1 Introduction

Micro-dimple fabrication demands have been increasing recently for functional surface purposes such as vibration, wear, friction [29], anti-cell adhesion [30], and noise control [1]. Friction reduction is one of the major benefits when micro-dimple exists between two lubricated contact surfaces [2]. Many sophisticated methods (e.g., abrasive jet machining (AJM) [3], electrochemical machining [4], turning [5] and laser [6, 31]) can be used to fabricate micro-dimples in advance, although the two-frequency elliptical vibration texturing (TFEVT) method is one of the methods that is characterized as fast and accurate. The TFEVT method is a method that combines the conventional texturing (CT) and the elliptical vibration cutting (EVC) method that has been proposed in a previous study [7].

The EVC method reduces cutting force significantly if compared to the conventional cutting (CC) method [8]. The reason is due to the intermittent behavior of the tool tip in the EVC method. The tool tip vibrates elliptically at ultrasonic speeds. Generally, the vibration frequency is approximately 20 kHz. The tool tip begins to cut at the cusp point and subsequently separates from the secondary deformation zone (chip-rake face contact zone). When the cutting velocity vector of the tool tip approaches in the vertical direction, subsequently, the direction of the friction force on the chip-rake face contact zone is reversed [8]. This reversal friction force was thought to have reduced the cutting force. This phenomenon is observable in the low-vibration frequency. i.e., < 10 Hz. The reversal friction force also assists the deformed chip to be pulled out, when the tool tip moves faster than the speed of the deformed chip.

Cerniway adopted Arcona’s cutting force model for the EVC study by considering the balanced cutting forces on the cutting edge, in which the friction force during cutting was considered [9]. The shear angle is considered to vary during EVC; however, the shear angle can be predicted by the value of the variation in the rake angles. Ammouri et al. [10] also adopted Arcona’s model in their EVC study during the microgrooving of Al 2024. Ma et al. [11] proposed an analytical cutting thrust force model for EVC. In Ma’s model [11], the thrust cutting force is expanded to a Fourier series owing to the periodic cutting. Moreover, the cutting force coefficient was assumed as a constant. Shamoto et al. [12] proposed the cutting force for three-dimensional EVC with a thin shear plane model, in which time instants at various critical tool locations were determined. Zhang et al. [13] proposed the cutting force model for orthogonal EVC, in which three phases of cutting (e.g., CC-like kinetic phase, static-friction phase, and reverse kinetic-friction phase) were considered during one cycle of cutting. Bai et al. [14] proposed the non-equidistant shear zone model for the orthogonal EVC process. Zhang et al. [15] proposed the cutting force model in EVC, in which the cutting force stiffness was assumed as a constant, and the cross-sectional area in a one-cycle cutting was calculated. Jieqiong et al. [16] proposed the cutting force model for oblique elliptical vibration cutting. In their cutting force model, during a one-cycle cutting, only two phase assumptions were considered (e.g., oblique cutting-like phase and reverse kinetic-friction phase).

The TFEVT method can be categorized as a two-dimensional cutting force mechanism because the tool tip vibrates simultaneously in xy plane to create the micro-dimple shape. The tool tip does not force the workpiece along z-direction, thus the cutting force in z-direction can be neglected. Kurniawan et al. [17] adopted a two-dimensional cutting force mechanism during elliptical vibration texturing to establish the micro-dimple pattern. It is different from a milling operation to create micro-dimple [18], the tool tip in milling operation moves in three-dimensional way, thus a three-dimensional cutting force mechanism should be considered.

Based on the previous works, no information has been presented associated with the cutting force model in the micro-dimple process using the TFEVT method. The objective of this paper is to propose a cutting force model using the TFEVT method and validate the model. Owing to the process complexity, a few assumptions have been made to simplify the cutting force model as described in Sect. 2. Subsequently, the cutting force model is validated with the experimental data.

2 Cutting Force Model

In this study, a few assumptions were considered to predict the cutting force model using the TFEVT method. The assumptions are described as follows:

  1. 1.

    The tool tip is assumed to be ideally sharp; thus, the edge radius effect and the tool wear are neglected.

  2. 2.

    The motion of the tool tip ideally follows Eqs. 1 and 2.

  3. 3.

    The shear plane is assumed as a thin shear plane.

  4. 4.

    The angle of the cutting mechanic such as rake, clearance, and shear angle are measured relatively with the velocity vector of the tool tip trajectory.

  5. 5.

    The two-dimensional cutting force analysis is adopted, because the cutting force in z-direction does not exist.

In the TFEVT method, the tool tip vibrates simultaneously in a two-dimensional space in the xy plane with two different frequencies: at an ultrasonic frequency (> 20 kHz) and at low-vibration frequencies (< 100 Hz). Figure 1 presents the illustration of the TFEVT method in which the amplitude of the sinusoidal wave must be sufficiently larger than the major amplitude of the elliptical locus (B > b). Based on the time parametric, the function of the tool tip trajectories x(t) and y(t) in the Cartesian space are defined as follows [7]:

$${\text{x}}\left( t \right) = \frac{1}{2}a \cdot \cos \left( {2\pi f_{h} \cdot t + \phi } \right) + \frac{1}{2}a + V_{f} \cdot t$$
(1)
$${\text{y}}\left( t \right) = \frac{1}{2}b \cdot cos\left( {2\pi f_{h} \cdot t} \right) + \frac{1}{2}b + \frac{1}{2}B \cdot cos\left( {2\pi f_{l} \cdot t} \right) + \frac{1}{2}B$$
(2)

where a and b are the minor and major amplitude of the elliptical locus in µm, respectively; B is the amplitude of the sinusoidal wave in µm.

Fig. 1
figure 1

Micro-dimple fabrication using TFEVT method [7]

fh is the ultrasonic vibration frequency (> 20 kHz); fl is the low-vibration frequency; ϕ is the phase difference of the elliptical locus; Vf is the nominal cutting speed in µm/s; and t is time in seconds.

The tool tip relative velocity Vx(t) and Vy(t) can be obtained by calculating the derivation of the relative position x(t) and y(t) with respect to time, respectively [7].

$$V_{x} \left( t \right) = - a\pi f_{h} \cdot sin\left( {2\pi f_{h} \cdot t} \right) + V_{f}$$
(3)
$$V_{y} \left( t \right) = - b\pi f_{h} \cdot sin\left( {2\pi f_{h} \cdot t} \right) - B\pi f_{l} \cdot sin\left( {2\pi f_{l} \cdot t} \right)$$
(4)

The velocity angle that represents the angle of the tangential line of the tool tip trajectory with respect to the x-axis is defined as follows [7]:

$$\theta_{t} \left( t \right) = \tan^{ - 1} \left( {\frac{{V_{y} \left( t \right)}}{{V_{x} \left( t \right)}}} \right)$$
(5)

The magnitude of the transient cutting velocity of the tool tip in the Cartesian coordinate is given as follows:

$$V_{t} \left( t \right) = \sqrt {V_{x} \left( t \right)^{2} + V_{y} \left( t \right)^{2} }$$
(6)

2.1 Transient Shear Stress

The transient shear stress in the thin shear plane must be calculated to predict the transient cutting forces during the intermittent cutting process. Many researchers have used the Johnson–Cook (JC) flow stress model to predict the shear stress in the thin shear plane during the metal cutting process. The transient JC shear stress model is defined as follows [19]:

$${\text{JC}}\left( {\text{t}} \right) = \frac{1}{\sqrt 3 } \left[ {A + B\left( {\frac{\varepsilon }{\sqrt 3 }} \right)^{n} } \right]\left[ {1 + C \cdot ln\left( {\frac{{\dot{\varepsilon }}}{{\dot{\varepsilon }_{o} }}} \right)} \right]\left[ {1 - \left( {\frac{{T\left( t \right) - T_{r} }}{{T_{m} - T_{r} }}} \right)^{m} } \right]$$
(7)

where A, B, C, n, m are the material constants; T(t) is the transient temperature in the primary cutting zone, which is described in Sect. 2.1.1; Tr is the room temperature; Tm is the melting temperature of the workpiece; \(\varepsilon\) is the equivalent plastic strain; \(\dot{\varepsilon }\) is the equivalent plastic strain rate; \(\dot{\varepsilon }_{o}\) is the absolute plastic strain rate. The values of the material constants for AISI 1045 are presented in Table 1.

Table 1 JC material constants for AISI 1045 [21]

2.1.1 Temperature in the Shear Plane

The temperature in the shear plane has to be known, such that the shear stress value in Eq. 7 can be obtained. The temperature rises in the thin shear plane depend on the given cutting energy. Because the shear plane is assumed as thin, Oxley’s model [20] is adopted to predict the temperature rise in the shear plane. Thus, the average temperature is shown in Eq. 8 [20].

$${\text{T}}\left( t \right) = T_{o} + \frac{{\left( {1 - \beta } \right)JC\left( t \right)\cos \alpha \left( t \right)}}{{\rho \cdot C_{p} \cdot \sin \phi_{s} \left( t \right) \cdot \cos \left( {\phi_{s} \left( t \right) - \alpha \left( t \right)} \right)}}$$
(8)

where To is the room temperature Tr before cutting, Cp is the specific heat of the workpiece, ρ is the mass density of the workpiece, and JC is the transient shear stress of Eq. 1. The transient shear angle ϕs(t) and rake angle α(t) are described in the Sect. 2.2.1.

The thermal properties of the workpiece AISI 1045 is presented in Table 2. β is defined as the generated energy fraction in the primary cutting zone during metal cutting, which is defined as [20]

$$\begin{array}{*{20}l} {\beta = 1 ;} \hfill & {\left( {R_{T} \cdot \tan \phi_{s} \left( t \right)} \right) < 0.04} \hfill \\ {\beta = 0.5 - 0.35 \cdot \log \left( {R_{T} \cdot \tan \phi_{s} \left( t \right)} \right);} \hfill & {0.04 \le \left( {R_{T} \cdot \tan \phi_{s} \left( t \right)} \right) \le 10} \hfill \\ {\beta = 0.3 - 0.15 \cdot \log \left( {R_{T} \cdot \tan \phi_{s} \left( t \right)} \right);} \hfill & {\left( {R_{T} \cdot \tan \phi_{s} \left( t \right)} \right) > 10} \hfill \\ \end{array}$$
(9)

where RT is a non-dimensional thermal number that correlates with the cutting energy, and ϕs is the transient shear angle [20].

$$R_{T} = \frac{{\rho \cdot C_{p} \cdot V_{t} \left( t \right) \cdot TOC_{t} \left( t \right)}}{K}$$
(10)

where Vt is the magnitude of the transient cutting velocity of the tool tip (Eq. 6), TOCt is the transient thickness of cut that was defined in Sect. 2.3, K is the thermal conductivity of the workpiece presented in Table 2, ρ is the mass density and Cp is the specific heat.

Table 2 Thermal properties of AISI 1045 [22]

As the shear stress and temperature in the thin shear plane are correlated to each other, the numerical solution (e.g., the Euler method) has been used to solve the transient JC shear stress in Eq. 7.

2.2 Downward and Upward Cutting

During the micro-dimple manufacturing process, the tool tip moves downward and upward for cutting. Figure 2 shows the downward and upward cutting. All cutting mechanics become transient procedures. In the TFEVT process, the cutting mechanics depend on time. As mentioned previously in point 4, all angles of the cutting mechanics are in degrees based on the velocity vector direction.

Fig. 2
figure 2

Illustration of the downward and upward cutting in TFEVT method

2.2.1 Transient Rake and Shear Angle

Because the tool tip motion is always different relative to the machined surface, the rake angle becomes a transient value as defined in Eq. 11. Figure 3 illustrates the transient of the rake angle. At the beginning of the single cutting, the rake angle is always positive. Meanwhile, during climb cutting, the rake angle decreases gradually and its value is a large negative [23].

$$\begin{array}{*{20}l} {\upalpha\left( t \right) = \left| {\theta_{t} \left( t \right)} \right| - \alpha_{o} } \hfill & {{\text{if}}\;\theta_{t} \left( t \right) < 0} \hfill \\ {\upalpha\left( t \right) = - \alpha_{o} } \hfill & {{\text{if}}\;\theta_{t} \left( t \right) = 0} \hfill \\ {\upalpha\left( t \right) = - \left| {\theta_{t} \left( t \right) + \alpha_{o} } \right|} \hfill & {{\text{if}}\;\theta_{t} \left( t \right) > 0} \hfill \\ \end{array}$$
(11)

where αo is the initial value of the negative rake angle, and θt(t) is the angle of the velocity vector (Eq. 5). In this study, negative αo equals − 3°.

Fig. 3
figure 3

Illustration of the transient rake angle

Cerniway’s hypothesis [9] was used in this study to predict the value of the transient shear angle. The transient shear angle was predicted according to the assumption of the bisector of the angle λ or the shear angle value is half of the λ value. λ is the angle measured from the velocity vector to the rake face of the tool (see Fig. 4). Thus, the transient shear angle is hypothesized as follows [9]:

$$\phi_{s} \left( t \right) = \frac{\pi }{4} - \left| {\frac{\alpha \left( t \right)}{2}} \right|$$
(12)
Fig. 4
figure 4

Illustration of the transient shear angle

As hypothesized in Eq. 12, \(\phi_{s} \left( t \right)\) depends on the value of the transient rake angle as described in Eq. 11.

2.2.2 Transient and Instant Cutting Time

Figure 2 illustrates the downward and upward cutting during the micro-dimple process using the TFEVT method. The tool tip cuts the workpiece elliptically in an intermittent manner. In Fig. 2, the hatched region is an area of cut in the single-cycle cutting. In a single-cycle cutting, the tool tip cuts the material at a starting point, A.

Subsequently, the tool tip passes from the starting point A to the ending point E and passes through point D during the single cutting cycle. After passing through point D, the transient thickness of cut (TOCt) increases dramatically. The value of TOCt is described in detail in the Sect. 2.3. Further, the terminology of the transient cutting time is shown in Table 3.

Table 3 Cutting time terminology (see Fig. 2)

The Newton–Raphson numerical method has been used to calculate the time at A. Because the tool tip at locations x and y are equal for time instants t′A and tA, therefore, Eq. 13 can be implemented to calculate times t′A and tA [24].

$$\begin{aligned} x\left( {t_{A}^{\prime } } \right) - x\left( {t_{A} } \right) &= 0 \\ y\left( {t_{A}^{\prime } } \right) - y\left( {t_{A} } \right) &= 0 \\ \end{aligned}$$
(13)

At the end of cutting, the cutting velocity is in the similar direction as the rake face surface. Thus, the cutting velocity angle value is (90° − αo). The instant time tF in the end cutting can be calculated using the Newton–Raphson numerical method and determined by Eq. 14.

$$\tan^{ - 1} \left( {\frac{{V_{y} \left( {t_{F} } \right)}}{{V_{x} \left( {t_{F} } \right)}}} \right) - \left( {\left( {\frac{\pi }{2}} \right) - \alpha_{o} } \right) = 0$$
(14)

The instant time tE can be obtained by Eq. 15, where fh is the ultrasonic vibration frequency.

$$t_{E} = t_{F} - \left( {\frac{1}{{f_{h} }}} \right)$$
(15)

The Newton–Raphson numerical method has also been used to calculate the exact time instant tD, after obtaining the time instant tE.

$$\left\{ {x\left( {t_{E} } \right) - x\left( {t_{D} } \right)} \right\} - \left\{ {\tan \alpha_{o} \left( {y\left( {t_{E} } \right) - y\left( {t_{D} } \right)} \right)} \right\} = 0$$
(16)

Similarly, Eq. 16 can be implemented to obtain the transient time tP, where point P lies from point A to point E. Time t is given, which lies from point A to point D.

$$\left\{ {x\left( {t_{P} } \right) - x\left( t \right)} \right\} - \left\{ {\tan \alpha_{o} \left( {y\left( {t_{P} } \right) - y\left( t \right)} \right)} \right\} = 0$$
(17)

2.3 Transient Thickness of Cut

After the transient and instant times during a single-cycle cutting have been found, TOCt can be easily determined. TOCt is defined from the top workpiece surface to the point of T, as illustrated in Fig. 2. Thus, TOCt is given by Eq. 18.

$$TOC_{t} \left( t \right) = \left\{ {\begin{array}{*{20}c} 0 & {} & {t< t_{A} , t > t_{E} } \\ {y\left( {t_{P} } \right) - y\left( t \right)} & {for} & {t_{A} \le t < t_{D} } \\ {H - y\left( t \right)} & {} & {t_{D} \le t \le t_{F} } \\ \end{array} } \right.$$
(18)

2.4 Transient Cutting Forces

Merchant’s model is adopted to determine the transient principle and thrust cutting force. Based on Merchant’s circle (Fig. 5), the transient shear force Fs on the shear plane is defined as follows [17]

$$F_{s} \left( t \right) = \frac{{JC\left( t \right) \cdot A_{t} \left( t \right)}}{{\sin \phi_{m} \left( t \right)}}$$
(19)

where JC is the Johnson–Cook of the transient shear stress as shown in Eq. 7, At is in which the area geometry of the rounded rake face surface is shown in Eq. 20, and ϕm is the Merchant’s transient shear angle which can be described as follows:

$$\begin{array}{*{20}l} {\phi_{m} = \phi_{s} - \theta_{t} } \hfill & {for\;\theta_{t} < 0^{ \circ } } \hfill \\ {\phi_{m} = \phi_{s} } \hfill & {for\;\theta_{t} = 0^{ \circ } } \hfill \\ {\phi_{m} = \phi_{s} + \theta_{t} } \hfill & {for\;\theta_{t} > 0^{ \circ } } \hfill \\ \end{array}$$
(20)
Fig. 5
figure 5

Basic cutting forces vectors (Merchant’s Circle) [26]

The transient cutting area At can be described as follows [17]:

$$\begin{aligned} A_{t} \left( t \right) & = \left\{ {R_{n}^{2} \cdot cos^{ - 1} \left( {\frac{{R_{n} - TOC_{t} \left( t \right)}}{{R_{n} }}} \right)} \right\} \\ & \quad - \left\{ {\left( {R_{n} - TOC_{t} \left( t \right)} \right) \times \sqrt {2 \cdot R_{n} \cdot TOC_{t} \left( t \right) - TOC_{t} \left( t \right)^{2} } } \right\} \\ \end{aligned}$$
(21)

where Rn is the tool nose radius, and TOCt is the transient thickness of cut as shown in Eq. 18. In this study, the tool nose radius Rn equals 400 µm of the standard triangular insert TCGW 110204 of polycrystalline diamond (PCD) which is manufactured by Taegu Tec Company.

According to the minimum energy principle which was proposed by Merchant, the relationship among the shear angle ϕs, the friction angle β(t), and the negative rake angle α(t) is defined as follows [25]:

$$\phi_{s} \left( t \right) = \frac{\pi }{4} - \frac{\beta \left( t \right)}{2} - \frac{\alpha \left( t \right)}{2}$$
(22)

Thus, the transient friction angle β from Eq. 22 can be defined as follows:

$$\beta \left( t \right) = \frac{\pi }{2} - 2\phi_{s} \left( t \right) - \alpha \left( t \right)$$
(23)

According to Fig. 5, the resultant force Fr can be defined in Eq. 24 as follows:

$$F_{r} \left( t \right) = \frac{{F_{s} \left( t \right)}}{{\cos \left( {\phi_{s} + \beta \left( t \right) + \alpha \left( t \right)} \right)}} = \frac{{JC\left( t \right) \cdot A_{t} \left( t \right)}}{{\sin \phi_{m} \cdot \cos \left( {\phi_{s} + \beta \left( t \right) + \alpha \left( t \right)} \right)}}$$
(24)

where Fs is the shear stress as given in Eq. 19. According to Fig. 5, the transient principle cutting force Fp and thrust cutting force Ft are defined by Eqs. 25 and 26, respectively.

$$F_{p} \left( t \right) = F_{r} \left( t \right) \cdot cos\left( {\beta \left( t \right) + \alpha \left( t \right)} \right)$$
(25)
$$F_{t} \left( t \right) = F_{r} \left( t \right) \cdot sin\left( {\beta \left( t \right) + \alpha \left( t \right)} \right)$$
(26)

By substituting the Fr term in Eq. 24 and the friction angle β term in Eq. 23 into Eqs. 25 and 26, the final equations of the transient principle cutting force Fp and thrust cutting force Ft are

$$F_{p} \left( t \right) = \frac{{JC\left( t \right) \cdot A_{t} \left( t \right) \cdot \cos \left( {\frac{\pi }{2} - 2\phi_{s} \left( t \right)} \right)}}{{\sin \phi_{m} \left( t \right) \cdot \cos \left( {\frac{\pi }{2} - \phi_{s} \left( t \right)} \right)}}$$
(27)
$$F_{t} \left( t \right) = \frac{{JC\left( t \right) \cdot A_{t} \left( t \right) \cdot \sin \left( {\frac{\pi }{2} - 2\phi_{s} \left( t \right)} \right)}}{{\sin \phi_{m} \left( t \right) \cdot \cos \left( {\frac{\pi }{2} - \phi_{s} \left( t \right)} \right)}}$$
(28)

where JC is the Johnson–Cook shear stress in Eq. 7, At is the transient cutting area in Eq. 20, ϕs is the hypothesized transient shear angle in Eq. 12, and ϕm is the transient shear angle in Eq. 20.

As the both cutting forces Fp and Ft are for a single-cycle cutting, the root mean square (rms) is used to obtain the average value of the cutting force during the micro-dimpling process.

$$\begin{aligned} F_{{p_{rms} }} \left( t \right) = & \mathop \sum \limits_{i = 0}^{n} \sqrt {\frac{1}{{t_{f} - t_{a} }}\mathop \smallint \limits_{{t_{a} }}^{{t_{f} }} \left[ {F_{p} \left( t \right)} \right]^{2} dt} \\ F_{{t_{rms} }} \left( t \right) = & \mathop \sum \limits_{i = 0}^{n} \sqrt {\frac{1}{{t_{f} - t_{a} }}\mathop \smallint \limits_{{t_{a} }}^{{t_{f} }} \left[ {F_{t} \left( t \right)} \right]^{2} dt} \\ \end{aligned}$$
(29)

where n is the number of cutting cycles during the micro-dimpling process.

3 Experimental Setup

A pre-machining using an end-mill tool with diameter of 10 mm (spindle speed is 12,000 rpm, depth of cut is 50 µm and feed rate is 50 mm/min) has been performed before the micro-dimpling process to obtain a planar surface and to minimize an error. Then, the micro-dimpling was performed using TFEVT device, where the neutral distance ∆d was set equal 5 µm, and the tool tip moves and vibrates with vibration frequencies as shown in Table 4.

Table 4 Experimental setup

The micro-dimpling using the TFEVT method has been performed using various the low-vibration frequencies of 10, 30, and 50 Hz, as shown in Table 4. The nominal cutting speed of 500 mm/min was used. An ultrasonic frequency of 24 kHz was applied. The maximum amplitude of 8 µm was used for the sinusoidal wave.

Figure 6 illustrates the TFEVT experimental setup. The TFEVT device used consists of the low-frequency displacement amplifier (LFDA) and the ultrasonic elliptical motion transducer (UEMT) [27], as shown in Fig. 6. A data acquisition (DAQ) NI 6251 model and an E.508 amplifier was used to provide the input signal of 1000 V to the piezo actuator (Physik Instrumente) P212.10, which is the primary actuator in the LFDA. Meanwhile, an ultrasonic generator (USG-110) was used to vibrate the UEMT using 300 V peak to peak.

Fig. 6
figure 6

TFEVT experimental setup

During the micro-dimpling process, the cutting forces had been measured using the KISTLER dynamometer type 9272. During the data recording, an analog low pass filter of 100 Hz was used to reduce the noise due to the machine vibration. The frequency sampling is 100 kHz and the sample amount is 10,000 when recording the cutting forces. Later, the experimental data had were filtered digitally by the moving average technique in MATLAB.

4 Validation and Discussion

The cutting force simulations have been performed with the similar texturing parameter as presented in Table 4. Subsequently, the simulated cutting forces were compared with the experimental cutting forces. The transient time (such as ta, tf, te, td, etc.) was first calculated followed by the transient TOCt (Eq. 18).

Figure 7 shows the TOCt during the micro-dimple process with a vibration frequency of 10 Hz. A variation in the TOCt value occurred from downward to upward cutting of the micro-dimple. In addition, in every single cutting, the TOCt also varies from zero to a certain value, and subsequently goes to zero again. The zero value means the tool tip does not engage with the workpiece. The TOCt achieves a maximum value when the tool tip reaches the bottom during the micro-dimpling process. The transient cutting area Ac is found after the TOCt (Eq. 18) was calculated.

Fig. 7
figure 7

Transient TOC in TFEVT at fl = 10 Hz

Figure 8 shows the simulation of the hypothesized transient shear angle ϕs during the micro-dimpling process at a low-vibration frequency of 10 Hz. As shown, the transient shear angle decreases gradually from 58° to 0° for a single-cycle cutting. In the case of the zero shear angle, the FP and FT cutting force values become infinite owing to the sine term in the denominator of Eq. 27 and Eq. 28. Thus, when the transient shear angle is below 2°, the non-cutting process is assumed [9]; in other words, the FP and FT are set as zero.

Fig. 8
figure 8

Transient shear angle ϕs in TFEVT at fl = 10 Hz

The transient principle FP (Eq. 27) and transient thrust FT (Eq. 28) cutting force was calculated after Ac, JC, and ϕs have been found respectively. Figure 9 shows the simulation result of FT and FP during the micro-dimpling using a vibration frequency of 10 Hz. The enlarged view of the cutting forces is shown in Fig. 10. The cutting forces always achieve the maximum value at the bottom of the micro-dimple. In the case of the single-cycle cutting, at the beginning of cutting, the FP is larger than the FT (see Fig. 10). Then, FP decreases gradually and FT increases significantly. Finally, at the end cutting, the FT is very larger than the FP because the decreasing effect of the transient shear angle ϕs. This means that the tool tip does a small amount of cutting and does mostly a friction with the deformed chip at the time instant before the end cutting. Subsequently, the deformed chip is pulled easily owing to the effect of the friction at the moment before the end cutting.

Fig. 9
figure 9

Transient FP and FT in TFEVT at fl = 10 Hz (enlarge view in Fig. 10)

Fig. 10
figure 10

Transient FP and FT in TFEVT at fl = 10 Hz for a single of cutting

In our study, we did not find evidently a reversal effect of the thrust force where the previous studies [14] revealed which the thrust force becomes a negative value. Otherwise, based on experimental findings, the thrust force is significantly larger than the principle force during the micro-dimpling process. Therefore, the existed model [14] cannot be implemented in our study, thus a new analysis was developed. Because of the decreasing effect of the transient shear angle ϕs, the cutting force Ft is always greater than the cutting force Fp for a single cutting the micro-dimple using the TFEVT method.

Figures 11 and  12 show the cutting force comparison of FP and FT between simulations and experiment at fl = 10 Hz and 30 Hz, respectively when the tool tip cuts a single micro-dimple. The simulation cutting forces have been root mean square corresponds with Eq. 29. The comparison result shows that the simulated cutting forces correspond sufficiently well with the experimental cutting forces.

Fig. 11
figure 11

Cutting force comparison between experimental and simulation at fl = 10 Hz

Fig. 12
figure 12

Cutting force comparison between experimental and simulation at fl = 30 Hz

During the micro-dimpling process, the cutting forces begin from zero and gradually increase as the tool tip performs downward cutting. The cutting forces achieve a maximum value when the tool tip is at the bottom of the micro-dimple. Subsequently, the cutting forces gradually decrease as the tool tip performs upward cutting. In the TFEVT process, the cutting force FT is always greater than the cutting force FP, owing to decrease in the transient shear angle for a single-cycle cutting. It should be noted that there is a difference between the simulation and experimental results as shown in Figs. 11 and 12. The first reason might be due to our model consideration of an ideal sharp tool tip. We have known that the tool edge radius effect is necessary to be considered in the micro cutting [28]. The second reason might be due to our model consideration of a hypothesized shear angle, in which the cutting force model could be improved by acknowledging the actual shear angle based on experiment result by measuring the chip thickness ratio [17].

Figure 13 shows the maximum cutting force comparison between the TFEVT and the CT method. The experimental data have been averaged for 5 samples. As shown in Fig. 13, the cutting forces in the TFEVT method is significantly lower than those in the CT method because of the transient cutting area (Ac). For the TFEVT experimental results, both cutting forces FP and FT decrease slightly by varying the low-vibration frequency. Meanwhile, the FP and FT simulation results show a constant trend when the low-vibration frequency was increased.

Fig. 13
figure 13

Cutting forces comparison between TFEVT and CT method

5 Conclusion

Based on this study, the following conclusions can be drawn as:

  1. 1.

    The transient cutting force model has been proposed in this study and the transient cutting forces always depend on the transient shear stress in the thin shear plane, transient cutting area, transient shear angle, and transient velocity angle.

  2. 2.

    The comparison results show that the proposed transient cutting force model corresponds sufficiently well with the experimental results.

  3. 3.

    The cutting force FT is always greater than the cutting force FP for the cutting of a single micro-dimple, because of the decrease in the transient shear angle. In addition, the transient shear angle also depends on the transient rake angle.

  4. 4.

    The reduction in the cutting forces in the TFEVT might be due to the transient cutting area (Ac) that significantly reduces the cutting forces.