Abstract
Purpose
Limiting exposure to potentially toxic chemicals in food packaging can lead to environmental impact trade-offs. No available tool, however, considers trade-offs between environmental impacts of packaging systems and exposure to potentially toxic chemicals in food packaging. This study therefore explores the research needs for extending life cycle impact assessment (LCIA) to include exposure to chemicals in food packaging.
Methods
The LCIA framework for human toxicity was extended for the first time to include consumer exposure to chemicals in food packaging through the product intake fraction (PiF) metric. The related exposure pathway was added to LCIA without other modifications to the existing toxicity characterization framework used by USEtox®, i.e., effect factor derivation. The developed method was applied to a high impact polystyrene (HIPS) container case study with the functional unit of providing 1 kg of yogurt in single servings. Various exposure scenarios were considered, including an evidence-based scenario using concentration data and a migration model. Human toxicity impact scores in comparative toxic units (CTUh) for the use stage were evaluated and then compared to human toxicity impact scores from a conventional LCIA methodology.
Results and discussion
Data allowed toxicity characterization of use stage exposure to only seven chemicals in HIPS out of fourty-four identified. Data required were the initial concentration of chemicals in food packaging, chemical mass transfer from packaging into food, and relevant toxicity information. Toxicity characterization demonstrated that the combined CTUh for HIPS material acquisition, manufacturing, and disposal stages exceeded the toxicity scores related to consumer exposure to previously estimated concentrations of the seven characterizable chemicals in HIPS, by about two orders of magnitude. The CTUh associated with consumer exposure became relevant when migration was above 0.1% of the European regulatory levels. Results emphasize missing data for chemical concentrations in food contact materials and a need to expand the current USEtox method for effect factor derivation (e.g., to consider endocrine disruption, mixture toxicity, background exposure, and thresholds when relevant).
Conclusions
An LCIA method was developed to include consumer exposure to chemicals in food packaging. Further study is required to assess realistic scenarios to inform decisions and policies, such as circular economy, which can lead to trade-offs between environmental impacts and potentially toxic chemicals in packaging. To apply the developed method, data regarding occurrence, concentration, and toxicity of chemicals in food packaging are needed. Revisiting the derivation of effect factors in future work could improve the interpretation of human toxicity impact scores.
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1 Introduction
Life cycle assessment (LCA) is a decision-support tool used by regulatory, academic, and industrial stakeholders to quantify and compare the environmental performance of product or service systems over their life cycle. LCA has for many years been applied to compare different food and beverage packaging systems (Hunt and Franklin 1996; Humbert et al. 2009; Belboom et al. 2011; Flanigan et al. 2013; Gérand and Roux 2014; Dhaliwal et al. 2014). As an integral part of LCA, life cycle impact assessment (LCIA) methods quantify potential impacts on ecosystems, resources, and human health due to the input (resource uses) and output (emissions) flows inventoried for a defined product system. A product system and the magnitude of associated flows are modeled with respect to a functional unit (e.g., one or one million disposable containers to deliver single servings of yogurt) describing the service provided by the system. Human toxicity is one human health impact category in LCIA and is currently quantified by characterizing the impact pathway from chemical emissions, environmental fate, human exposure (usually estimated through a mass-balance model), and effects (Hauschild and Huijbregts 2015; Jolliet and Fantke 2015).
The Life Cycle Inventory (LCI) phase of LCA accounts for the chemical emissions to the environment that are associated with a product system’s life cycle and, accordingly, LCIA methods typically quantify human exposure pathways associated with inventoried environmental emissions. To address major exposure pathways currently missing in LCIA, recent method developments focus on indoor or near-field exposure pathways associated with consumer products and occupational settings (Hellweg et al. 2009; Jolliet et al. 2015; Rosenbaum et al. 2015; Fantke et al. 2016; Csiszar et al. 2016b; Pini et al. 2016). Such developments are important, since the exposure modeling framework in LCIA generally aims to capture all exposure pathways related to the modeled product system, regardless of existing safety regulations which can vary through time and regionally (Jolliet and Fantke 2015). The goal of including all relevant exposure pathways in LCIA is to facilitate the best possible comparison of the performance across product systems with respect to human toxicity, and within a multi-impact indicator framework. New methods, for example, have been developed to add exposure pathways related to the use of cosmetics (Ernstoff et al. 2016) and other consumer products to LCIA (Jolliet et al. 2015; Huang and Jolliet 2016; Fantke et al. 2016; Csiszar et al. 2016b). Methods are currently, however, still missing to estimate exposure to chemicals migrating from food packaging into food, which is a major exposure pathway for a variety of potentially toxic chemicals with implications for human health (Poças and Hogg 2007; Muncke 2011; FDA 2015a; Karmaus et al. 2016).
Human toxicity characterization in LCIA is one distinct strategy for management of human exposure to potentially toxic chemicals with respect to a product system. The key advantages to this strategy are being able to compare the human toxicity impacts of different product systems, life cycle stages, and alongside other life cycle impacts on human health, ecosystems, and resources. Safety regulations, that for example set chemical-specific limits for allowable migration from a material into a food, are a management strategy specific to controlling exposure to potentially toxic chemicals in food packaging materials (EC 2011; FDA 2016). The main advantages of safety regulations are to focus on protecting human health and providing a regulatory framework for doing so. Many epidemiology studies have, however, found associations between human outcomes (e.g., anogenital distance, asthma) and exposure to chemicals, most notably phthalates and fluorinated compounds, which occur in food contact materials (Swan et al. 2005; Apelberg et al. 2007; Jaakkola and Knight 2008; Prüss-Ustün et al. 2011; Bach et al. 2015; Ejaredar et al. 2015). Overall, generating direct evidence that current exposure to chemicals that have migrated from packaging materials to food can increase disease risk is a resource-intensive, largely unresolved, epidemiological challenge. Given the difficulty in estimating the human disease risk related to chemicals in food contact materials, gaps in safety regulations (e.g., lacking toxicity data, and no specific regulations for chemicals in paper and board), and delays between generation of scientific evidence and legislation (Biedermann and Grob 2013; Maffini et al. 2013; Neltner et al. 2013; Kortenkamp 2014; EFSA 2017) other prioritization and screening methods have emerged to manage exposure to chemicals in food packaging materials, for example based on toxicity modeling (Oldring et al. 2014; Biryol et al. 2015; Karmaus et al. 2016).
Management issues related to chemicals in food packaging remain that cannot be addressed by current LCIA methods, safety regulations, and other recent advances in screening tools for chemicals in food packaging materials. Specifically, there are no methods available that can compare and consider burden shifting between human exposure to potentially toxic chemicals in food packaging, and other impacts on human health, ecosystems, and resources related to a food packaging system. Examples of such burden shifting include controls on functional barriers (Begley and Hollifield 1995) and recycled content (European Parliament 2015; FDA 2015b) to limit the migration of potentially toxic chemicals from packaging into food, but as consequence increase material and associated resource requirements (Lee et al. 2014; European Bureau for Conservation and Development 2015; DG Environment, EC 2016; World Economic Forum and Ellen MacArthur Foundation 2016; Leslie et al. 2016). Furthermore, there is no tool available that can identify areas of priority over product life cycles (e.g., to compare production and use stage) to minimize the potential for human exposure to potentially toxic chemicals.
Quantitative impact assessment approaches that holistically cover various life cycle stages and impact categories are one way to help ensure that specific management targets do not introduce trade-offs by increasing other impacts, or lead to regrettable decisions (Fantke et al. 2015; Pelletier 2015). LCA can thus be explored as a management strategy to address trade-offs between potential toxicity of chemicals in packaging materials and environmental burdens over the packaging life cycle. In the study, we therefore focus on answering the following questions:
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1.
How can exposure to chemicals migrating from packaging into food be incorporated into LCIA to complement the other exposure pathways currently considered in toxicity characterization methods?
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2.
What are the implications of and next steps toward incorporating exposure to migrants and subsequent human toxicity impacts within LCIA?
To answer these questions, we first add the exposure pathway for chemicals migrating from packaging into food in an LCIA methodological framework. We then apply the framework in a proof-of-concept screening of a polymeric packaging system in Europe, where exposure to chemicals in the food packaging material is considered within the LCIA toxicity characterization framework. The purpose of this case study is not to obtain representative results but to elucidate the feasibility and research needs for including chemicals migrating from packaging into food in LCIA. Lastly, we discuss the conceptual conflicts tied to reporting human toxicity impact scores as comparative toxic units (CTUh) for food packaging materials, and the needed steps to improve LCIA result interpretation.
2 Methods
2.1 Human toxicity characterization in LCIA
In this study, a new exposure pathway is added to the existing exposure modeling framework in LCIA as described in the following section. The scientific consensus methods from USEtox® (Hauschild et al. 2008; Rosenbaum et al. 2008, 2011) were then used as the LCIA framework for toxicity characterization and quantification of human health impact. The LCIA framework for human toxicity characterization is currently comprised of an intake fraction (iF) and effect factor (EF). The iF and EF are combined to obtain a human toxicity potential characterization factor (CF). Human toxicity impact scores, CTUh represented as human disease cases, are then derived by combining the CF with LCI emissions as follows (Jolliet and Fantke 2015):
ISe is the human toxicity impact score as CTUh (disease cases per FU) caused by a chemical mass emitted to the environment, me (kg emitted per FU), which is ultimately taken in by the human population according to iF (kg taken in per kg emitted) and linked to a given effect according to EF (disease cases per kg taken in) (Jolliet and Fantke 2015). EFs represent non-cancer and cancer effects as determined in animal experiments, and following USEtox® methods (Hauschild et al. 2008; Rosenbaum et al. 2008, 2011), EFs are extrapolated from dose-response measures such as the no observed adverse effect level (NOAEL, mg/kg/day). Effect factors are extrapolated as a linear dose-response relationship where zero exposure leads to zero effect, and there is no effect threshold considered (Rosenbaum et al. 2011). There are two total human toxicity impact scores per FU separately aggregated for cancer and non-cancer effects which can be associated with different average statistical disease cases to estimate ultimate human health damage (Huijbregts et al. 2005). Given this quantitative framework, CTUh scores are not to be interpreted as measurable or predictable actual disease cases. Instead, CTUh are comparative scores, derived from an internally consistent framework that considers a population’s modeled intake of the chemicals inventoried with available effect factors. CTUh therefore accounts for the magnitude of modeled intake for an exposed population and a marginal change on the respective extrapolated dose-response curve, for each chemical. With that, human toxicity impact scores represent one category out of many impact scores used in the LCIA characterization framework (Hauschild and Huijbregts 2015). More information on LCIA methods for human toxicity characterization is available in the Supporting Information (SI), Section S1 and in other sources (Rosenbaum et al. 2011; Jolliet and Fantke 2015).
2.2 Exposure and characterization of chemicals in food packaging
In this study, we extend the existing LCIA toxicity characterization framework described above to include exposure to chemicals migrating from packaging into food. We harmonize this method extension with other recent works focused on including exposure to consumer products in LCIA using the product intake fraction (PiF) metric (Ernstoff et al. 2016; Fantke et al. 2016; Csiszar et al. 2016a; Huang et al. 2017).
PiF is analogous to iF but accounts for exposure to the chemical mass originally in a product (Jolliet et al. 2015). Using PiF allows accounting for consumer exposure to chemicals in products, which is generally a missing exposure pathway in LCIA. PiF is the total mass of a chemical taken in, mex, versus the original mass of the chemical in a product, mP,0; PiF = mex/mP,0. For food packaging, PiF accounts for the fraction of a chemical originally in the package that migrates into the food and the fraction of food consumed—assuming that other exposure pathways are negligible (e.g., dermal contact with the package, and environmental exposures to post-use emissions).
The mass of ingredients initially in a food package, mP,0, is often proprietary information that at times can be shared between a study commissioner and an LCA practitioner, e.g., via a non-disclosure agreement. This mass in food package then needs to be linked to the fraction that migrates into the packaged food that is subsequently consumed by humans—conceptually, this is the pathway that is covered in this study by PiF. In some cases, the migrated chemical content in food is directly available from measurements. Whenever such data are not available, which is the case for most chemicals, we propose that PiF is estimated using a migration model, for example as described in (Begley et al. 2005; Genualdi et al. 2014).
When PiF is obtained, quantification of related impacts follows as
where, aligned with the iF-based framework (Sect. 2.1, Eq. 1), ISP is the potential impact (disease cases) resulting from the mass of chemical initially in the package, mP,0 (kg), that is taken in by humans according to PiF (kg/kg), linked to a given potential effect according to EF (disease cases/kg). Two total ISP are calculated per FU by aggregating scores separately for cancer and non-cancer effects.
When measured or otherwise estimated food concentrations are available, this information can be directly used (without need to estimate PiF) for characterization, as
where C is the weight per weight (kg/kg) concentration of a chemical in a food or beverage (due to migration from packaging), mf (kg) is the mass of food or beverage ultimately consumed per FU, and EF is the effect factor.
2.3 Screening-level LCA case study of a HIPS food packaging system
A proof-of-concept case study was performed to specifically provide quantitative context for including exposure to chemicals in packaging in LCIA. This case study is a screening-level assessment of one packaging system (i.e., covering life cycle processes using database entries) and is not intended as a comprehensive or ISO-compliant LCA for the tested food packaging system. We considered the functional unit “to deliver and contain 1 kg of yogurt for single servings.” High-impact polystyrene (HIPS) was considered as an example packaging material with data available and not as a priority material for assessing impacts on human health. Any packaging material can be considered in the described methodology. Single servings of yogurt were set to 125 mL to define the reference flows for the packaging material. LCI was built using ecoinvent (in priority) (Weidema et al. 2013) and European Life Cycle Database (ELCD) processes for LCI (JRC 2015). For impact characterization, we applied the International Reference Life Cycle Data System (ILCD) LCIA method (EC-JRC 2014) (where exposure to migrants is currently not considered) in SimaPro 8 software. LCI was collected for all life cycle stages from material acquisition to packaging disposal for European systems. The life cycle processes of HIPS chemical additives were not considered within the system boundaries for this case study. Details on the LCI processes considered are provided in Electronic Supplementary Material, Section S2 and Table S2.
2.4 Chemicals in HIPS packaging material, migration, and effect data
Gas or liquid-phase chemicals could transfer into food from caps or seals or from pre-washing or sanitizing solutions. For this study, we identified chemicals potentially migrating into food from HIPS packaging material only, and not from caps, seals, or washing solutions. To guide decision-making in practice, case studies should include in both the LCA, and the exposure modeling, caps, seals, and other closure devices as relevant. To test the application of the methodology and its relevance, we considered various consumer exposure scenarios. The first scenario was an “evidence-based” estimate that considered available data on the initial concentrations of chemicals in HIPS packaging material and a regulatory migration model to estimate PiF. The other scenarios explored the order of magnitude of CTUh when considering various exposures at different levels of the legal migration limits. Legal limits were explored to provide the order of magnitude of a high-end exposure scenario and were not chosen to challenge existing safety regulations, or to predict actual or suspected damages caused by such exposure levels. Figure 1 demonstrates a basic work flow diagram to include exposure to chemicals in packaging (gray boxes) in the existing LCA framework (white boxes) either through Eq. (2) or (3).
The steps on the right side of Fig. 1 (obtaining LCI of chemicals in packaging, estimating exposure, and effect factors) are described in more detail below. There is generally a lack of measured data on the concentration of various chemicals migrating from packaging into food, but LCA practitioners may be able to obtain results from migration modeling or analytical testing from a commissioning company. LCA practitioners may be able to obtain more information about the chemical additives used in a package from a study commissioner to develop LCI. For this proof-of-concept study, however, the list of chemicals in HIPS packaging material was collected from a US FDA study (Genualdi et al. 2014), regulatory documents from the European Commission (EC) (Hoekstra et al. 2015), and a technical report sponsored by the Food Standards Agency (Bradley and Coulier 2007).
In order to estimate PiF for the evidence-based scenario, a commonly used migration model was employed (Begley et al. 2005; Piringer and Baner 2008). Detailed information on the chemical concentrations, the migration modeling, and the initial masses in the package are available in the Electronic Supplementary Material, Section S3 and Table S1. Equation (2) was then used to quantify CTUh. For the “legal migration limits” scenarios, we considered EU-specific migration limits (SML) (Lierop et al. 1998; EC 2011; Hoekstra et al. 2015), which are the maximum concentrations (mg/kg) allowable in food due to migration from packaging. When no SML was available the overall migration limit (OML) of 60 mg/kg of food was used. To obtain the value of C as required in Eq. (3), units were converted from the migration limit (ML) unit of mg of chemical per kg of food (mg/kg) to kg/kg. MLs are unlikely to be reached for some chemicals (e.g., styrene) (Linssen et al. 1993) but can be exceeded for others (e.g., some phthalates) (Tsumura et al. 2003). Results were explored at percentages of the legal limits not to demonstrate realistic scenarios, but to explore the order of magnitude of human toxicity impact scores and the relative contributions of different life cycle stages as the level of assumed exposure changes. In all scenarios whether “evidence-based” or “legal limit-based,” we assumed that 100% of the packaged food was ingested, meaning food waste did not influence the estimation of PiF required in Eq. (1) or mf required in Eq. (2). Food waste could be included in future applications of this framework and may be important if two packaging designs are being compared that are associated with substantially different food spoilage.
To generally explore the coverage of currently available EFs for chemicals in food packaging and data needs, the Pew Charitable Trust (Neltner et al. 2013) list of 8105 chemicals legally allowable in food contact materials was matched to the USEtox (Rosenbaum et al. 2008) organic substances database. Given that few chemicals identified in HIPS packaging material could be matched to USEtox, we obtained data required to extrapolate EF from the Hazardous Substances Data Bank (HSDB) and the European Chemicals Agency (ECHA) web-based databases. In order of priority, ED50s, LOAELs, NOAELs, and LD50s were used to extrapolate EF (Huijbregts et al. 2005; Rosenbaum et al. 2011). The original toxicity reports for chemicals with an established SML were requested from RIVM. In all, the two total cancer and non-cancer ISP were estimated as the sums of scores for all chemicals found to occur in HIPS (only styrene is relevant for the cancer impact score) and assumed to migrate into food, with either carcinogenic or non-carcinogenic effects, at or below their legal limits.
3 Results
3.1 Human toxicity impacts of chemicals in HIPS in the life cycle context
Forty-four chemicals were identified to possibly occur in HIPS packages, although their occurrence likelihood is unknown, and there could be fewer or more chemicals present in HIPS packaging materials on the market (Neltner et al. 2013; Genualdi et al. 2014; FDA 2015a). Seventeen out of 44 identified chemicals had concentrations in HIPS packaging material available through a US FDA study and a European Commission technical document (Genualdi et al. 2014; Hoekstra et al. 2015). Twenty chemicals out of the 44 identified had sufficient data to extrapolate EFs. Styrene (CAS 100-42-5), and phenol (CAS 108-95-2) were the only chemicals with an EF already available in USEtox for use in LCIA toxicity characterization. For greater perspective, we found out of the 8105 chemicals legally allowable in food contact materials (Neltner et al. 2013) that only 3% (266 chemicals) had EFs already available in USEtox. Styrene was the only chemical we identified with a carcinogenic EF as styrene is “a reasonably anticipated carcinogen” (National Toxicology Program 2014), which is, however, not regulated as a carcinogen in food packaging. The carcinogenic EF was originally extrapolated from inhalation toxicity data, and we used a 1:1 route-to-route extrapolation for ingestion (Rosenbaum et al. 2011).
Given limited data availabilities, we were only able to identify seven chemicals in HIPS with both the reported initial concentration in packaging as well as data available for EF, required to obtain CTUh using Eq. (2) for the “evidence-based” scenario (Electronic Supplementary Material, Table S3). Six of these chemicals had data available to derive non-cancer EFs and one chemical, styrene, with both non-cancer and cancer EFs. For the “legal migration limit” scenarios, where each chemical was assumed to migrate at various levels of the maximum legal limit, the 20 identified chemicals with data available to obtain EF were used to estimate the impact scores using Eq. (3). Many of the chemicals in the “legal migration limit” scenarios did not have an SML available to our knowledge, and therefore, 60 mg/kg was used as the legally acceptable ML, according to regulation EC No 10/2011 (EC 2011). We do not determine if approaching or exceeding legal limits is realistic but consider it as an upper-limit scenario. A list of chemical MLs, their toxicity data, and the extrapolated EFs are provided in the Electronic Supplementary Material, Table S3.
The impact scores for cancer and non-cancer effects mediated by exposure to chemicals in food packaging, ISP, and mediated by environmental life cycle emissions, ISe, were compared to obtain a life cycle perspective and observe potential hotspots considering different magnitudes of consumer exposure. Interpretation of these results must be grounded in the assumptions of the LCIA framework, which does not predict disease cases, e.g., based on per-person exposures. We found that when migration was assumed to be > 0.1% of the legal limit for all of the characterizable HIPS migrants, non-cancer ISP can be up to three orders of magnitude greater than the total ISe attributable to the hundreds of inventoried substances emitted to the environment over the entire HIPS life cycle (symbols in Fig. 2), and thus dominated the overall toxicity impact profile. When the considered chemicals occurred at assumed < 0.01% ML, their non-cancer human toxicity impacts were minor compared to the toxicity mediated via environmental emissions associated with the entire product life cycle.
4 Discussion
Using the framework developed and tested in this study, we demonstrated consumer exposure to chemicals in food packaging can be considered in an LCA, when relevant for the goal and scope of the study, inventory data describing the initial chemical mass in a packaging material are available, and migration into food can be estimated (e.g. as PiF, see Sect. 2.2), and effect factors can be derived. In this study, we determine the requirements for adding an exposure pathway to the LCIA framework without altering the existing framework (Rosenbaum et al. 2008, 2011) for derivation of effect factors or estimation of human toxicity impacts. This study demonstrated use stage human toxicity scores for food packaging in an LCIA framework using HIPS as an example material selected because of data availability; this study did not attempt to perform a risk assessment or to estimate the maximum human health toxicity scores for food packaging.
Data limitations were substantial with respect to LCI, obtaining chemical concentrations in packaging materials, and LCIA with respect to the toxicity data for chemicals to derive effect factors, e.g., based on no observed adverse effect levels. Data on chemical concentrations in packaging materials can likely be obtained for individual case studies. Because empirical testing of food and biomonitoring is costly and time consuming, a LCIA-compatible model to estimate the migration of chemicals from packaging to food—as the product intake fraction, PiF (Jolliet et al. 2015)—is required to further operationalize the proposed exposure pathway in LCIA. The migration model used in this study (SI, Section S3) is a simplified diffusion-based model that assumes equilibrium between the chemical in packaging material and food has not been reached (which was assumed applicable in this relatively short case study or 14 days of shelf-life for yogurt). Adapting an accurate migration model to allow for pragmatic estimation of different chemicals in various food packaging scenarios, including long-term scenarios where equilibrium may be reached, is an essential need for future work. The FACET tool (Oldring et al. 2014) was recently developed to facilitate this goal; however, it is not applicable in LCIA because it provides estimates of exposures to chemicals in food packaging for a population-scale average given a pre-defined, undisclosed, and unchangeable market distribution for a given package-food combination, and thus cannot be adjusted to various functional units.
In addition to resolving exposure modeling issues, results underscore conceptual issues with interpreting human toxicity as comparative toxic unit (CTUh) scores associated with potential levels of chemicals migrating from packaging materials into food. The human toxicity characterization framework in LCIA aims to manage exposure to potentially toxic substances in a life cycle, multi-indicator context, even if a product is compliant with safety regulations. The LCIA methodology uses a human toxicity characterization framework pragmatically designed to relatively quickly compare complex systems and identify hotspots and trade-offs. Although the data used to derive toxicity-related effect factors in LCIA are the same data used to create safety regulations (i.e., built on dose-response curves from animal toxicity experiments), several key aspects of the framework are distinct from risk assessment and safety regulations. Mainly, exposure is not estimated per person per day and does not consider background exposure (i.e., average human exposure to chemicals through all sources) but is estimated with respect to a functional unit and a mass-balance model to estimate intake by a population (Jolliet and Fantke 2015; Csiszar et al. 2016b). Thus, effect is not estimated with respect to per-person exposure thresholds but is a marginal change along a linear dose-response curve (Rosenbaum et al. 2011).
Given these differences between LCIA and safety regulations, when obtaining a CTUh in association with safe migration levels of chemicals in food packaging materials, the results suggest on one hand that including exposure to chemicals in food packaging in LCIA is meaningless given the current methods used to extrapolate effect and thus impact (at least for chemicals where a threshold of effect is well demonstrated). On the other hand, the methods and results suggest that including exposure to chemicals in consumer products can help indicate areas of priority where exposure to potentially toxic chemicals is highest. For example, in the “evidence-based” case of HIPS packaging (given only 7 chemicals within HIPS with data available to estimate exposure and effect) out of 44 identified, the life cycle emissions lead to a higher human toxicity impact score related to exposure to potentially toxic substances than exposure to chemicals in the package itself (see evidence-based scenario in Fig. 2). As another example, when exposures to the identified chemicals exceeded 0.1% of the legal migration limits, the associated human toxicity scores were a substantial hotspot across the life cycle. From an LCIA perspective, interpreting the human toxicity scores in CTUh in association safe migration levels identify areas of prioritization to reduce human exposure to toxic substances and do not indicate actual measured increases in disease risk.
Epidemiological evidence suggests exposure to chemicals that occur in food packaging may be associated with various human outcomes that were not necessarily considered as effect measures in the animal experiments used to developed LCIA effect factors (e.g., related to allergy or neurological development of human fetuses) (Jaakkola and Knight 2008; Muncke 2011; Muncke et al. 2014; Bach et al. 2015; Ejaredar et al. 2015). This line of evidence suggests that including exposure to chemicals in food packaging into LCIA is needed to more comprehensively assess potential human health impacts related to product systems, but that the existing effect factor derivation from animal experiments requires further scrutiny.
Future work to develop EFs for chemicals in food packaging should consider novel focus on adapting in vitro or in silico screening techniques that consider multiple biological mechanisms, e.g., related to endocrine disruption (e.g., Wetmore et al. 2015; Karmaus et al. 2016), as is being done in other screening techniques (Shin et al. 2015; Csiszar et al. 2016b). Furthermore, potential health impacts related to mixtures, endocrine disruptors, and other toxicity-related issues must be addressed as they are not generally covered by the single-chemical, high-dose, animal experiments that are currently used for safety regulations as well as the effect factors in LCIA—and are highly relevant for substances in food contact materials (Muncke 2011; Neltner et al. 2013; Geueke et al. 2014; Kortenkamp 2014). Developing human toxicity characterization methods to consider sensitive individuals, toxicity thresholds, background exposure, and mixtures has been discussed at a recent United Nations Environment Program (UNEP) and Society for Environment and Toxicology and Chemistry (SETAC) Life Cycle Initiative human toxicity workshop and in a recent publication by the US EPA (Csiszar et al. 2016b). Investigating such improvements in human toxicity characterization are a promising way forward to decrease the uncertainty of toxicity estimates in LCIA, improve result interpretability, and potentially align with other emerging risk-based approaches. Such changes in effect factor derivation would require complementary changes in exposure estimation, for example that consider background exposures and per-person exposure per day.
5 Conclusions
In this study, we extended LCIA to include consumer exposure to chemicals in food packaging. Using the developed methods, we performed a case study on HIPS material used for packaging yogurt, assuming different exposure scenarios for chemicals in HIPS. We considered exposures to the legal maximums of chemicals migrating from packaging into food (which may not occur in reality) as an “upper-bound,” and we also considered other exposure scenarios such an “evidence-based” scenario given concentrations in packaging and migration modeling. Our findings demonstrated that generally including consumer product exposure pathways in LCIA leads to conceptual difficulty in interpreting the human toxicity impact scores. Human toxicity impact scores in LCIA are reported as comparative toxic units (CTUh) expressed as disease cases, even when exposures are within safety regulations. If such exposure can lead to measurable disease outcomes is a question of on-going scientific debate (Brewer and Ley 2011; Maffini et al. 2013; Kortenkamp 2014). The interpretation of these results would therefore be difficult to guide decision-making but can indicate which life cycle stage has higher potential for human toxicity. The “evidence-based” scenario built on the limited data available for chemicals in HIPS packaging material, starting concentration, and toxicity data, suggested that the human toxicity impact scores due to human exposure to environmental life cycle emissions far exceeded those due to exposure to chemicals in food packaging migrating into food. This study was unable to address occupational exposures and their importance in a life cycle context.
Our findings suggest that consumer exposure to chemicals in food packaging could be an important pathway to consider in LCAs of food packaging materials, and thus should be further explored. Recent concerns with “eco-friendly” and recycled materials containing potentially toxic chemicals emphasize potential trade-offs between exposure to chemicals and other environmental impacts (Lee et al. 2014; Yuan et al. 2016; Leslie et al. 2016). In order to include exposure to chemicals in food packaging in LCA, a practitioner would need to assess the relevance to the goal and scope of the study, obtain data on the occurrence and concentration of chemicals in food packaging (a part of Life Cycle Inventory gathering), and estimate migration from packaging into food (as a proxy for human exposure) and effect while iterating and interpreting each of these steps as needed. Effect factor modeling in LCIA should be a topic of future work in order to improve the interpretation of results, especially for exposure to chemicals in consumer products. Without improved data availabilities and effect factor modeling (e.g., that includes endocrine disruption), characterizing the toxicity of chemicals in food packaging in LCIA remains challenging and incomplete. To our knowledge, this was the first study to add consumer intake of chemicals in food packaging as an exposure pathway in LCIA, and the first study to attempt to quantify human toxicity impact scores related to exposure of chemicals in any consumer product during the use stage.
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Acknowledgments
The authors thank Olivier Jolliet, Philippe Roux, and David Amienyo for their feedback on this study.
Funding
This work was financially supported by the Marie Curie projects Tox-Train (grant agreement no. 285286) and Quan-Tox (grant agreement no. 631910) funded by the European Commission under the Seventh Framework Programme. R. Rosenbaum received support from ANR (grant no. 13-CHIN-0005-01), SUEZ, BRL, SCP, Compagnie Fruitière, and VINADEIS.
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Ernstoff, A., Niero, M., Muncke, J. et al. Challenges of including human exposure to chemicals in food packaging as a new exposure pathway in life cycle impact assessment. Int J Life Cycle Assess 24, 543–552 (2019). https://doi.org/10.1007/s11367-018-1569-y
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DOI: https://doi.org/10.1007/s11367-018-1569-y