Abstract
Monitoring the temporal variations of reference evapotranspiration (ETo) and quantifying any trends offer valuable information for regional hydrology, agricultural water requirements and water resources management. This study aimed to examine the temporal trends in the Penman–Monteith ETo in the west and southwest of Iran by using the Kendall and Spearman tests after eliminating the influence of significant lag-1 serial correlation from the ETo time series. The magnitudes and starting years of significant ETo trends were determined by the Mann-Kendall rank statistic and the Theil–Sen’s estimator, respectively. For the study period of 1966–2005, a significant positive lag-1 serial correlation coefficient was observed at almost all the stations. The existence of the positive serial correlation in the ETo series increased the possibility of the Kendall and Spearman tests to reject the null hypothesis of no trend while it is true. It was found that the Kendall test was more sensitive than the Spearman test to the existence of the positive serial correlation in the ETo series. After removing the serial correlation effect with pre-whitening method, only three significant increasing ETo trends were obtained at Khorram-Abad, Shahrekord and Zanjan stations at the rates of 0.16, 0.06 and 0.06 mm/day per decade, respectively. The significant increasing ETo trends of Khorram-Abad, Zanjan and Shahrekord stations started in 1997, 1994 and 1998, respectively. The stepwise regression method showed that wind speed was the most dominating variable affecting on the significant changes of ETo.
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1 Introduction
Climate change due to the anthropogenic-driven emissions of greenhouse gases and land-use and land-cover changes has emerged as one of the important environmental issues of the 21st century. The global mean surface temperature has increased by 0.6°C over the last 100 years, with 1998 being the warmest year, and most of the increase in the global mean temperature has been observed in two distinct periods: 1910–1940 (0.35°C) and since 1970 (0.55°C) (Jhajharia et al. 2011). One major challenge of recent hydrological modeling activities is the assessment of the effects of climate change on the terrestrial water cycle (Bormann 2010). As a consequence of climatic changes, a significant impact on hydrological parameters, viz. runoff, evapotranspiration, soil moisture, ground water etc. is expected (Goyal 2004).
Evapotranspiration (ET) is the most important parameter for revealing the climate change and temporal-spatial patterns of parameters influencing the eco-hydrological processes, which control the evolution of the surface ecosystem. Moreover, assessment of climate change impacts on ET variability can be helpful in determining appropriate adaptation strategies for mitigating the probable damage from these impacts (Shadmani et al. 2011).
Climate observations of many climate stations report that temperature has increased in the last century (IPCC 2007), while the change in the components of the hydrological cycle such as ET shows regionally differentiated patterns of increase and decrease (e.g., Chattopadhyay and Hulme 1997; Thomas 2000; Chen et al. 2006; Xu et al. 2006; Gao et al. 2006, 2007; Zhang et al. 2007, 2009; Donohue et al. 2010; Liu et al. 2010; Li et al. 2010).
Recently, Yin et al. (2010) studied the trends in reference evapotranspiration (ETo) across China during the period 1961–2008. The results showed the decreasing trends of ETo in the whole country and in most climate regions except the cold temperate humid region in Northeast China. Abtew et al. (2011) showed that South Florida is experiencing increase in evaporation and evapotranspiration. In the other study, Jhajharia et al. (2011) investigated the trends in ETo over the humid region of northeast India by using the Mann-Kendall test after removing the effect of serial correlation from the time series of ETo by pre-whitening. They found that ETo decreased significantly at annual and seasonal time scales for 6 sites in NE India and NE India as a whole.
In Iran, Tabari and Marofi (2011) analyzed the changes of observed pan evaporation (Epan) and the associated variations in maximum, minimum and mean air temperatures and precipitation data for 12 stations in Hamedan province in western Iran from 1982 to 2003. Trend analysis was carried out by the Mann–Kendall test, the Sen’s slope estimator and the linear regression method. They indicated a significant increasing trend in Epan in 67% of the selected stations, and the increasing Epan was strongly related to air temperature changes. Tabari et al. (2011a, b) studied the temporal trends in the ETo series at the synoptic stations of Iran using the Mann–Kendall test, the Sen’s slope estimator and the linear regression. The results showed that ETo significantly increased at the majority of the stations, but the trends were found to be significant at about 30% of the stations. In the above mentioned studies in Iran, the influences of serial correlation on the trend tests were not considered.
The present study was undertaken to achieve the following purposes: (i) to detect the temporal trend of the Penman–Monteith ETo at 15 synoptic stations located in the west and southwest of Iran by using the Kendall and Spearman tests, (ii) to consider the effect of serial correlation on the Kendall and Spearman tests with pre-whitening method, (iii) to estimate the magnitudes of the significant ETo trends through the Theil–Sen’s estimator, (iv) to determine the approximate year of starting of the significant ETo trends using the Mann-Kendall rank statistic, and (v) to identify the most dominating climatic variables affecting ETo using stepwise regression method.
2 Materials and Methods
2.1 Data Base
The weather data were collected from 15 synoptic stations located in the west and southwest of Iran. The geographical position of the selected stations is presented in Fig. 1 and Table 1. The weather data including mean, maximum and minimum air temperatures, relative humidity, dew point temperature, water vapour pressure, wind speed, atmospheric pressure, precipitation, solar radiation and sunshine hours for a period of 40 years (1966–2005) were obtained from IRIMO.
First of all data were quality-controlled with the double-mass curve analysis (Kohler 1949). The missing data were also substituted by the average between the data of the previous and the following year. When this standard was not possible to obtain, the recorded values in neighboring stations with high correlation (r greater than 0.8 at the 95% confidence level) were used to complete the climatic parameters records. Moreover, the solar radiation gaps were filled using the Angstrom equation (Allen et al. 1998).
where R a is the extraterrestrial radiation (MJ m−2 day−1), n is the actual duration of sunshine (h), N is the maximum possible duration of sunshine or daylight hours (h), a s is the regression constant, expressing the fraction of extraterrestrial radiation reaching the earth on overcast days (n = 0) and a s + b s is the fraction of extraterrestrial radiation reaching the earth on clear days (n = N).
2.2 ETo Calculation
The International Commission for Irrigation and Drainage (ICID) and Food and Agriculture Organization of the United Nations (FAO) have proposed using the Penman–Monteith method as the standard method for estimating ETo (Allen et al. 1994a, b). The Penman–Monteith method assumes the ETo as that from a hypothetical crop with an assumed crop height (0.12 m) and a fixed canopy resistance (70 sm−1) and albedo (0.23), closely resembling the evapotranspiration from an extensive surface of green grass cover of uniform height, actively growing, and not short of water, which is given by Allen et al. (1998) as follows:
where ETo is the reference crop evapotranspiration (mm day−1), Rn is the net radiation (MJ m−2 day−1), G is the soil heat flux (MJ m−2 day−1), γ is the psychrometric constant (kPa °C−1), es is the saturation vapor pressure (kPa), ea is the actual vapor pressure (kPa), and Δ is the slope of the saturation vapor pressure-temperature curve (kPa °C−1), Tmean is the average daily air temperature (°C), and U2 is the mean daily wind speed at 2 m (m s−1). The computation of all data required for calculating ETo followed the method and procedure given in Chapter 3 of FAO-56 (Allen et al. 1998).
2.3 The Techniques Used for Trend Analysis
Spearman Test
The Spearman coefficient, rs, is the correlation coefficient of the linear regression between the series i and yi and it is obtained from the expression:
where n is the number of data items in the series and i is the order of the elements in the original series. The distribution of rs tends towards a normal distribution (bell curve) with a mean of zero.
In order to examine whether the null hypothesis, that there is no trend, can be rejected or not, it is necessary to calculate the probability
This is calculated using a table of reduced normal distribution. If α < α 0, the null hypothesis is rejected for a significance level of α 0. If a trend is detected, it will be an increasing or decreasing trend, depending on whether rs > 0 or rs < 0 (del Rio et al. 2005).
Kendall Test
Kendall’s rank correlation (or τ test) is a commonly used test to assess the significance of trends in hydro-meteorological time series which is based on the proportionate number of subsequent observations that exceed a particular value (Kendall and Stuart 1973; Kottegoda 1980). For a sequence x1,x 2, . . .,xn, the standard procedure is to determine the number of times, say, p, in all pairs of observations (xi, xj; j > i) that xj is greater than xi; the ordered (i, j) subsets are (i = 1, j = 2,3,. . .,n), (i = 2, j = 3,4,. . .,n), . . ., (i = n-1, j = n), n is the data set record length. There is a rising trend where succeeding values are throughout greater than preceding ones and p is given by \( (n - 1) + (n - 2) + \ldots + 1 \) which is the sum of an arithmetic progression and is given by \( \frac{{n(n - 1)}}{2} \). If the observations are totally reversed, p = 0 and, hence it follows that, for a trend free series,
The test is based on the statistic τ,
For random sequence E(τ) = 0 and Var(τ) is calculated by
The test defines the standard normal variant N as
N converges rapidly to a standard normal distribution as n increases. At a specified level of significance of α, standard N α value can be obtained from the table of standard normal distribution. If \( \left| N \right| > {N_{{\alpha /2}}} \), a positive N indicates an increasing trend in the time series, and a negative N indicates a decreasing trend (Ma et al. 2008).
Pre-whitening Approach
The Kendall and Spearman tests require time series to be serially independent. von Storch (1995) suggested to use a pre-whitening approach to eliminate the influence of serial correlation on the Mann-Kendall test. Later, the pre-whitening approach was used for removing the effect of serial correlation on the other trend tests such as Mann-Whitney (Yue and Wang 2002) and Sen’s slope estimator (Tabari and Hosseinzadeh Talaee 2011c). A serially correlated series is pre-whitened using the following formula (Yue and Wang 2002):
where r1 is the lag-1 sample serial correlation coefficient, which is estimated using the following formula:
Theil–Sen’s Estimator
The magnitude of the trends in the ETo time series was estimated using the non-parametric Theil–Sen’s estimator (Theil 1950; Sen 1968) as follows:
in which 1 < j < i < n. The estimator β is the median over all combination of record pairs for the whole data set and is thereby resistant to the effect of extreme values in the observations (Xu et al. 2003).
Mann-Kendall Rank Statistic Test
The Mann-Kendall rank statistic test proposed by Sneyers (1990) is used for determining approximate year of beginning of the significant trend (e.g., del Rio et al. 2005; Partal and Kahya 2006; Croitoru et al. 2011). This test sets up two series, a progressive one and a backward one. If they cross each other, and then diverge and acquire specific threshold values, then there is a statistically significant trend. The point where they cross each other indicates the approximate year at which the trend begins (Mosmann et al. 2004).
3 Results and Discussion
The descriptive statistics of the ETo values at the stations are given in Table 2. As shown, the ETo values varied from 7 and 6.2 mm/day respectively at Abadan and Ahwaz stations to 3.4 mm/day at Shahrekord station. Furthermore, the highest coefficient of variation (CV) of the ETo values was observed at Saghez and Khorram-Abad stations located in the west of the study area at the rates of 17.91% and 16.88%, respectively. On the contrary, the lowest CV of 4.32% was found at coastal Boushehr station.
Figure 2 illustrates lag-1 serial correlation coefficients for ETo data at the study stations. It can be determined from Fig. 2 that the ETo data had a positive lag-1 serial correlation coefficient at all of the stations. The positive correlations were found to be significant at the 95% confidence level at the whole stations except Abadan. Moreover, the highest serial correlations of 0.81 and 0.78 were obtained at Zanjan and Khorram-Abad stations respectively, while the lowest serial correlation of 0.24 was detected at Abadan station.
The results of the Kendall and Spearman tests on the ETo series before and after the removal of serial correlation effects on the trend tests were summarized in Tables 3 and 4. As shown, the results of the trend tests were coincident at the majority of the cases. After eliminating serial correlation effect, the sign of the ETo trend converted at some stations. For instance, the sign of the ETo trend by the Kendall and Spearman tests at Nozheh station was negative before eliminating serial correlation effect, while the positive ETo trend was obtained at the station after eliminating serial correlation effect. Such pattern was found at Bandar-Lengeh and Bandar-Abbas stations for the Kendall test.
In addition to converting the sign of the ETo trends, the significance level of them changed in all the series after removing the effect of serial correlation by pre-whitening method (Tables 3 and 4). In general, by comparing the results of the trend tests before and after removing the effect of serial correlation, it is evident that the existence of the positive serial correlation in the ETo series increased the possibility of the Kendall and Spearman tests to reject the null hypothesis of no trend while it is true. In some cases, changing the significance level of the trends caused converting significant ETo trends to insignificant ones. According to both trend tests, the ETo trends at Boushehr and Dezful stations were found to be significant before eliminating serial correlation effect, however, the trends converted to insignificant after eliminating serial correlation effect. Such pattern was observed at Kermanshah station for the Kendall test. Furthermore, the confidence level of the ETo trend at Shahrekord and Zanjan stations decreased from 99% to 95%. Such pattern was observed at Khorram-Abad station for the Spearman test. As a whole, the analysis showed that the Kendall test was more sensitive than the Spearman test to the existence of the positive serial correlation in the ETo data. The significant upward trend of the ETo series was found only at Zanjan, Khorram-Abad and Shahrekord stations. In fact, the significant upward ETo trends were mainly observed in the mountainous regions of the study area. The decreasing the availability of water will decrease the natural vegetation in these mountainous areas which have adverse impacts on meat production, and therefore on agricultural economy. It should be noted that the ETo trends were considered statistically significant when identified by both statistical tests. Figure 3 shows the time series of ETo at Zanjan, Khorram-Abad and Shahrekord stations.
The magnitudes of the ETo trends calculated by the Theil-Sen’s estimator are shown in Fig. 4. The highest magnitudes of the ETo trends were obtained at Khorram-Abad and Ahwaz stations at the rates of 0.16 and 0.12 mm/day per decade, respectively. When averaged over all 15 stations, the ETo values of the study area increased by 0.047 mm/day per decade during 1966–2005. This results in increasing the amount of crop water requirements in the area where arid and semi-arid regions occupy most of the land.
The Mann-Kendall rank statistic was used to determine the approximate year of beginning of the significant ETo trends. The u(d) and u′(d) plots for the ETo series at Shahrekord, Zanjan and Khorram-Abad stations are shown in Fig. 5. As mentioned earlier, the point where u(d) and u′(d) curves cross each other indicates the approximate year at which the trend begins. According to the Mann-Kendall rank statistic, the starting years of the significant ETo trends at Khorram-Abad, Zanjan and Shahrekord stations were 1997, 1994 and 1998, respectively.
In this study, the trends of the climatic parameters associated with ETo were examined to possibly explain the underlying mechanisms of ETo changes. The insignificant trends of the temperature and precipitation (P) series were found at Khorram-Abad and Shahrekord stations (Tabari and Hosseinzadeh Talaee 2011a, Tabari et al. 2011c). Similarly, no significant trend was observed in the temperature series of Zanjan station (Tabari and Hosseinzadeh Talaee 2011a). The precipitation of Zanjan station significantly decreased at the 95% confidence level during 1966–2005 (Tabari and Hosseinzadeh Talaee 2011b). The u(d) and u′(d) plots for the P series at Zanjan station are illustrated in Fig. 6. The approximate starting year of the significant decreasing trend of the P series at the Zanjan station was 1997. The significant increasing trend of ETo at the stations can be related to the variations of the other climatic parameters governing ETo. To clarify it, the trends of relative humidity (RH), wind speed (U) and vapour pressure (ea) at the stations were analyzed. The results of this study showed an insignificant trend in the RH and ea series at Khorram-Abad and Shahrekord stations, while wind speed significantly increased at the stations. Among the climatic parameters considered here, the increasing trend of U may have actually caused the increasing trend of the ETo series at Khorram-Abad and Shahrekord stations. At Zanjan station, no significant trend was detected in the ea series, whereas U and RH significantly increased at the station.
To identify the dominant variables associated with ETo at the stations with significant ETo trends (i.e., Zanjan, Khorram-Abad and Shahrekord stations), stepwise regression method was also used. Stepwise regression serves as a robust tool for the selection of the most dominating independent variables affecting the dependent variable. The determination of the most dominating variables is based on adding or deleting the variable/variables with the greatest impact on the residual sum of squares. In the stepwise regression method, ETo was considered as the dependent variable and the climatic parameters, i.e. air temperature, precipitation, wind speed, vapour pressure and relative humidity as independent ones. As expected, wind speed was found to be the most dominating variable affecting on the observed changes of ETo at all three stations (Table 5). Air temperature was the other important contributing variable for the observed trends in annual ETo. On the contrary, relative humidity and precipitation were found to be the most insignificant causative variables for the observed ETo changes.
Figure 7 illustrates the plots of the Mann-Kendall rank statistic for the U series of Shahrekord, Zanjan and Khorram-Abad stations. The u(d) and u′(d) plots for the U series of the stations were similar to those for the ETo series. Based on Fig. 7, the significant increasing trend of U at Khorram-Abad station started in 1997 which is in accordance with the starting year of the ETo trend at the station. Similar to the ETo trend of Zanjan station, the significant U trend at the station started in 1994. The approximate starting year of the significant U trend at Shahrekord station was 2001.
4 Summary & Conclusions
Analysis of the autocorrelated ETo series at 15 synoptic stations in Iran over a 40-year study period allowed us to draw the following conclusions:
-
There was a significant positive lag-1 serial correlation in the ETo series at all the stations except Abadan. Although the existence of the positive serial correlation in the ETo series increased the possibility of both trend tests to reject the null hypothesis of no trend, the Kendall test showed more sensitivity than the Spearman test to the existence of the positive serial correlation.
-
Based on the Theil–Sen’s estimator, the highest magnitudes of the ETo trends were obtained at Khorram-Abad and Ahwaz stations at the rates of 0.16 and 0.12 mm/day per decade, respectively. On average, the ETo values of the study area increased by 0.047 mm/day per decade.
-
According to the Mann-Kendall rank statistic, the approximate years of beginning of the significant ETo trends at Khorram-Abad, Zanjan and Shahrekord stations were 1997, 1994 and 1998, respectively.
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The stepwise regression analysis indicated that the most effective parameter influencing on the significant changes of ETo was wind speed. In addition, wind speed significantly increased at the stations with the significant ETo trends viz., Khorram-Abad, Zanjan and Shahrekord. The significant increasing U trends at Khorram-Abad, Zanjan and Shahrekord stations started in 1997, 1994 and 1998, respectively.
In general, the results of the trend tests before pre-whitening the ETo data were extremely different from those after pre-whitening. Thus, the application of the Kendall and Spearman tests is recommended for detection of trend for the hydrological time series that do not have significant serial correlation. In the case that significant serial correlation exists in a time series, prior to trend analysis, the influence of the significant serial correlation should be removed from the series first.
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Acknowledgements
We thank the Islamic Republic of Iran Meteorological Organization (IRIMO) for making available the meteorological data of the various synoptic stations. We gratefully acknowledge the help of Dr. Adina-Eliza Croitoru from Babes-Bolyai University, Romania. We also thank the two anonymous reviewers for their constructive comments.
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Tabari, H., Nikbakht, J. & Hosseinzadeh Talaee, P. Identification of Trend in Reference Evapotranspiration Series with Serial Dependence in Iran. Water Resour Manage 26, 2219–2232 (2012). https://doi.org/10.1007/s11269-012-0011-7
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DOI: https://doi.org/10.1007/s11269-012-0011-7