Abstract
The personal exposure of 51 graduate students to PM2.5 and BC in Shanghai was evaluated using portable PM2.5 and BC samplers. Global positioning systems and activity diaries were used to evaluate the microenvironments/activities that contributed to the total daily exposure of the participants, as well as to accurately estimate the PM2.5 and BC doses received by each participant. The mean PM2.5 and BC exposure concentrations were 110.0 and 5.3 μg m−3, respectively. These exposure levels were considered extremely high and comparable to those measured in a busy urban street canyon for 24 h. High daily inhaled doses in terms of both PM2.5 and BC concentrations were measured, obtaining 1062.2 and 45.9 μg day−1, respectively. Indoor activities significantly contributed to the students’ daily dose. Eating contributed the least to PM2.5 and BC exposure, whereas outdoor activities contributed the most. PM2.5 dose intensity from indoor eating slightly exceeded BC dose intensity; conversely, transportation showed higher exposure for BC than PM2.5.
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Introduction
Air pollution in China and other parts of Asia poses significant health risks and substantially contributes to global climate change (Baumgartner et al. 2014). Short-term exposure to high concentrations of particulate matter (PM) may exacerbate bronchitis and asthma, as well as changes in heart rate variability (Sørensen et al. 2003). PM2.5 (particulate matter less than 2.5 μm in aerodynamic diameter), known as fine particle, has been used as a PM measurement in most studies to date (Pope and Dockery 2006).
Black carbon (BC), a short-lived constituent of fine particles (PM2.5), is defined as the fraction of carbonaceous aerosol absorbing light. BC is emitted from combustion processes, and its primary sources include combustion engines (especially diesel), household use of biomass and coal fuels, and heavy oil- and coal-fired power stations (Baumgartner et al. 2014). BC affects the regional and global climates by absorbing solar radiation and heating the atmosphere. This fine particle ranks second to carbon dioxide as the most important climate-forcing human emission (Bond et al. 2013). In addition to climate warming, other regional climate impacts of BC may include increased glacial retreat and changes in precipitation patterns in Asia (Menon et al. 2002; Qiu and Yang 2000). BC typically comprises only a fraction of PM2.5; however, recent studies have suggested that certain adverse health effects can be more strongly associated with BC than PM2.5 (Janssen et al. 2011a, b; Bell et al. 2009; Patel et al. 2009; Spira-Cohen et al. 2011) because of its large surface carrying potentially toxic compounds (e.g., heavy metals, persistent organic pollutants, etc.), as well as ability to induce inflammation, penetrate into the deepest regions of the lung (Braniš et al. 2010; Weichenthal 2012), and deposit in secondary organs (Semmler et al. 2004). A study in China examined the blood pressure levels of 260 women living in a rural area in northwestern Yunnan where biomass fuels are commonly used. BC was significantly associated with changes in systolic blood pressure (SBP) (4.3 mmHg; P < 0.001) (Baumgartner et al. 2014).
To date, both indoor (Stabile et al. 2012) and outdoor measurements of BC concentration have been performed (Janssen et al. 2011a, b; Vanderstraeten et al. 2011). Personal monitoring is widely viewed as the gold standard for exposure assessment of air pollutants (Cai et al. 2013); however, most exposure assessment studies have used data based on an outdoor fixed sampling point (FSP) measurements from a few air quality monitors and reflects the mean concentrations in the entire urban area or community (Buonanno et al. 2013a). This approach may result in unreliable estimates of individual exposure to BC (Manigrasso et al. 2013), because BC has a smaller spatial and temporal variation in a given location, which rapidly decrease with increasing distance to the source (Buonanno et al. 2011a).
Toxicological and epidemiological studies have focused on the dose–response relationship (Sayes et al. 2007); however, previous studies focused on the exposure–response relationship or the absolute dose values, which can be misleading in the evaluation of a particle dose–response relationship (Buonanno et al. 2012b). In particular, the exposure of each person to pollutant concentrations varies, which is strongly related to the daily activity patterns, lifestyle, and the different microenvironments in which they frequently occur (Buonanno et al. 2011b, 2012a, b). Personal sampling can measure particle concentrations received by people in every microenvironment they visit during a typical day and by estimating the corresponding doses (Buonanno et al. 2013b). The majority of studies on individual exposure to PM2.5 and BC were conducted in North American and Europe (Kingham et al. 2013). However, these population activity patterns in China completely differ from those in Western countries (Yang et al. 2011; Jim and Chen 2009).
Few studies have been conducted on personal exposure to PM2.5, BC, and individual dose–response relationship in China. Thus, we examined the daily activity patterns of 51 graduate students on the basis of the Global Positioning Systems (GPS) and diaries carried by each participant in Shanghai, China. Meanwhile, we used the daily PM2.5 and BC exposure of graduate students to identify their contribution of microenvironments/activities to the average daily dose of the students.
Materials and methods
Study design, sampling sites, and population
We recruited 51 graduate students aged 22 to 28 years at a university in Xuhui District in Shanghai (31° 14′ N, 121° 29′ E), a typical busy city (surface area 6340.5 km2) in China, from December 2014 to March 2015. None previously or currently smoked tobacco. The experimental campaigns were conducted in Xuhui District located southwest of the downtown area of Shanghai. Channels, highways, and railways make Xuhui District an important transport corridor connecting the downtown area of Shanghai with other districts and provinces such as Zhejiang and Jiangsu Provinces (Li et al. 2015). The university where the participants stayed is situated close to Shanghai South Railway Station, Shanghai Nanzhan Long-distance Passenger Transportation Station, and Shanghai Nanzhan Bus Station. In addition, the university is located on an urban street where traffic is mostly dominated by light vehicles (e.g., taxis, buses, and cars).
All participants were individually instructed on the aim of the study and how to use the devices. Written informed consent was obtained from every graduate student prior to the study. A questionnaire was developed to evaluate the household demographics, socioeconomic status, secondhand-smoking status, and medical history of the participants. Nork was installed on a small handheld computer, to record the activities (such as studying, eating, transportation, and sleeping) of the participants, including the amount of time spent performing each activity, without any significant data loss.
Instrumentation and quality assurance
We measure the PM2.5 concentrations with personal PM2.5 samplers (v3.2 MicroPEM, RTI, USA), which provides exposure data at the personal level and can be worn by individuals to significantly enhance studies in public and occupational health. The MicroPEM provides fully representative personal exposure characterization, simultaneously defining both the integrated exposure (filter-based) and the patterns of exposure real-time in a wearable low-burden package weighing less than 240 g. Data collected at the personal level will represent the breathing zone exposure of a person if the unit is worn nominally within 30 cm of the oral/nasal cavity. The MicroPEM has an extremely low noise level due in part to the low flow rate and to an innovative noise damping system. Real-time concentration data collected must represent the likely exposures of a person in typical residential settings but must allow for occasional strong source excursions setting a nominal response range for real-time sensing from nominally 5 μg m−3 to 10,000 μg m−3. The very low face velocity at the nominal 0.5 L min−1 flow rate through the 25 mm outside diameter of the Teflon filter allows substantial loadings (up to 200 μg) before filter blinding is observed.
Light and compact, the MicroAeth BC Monitor (model AE-51, Magee Scientific, US) can be used as a personal air monitor in epidemiological studies. As a real-time personal monitor, MicroAeth provides additional information on the patterns and peak levels of exposure (Cai et al. 2013). A diffusion dryer was set in line with the inlet tubing at the breathing zone to address false positive and negative peaks in real-time BC concentrations resulting from changes in temperature and humidity. The BC data sets obtained using the Aethalometer instruments also include negative values when sampling is performed at low concentrations or at a high time resolution (short sampling/logging time interval) (Cheng and Lin 2013). In the present study, optical noise reduction averaging, a post-processing method introduced by Hagler et al. (2011), was adopted to reduce noise while preserving high time resolution in Aethalometer real-time BC data.
BC concentrations were measured by gauging the 880-nm wavelength light absorbed (attenuation) by optically absorbing particles (Buonanno et al. 2013a, b). This filter-based light absorption method for measuring BC exhibits a “loading effect,” in which the instrument proportionally underestimates BC levels, with increasing aerosol loading on the filter (Kirchstetter and Novakov 2007; Weingartner et al. 2003). Thus, a new Teflon-coated borosilicate glass fiber filter was replaced before each sampling event. The pump speed was set at a 100 mL min−1.
Methodology description
Both PM2.5 and BC measures were conducted sequentially for a 3-day period with an interval 1-min for every individual. A time–activity electronic diary recording the main activities of the participants was used to identify their most time-consuming activities. The accuracy of the diary was also checked against the Global Positioning Systems (GPS) logs. All mobile experimental apparatus, including PM2.5 samplers, BC monitor, and GPS tracking device, were synchronized at the start of each sampling period.
In addition to personal exposure concentrations, the amount of pollutants inhaled into the body significantly varies because of variable inhalation rates, duration in a specific microenvironment, and other biological factors such as age and body mass (Rodes et al. 2012). The inhaled dose received by volunteers was also determined for each microenvironment or activity in the current study. We considered 100 % efficiency of aerosol aspiration during inhalation. We added the partial doses measured for each microenvironment/activity to estimate the daily total inhaled dose, as reported in Eq. (1).
where D represents the average inhalation dose (μg), Et is the average PM2.5 or BC concentration for the time spent (T) in the ith microenvironment (μg m−3), and T is the duration of exposure to the ith microenvironment (h). IR is the inhalation rate (m3 h−1); inhalation rates for the different activities were adopted on the basis of the Wang approach (Wang et al. 2009), ranging from 0.35 (0.48) during sleep to 1.42 m3 h−1 (1.90) during physical movement for female (male). These quantities represented the mean values of the respiratory rates for the age group between 18 and 60 years old. Meanwhile, the exposure–dose intensity described in Eq. (2) (Wang et al. 2011) was calculated for each activity to further analyze the contributions of different microenvironments/activities to the total daily dose.
Study characteristics and daily time–activity patterns
The main characteristics based on the questionnaires are shown in Table 1.
Approximately 35 % went to school by taxi, 24 % by bus, 23 % by subway, and 18 % by means requiring transfer among these transport vehicles. All graduate students were not required to cook, and cooking by gas was the only method used in the restaurant where they go to eat. Natural ventilation was more commonly used than air-conditioning. About 24 % of the participants reported allergic rhinitis, and none of them previously or currently smoked tobacco.
A typical daily pattern in this study is shown in Fig. 1. A first peak (0700–0900 hours) for the graduate student was while having his breakfast in the restaurant near home and commuting by public transportation (subway, bus and taxi), the second peak (1130–1230 hours) was observed during lunch in the school cafeteria, and in the evening, the last peak (1700–1900 hours) was while having his dinner at school and returning home. After returning home, he did some usual activities (washing clothes, watching TV, and playing games). From 2330 hours onwards, he was sleeping at home.
Daily time–activity patterns based on the time–activity diary and GPS log of each student showed that they spent most of the day in general indoor activities (49 %) and sleeping (32 %). The amount of time spent daily for both transportation and outdoor activities was 7 %, followed by indoor eating, with 5 %. The time spent indoors (including eating, sleeping, and general activities) was 86 % in this study (Table 2), which was in agreement with the result of an analysis of how time is spent in Hong Kong (Chau et al. 2002), which showed an average time equal to 86 % spent in indoor activities, 3 to 7 % in enclosed transit, and 3 to 7 % in outdoor activities. Indeed, the daily activity patterns in Korea and China are substantially different from those in Western countries (Yang et al. 2011; Jim and Chen 2009). The values obtained in the current study were higher than the values obtained for the time spent indoors in Germany (65 %), the USA (65 %), and Canada (66 %) (Brasche and Bischof 2005; Leech et al. 2002), but similar with Belgium (89 %) (Dons et al. 2011).
Individual daily exposure to PM2.5 and BC
The personal concentrations of PM2.5 and BC during the overall experimental campaign are shown in Table 3. Fine particle concentrations measured on a personal scale of five microenvironments/activities indicated a significant difference, with an average of 110.0 μg m−3, ranging from 3.0 μg m−3 for indoor general activities to 574.0 μg m−3 for transportation as a direct effect of primary exhaust emissions. These levels were higher than the ambient PM2.5 concentrations (median 94.5 μg m−3) in Shanghai over the same time and greatly exceeded the daily 24-h PM2.5 Ambient Air Quality Standards both in China (75.0 μg m−3) (GB 3095-2012) and in America (35.0 μg m−3) (US EPA 2006).
The indoor microenvironments sampled in this study are located in city districts close to the station, near the overhead road, and have no industry. Specifically, the teaching buildings, office buildings, and homes nearby public transportation station and restaurants, entertainment venues, and restaurants are often sited close to the roads, and around almost every shopping mall are subway and bus stations. Thereby, it cannot be ignored that ambient pollutants made certain contribution to indoor air quality by ventilation, though both PM2.5 and BC concentrations in indoor microenvironment were lower than outdoor in this study. While outdoor microenvironments and indoor eating activities were equally responsible for 27 % of total exposure to PM2.5 according to the median values, other statistics (including 75th quartile, 25th quartile, minimum, and mean) for PM2.5 concentrations were higher in the case of indoor eating in comparison with all other microenvironments. The results showed that the effect of indoor eating exposure on air quality (PM2.5) is greater than that of other microenvironments. More broadly, our findings might be useful in drafting policies aiming at reducing health impact of air pollution in China. The strategies and mitigation efforts that focus on control of indoor cooking emissions might have the larger benefits for human health. Studies on outdoor microenvironments were reported in the literature. Geng et al. (2013) conducted experimental campaigns that evaluated the association between mortality outcomes and exposure to BC and PM2.5 in nine selected urban air quality monitoring sites in Shanghai; the mean daily concentration of PM2.5 was 53.9 μg m−3 (standard deviation 31.4 μg m−3, inter-quartile range 41.8 μg m−3). Nearly half of the Chinese population still cook and heat their homes with highly polluting biomass and coal fuels (Bonjour et al. 2013). Baumgartner et al. (2011) reported that the average 24-h PM2.5 exposure of 280 women living in a rural area of northwestern Yunnan, where biomass fuels are commonly used, ranged from 9.0 to 634.0 μg m−3. This value slightly exceeds that of our current study. This difference may be attributed to the dining place where graduate students normally go where gas, rather than coal or biomass, is mostly used for cooking.
Pollutant concentrations are often extremely high in the traffic microenvironment. Individuals may receive a significant contribution to their daily exposure during a commute even though such individuals usually travel for no more than 6 to 8 % of their time daily (Kaur et al. 2007). In the current study, time spent in transportation microenvironments (21 %) also contributed to personal exposure. The PM2.5 level in transportation microenvironments ranged from 25.0 to 574.0 μg m−3, with a median of 109.0 μg m−3. Among the daily activities, transportation is considered one of the high-exposure microenvironments, especially in high vehicle-density metropolitan areas (Dons et al. 2011; Panis et al. 2010). The growth of motorized transport growth in China is the fastest worldwide and is predicted to exceed 380 million by 2030 (Huo and Wang 2012). Shanghai is a crowded city with a population of 24.2 million and an annual traffic volume of over 6.3 billion passengers within the Shanghai public transport system in 2013 (SMBS 2014). Exposure to PM2.5 and BC among commutes using different transport modes (taxi, bus, subway, cycling, and walking) in Xuhui District was included in our previous study (Li et al. 2015). The daily average personal exposure to PM2.5, measured with a personal PM2.5 sampler, was 240.0 ± 30.0 μg m−3. Compared with other microenvironments/activities (outdoor, transportation, and indoor eating), indoor general activity (16 %) and indoor sleeping (9 %) contributed less to daily personal exposure to PM2.5.
With regard to BC exposure, the daily median concentration in various microenvironments/activities for volunteers ranged from 2.2 μg m−3 for sleeping to 6.6 μg m−3 for transportation. Levels of BC were highest during transportation, with a maximum of 21.8 μg m−3. This finding indicates that BC can more consistently trace the effect of road traffic on exposure. The daily average personal exposure to BC reached 5.3 μg m−3 (other statistics for BC concentration are reported in Table 3). The BC concentrations were similar to those reported in Cassino, Italy (daily average 5.1 μg m−3) (Buonanno et al. 2013a, b) and in Yunnan (Baumgartner et al. 2014), with a geometric mean BC exposure of 5.2 μg m−3 (4.0 μg m−3 in summer and 6.0 μg m−3 in winter; range 2.0 to 44.0 μg m−3). However, the values surpass the daytime ambient BC in Beijing, Mexico City, and in several cities in Brazil (range 1.9 to 4.8 μg m−3) (Salcedo et al. 2006; Westerdahl et al. 2009; de Miranda et al. 2012). The annual average BC concentration ranged from 3.5 to 7.8 μg m−3 near busy roads across different European cities (Reche et al. 2011). Li et al. (2015) reported that the average exposure levels to BC when walking on three busy roads in Shanghai were 5.8, 5.5, and 5.5 μg m−3. The findings confirmed that the daily exposure of monitored graduate students typically represents the exposure they would receive in a busy urban street canyon for 24 h.
PM2.5 and BC inhaled doses and exposure–dose intensities of graduate students
Inhaled doses were evaluated based on the daily activity pattern reported in the time–activity diaries and exposure concentration data, following the methodology in “Methodology description” section. Table 4 presents the dose and dose intensity of the different microenvironments/activities for PM2.5 and BC among graduate students. Overall mean daily inhaled dose in PM2.5 and BC concentrations was equal to 1062.2 and 45.9 μg day−1, respectively. These inhaled doses were similar to those of children aged 8 to 11 years in Cassino, Italy (39.2 μg day−1 for BC) (Buonanno et al. 2013a). The inhaled dose of BC in the present study was comparable to the exposure of the participants standing in transportation microenvironments (ranging from 21.2 μg day−1 for bus to 142.6 μg day−1 for taxi) or walking (ranging from 15.5 to 99.7 μg day−1) along busy urban street canyons for 24 h. These findings are in accordance with the inhalation doses and exposure time reported in our previous study (Li et al. 2015) and those evaluated by Dons et al. (2012) in transport microenvironments (ranging from 14.1 to 77.7 μg day−1).
Figure 2 presents the relative median contributions of each microenvironment/activity to daily time–activity patterns, BC exposure, and PM2.5 exposure. The time–activity pattern data are discussed in “Study characteristics and daily time–activity patterns” section. With regard to PM2.5 and BC exposure, a graduate student’s indoor during general activity time contributed the most (49 and 46 % for PM2.5 and BC exposure, respectively), followed by outdoor time (22 and 19 % for PM2.5 and BC exposure, respectively). Despite lower concentrations and inhalation rates (0.35 and 0.48 for female and male, respectively), the microenvironment with the higher contribution (14 and 16 % for PM2.5 and BC exposure, respectively) was indoor during sleeping; however, this percentage was mainly attributed to the substantial amount of time (32 % of the whole day) graduate students spend in sleeping. In the current study, eating contributed the least to BC exposure (7 %) and PM2.5 exposure (8 %), and this could perhaps be driven by the amount of time spent in indoor eating (5 %) over a 24-h period. The contributions were lower than the relative contributions from cooking/eating to daily time–activity pattern (15 % to PM exposure and 8 % to BC exposure) in the study performed by Buonanno et al. (2013a).
These results may arise from the fact that all participants eat in restaurants outside of the school or in canteens on the campus daily, i.e., the participants are not required to cook at home, thereby avoiding the production of a mass of particulates during combustion and reducing the exposure time. Although people spent equal time between outdoor and transportation, even BC concentrations in transportation were higher than those during outdoor, transportation still made less contributions to exposure dose than outdoor, mainly caused by higher inhalation rate for outdoor (0.71 and 0.95 for female and male, respectively) than transportation (0.43 and 0.57 for female and male, respectively). Transportation microenvironments contributed 12 % to BC exposure and 7 % to PM2.5, almost half of BC. These results are similar to those obtained in the study by Dons et al. (2011, 2012), thus indicating that BC can more consistently trace the effect of road traffic on exposure.
The exposure–dose intensities were evaluated, as defined in “Methodology description” section. Outdoor activities presented the highest dose intensity for PM2.5 (2.8) and BC (2.5), highlighting the extremely high BC dose received outdoors because participants were exposed to multisource pollution environments. These environments included transportation on a busy road, cooking in sidewalk food stalls, coal-fired power plants, and crop straw burning, among others. Indoor sleeping presented the lowest dose intensity (0.5) for both PM2.5 and BC. Transportation yielded a lower exposure intensity for PM2.5 (1.3) than BC (2.0); the values are slightly lower than the values (1.5 for PM2.5 and 2.8 for BC) obtained in the study involving children in Cassino (Buonanno, et al. 2013a). These results confirm that BC is more highly correlated to traffic pollution than PM and is more suitable than PM in identifying the traffic pollution mentioned in a number of studies (Heal et al. 2012; Invernizzi et al. 2011; Janssen et al. 2012). By contrast, the BC dose intensity (1.5) is slightly below PM2.5 (1.7) during indoor eating. The indoor general activity presented nearly equal for PM2.5 (1) and BC (0.9), which may be attributed to the lack of special combustion source (e.g., cooking, incense, and smoking) in the room.
Conclusion
A population-based study was performed to identify the contributions of microenvironments/activities to overall daily PM2.5 and BC exposures. The results show the importance of individual exposure measurements and particle dose–response relationship evaluation for assessing particulate exposure. Indoor activities significantly contributed to the students’ daily dose because indoor time in the present study was substantially longer than that in many Western countries. Outdoor activities presented the highest dose intensity for PM2.5 and BC. In particular, transportation presented a higher exposure–dose intensity for BC than PM2.5, which confirmed that BC can more efficiently identify traffic pollution than PM2.5. Outdoor PM2.5 and BC pollution should be emphasized in future studies, and BC should be used as a pollution indicator to form new vehicle-emission standards in China.
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Acknowledgments
This work was jointly supported by Shanghai Pujiang Program (13PJD013), Ph.D. Programs Foundation of Ministry of Education of China (No. 20120074140001) and the Fundamental Research Funds for the Central Universities (WB1113005). The authors are grateful to Prof. Hai-dong Kan for providing us with MicroPEM PM2.5 samplers. The authors would like to express their special gratitude to the participants, because without their help and assistance, this project could not have been conducted successfully.
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Lei, X., Xiu, G., Li, B. et al. Individual exposure of graduate students to PM2.5 and black carbon in Shanghai, China. Environ Sci Pollut Res 23, 12120–12127 (2016). https://doi.org/10.1007/s11356-016-6422-x
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DOI: https://doi.org/10.1007/s11356-016-6422-x