Abstract
Various iron-oxide nanoparticles have been in use for a long time as therapeutic and imaging agents and for supplemental delivery in cases of iron-deficiency. While all of these products have a specified size range of ∼40 nm and above, efforts are underway to produce smaller particles, down to ∼1 nm. Here, we show that after a 24-h exposure of SHSY-5Y human neuroblastoma cells to 10 μg/ml of 10 and 30 nm ferric oxide nanoparticles (Fe-NPs), cellular dopamine content was depleted by 68 and 52 %, respectively. Increases in activated tyrosine kinase c-Abl, a molecular switch induced by oxidative stress, and neuronal α-synuclein expression, a protein marker associated with neuronal injury, were also observed (55 and 38 % percent increases, respectively). Inhibition of cell-proliferation, significant reductions in the number of active mitochondria, and a dose-dependent increase in reactive oxygen species (ROS) were observed in neuronal cells. Additionally, using a rat in vitro blood–brain barrier (BBB) model, a dose-dependent increase in ROS accompanied by increased fluorescein efflux demonstrated compromised BBB integrity. To assess translational implications, in vivo Fe-NP-induced neurotoxicity was determined using in vivo MRI and post-mortem neurochemical and neuropathological correlates in adult male rats after exposure to 50 mg/kg of 10 nm Fe-NPs. Significant decrease in T 2 values was observed. Dynamic observations suggested transfer and retention of Fe-NPs from brain vasculature into brain ventricles. A significant decrease in striatal dopamine and its metabolites was also observed, and neuropathological correlates provided additional evidence of significant nerve cell body and dopaminergic terminal damage as well as damage to neuronal vasculature after exposure to 10 nm Fe-NPs. These data demonstrate a neurotoxic potential of very small size iron nanoparticles and suggest that use of these ferric oxide nanoparticles may result in neurotoxicity, thereby limiting their clinical application.
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Introduction
Ferric oxide nanoparticles (Fe-NPs) have recently attracted extensive interest due to their superparamagnetic physicochemical properties and potential biomedical and industrial applications. These applications include brain imaging, brain-targeted drug or gene delivery, catalysis, and magnetic storage [1]. Previous studies have proposed that Fe-NPs could be transported via the olfactory nerve tract to the brain, causing oxidative stress and ultrastructural alterations in olfactory bulb nerve cells [2]. Little is known about the accumulation, retention, and adverse effects of Fe-NPs in the brain. Polymeric coated Fe-NPs formulated to contain Fe(III) and Fe(II) have been shown to cross the BBB due to their interaction with transferrin, a primary iron-binding protein within the body [3]; so, it is important to assess the potential neurotoxicity of Fe-NPs as their therapeutic use is anticipated to increase. It has been shown that clearance of Fe-NPs requires from 3 to 7 weeks, depending on the size of particles and the coating material. Both can affect bio-distribution and degradation of NPs [3]. Once in biological systems, Fe-NPs may lose their coating, resulting in an accumulation of free iron in brain and other organs that may lead to an increase in ROS production and oxidative stress, subsequently leading to mitochondrial damage and cytotoxicity [4, 5]. The generation of free radicals such as superoxide and nitric oxide leads to the formation of more powerful oxidants like peroxynitrite, which is suggested to be involved in several agent-induced neurotoxicities and neurodegenerative disorders [6]. In addition to our own studies, several reports suggest that oxidative stress can play an important role in damage to dopaminergic systems caused by the substituted amphetamines as well as MPTP [7–12]. Long-term mitochondrial dysfunction also leads to changes in peripheral nervous system integrity as shown in rats exposed to the mitochondrial toxin, 3-nitropropionic acid [13]. Although Fe-NPs-induced cytotoxicity has been studied in PC12 cells [14], the precise cellular pathways and mechanisms associated with that toxicity are not yet well defined. A recent report from the in vitro studies has suggested that Fe-NPs decrease neuron viability, trigger oxidative stress, and activate JNK- and p53-mediated pathways to regulate the cell cycle and apoptosis [15]. Findings from another in vitro study suggested that NPs induce microglial activation and subsequently cause the release of proinflammatory factors that contributed to cellular dysfunction and cytotoxicity in PC12 cells [16]. The present study was conducted to determine if exposure to Fe-NPs activates specific signaling pathways that induce dopaminergic neuronal toxicity in cell cultures of SHSY-5Y human neuroblastoma cells. Our study was further extended to assess the mechanisms of dopaminergic neuronal damage induced by Fe-NPs in vivo in adult rats. This study represents the first of its kind to show in real time the transfer of Fe-NPs from the blood stream into brain ventricles and the impact of Fe-NPs on brain volume and chemistry. Additionally, we provide data on possible mechanisms that may underlie the expression of Fe-NPs-induced dopaminergic neuronal damage by assessing the impact of Fe-NPs on the integrity of the BBB, using a rodent brain microvessel endothelial cell model.
Materials and Methods
Fe-NPs Characterization
Fe-NPs used in this study were obtained from Ocean Nanotechnology Inc. (Springdale, AR) and characterized by manufacture. The physicochemical properties were characterized and validated in FDA Nanotechnology Core Facility in Jefferson Laboratories prior to conducting the biological study. Transmission electron microscopy (TEM) was used to measure the primary size, shape, and morphology of the Fe-NPs. TEM images were collected using a JEM-2100 (JEOL Inc., Peabody, MA.) equipped with a charged coupled device (CCD) camera. The acceleration voltage used for the analyses was 80 kV. The Fe-NPs were homogeneously dispersed (10 μg/ml) in 2-propanol, and 3 μl of the suspension was deposited on a carbon-coated TEM grid, dried, and evacuated before analysis. An energy dispersive X-ray (EDAX) spectral detector (EDS) was used to detect nanomaterials with elemental composition based on X-ray emissions of the material in the electron beam. Energy dispersive X-ray (EDX) elemental analysis was affected with accelerating voltage of 15 kV. The mean and standard deviation (SD) of the particle size was calculated from the measurement of over 100 nanoparticles in random fields of view.
The hydrodynamic diameter and zeta potential of Fe-NPs were measured in water using a Zetasizer Nano ZS (Malvern, Worcestershire, UK) as previously described [17]. Briefly, the Fe-NPs samples were measured after dilution of the nanoparticle stock solution to 50 μg/ml in water. These dilutions were sonicated for 5 min to provide a homogenous dispersion. For the size measurement, 70 μL of the diluted dispersion Fe-NPs was transferred to a cuvette for hydrodynamic size measurement; for zeta potential measurement, a Malvern zeta potential cell was washed three times with ultrapure water followed by transferring 850 μl of diluted dispersion nanoparticles to this cell to measure the zeta potential. Both size and zeta potential were measured at least three times. The data were calculated as the average size or zeta potential of nanoparticles.
Cell Culture Studies
SHSY-5Y human neuroblastoma cells (ATCC Cultures Inc., VA) were cultured in Dulbecco’s modified Eagle medium (DMEM) containing 10 % FBS [18]. SH-SY5Y cells were treated with 10 or 30 nm of Fe-NPs (2.5, 5 or 10 μg/ml) or 500 μM methamphetamine (METH) as a positive control for 24 h in medium containing 2 % serum. In some cases, cells were also treated with ferric chloride or ferrous sulfate (10 μg/ml) as controls for free iron ion-induced neurotoxicity.
In order to determine protein expression using Western Blot analysis, cells were washed with cold Tris-buffered saline (TBS) and harvested in immunoprecipitation buffer (RIPA buffer with 1 % cOmplete Ultra Mini EDTA-free protease inhibitor cocktail, 1 % protease inhibitor cocktails 2 and 3, and 1 mM phenylmethanesulfonyl fluoride (PMSF). The lysates were then rotated at 4 °C for 30 min, followed by centrifugation at 14,000×g for 20 min. The supernatants were used for Western blot analysis of proteins where a fixed amount of protein was resolved on SDS-PAGE gels and subjected to immunoblot analyses using antibodies for c-Abl, Phospho-c-Abl, and alpha-synuclein. Immunoblot signals were visualized using enhanced chemiluminescence reagent (Pierce, USA). Methamphetamine (METH; 500 μM) served as the positive control. In some cases, cells were analyzed for dopamine content using HPLC with electrochemical detection [18].
Cellular proliferation was assessed using a 5-Bromo-2′deoxy-uridine (BrdU) Cell Proliferation-labeling and detection kit III (Roche) following the manufacturer’s instructions. Briefly, BrdU was added to cells and incubated for specified exposure durations with the compound(s) of interest. BrdU containing media was then removed and the cells fixed (ethanol 70 %, hydrochloric acid 25 %, H2O 5 % for 30 min at −20 °C). Nucleases were added for 30 min (37 °C) to digest the BrdU-labeled DNA. Samples were then incubated for 30 min (37 °C) with anti-BrdU-peroxidase (POD). POD substrate was added and the absorbance measured using a SynergyMX plate reader (BioTek) after 15 min at 405 nm with a reference wavelength of 490 nm. Ferric chloride (FeCl3) and ferric sulfate (Fe2(SO4)3) at 10 μg/mL served as positive controls. METH (500 μM) served as the negative control.
To assess changes in mitochondrial function, cells were grown in half volume 96 well-plates (Greiner-Bio One, Monroe, NC) and treated with compound(s) of interest. After specified exposure periods, treatment media were removed and live cells were stained at 50 μL per well with a combination of 2.5 μg/mL Hoechst 3342 (Invitrogen, City, State) and 100 nm MitoTracker® Orange CMTMRos (Invitrogen) for 30 min. FeCl3 and Fe2(SO4)3 (10 μg/mL) served as positive controls. METH (500 μM) served as the negative control. Subsequent imaging of the cells is described below.
Assessing activation of caspases 3 and 7 was accomplished using methods identical to the process described above with 7.5 μM CellEvent Caspase 3/7 Green Detection Reagent® (Invitrogen) substituted for MitoTracker. For Caspase 3/7 assays, Fe2(SO4)3 (10 μg/mL), cadmium (50 μM), and thimerosal (100 μM) served as positive controls. METH (500 μM) served as the negative control. For both MitoTracker and Caspase 3/7 assays, six sites per well were imaged at 20× using an ImageXpress XL (Molecular Devices, Sunnyvale, CA) outfitted with DAPI and CY3 filters. DAPI and CY3 exposures for MitoTracker were 10 and 20 ms, respectively. Exposures for Caspases 3/7 were 10 and 100 ms, respectively. Images were subsequently analyzed using the MetaXpress Multiwavelength Cell Scoring Module (Molecular Devices). The module quantified the percent of cells (identified by Hoechst stain) positive for either the MitoTracker or Caspase 3/7 stains. Data were then statistically analyzed using AcuityXpress (Molecular Devices) and SigmaStat.
The reactive oxygen species (ROS) assay was performed using 2′, 7′- di-chlorofluorescein di-acetate (DCFH-DA), a non-ionic, non-polar compound that crosses cell membranes and is hydrolyzed enzymatically by intracellular esterases to non-fluorescent DCFH. DCFH is oxidized by ROS to highly fluorescent dichlorofluorescein (DCF). As a result, intracellular DCF fluorescence can be used as a metric with which to quantify the overall oxidative stress in cells [19]. Briefly, DCFH-DA (200 μM, final concentration at 100 μL per well) in assay media was added to all wells of a 96-well plate. Subsequently, nanoparticles (final concentration of 2.5, 5, or 10 μg/mL) were added to each well and fluorescence measured 24 h later with as SynergyMX plate reader (excitation 485 nm, emission 530 nm). ROS was performed on SHSY-5Y cells and rat brain microvessel endothelial cells (rBMVEC). Data were expressed as percent of control levels of fluorescence. Ferric chloride (FeCl3, 10 μg/mL) was used as a positive control.
Blood–Brain Barrier Studies
Rat brain microvessel endothelial cells (rBMVEC) were isolated from rat brains as previously described [20]. All procedures with animals were carried out according to the National Institutes of Health Guide for the Care and Use of Laboratory Animals and approved by the NCTR/FDA Institutional Animal Care and Use Committee. Briefly, the meninges were mechanically removed and the gray matter was collected and minced through a 100-μm-mesh screen. The enzyme Dispase II was added to the brain tissue for 1 h at 37 °C. The tissue was then centrifuged in a solution of 13 % dextran to separate the crude capillary vessels, which were collected and re-suspended in a collagenase/dispase enzyme solution and incubated for 1.3 h at 37 °C. The digested capillaries were centrifuged to remove the enzymes and then placed into percoll gradient tubes and centrifuged to separate the rBMVECs, which were extracted from the percoll gradient and seeded onto collagen-coated, fibronectin-treated plates in MEM-F12 media with 20 % FBS and then placed into a humidified incubator (37 °C, 5 % CO2) until confluent (typically 12–14 days).
Permeability assays were performed to investigate monolayer integrity by measuring fluorescein flux as previously described [21]. Upon attaining confluence, cells seeded on 24 mm, 0.4-μm pore size, polycarbonate membrane inserts (Costar) were exposed to Fe-NPs on their apical (intravascular side). After 24 h of treatment, polycarbonate membrane inserts were removed with a scalpel and transferred to permeability chambers (Permegear, Hellertown, PA) that were attached to a water circulator set at 37 °C. Assay buffer II (sodium chloride 122 mM, potassium choride 3 mM, calcium chloride 1.4 mM, magnesium sulfate 1.2 mM, sodium bicarbonate 25 mM, HEPES 10 mM, glucose 10 mM, K2HPO4 0.4 mM, pH 7.4) was placed on both apical and basolateral sides (2 mL each side) with 10-μm fluorescein added to the apical side. For the first hour, assay buffer II on the basolateral side was removed every 15 min (T0, T15, T30, T45, and T60) and replaced with 2 mL of fresh buffer. During the second hour, this was done every 30 min (T90 and T120). At the end of 2 h, samples (200 μL) from removed basolateral buffer were plated in triplicate and fluorescein concentration determined using a SynergyMX plate reader (BioTek, Winooski, VT) with an excitation wavelength of 485 nm and an emission wavelength of 530 nm. Data (in relative fluorescent units, rfu) were expressed as sum concentration of fluorescein flux over 120 min.
Trans-endothelial electrical resistance (TEER) readings were taken with an epithelial voltohmmeter (EVOM2, World Precision Instruments, Sarasota, FL) as an index of tight junction closure. Completely, confluent monolayers of rBMVECs used for these experiments were seeded in 0.4-μM pore size trans-wells. TEER readings were taken after 24 h Fe-NPs exposure. Confluence was designated by TEER reading of 180 Ω [22]. The resistance of a coated trans-well without the cells was subtracted from the readings.
Animal Studies
Adult male wild-type Sprague Dawley rats (n = 10 per group) were used in these studies. Animals were obtained from the vivarium at NCTR/FDA. All procedures were carried out in strict accordance with the National Institutes of Health Guide for the Care and Use of Laboratory Animals and the NCTR/FDA Institutional Animal Care and Use Committee. Rats were injected i.v., either with saline or a saline suspension of Fe-NPs (50 mg/kg b. wt., 1 h before beginning of the MRI scans).
Rats from each group were humanely sacrificed by decapitation using a small animal decapitator (Harvard Instruments, city, state) 72 h after Fe-NP injection. The striata were dissected on ice, flash-frozen, and stored at −80 °C until further analysis. In some cases, rats were anesthetized with sodium pentobarbital, perfused, and brain tissue was excised and fixed in 2 % paraformaldehyde.
For magnetic resonance imaging and spectroscopy (MRI/S) studies, rats were repeatedly scanned using magnetic resonance imaging and spectroscopy 1 h after treatment with Fe-NPs or saline. MRI/S was performed using a Bruker BioSpec 7T/30 system with a bird-cage transmit and a four-channel phased array receive coil. Animals were anesthetized using isoflurane general anesthesia (3 % induction, 1–2 % maintenance in 1 L/min oxygen) and the body temperature maintained at 37.0 ± 0.5 °C for the duration of scans. MRI/S protocol consisted of dynamic T1-weighted imaging (detection of iron dynamics), T2 mapping (detection of iron-induced relaxation changes), and spectroscopy. Dynamic imaging was performed using gradient echo sequence (TE = 2.65 ms, TR = 208 ms, FOV = 3.84 × 3.84 cm, matrix 384 × 288 × 1, 1 min/image, 60 images train). Whole brain T2 relaxation mapping was performed using a multi-echo, spin echo sequence (FOV = 3.84 × 3.84 × 2.4 cm, matrix 192 × 192 × 24, 16 echoes with 15 ms spacing, TR = 6 s, NA = 1). MRI T2 maps were produced from original multi-echo images using pixel-by-pixel simple exponential fitting. Brain tissue images without surrounding tissues and ventricles were extracted from resultant T2 maps and averaged across the animals. Statistical analysis of T2 changes was performed using paired t test. MR spectra were acquired from striatum using PRESS sequence with VAPOR water suppression and outer volume saturation with the following parameters: TE = 8.0 ms, TR = 2.5 s, NA = 256. Reference spectra (without water suppression) from the same regions were acquired for eddy current corrections and water scaling using LCModel software. Statistical analysis of MRS data was performed using repeated measures ANOVA.
The concentrations of catecholamines (dopamine, 3,4,-dihydroxyphenylacetic acid and homovanillic acid) were determined in striatal tissues using a modified HPLC method combined with electrochemical detection. Tissues were weighed in a measured volume (20 % w/v) of 0.2 M perchloric acid containing the internal standard 3,4-dihydroxybenzylamine (100 ng/ml). The tissues were disrupted by ultrasonication and centrifuged at 4 °C (15,000×g; 7 min), and 150 μl of the supernatant was removed and filtered through a Nylon-66 microfilter (pore size 0.2 μm; MF-1 centrifugal filter; Bioanalytical Systems, city, state). Aliquots of 25 μl representing 2.5 mg of brain tissue were injected directly onto the HPLC/ECD system for separation of analytes. The concentrations of catecholamines were calculated using a standard curve that was generated by determining in triplicate the ratio between three different known amounts of the amine and a constant amount of internal standard [18].
For immunostaining [23], the localization of tyrosine hydroxylase (TH), dopamine transporter (DAT), and rat epithelial cell antigen (RECA-1) was assessed in coronal slides (20 μm) permeabilized with 0.1 % Triton X-100 for 10 min. Non-specific immunostaining was prevented by blocking for 30 min with 10 % goat or horse serum at room temperature. Sections were incubated for 2 h with rabbit anti-TH (1:2000, Millipore), mouse-anti-DAT (1:1000, Sigma), and mouse anti-RECA antibodies (1:500, Sigma) overnight, followed by biotin-anti-rabbit or mouse IgG (1:2000). After that, avidin:biotin conjugated HRP was added for 1 h. Finally, diaminobenzidene was added in order to develop the dark-brown color, and the tissue was mounted and clarified with xylene. Photomicrographs were taken using a light microscope (Nikon eclipse Ni, NIS-elements 4.2 software). Qualitative analysis of the staining was performed in the striatum and substanita nigra (n = 3). Future quantitative analysis was performed by Western blot.
Results
Physical and Chemical Characterization of Fe-NPs
The Fe-NPs used in this study as reported by the manufacturer (Ocean Nanotechnology Inc., AR) had a core size of 10 and 30 nm with a diameter of 8–10-nm surface coating. The size, size distribution, surface charge, and shape of the Fe-NPs were evaluated and validated using TEM and Zetasizer. Using transmission electron microscope (TEM), the primary size of the 10 and 30 nm Fe-NPs was determined to be 10.8 ± 0.2 and 30.1 ± 1.8 nm (mean ± SD), respectively (Table 1). The TEM images (Fig. 1a) obtained show the spherical shape and uniform size distribution of the materials used in this study. EDS analysis (Fig. 1b) confirmed the presence of the elements Fe in the sample. The large C and Cu peaks are due to the Cu grid and the grid coating of carbon materials. The chromium (Cr) peak was from the internal column of the TEM microscope. The oxygen (O) peak is from the sample or working environment. Zetasizer analysis based on dynamic light scattering (DLS) indicated that the average size of 10 and 30 nm Fe-NPs in water solution were 23.2 ± 0.2 and 39.8 ± 0.5 nm (mean ± SD). The average zeta potential of 10 and 30 nm Fe-NPs in water solution were −33.9 ± 2.3 and −32.9 ± 0.4 mV, respectively (Table 1), suggested the testing Fe-NPs with the negative charge in their surfaces. The average polydispersity index of 10 and 30 nm Fe-NPs in water solution were 0.13 ± 0.01 and 0.08 ± 0.01 mV, respectively (Table 1), indicating the monodisperse nanoparticle solution used in this study. TEM directly measured the core size of the nanoparticles based on the projected area, while DLS measured the hydrodynamic size of the nanoparticles based on the hyrodynamic diffusion area of the particle being measured. The hydrodynamic diameter by DLS is about 10–12 nm larger than the TEM determined diameter by an offset that is a function of surface capping agent. Therefore, DLS provides the additional information compared with size measured by TEM.
Fe-NPs Deplete Dopamine and Activate Cellular Death Pathway in Dopaminergic Neuronal Cell Cultures
To understand the primary neurotoxic effects of Fe-NPs, SHSY-5Y human neuroblastoma cells (SHSY-5Y cells) were exposed to 10 μg/ml of 10 and 30 nm Fe-NPs. After a 24-h exposure to 10 and 30 nm nanoparticles, cellular dopamine content was depleted by 68 and 52 %, respectively (Fig. 2a). In addition, exposure to Fe-NPs also resulted in activation of c-Abl, a molecular switch induced by oxidative stress, as evidenced by phosphorylated c-Abl tyrosine kinase (pY245-c-Abl), and increased expression of neuronal α-synuclein, a protein marker for toxic neuronal injuries (55 and 38 %, respectively; Fig. 2b). These data suggest that the exposure to Fe-NPs leads to a depletion of dopamine in neuronal cells that results in activation of oxidative stress pathways yielding dopaminergic neurotoxicity via protein dysfunction.
Fe-NPs Inhibit Cellular Proliferation, Alter Mitochondrial Integrity, and Activate Pro-apoptotic Caspases
To further understand the mechanism of Fe-NP-induced dopaminergic neurotoxicity, we performed analysis of cell proliferation in SHSY-5Y cells exposed to 10 and 30 nm Fe-NPs (2.5, 5, or 10 μg/ml). Among all the doses studied, only the 10 μg/ml dose of 10 nm Fe-NPs significantly reduced cell-proliferation after 24 h as assayed using BrdU-incorporation into newly dividing cells (Fig. 2c).
To clarify the role reactive oxygen species (ROS) play in Fe-NPs toxicity, ROS assay was performed in SHSY-5Y cells exposed to 10 and 30 nm Fe-NPs (2.5, 5, or 10 μg/ml). A dose-dependent increase in ROS was observed for both 10 and 30 nm Fe-NPs, with significant increase relative to control visible at 2.5 and 5 μg/mL, respectively (Fig. 2d). For 10 nm Fe-NPs, all doses were statistically different. For 30 nm Fe-NPs, 5 and 10 μg/mL were statistically different.
To further relate the induction of oxidative-stress pathway to the resulting neurotoxicity of Fe-NPs, we performed high-throughput MitoTracker imaging analysis of SHSY-5Y cells exposed to 10 or 30 nm Fe-NPs (2.5, 5, 10, 20, or 40 μg/ml). A significant reduction in the number of active mitochondria was observed in neuronal cells 24 h after exposure to 20–40 μg/mL of 10 or 30 nm Fe-NPs, suggesting an increase in reactive oxygen species (ROS) (Fig. 2e). Images (Fig. 2f) of mitochondria that were stained green in live cells (nuclei stained blue with DAPI) suggested that Fe-NPs affected mitochondrial integrity. This finding and the observation that ferric chloride or ferrous sulfate resulted in a high degree of inhibition of cellular proliferation (Fig. 2c) suggest that the cells are undergoing apoptotic rather than necrotic death, as indicated by nuclear symmetry in cells exposed to ferric chloride. Necrotic nuclei would appear highly fragmented without any pattern characteristic of nuclei. The possible apoptotic mechanism(s) induced require further elucidation.
In order to assess whether the neurotoxic effects of Fe-NPs on SHSY-5Y dopaminergic neurons are mediated by apoptosis, high-throughput caspase 3/7 activation analyses were performed after exposure to 2.5–40 μg/ml of 10 or 30 nm Fe-NPs (Fig. 2g). Neuronal cells were exposed to cadmium (50 μm), ferrous sulfate (10 μg/mL), and thimerasol (100 μm) as positive controls; METH (500 μM) was used as the negative control. Caspase 3/7 imaging of ½ volume 96-well plates occurred with six images obtained for each well; each image represented a single data point. Imaging was performed in a MetaXpress IXM XL instrument (Molecular Devices). Data were further analyzed in Acuity Xpress (Molecular Devices). Three optimal clusters were determined (supplemental 1) and data displayed in a principal component analysis (PCA) plot utilizing percent of caspase positive cells, mean area of all cells, mean area of all nuclei, and mean caspase-positive stain intensity for each data point (Fig. 2g). Here, 854 data points fall into the “green” cluster, 521 data points into the “red” cluster, and 284 data points into the “yellow” cluster (supplemental 1) All doses of 10 and 30 nm Fe-NPs and control treatments are found in the “green” cluster. The “red” cluster also contains all doses of 10 and 30 nm Fe-NPs, and control treatments, but also contains the negative control group methamphetamine. Note that the cluster difference between the “red” and “green” group is likely the result of a plate effect, not a treatment effect (i.e., data points from red cluster were all from the same plate; green cluster data were from the same plate, run on a different day). Notably, the “yellow” cluster contains only 10 nm Fe-NPs at 10–40 μg/mL and the positive controls cadmium, ferrous sulfate, and thimerasol. These PCA data suggested that only 10 nm Fe-NPs increases caspase 3/7 activation, thereby contributing to apoptosis. These data also suggested that bigger size nanoparticles might not produce significant neurotoxicity, especially via apoptosis.
Fe-NP-Induced Neurotoxicity Might Result from a Compromised Blood–Brain Barrier
To further evaluate the impact of Fe-NPs-induced neurotoxicity, we investigated whether Fe-NPs exposure would alter the integrity of the blood–brain-barrier (BBB). Artificial BBBs comprised of rBMVECs were exposed to 10 μg/ml of 10 and 30 nm Fe-NPs for 24 h and demonstrated that Fe-NPs significantly increased fluorescein efflux across the rBMVECs over 120 min post-exposure (Fig. 3a). Although no significant difference was observed between the degrees of efflux caused by 10 and 30 nm Fe-NPs, a slightly larger effect of 10 nm Fe-NPs was seen in the TEER permeability measure (Fig. 3b). Therefore, to further understand the mechanism(s) by which Fe-NPs might compromise BBB integrity, production of reactive oxygen species (ROS) was assessed after exposure to increasing concentrations of 10 nm Fe-NPs. A highly significant dose-dependent increase in ROS was observed 24 h after the exposure of rBMVECs to 10 nm Fe-NPs as compared to non-treated controls (Fig. 3c). These data suggested that the neurotoxic effects of Fe-NPs might be mediated by their potential to damage the BBB. Based upon these findings, the effects of Fe-NPs exposure in vivo were investigated.
Fe-NP Exposure Induces Brain Water Relaxation Changes and Neurochemical Alterations in Rat Striatum
MRI was utilized to probe T2 changes in living brain following exposure of rats to a single dose (50 mg/kg b.wt.) of 10 nm Fe-NPs. This approach was based on the assumption that Fe-NPs change water relaxation, both T1 and T2, which could thus be used as a measure of Fe-NP brain penetration. A significant decrease in T2 signal was observed after a single injection (Fig. 4a). A typical example of the T2 changes detected in adult rats after 10 nm Fe-NP administration is shown in Fig. 4b. It can be seen that Fe-NP treatment induced noticeable decreases in brain T2 images that are suggestive of Fe-NPs penetration into the brain. Additionally, dynamic T1-weighed observations after injection of 10 nm Fe-NP confirmed the transfer and retention of these particles from brain vasculature to brain tissue (Fig. 4c; Supplementary video 1).
Furthermore, in vivo MRS suggested local changes in the neurochemical environment of the striatum after the exposure to a single dose of 10 nm Fe-NP. All metabolites observed during spectroscopy were expressed in their absolute concentrations, based on the intrinsic signal of the water from the same caudate-putamen or striatum voxel (Table 2).
Fe-NP Exposure Induces Neurotoxic Changes in Dopaminergic Phenotype Followed by Dopamine Neuronal Loss
Because of the neurochemical alterations seen via MRS of the striatal region, we sought to also evaluate the effect of 10 nm Fe-NPs on the dopamine content in the striatum. Analyses of dopamine and its metabolites, DOPAC (3.4-dihydroxyphenylacetic acid) and HVA (homovanillic acid), in the striatum 72 h after a single injection of 50 mg/kg of 10 nm Fe-NPs revealed a significant decrease in their concentrations (Fig. 5a). These data provide direct evidence of dopaminergic neurotoxicity induced by an exposure to 10 nm Fe-NPs.
In order to further evaluate neuropathological correlate of dopaminergic neurotoxicity induced by 10 nm Fe-NPs, we performed immunohistopathological analysis of the striatum and substantia nigra pars compacta 72 h after rats were treated with a single dose (50 mg/kg) of 10 nm Fe-NPs. A significant decrease in dopamine transporter binding in both the striatum (Fig. 5b left panels) and the substantia nigra (Fig. 5b right panels) were observed. Additionally, treatment with 10 nm Fe-NPs significantly decreased the number of tyrosine hydroxylase positive neurons in the striatum (Fig. 5c left panels) and tyrosine hydroxylase positive nerve terminals in the substantia nigra (Fig. 5c right panels) of animals treated with the Fe-NPs. These data provide direct evidence of dopaminergic neurotoxicity followed by dopamine neuronal loss after exposure to 10 nm Fe-NPs. Finally, a significant decrease in the immunoreactivity of RECA-1, a rat endothelial cell antigen, was observed in the brains of animals treated with 10 nm Fe-NPs (Fig. 5d). The reduction in RECA-1 is thought to represent damage to the brain vasculature after treatment with 10 nm Fe-NPs, which confirms the MRI imaging data showing reductions in T2-weighted relaxation after treatment with 10 nm Fe-NPs.
Discussion
With the increasing incorporation of engineered nanomaterials into almost every aspect of human health and lifestyle, one of the most important issues that must be addressed is the potential of these nanomaterials and their biodegradation products to cause toxicity [24–27]. Until now, the main mechanism thought to underlie the toxicity of nanomaterials has been related to their generation of oxidative stress via interaction with mitochondria [28]. Damage to the mitochondria by nanomaterials results in the leakage of electrons and increased oxidative stress [29]. Also, when administered systemically, nanomaterials have been shown to cross the blood–brain barrier (BBB) and access the CNS and induce edema [30].
Due to their superparamagnetic physicochemical properties, Fe-NPs have been found potentially applicable in the biomedical and industrial fields. Fe-NPs are commonly used for magnetic resonance brain imaging, serving as vectors for brain-targeted delivery of genes or drugs, and magnetic storage [1]. Due to the increasing application of Fe-NPs, studies evaluating their potential neurotoxicity have also grown in numbers. Studies performed using PC12 cells (rat pheochromocytoma cells that secrete catecholamines) have shown that Fe-NPs can induce cytotoxicity [14]. Intranasal exposure to Fe-NPs led to their highest deposition in rat striata with a retention time of up to 14 days, thus, leading to an increase in oxidative stress in the striatum [15]. In the present studies, we sought to understand the mechanisms underlying Fe-NP induced damage to dopaminergic neurons utilizing human neuroblastoma cells that mimic the phenotype of human dopamine neurons. It was observed that Fe-NPs, like the common dopaminergic toxicant methamphetamine (METH), caused dopamine depletion and increased α-synuclein expression. The fibrilization and aggregation of α-synuclein have been suggested to play a role in the development of Alzheimer’s and Parkinson’s diseases [31]. The over-expression of α-synuclein and dopamine depletion observed in the present studies after Fe-NP treatment might have contributed to the increases in oxidative-stress that were indicated by the ROS assays. It has been recently demonstrated that oxidative stress activates a pro-death pathway in Parkinson’s disease (PD) by the activation of a non-receptor tyrosine kinase c-Abl, leading to progressive death of dopamine neurons both in vitro and in vivo in animal models of PD [23, 18]. This oxidative stress mediated activation of c-Abl also seems to be associated with a neuronal death mechanism in human PD patients due to aggregation of toxic species of proteins [18]. In the present study, activation of c-Abl was observed after exposure to Fe-NPs. This activation of c-Abl, along with the increased expression of α-synuclein and loss of cellular dopamine, may lead to increased dopaminergic neuronal cell death after exposure to Fe-NPs. It is interesting to note that Fe-NP exposure not only activated oxidative stress induced cellular death pathways in these dopaminergic neurons but also significantly reduced the cellular proliferation of these neuronal cells, as evidenced by reduced BrdU-incorporation, suggesting progressive neuronal damage.
To further understand the molecular pathways participating in dopaminergic neuronal death after exposure to Fe-NPs, the effect of Fe-NP exposure on mitochondrial integrity was evaluated in dopaminergic cells. Mitochondria serve as a major source of energy production and are responsible for maintaining the balance between cell survival and death [32, 33]. Mitochondrial dysfunction serves as an early sign of cellular damage [34], and the role of mitochondrial dysfunction in dopaminergic damage and neurological disorders is well known [35]. Recent studies have shown that Fe-NPs generate loss of mitochondrial membrane potential [36] and cause genotoxicity via mitochondrial depolarization [37]. In the studies reported here, exposure to higher doses (20 and 40 μg/mL) of Fe-NPs led to a decrease in mitochondrial integrity, suggesting increased damage to mitochondrial membranes. Although Fe-NPs did significantly decrease mitochondrial integrity, neuronal cell loss was significantly higher with exposure to the ionic forms of iron. These observations suggested that Fe-NPs might induce an apoptotic cascade in these dopaminergic neurons via damage to mitochondrial membranes. The role of caspases as major players in inducing apoptosis is well known [38, 39]. Studies conducted in human breast cancer cells suggest that exposure to Fe-NPs leads to oxidative stress, DNA-damage, and caspase activation [40, 41]. Another study suggested there were increased levels of caspase mRNA and enzyme activity in skin and lung epithelial cells after exposure to Fe-NPs [42]. In the current studies, exposure to increasing concentrations of smaller size Fe-NPs led to a highly significant activation of caspases 3 and 7 in dopaminergic cells. Interestingly, only the smaller size Fe-NPs caused activation of caspases 3 and 7 in a fashion similar to that for prominent pro-apoptotic toxicants such as cadmium, thimerasol, and ferrous sulfate. This activation of caspases 3 and 7 in dopaminergic cells after exposure to Fe-NPs suggests that the neurotoxic damage caused by Fe-NPs is induced by oxidative stress that might be mediated via apoptotic mechanisms.
The in vitro data reported in the present study provides strong evidence that Fe-NPs produce neurotoxic damage to dopaminergic cells by activating an oxidative stress-mediated apoptotic cellular death pathway that leads to neuronal damage. In order for Fe-NPs to induce neurotoxic damage, it is imperative that they cross the BBB. A recent study suggested that a magnetic force-mediated mechanism serves to drag Fe-NPs through brain capillary endothelial cells in culture [43]. In the present studies, we sought to determine if Fe-NPs cross the BBB, and if they might also adversely affect the BBB. The data suggest that exposure to Fe-NPs results in an increased fluorescein efflux across cells in an in vitro model of the BBB comprised of rat brain microvessel endothelial cells (rBVMECs). Furthermore, exposure to Fe-NPs also resulted in an increase in trans-endothelial electrical resistance confirming damage to the model BBB. This was accompanied by an increased production of reactive oxygen species in the rBVMECs suggesting a role of oxidative stress in disturbing the integrity of the BBB model. Collectively, the present data suggest that exposure to Fe-NPs activates oxidative stress-mediated damage to dopaminergic cells that may result in a compromised BBB, thus, making the brain more vulnerable to subsequent Fe-NP exposure that might lead to more damage to dopaminergic neurons.
Taking into account the data presented here indicating that Fe-NPs are capable of disrupting the BBB, the effect of exposure to Fe-NPs on the dopaminergic system in adult male rats was investigated. Magnetic resonance imaging followed by spectroscopy (MRI/S) was performed to evaluate the effects of a single exposure to 10 nm Fe-NPs. The MRI data contained evidence of Fe-NP transfer from blood to the brain ventricles, supporting the in vitro observation in the BBB model of compromised integrity after Fe-NP exposure. This transfer of Fe-NPs into brain ventricles was associated with a significant reduction in T2 relaxation in the whole brain 1 h after exposure to single dose of 10 nm Fe-NPs. Furthermore, the associated anatomical changes observed in the striatum were followed by extensive neurochemical alterations as observed using MR spectroscopy. Previous MRS analyses—after a single exposure to 50 mg/kg of 10 nm Fe-NPs—showed that glutamate concentrations were significantly decreased reflecting altered neuronal activity [44]. Glutathione concentrations were also significantly increased 1 h after Fe-NP injection, suggesting a rapid compensation for increased ROS production; glutathione concentrations decreased 72 h after treatment, suggesting its depletion during ROS scavenging [45]. Taurine, which can be neuroprotective, was also significantly decreased, suggesting its consumption during cellular protection [46]. Choline-containing compounds, major membrane constituents, were also significantly decreased, likely the result of cellular membrane breakdown induced by lipid peroxidation [47].
Dopamine neurons are neuromelanin-rich cells that specifically express tyrosine hydroxylase (TH). This can be observed in cell bodies in the substantia nigra and in cell terminals in the striatum [48]. Additionally, high and specific expression of the dopamine transporter (DAT) serves as a functional marker [48]. A loss of TH-positive neurons reflects dopaminergic neuronal damage as evident in the most common animal models of PD [18]. A loss of DAT has been used as a biomarker for diagnostic purposes in various neurological disorders. The in vivo observations presented here of Fe-NP-induced anatomical and neurochemical changes, as observed via MRI and MRS, were further confirmed by loss of TH-positive terminals and DAT expression in the striatum as well as loss of TH-positive neurons and DAT expression in neurons in the substantia nigra. These data are unique observations of correlations between in vivo progressive brain anatomical and neurochemical changes after exposure to Fe-NPs and post-mortem neuropathology. Finally, a significant reduction in rat epithelial cell antigen-1 (RECA-1) was observed in the striatum following Fe-NP exposure. This reduction in RECA-1 (a marker of damaged brain vasculature) was also accompanied by significant morphological changes evident as shrinkage of neuronal vasculature in the striatum.
In summary, the present study is the first of its kind to show in real time the in vivo transfer of Fe-NPs from blood to brain and the impact of Fe-NPs on brain volume and chemistry. Furthermore, the data show that oxidative stress and activation of the pro-death compound, c-Abl tyrosine kinase, are associated with Fe-NP induced neuronal damage and neurotoxicity. Furthermore, the data suggest protein dysfunction in neurons exposed to Fe-NPs via alterations in the expression of α-synuclein. These molecular pathways associated with neuronal damage have been implicated in various neurological disorders including Alzheimer and Parkinson’s diseases. The anatomical, neurochemical and neuropathological changes observed in the present studies are common hallmarks of these devastating neurological disorders. The data suggest that smaller Fe-NPs may be able to directly access brain tissue by traversing the blood–brain barrier and cause neuronal damage to the dopaminergic system that is similar to that associated with these devastating neurodegenerative diseases.
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The research reported here was funded by the NCTR/FDA protocol # E −07394.01. This document has been reviewed in accordance with US Food and Drug Administration (FDA) policy and approved for publication. Approval does not signify that the contents necessarily reflect the position or opinions of the FDA nor does mention of trade names or commercial products constitute endorsement or recommendation for use. The findings and conclusions in this report are those of the authors and do not necessarily represent the views of the FDA.
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Susan M. Lantz-McPeak and Elvis Cuevas contributed equally to this work.
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(A) Three optimal clusters of caspase 3/7 positive cells was determined via Euclidean squared GAP statistic using K-means from 1 to 10 [49]. Subsequent self-organizing map (SOM) in a 3 × 1 matrix (B) helped distinguish which data points fell into each cluster. Each of the four columns seen within each SOM group corresponds to the PCA data in the following columns: (a) percent of caspase positive cells, (b) mean area of all cells (c) mean area of all nuclei, and (d) mean caspase-positive stain intensity, respectively. In the SOM heat map, green indicates a positive response; with darker green signifying a less positive response Red indicates a negative response, with darker red signifying a less negative response. (PDF 447 kb)
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Imam, S.Z., Lantz-McPeak, S.M., Cuevas, E. et al. Iron Oxide Nanoparticles Induce Dopaminergic Damage: In vitro Pathways and In Vivo Imaging Reveals Mechanism of Neuronal Damage. Mol Neurobiol 52, 913–926 (2015). https://doi.org/10.1007/s12035-015-9259-2
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DOI: https://doi.org/10.1007/s12035-015-9259-2