right)(1 + C\ln \dot{\varepsilon }_{p} )(1 - T^{*m} )$$
(1)

where ε is equivalent plastic strain \(\dot{\varepsilon }_{p}\) is plastic strain rate for \(\dot{\varepsilon }_{0} = 1s^{ - 1}\), A, B, C, m and n are the material constants. And also:

$$T^{m} = \frac{{T - T_{room} }}{{T_{melt} - T_{room} }}$$
(2)

where T is absolute temperature for \(0 \le T^{*} \le 1\) and A, B, C, n, m are constant. The constants, in (Eq. 1), are obtained from simple mechanical tests such as isothermal tension or torsion tests. Table 4 shows the required constants for materials used in this work [27].

Table 4 The Johnson–Cook equation parameters for the materials used

2.3 Thermal Analysis

In this analysis, the thermal response during FSSW is governed by the following equation [28, 29]:

$$\rho c_{p} \frac{\partial T}{\partial t} = \frac{\partial }{\partial x}\left[ {k_{x} \frac{\partial T}{\partial x}} \right] + \frac{\partial }{\partial y}\left[ {k_{y} \frac{\partial T}{\partial y}} \right] + \frac{\partial }{\partial z}\left[ {k_{z} \frac{\partial T}{\partial z}} \right] + Q$$
(3)

where ρ is the material density, cp is the material specific heat, k is heat conductivity (i.e., kx, ky, and kz are the heat conductivity in x, y, and z directions), T is the temperature, t is the time, and Q is the heat generation. In finite element formulation, Eq. (3) can express as:

$$C(t)\dot{T} + K(t)T = Q(t)$$
(4)

where, C(t) is the time-dependent capacitance matrix, T is the nodal temperature vector, K(t) is the time-dependent conductivity matrix, \(\dot{T}\) is the derivative of the temperature with respect to time (i.e., dT/dt), T is the nodal temperature vector, and Q(t) is the time-dependent heat vector.

The nodal temperature rate from the above equation is given by:

$$\dot{T}_{i} = C^{ - 1} (F - KT_{i} )$$
(5)

Difference integration for the nodal temperature rate gives,

$$\dot{T}_{i} = \frac{{T_{i + 1} - T_{i} }}{{\Delta t_{i + 1} }}$$
(6)

It can be expressed as:

$$T_{i + 1} = (\Delta t_{i + 1} )\dot{T}_{i} + T_{i}$$
(7)

Finally, the nodal temperature rate can be written as:

$$T_{i + 1} = (\Delta t_{i + 1} )C^{ - 1} (F - KT_{i} ) + T_{i}$$
(8)

3 Results and Discussion

3.1 Microstructure

Figures 5 and 6 show the effect of vibration on microstructure and grain size for both FSSW and FSSVW processes. These results confirm that vibration during welding decreases the grain sizes of welded specimens, especially in the dwelling time of 5 s. It has been proved that the development of fine grains in the weld region in FSSW process is dependent on dislocation generation in microstructure [30, 31] and occurrence of dynamic recrystallization due to heat produced by friction [32]. In FSSVW, due to the application of vibration, more strain is applied to the material in the weld region, and strain rate enhances. Consequently, more dislocations are generated. Enhanced dynamic recrystallization leads to finer grains in the weld zone. That is a good deal with Zener–Hollomon relation [33]:

Fig. 5
figure 5

Microstructure of joints developed using different welding conditions: a FSSW with a dwelling time of 10 s, b FSSVW with a dwelling time of 10, c FSSW with a dwelling time of 5 s, d FSSVW with a dwelling time of 5 s

Fig. 6
figure 6

Weld region microstructures of FSS-welded specimens under different conditions. a FSSW with a dwelling time of 10 s, b FSSVW with a dwelling time of 10, c FSSW with a dwelling time of 5 s, d FSSVW with a dwelling time of 5 s

$$Z = \dot{\varepsilon }\exp \left( {\frac{Q}{RT}} \right)$$
(9)

The Zener–Hollomon parameter describes the combined effect of strain rate and temperature on flow stress of metals for deformation at or below room temperature. In Eq. 9, T is the deformation temperature, Q is the activation energy, and R is the gas constant.

According to the Zener–Hollomon relation (Eq. 9), the Z parameter increases as the strain rate (\(\dot{\varepsilon }\)) increases. The relationship between Zener–Hollomon parameter (Z) and grain size (D) is presented as [34]:

$$D^{ - 1} = a\ln Z - b$$
(10)

where a, b parameters are constants. According to Eq. 9, grain size decreases, as the Z parameter increases.

Grain size enhancement in the dwelling time of 10 s (Fig. 5) can be related to the effect of friction heat during welding processes. Rahmi and Abbasi [34] found that as friction between the tool and work-piece increases more heat is generated, and consequently, grains grow and grains size increase. They indicated that during FSW, grain size increased as generated heat-enhanced.

Figure 7 shows the grain size measurement data (based on Fig. 6) for different welding conditions. The results show that vibration during FSSW leads to grain size decrease of about 48% and 31% in the weld region for dwelling time of 5 and 10 s, respectively.

Fig. 7
figure 7

Weld region grain size data for different specimens welded using different welding conditions (°C)

Fractography analysis by SEM was carried out to compare the fracture surfaces of FSS-welded and FSSV-welded specimens. Fracture surfaces are presented in Fig. 8. Both fracture surfaces show dimples which indicate ductile fracture for both samples. It has been known that in the ductile fracture, extensive plastic deformation takes place before fracture and the fundamental step before the fracture is void formation, void coalescence, and crack propagation [35]. Dimple constitution is dependent on the development of locks among dislocations, and each dimple corresponds to the void. During FSSVW, due to enhanced deformation of the material, more dislocations are generated and more locks developed among them. It leads to higher and smaller voids for FSSV-welded specimen in comparison to FSS-welded specimen (Fig. 8).

Fig. 8
figure 8

SEM fracture surface of a FSSV-welded sample and b FSS-welded sample

3.2 Thermal Analysis

Macrostructure and thermal simulation of samples in both FSSW and FSSVW conditions are presented in Fig. 9. Defect-free sections are visible. It is also observed in Fig. 9 that processing zones of FSV welded specimens are larger than those of FS welded specimens. That is related to the vibrating motion of the sample during FSSVW which leads to larger processing zone. Figure 9 also shows that temperature for FSSV-welded specimen is higher than that for FSS-welded specimen.

Fig. 9
figure 9

Macrostructure and thermal view of a, b FSS-welded and c, d FSSV-welded specimens

FEM results in temperature distribution for both FSSW and FSSVW conditions, at the same step and increment time, are observed in Fig. 10. Figure 10 shows that the vibration can increase the thermal affected zone of the welding area, and also the maximum temperature obtained using vibration is higher than that obtained using FSSW.

Fig. 10
figure 10

Temperature distribution around the weld area for both a FSSW, and b FSSVW conditions

Layouts of K-type thermocouples applied within the work-piece to measure the temperature distribution during FSSW and FSSVW processes is presented in Fig. 11. The thermocouples located under the pin at one side.

Fig. 11
figure 11

Layouts of the thermocouples embedded in the workpiece to measure the temperature

Figure 12 represents temperature histories for the studied points obtained using simulation and thermocouples. It is evident that there is good compatibility between experimental and simulated results. In all measurements, FEM results show higher temperature compared to laboratory results which it may refer to simulation conditions such as friction condition, boundary condition and also mesh sizing, etc.

Fig. 12
figure 12

Comparison among temperature histories of different points (corresponding to the layout of thermocouples presented in Fig. 11) obtained through simulation and experiment (Simulation results are denoted by S-FSSVW)

Figure 12 shows that temperature results for point 1 (Fig. 11) is slightly higher than position 2 and for point 3 is higher than point 4. It can be related to the position of these points. Points 1 and 3, comparing points to 2 and 4, are in lower distance to the tool, so higher temperatures for these points are expected. It is also observed that temperature results for points 3 and 4 are higher than points 1 and 2, respectively. Points 1 and 2 are near to surface, and due to convection, more heat is transferred to air, and correspondingly, lower temperatures are obtained.

Finally, Eq. (11) shows the general relationship between the maximum temperature T (°C) and FSW parameter (ω, υ) [36]:

$$\frac{T}{{T_{m} }} = K\left( {\frac{{\omega^{2} }}{{\nu \times 10^{4} }}} \right)^{\alpha }$$
(11)

where the exponent α ranges from 0.04 to 0.06, the constant K is between 0.65 and 0.75, and Tm (°C) is the melting point of the alloy, ω is rotation rate (rpm), and υ is traverse speed (rpm). According to Eq. (11), the maximum temperature observed should be between 0.6 and 0.9Tm, which is in agreement with the results shown in Fig. 12.

Maximum temperature magnitudes for different specimens, relating to Fig. 12, are presented in Table 5. Based on Table 5, the maximum values of FSSV-welded specimens are higher than those welded without vibration.

Table 5 The maximum temperature values for FSS, FSSV and S-FSSV-welded specimens obtained from results presented in Fig. 11

4 Conclusions

In this work, the effect of workpiece vibration during FSSW in joining Al5083 specimens was investigated experimentally and numerically. The microstructure and thermal conditions were analyzed, and the results showed that weld region grain size in FSSVW process, due to more work hardening of material in the weld region, decreased compared to that in FSSW. Johnson–Cook Plasticity (JCP) theory was used to model the welding processes. There was a good agreement between experimental and FEM results about temperature distribution and presence of vibration increased the temperature slightly. Finally, it was concluded that FSSVW is a proper alternative process for FSSW process.