Abstract
Background
To provide optimal care, medical students should understand that the social determinants of health (SDH) impact their patients’ well-being. Those charged with teaching SDH to future physicians, however, face a paucity of curricular guidance.
Objective
This review’s objective is to map key characteristics from publications about teaching SDH to students in undergraduate medical education (UME).
Methods
In 2016, the authors searched PubMed, Embase, Web of Science, the Cochrane and ERIC databases, bibliographies, and MedEdPORTAL for articles published between January 2010 and November 2016. Four reviewers screened articles for eligibility then extracted and analyzed data descriptively. Scoping review methodology was used to map key concepts and curricular logistics as well as educator and student characteristics.
Results
The authors screened 3571 unique articles of which 22 were included in the final review. Many articles focused on community engagement (15). Experiential learning was a common instructional strategy (17) and typically took the form of community or clinic-based learning. Nearly half (10) of the manuscripts described school-wide curricula, of which only three spanned a full year. The majority of assessment was self-reported (20) and often related to affective change. Few studies objectively assessed learner outcomes (2).
Conclusions
The abundance of initial articles screened highlights the growing interest in SDH in medical education. The small number of selected articles with sufficient detail for abstraction demonstrates limited SDH curricular dissemination. A lack of accepted tools or practices that limit development of robust learner or program evaluation was noted. Future research should focus on identifying and evaluating effective instructional and assessment methodologies to address this gap, exploring additional innovative teaching frameworks, and examining the specific contexts and characteristics of marginalized and underserved populations and their coverage in medical education.
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BACKGROUND
Individuals and groups who have been marginalized and who have suffered discrimination have demonstrably poorer health outcomes.1,2,3,4,5,6 In response to these health disparities, the National Academies of Sciences, Engineering, and Medicine (NASEM)1, 7 and governing bodies8,9,10 have issued urgent calls to prepare health professional students to address the social determinants of health (SDH) at the patient and community level. SDH must be both understood and addressed in order to achieve health equity.11,12,13,14,15,16 Medical educators and academic medical centers (AMCs) are now charged with developing physicians who will advocate for the most vulnerable members of our society.17,18,19,20,21
Young physicians must understand that the SDH, defined by the World Health Organization (WHO) as the “conditions in which people are born, grow, live, work, and age,” inform their patients’ health and are within their purview.16, 22 This requires perspective shifts for both the educator and the learner, with the desired educational outcome being transformative learning.23,24,25 (Textbox 1) There are a variety of existing instructional frameworks for SDH teaching. Examples of these include the biopsychosocial26 and structural competency models,27,28,29 service-learning pedagogy1, 20, 30, 31 with critical reflection28, 29, 32 (Textbox 1), and curricula that are experiential, longitudinal, interprofessional, and community-based.1, 27, 29, 31,32,33 Transformative learning is often the goal in service learning and requires the critical assessment of the learner’s assumptions and experiences, to reframe perspectives and inform future actions via critical reflection (Textbox 1).
Textbox 1. Definitions used in “Teaching the Social Determinants of Health in Undergraduate Medical Education: A Scoping Review”
Transformative Learning A theory of learning that is beyond basic knowledge or skill acquisition whereby the learner’s assumptions and perspectives are transformed via experiential learning; facilitated structured reflective dialogue and high level analysis. These new beliefs and insights are then applied to current and future actions and critically assessed.24,25 | |
Service Learning Community-based learning that balances service and learning through a structured service experiential curriculum with central tenets of reflection and true community engagement.1,22,31,34 | |
Critical Reflection A process within the experiential learning cycle whereby the learner becomes aware of their own assumptions and preconceived notions through assessing, questioning, criticizing their actions and the experience with the goal of reframing perspective and using this analysis to inform future behavior.25,26,32 |
Given both the need to incorporate SDH content and continued calls for curricular guidance,1, 35, 36 we performed a scoping review to answer the research question: “What has been published on the topic of teaching medical students about the social determinants of health?” We used scoping methodology to map key concepts and logistics, as well as educator and student characteristics from the SDH medical literature. We sought to both provide a resource for educators and identify gaps and opportunities for future research.
METHODS
We conducted a scoping review based on existing frameworks.37,38,39 We followed the recommended five stages: (1) formulating the research question, (2) identifying relevant studies, (3) study selection, (4) charting data, and (5) collating, summarizing, and reporting results.
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Stage 1:
Formulating the Question
Our research team had experience in curricular design, implementation, and assessment in general medical education and specific to the SDH domain. We collaborated with an experienced medical librarian in our scoping process. Together, we determined the broad and specific research questions, designed the study protocol, reviewed search terms, and identified target databases.
We chose a scoping review to answer the general research question: “What has been published on the topic of teaching medical students about the social determinants of health?” The term SDH was selected as it was the language used in guidelines published by national associations of North American medical schools.40, 41 We defined social determinants of health a priori, and used the definition proposed by the WHO. As shown in Figure 1, the WHO describes the SDH as those intermediary factors and circumstances, along with the health system, that have an impact on equity in health and well-being.42 Our specific question focused on educational interventions to assist those educators seeking curricular guidance on implementation. We also sought to identify gaps in the literature to inform future research.43 Our goal was not to rate the quality of evidence or come to conclusions about best practices, but to offer the scope of available published knowledge about teaching the SDH.44
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Stage 2:
Identifying Relevant Studies: Data Sources and Search Strategy
Our search strategy is shown in Textbox 2. We searched databases PubMed, Embase, Web of Science, the Cochrane Database, and the Educational Resources Information Center (ERIC) on November 14, 2016. The term “social determinants of health” was not indexed as a Medical Subject Heading until 2014.45 To address this issue, we began with a list of general and related keywords that often appear alongside the SDH in the current literature. References from the NASEM report on teaching the SDH1 and a Lancet Series on the health-poverty gap2,3,4,5,6 were also searched. Finally, we searched MedEdPORTAL for relevant articles using the term “social determinants of health” (Online Supplementary Appendix).
Textbox 2. PubMed search strategy used for “Teaching the Social Determinants of Health in Undergraduate Medical Education: A Scoping Review”
(“Social determinants of health” OR “social determinants of health”[tw] OR “social determinant of health”[tw] OR “health social determinants”[tw] OR “Healthcare Disparities”[Mesh] OR “health disparities”[tw] OR “health disparity”[tw] OR “health inequity”[tw] OR “health inequities”[tw] OR “disparity”[tw] OR “disparities”[tw] OR “inequity”[tw] OR “inequities”[tw] OR “health equity”[tw] OR “health equities”[tw]) AND (“Education, Medical”[Mesh] OR “Teaching”[Mesh] OR “curriculum”[Mesh] OR “Models, Educational”[Mesh] OR “problem-based learning”[Mesh] OR “medical education”[tw] OR “curriculum”[tw] OR “educational models”[tw] OR “educational model”[tw] OR “problem-based learning”[tw] OR “problem based learning”[tw] OR “medical school”[tw] OR “medical schools”[tw]). |
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Stage 3:
Study Selection
A three-round process was used to determine article relevance, with multiple authors independently reviewing studies in each round (Fig. 2). After duplicate removal, references were imported into the web application Rayyan46 (http://rayyan.qcri.org), which allowed blinded collaborative screening of results. In round 1, two reviewers (TB and KS) independently performed title and abstract screening based on content relevance, without limits on publication date, location, or study population. Four reviewers (TB, KS, ADP, MM) performed further abstract screening in round 2, applying the final inclusion criteria. Full-text screening was then done by the four reviewers (ADP, KS, TB, MA) during round 3. Discrepancies were resolved by consensus or involvement of an additional reviewer.
We included English language articles published between 2010 and 2016 in North America. We chose the timeframe based on successive curricular mandates issued by the North American accreditation bodies for medical schools from 2010 to 2015.8, 9, 47 We excluded articles describing interventions that were a single event, as they did not provide sufficient curricular breadth. The final article types reviewed were original research, perspectives, reflections, and program reports. Despite their heterogeneity, these formats offered valuable information about SDH curricula.
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Stage 4:
Charting the Data
We abstracted data from all selected articles. Our recording form included manuscript details (author, year, journal, institution, funding source) and the following categories: (a) content/topic, (b) educational methods, (c) timing, (d) educator, (e) learner characteristics, (f) evaluation, and (g) funding. This methodology has been supported by Levac38 and Arksey and O’Malley37 and used in similar studies.48, 49
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Stage 5:
Collating, Summarizing, and Reporting Results
During the data abstraction stage, text from each article was selected and assigned a relevant category by a research assistant and a reviewer (MM, ADP). A second research assistant (NS) and two other authors (TB, KS) then reviewed and edited the data for accuracy. Data analysis involved assessment for qualitative themes and frequency analysis of program characteristics which was conducted by four authors (ADP, KS, MA, NS) with any discrepancies resolved by consensus. Some concepts or themes were infrequent but followed currently recommended curricular strategies.1, 7, 27, 50 These were retained as having value to our effort. We excluded studies focused on cultural humility, cultural awareness, and implicit bias as these constructs and their associated instructional approaches have been extensively covered in the literature.34, 51,52,53,54,55,56,57,58
We separated publications that reported student-level evaluation from those that reported alternative assessments or had a different focus (Tables 1 and 2).
RESULTS
The outcome of our search strategy is shown in Figure 2. We identified 3571 unique articles for title and abstract screening. Two-hundred and eighty-six articles were selected for round 2 screening, which yielded 171 articles for full-text review. The distribution of articles across journals was wide but journals rarely published more than three articles each. Notable exceptions were the Journal of General Internal Medicine (36), Academic Medicine (21), Medical Teacher (7), Medical Education (6), and the Rhode Island Medical Journal (5) (Online Supplementary Appendix). Out of 36 entries identified from the MedEdPORTAL review, five were included after abstract screening and only one met our inclusion criteria. None of the articles identified from reference list searches were included in the final review.
Of the 171 articles that underwent full-text review in round 3, 22 were selected for final analysis in this study. The remaining 149 were excluded as unrelated to the topic, lacking detail regarding curricula, or failing to meet the original inclusion criteria. In some cases, multiple included articles contained content referencing the same program but provided details about different program aspects. We felt that the content was sufficiently detailed in each report for the described interventions to be considered separately.
Topic/Content
We abstracted program goals, content taught, and learning objectives and noted a wide variety of themes. All articles described program content that included definitions of the SDH and the mechanisms through which they impact an individual and population’s health, particularly the underserved. The most common themes identified in this category were course content focused on community engagement59, 61, 62, 65, 66, 68,69,70,71, 73,74,75,76, 78, 80 (15); understanding the local context60, 61, 64, 68,69,70, 72, 76, 79 (11); health policy and advocacy teaching59,60,61,62,63,64,65, 67, 73 (9); and professional development for students59,60,61, 63, 70, 75, 80 (7). Other notable content themes referenced in a minority of articles were population health72 (1), diversity62, 68, 78 (3), and leadership70, 73, 78, 80 (4). Because of the wide range in topics and content, these themes were not included in our final tables.
Educational Methods
All articles except for Powell and Bullock explicitly described programs that used traditional didactic forms of instruction59,60,61,62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77, 79 (20) and many described participatory components that were also classroom-based: case-based instruction59, 60, 63, 69, 70, 73, 77 (7); small group work61, 63, 69, 77, 80 (5); and peer teaching59, 66, 67, 71, 78 (5). All learner-led activities were considered participatory within our charting scheme.
Traditional instructional strategies were often complemented by experiential learning59, 61,62,63, 65,66,67,68,69,70,71,72, 74,75,76, 78, 80 (17) that took the form of either clinic or community-based education (Tables 1 and 2). Experiential learning was defined as activities involving direct interactions with patients, families, and communities. Clinic-based learning was integrated into clerkships or electives59, 66, 67, 71, 78 (5). Community-based education took the form of service projects61, 62, 65, 66, 68, 70, 71, 73,74,75, 78, 80 (12); community-based participatory research62, 74 (2); and neighborhood tours69, 72, 75 (3). Longitudinal community collaborations were detailed in three studies.61, 62, 71 In one example, described by Haq and colleagues, students in the TRIUMPH Community Health Course at University of Wisconsin engaged consistently throughout the program with community health projects using a service-learning model.
Reflection was described in nine articles.60, 65,66,67, 73, 75,76,77, 80 Critical reflection was cited as an instructional strategy in six articles.65, 67, 75,76,77, 80 Bernstein76 used critical reflection as a learning tool and as part of program assessment. Bullock80 described a community-led collaboration where critical reflection is facilitated by faculty and through post-intervention dialogue with community members.
Erlich69 described a comprehensive, multimodal SDH curriculum, created by students and developed using Kern’s model.81 In their approach, advanced learning objectives were integrated successively throughout the four-year undergraduate medical experience. Focusing on health disparities, the curriculum began with classroom- and community-based activities in the pre-clinical years and was followed by a required family medicine clerkship that included SDH content.
Curricular Logistics: Timing, Duration, and Learner Characteristics
In this section, we describe the curricular logistics of timing and learner characteristics both separately and in relation to one another. We did this to better convey the intensity of the programs as well as the learner groups that were targeted. The final categories for program duration were short-term (≤ 6 weeks), intermediate (6 weeks–1 year), and longitudinal (> 1 year). Short-term interventions were either required as part of first year orientation or were a component of a longer clerkship59, 67, 68, 72, 76 (5). Seven articles described intermediate initiatives ranging from a single course or clerkship64, 74, 79 through programs that spanned months.63, 65, 77, 80 Nine of the articles described longitudinal community-based SDH curricula over a span of one year or more.61, 62, 66, 69,70,71, 73, 75, 78 Timing is described in greater detail under program/publication type in Tables 1 and 2.
Articles were also classified by the described programs’ availability to all students. These categories were required for all learners, required for some learners, and elective or selective—requiring an application process (Tables 1 and 2). In total, 10 manuscripts described curricula geared to all undergraduate medical students.59, 60, 68, 69, 72, 75,76,77, 79, 80 Only three of these articles reported curricula that were close to a year or more.69, 75, 80 Buckner75 and Bullock80 both described community-based coursework throughout the first year of medical school, and the program described by Erlich69 was integrated throughout all four years. Four other articles outlined SDH curricula for all medical students that were classified as short-term in duration.59, 68, 72, 76
The remaining 12 articles described selective or elective courses (Tables 1 and 2).61,62,63,64,65,66,67, 70, 71, 73, 74, 78 It is notable that the learner characteristics sought by selective programs generally included a desire to work or experience working in resource-constrained settings, fluency in another language, interest in primary care, and strong service ethic. Six of the articles detailed selective programs that were longitudinal in duration.61, 62, 66, 70, 71, 78 The UMed program at the University of Illinois at Chicago College of Medicine, described by Girotti,62 was one of the most selective programs and followed a longitudinal four-year curriculum. Other similar selective pathways were integrated and longitudinal for one year, like the Icahn Human Rights and Social Justice Scholars Program described by Bakshi61 or spanning several years.70, 71, 73, 78 Powell78 described a curriculum for a narrow group of learners who intended to pursue a one-year Master’s Degree in addition to their MD. A key feature of all longitudinal programs was sustained community engagement.
Educators/Community Expert Engagement
Most educators were university-based faculty with variable expertise in teaching SDH. Community members and other interprofessional educators were represented in several studies, but similar to other forms of community engagement described above, the participation of non-faculty educators ranged in intensity and importance across programs.
Educator descriptions fell into several categories: school faculty, interdisciplinary faculty, community educators, and peers or fellow students. All studies used medical school faculty as the educators and mentors with, when reported, variable expertise and support for teaching SDH (Tables 1 and 2). Nine studies involved community educators61, 62, 65,66,67, 72,73,74, 76 and nine described the teaching role of other interdisciplinary professionals. 60,61,62, 65, 68, 69, 72,73,74 Although these programs, as Girotti62 puts it, aimed to put the “community [expert] at the center of the educational experience,” these individuals were typically limited to advising, facilitating, and collaborating on community projects. Three studies did move beyond this paradigm by soliciting formal feedback about students from the community representatives.71, 72, 74 Haq71 detailed this process: faculty asked the community collaborator about the “student’s dedication to the project, curiosity/drive to learn, professionalism, and flexibility to adapt to circumstances.” If it was not explicitly described in the article, we did not make assumptions about methodology, but we would expect that most workplace-based interventions had some component of interdisciplinary learning.
Assessment Practices
The categories that emerged from assessment descriptions were the following: survey or test, reflections, project evaluation, graduation outcomes, and feedback. Analysis of abstracted data revealed both student- and program-level assessments of the described teaching interventions.
Twenty articles contained affective student assessment, measuring self-reported changes in knowledge, skills, and attitudes; recognition of the impact of social determinants of health; and desire to serve the underserved.60,61,62,63,64,65,66,67,68,69,70,71,72,73,74, 76,77,78,79,80 Student assessments about attitude change using the Medical Student’s Attitudes Toward the Underserved82 instrument were described in three publications.62, 66, 68 Performance-based student assessment was discussed in four articles and limited to clinic-based curricula.59, 66, 69, 70 Two studies described developing objective clinical skills examinations (OSCE) as a method of assessing both student and program effectiveness.59, 66
Asgary integrated their curriculum on care for the homeless into clerkships and used multiple approaches to evaluate student outcomes.59 A direct clinical skills evaluation included a communication component assessing learner performance in obtaining a thorough social history and ability to validate patients’ concerns. In the Brown University program, described by Anthony,66 three OSCE stations were developed in which students helped vulnerable clinic patients navigate health disparities. Three studies, geared to developing primary care physicians, reported comparative data about graduation outcomes to demonstrate program impact.62, 71, 78
Reflection practices were also used for student and program assessment. O’Brien65 and Buckner75 described using structured reflection prompts and facilitated feedback focusing on student assessment. Van den Heuvel67 and Duffy68 detailed the use of reflection to evaluate the effectiveness of their respective curricula. The former study described a social pediatrics elective, during which student reflections were analyzed to determine if transformative learning had occurred, based on a four-phase tool developed by a previous study. Additionally, Van den Heuvel and colleagues identified the specific aspects of the program that triggered instances of transformative learning.
In total, student performance data was used to support curricular effectiveness in six publications.59, 65, 67, 68, 71, 78 All other program-level assessments, when reported, were drawn from student surveys. These took the form of student self-assessment and affective assessment of program elements (Tables 1 and 2).
Funding
Five distinct funding categories emerged from our review: government grants, philanthropy/endowment, no reported funding source, none, and university funds. Some studies reported different degrees of funding from multiple sources. There was no clear major finding given the variability in reporting and the different funding sources. However, it was notable that many educational interventions used additional resources outside of traditional institutional medical education funds.
DISCUSSION
Scoping reviews offer a unique opportunity to retrieve, scan, and disseminate a broad range of literature to answer a research question. This review adds to efforts by policy and accrediting bodies to support educators and institutions in the process of transforming health professionals’ education to address the SDH.1, 7,8,9,10, 20, 50
The number of articles retrieved highlights the growing interest in SDH in medical education. The small number of articles with sufficient detail on key areas for our study underscores the early stage of SDH curricular inclusion in undergraduate medical education (UME), the lack of tools to assess learner development and program impact, and the challenges associated with implementation and evaluation. Only a few programs reviewed used the framework recommend by the NASEM, incorporating three domains: education, community, and organization.1 Furthermore, programs that had all of these elements were typically only offered to self-selected students through a competitive application process.
We found that SDH content was heterogeneous outside of basic definitions and that while experiential learning was often described, instructional practices varied. Class-based instruction was consistently used and typically taught by university faculty members with variable expertise. Additionally, and perhaps most importantly, integrated and longitudinal curricula were described infrequently and only for select students.
Objective assessment was rarely described in the reviewed studies, appearing only twice.59, 66 Most assessments were subjective and self-reported by the learner. We recently published the results of a modified Delphi process that described the necessity for improved learner assessment for use in SDH curricula. This may reflect that SDH concepts are only now being integrated into medical education and that assessment of these concepts will be developed and disseminated over time.33, 83
Although it rarely appeared in our review, educational research in other fields suggests that critical reflection is a valuable tool for transformation of learner attitudes toward vulnerable populations and structural injustice.23, 32, 84, 85 True transformative learning, which typically employs both experiential learning and critical reflection, requires a skilled facilitator to teach and assess.1, 7, 32 Similarly, social justice, social medicine, and structural competency educational frameworks can offer new perspectives for learning and teaching.7, 13, 15, 29, 60, 77, 86 Innovative simulations may provide a way to both teach and assess skills in addressing and managing SDH for health professionals.87, 88
Many of the educational interventions identified were funded through either time-limited grants or other philanthropic sources. Our findings corroborate the many known barriers to optimal teaching and learning around the SDH, specifically those of insufficient time and funding, as well as a lack of meaningful experiential learning led by expert faculty.1, 7,8,9,10, 20, 36, 50 These are challenges to the scalability and sustainability of SDH programs. AMCs, faculty, and students will need to prioritize SDH instruction as a core effort, comparable with the basic sciences, if these programs are to become sustainable.
Limitations
Our study was limited by the heterogeneity in detail provided. Authors rarely quantified contact hours over the described time period and had limited descriptions of the educator, the experiential learning component, and the assessment methods. Evaluation data were not always collected or reported. Our scoping review is also limited to educational efforts in the published literature. Current practices that were unpublished could not be evaluated.
In accordance with scoping review methodology, this is not a comprehensive description of the topic and therefore not all health-related social, environmental, and other factors were examined. Rather, this review focused primarily on the term “social determinants of health.” As a result, our search strategy focused explicitly on these terms. We hope that our methodology can be applied to study the multitude of factors that impact health equity.
CONCLUSIONS
This study adds to the literature by providing a map of current instructional approaches as well as highlighting the state of research in the field on teaching SDH to medical students. We have identified a notable gap in the literature, and likely in SDH curricula, around teaching that is available to every medical student. Future research should take a closer look at this need, and at each of the curricular categories we identified. Our findings show that SDH education research lacks clearly defined instructional tools and strategies, evidence of consistent and universal application, and standardized competencies for educators. Furthermore, we need to know which methods work. SDH educators and researchers will need to examine approaches for robust assessment of student performance, program effectiveness, and ultimately, the impact of these on patient care. Our review also reaffirmed a need in medical education for more reliable funding sources to support SDH teaching. While health inequities cannot be solved by medicine or public health alone, as the National Academies (NASEM) report aptly states “medicine has always been about the application of science to those who are in need, who are suffering, or who are at risk.”1 These recommendations all require sustainable funding, prioritization, and curricular emphasis by institutional stakeholders. By providing students with opportunities to develop a more robust model of the SDH and health equity, we ensure that the next generation of physicians is providing better care for our most vulnerable patients.
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This project is supported by the Health Resources and Services Administration (HRSA) of the US Department of Health and Human Services (HHS) under grant number UH1HP29963, Academic Units for Primary Care Training and Enhancement. This information or content and conclusions are those of the author and should not be construed as the official position or policy of nor should any endorsements be inferred by HRSA, HHS, or the US Government.
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Doobay-Persaud, A., Adler, M.D., Bartell, T.R. et al. Teaching the Social Determinants of Health in Undergraduate Medical Education: a Scoping Review. J GEN INTERN MED 34, 720–730 (2019). https://doi.org/10.1007/s11606-019-04876-0
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DOI: https://doi.org/10.1007/s11606-019-04876-0