Introduction

Sustainable development overview

Increasing attention is being focused on the topics of “Sustainability” and “Sustainable Development” by policy makers and by the scientific research community. Sustainable Development concerns various aspects including nature (e.g., climate, ocean, rivers, plants, and other components of the natural environment), artefacts (e.g., machinery, chemicals, biotechnology, materials, and Renewable Energy), and society (e.g., economy, industry, finance, demography, culture, ethics, and history) (Lele 1991; Goodland 1995; Christensen et al. 1996). Though the concept of sustainability has a long history dating back to Malthus (1830) and Mill (1900), it has not been seen as a high priority area of research until more recently (Haberli and Klein 2001).

In recent years, Sustainable Development and its various sub-areas such as Renewable Energy and Climate Change have been declared as national priority areas by many countries and international organizations. In December 2002, the United Nations General Assembly, through its resolution 57/254, declared 2005–2014 as a Decade of Education for Sustainable Development (DESD). UNESCO, the leading agency for DESD, seeks to integrate the principles, values, and practices of Sustainable Development into all aspects of education and learning. Activities under DESD seek to addresses the social, economic, cultural and environmental problems that we have faced in the twenty-first century (IIS 2004). The concepts of Sustainable Development and Sustainable Human Development also deeply resonate with the Millennium Development Goals (MDGs) (http://www.un.org/millenniumgoals/). The eight MDGs focus mainly on reducing poverty, meeting basic human wants and needs, fulfilling human rights (including basic education and gender equality) and integrating Sustainable Development into country policies and programmes. Moreover, the Intergovernmental Panel on Climate Change (IPCC) has emphasized the two-way relationship between Climate Change mitigation and Sustainable Development on their Fourth Assessment Report (AR4) released in 2007 (Munasinghe 2007).

An increasing number of institutes have begun to adopt Sustainable Development as a strategic research focus and some have even established schools and degree programs for sustainability. For example, Arizona State University established School of Sustainability in spring 2007 as part of Global Institute of Sustainability (http://sustainability.asu.edu/) and the University of Tokyo has programs in Sustainability Science. Hokkaido University (http://www.sustain.hokudai.ac.jp/) has taken and initiative called “Hokudai Network for Global Sustainability” to create a network of research and higher education institutions for Global Sustainability; Rikkyo University (http://www.rikkyo.ac.jp/) has launched the Education for Sustainable Development Research Center (ESDRC); and Osaka University has launched a new trans-disciplinary research organization, the Research Institute for Sustainability Science (RISS) (Uwasu et al. 2009).

Given the recognized critical need for countries to develop more Sustainable Development paths and the rapid increase in resources now being invested in this area, it becomes important to clearly understand the current state of research activity in this area. This paper aims to investigate the world’s research landscape in Sustainable Development and its sub-areas. The quantitative bibliometric analyses are well suited to investigate such research trends. However, conducting such analyses in highly interdisciplinary and emerging areas like Sustainable Development is highly challenging.

Sustainable development and bibliometric analysis

Bibliography database resources use journal/conference-proceedings mappings with predefined categories for organizing resources in the database. For instance, Thomson Reuters’ ISI Web of Science (WoS) assigns ISI subject categories to all indexed source journals and conference proceedings (Leydesdorff and Rafols 2009). Also, Scopus utilizes All Science Journal Classification (ASJC) to map source titles in structured hierarchy of disciplines and sub-disciplines. However, the use of such journal classification is not well suited to conduct bibliometrics analysis in interdisciplinary and emerging areas (Pudovkin and Garfield 2004; Leydesdorff and Opthof 2010). Few journals exist for the field of Sustainable Development, so that papers are published mainly in journals of other disciplines. Assigning all these journals of other disciplines to Sustainable Development can result in the false classification of many nonrelated papers under the field of Sustainable Development; and assigning few of these journals to Sustainable Development can lead to missing many related articles.

In general, bibliometric analyses of research activity in interdisciplinary areas like Sustainable Development procure scientific literature by using the two approaches: one is searching for simple terms like “sustainability” or “sustainable” in the titles, abstracts and keywords and the other is using a collection of keyword terms. Our present work extends the second approach and seeks to build a rich collection of terms representing the field of Sustainable Development and its sub-areas (Kajikawa et al. 2007; Yarime et al. 2010; Quental and Lourenco 2012; Li and Dora 2013; Yang et al. 2013; Hassan et al. 2012).

Sustainable Development is highly interdisciplinary in nature and yet evolving; therefore it has been a matter of debate as to what should be included in the field. There have been efforts to provide a research core and framework of Sustainable Development by identifying sub-areas of Sustainable Development through bibliometric analysis (Kajikawa 2008). In particular, using topological clustering, Kajikawa et al. (2007) identify the following sub-areas of sustainability science: Agriculture, Fisheries, Ecological Economics, Forestry(tropical rain forest, biodiversity, agroforestry), Business, Tourism, Water, Urban Planning, Rural Sociology, Renewable Energy, Health, Soil and Wildlife; and common topics, Education, Biotechnology, Medical, Livestock, Climate Change, Welfare, and Livelihood. Furthermore, a number of taxonomies have been proposed that differ in the concepts included and their grouping into subject areas. Here we discuss some of the most prominent taxonomies and examine their commonalities and differences. United Nation Department of Economic and Social Affairs, Division for Sustainable Development (UNDESA) lists 28 Sustainable Development topics grouped in two main categories i.e. Social & Economic and Natural Resource Management.Footnote 1 While The World Bank classifies Sustainable Development topics into 10 main categoriesFootnote 2 (http://web.worldbank.org/), the Organization for Economic Co-operation and Development (OECD) classifies Sustainable Development topics into 13 categoriesFootnote 3 (see Table 5 in Appendix 1 for details).

To select Sustainable Development topics for inclusion in the current study, we sought to identify areas of agreement among the taxonomies. Agriculture, Water, Climate Change, Transport and Biodiversity are common topics among the World Bank, OECD, and UNDESA taxonomies. Fisheries is the common topic between the World Bank and OECD. Rural Development, Renewable Energy and Forestry are common topics between UNDESA and OECD. While Urban Development only appears in the World Bank taxonomy, this topic also appears in Sustainable Development taxonomy based on citation analysis. We also chose to include Urban Development from the World Bank taxonomy in order to provide symmetric coverage since Rural Development has been included. We have chosen to also include Waste, which appears in the UNDESA taxonomy and is a major area of interest in UNEP’s Green Economy Report.Footnote 4 Figure 1 shows Sustainable Development topics covered by the selected taxonomies. The topics shown in grey background are the ones selected to be included in the current study: Agriculture, Biodiversity, Climate Change, Renewable Energy, Fisheries, Forestry, Rural Development, Urban Development, Sustainable Production & Consumption, Transport, Water and Waste.

Fig. 1
figure 1

Sustainable Development taxonomies by The World Bank, UNDESA and OECD

Data collection and methodology

Bibliography dataset for the sub-areas of sustainable development

We identified the keyword queries for each sub-area and then used these queries to pull related scientific literature from the bibliography database. The keywords associated with a given sub-area of Sustainable Development are specific to work in that area. This is needed for two reasons. First we must be able to identify publications in each of the sub-areas. Second, publications specific to a sub-area of Sustainable Development may not mention terms like “sustainable” or “sustainability”, so a query to retrieve all publications in Sustainable Development must contain these field-specific terms such as “organic photovoltaics” which is relevant to Renewable Energy. Using this bottom up approach, we are then able to procure relevant set of publications in the area of Sustainable Development and its sub-areas.

The followings are the steps to obtain keyword query for a given sub-area of Sustainable Development. Step-1: First we contacted relevant domain expertsFootnote 5 in the field to provide a list of keywords related to the sub-area under consideration (we called them seed keywords). Step-2: We use the seed keywords query to procure publications with keywords in the query matched against keywords in the title, author defined keywords and abstracts. A part of the query to pull the publications related to Climate Change would be as follows: (“climatic changes” OR “climate warming” OR “climate change” OR “kyoto protocol” OR “paleoclimate” OR “global climate change” OR “climate variability” …). Step-3: We then identify the co-occurred author defined keywords from the procured publications and add them to the initial seed keywords in the query. Step-4: We repeat Step-2 and Step-3 to obtain rich collection of keywords to define the sub-area under consideration. We present these keywords to relevant domain experts (in each iteration) to help us to exclude irrelevant keywords from the query. We repeat the Step-4 until there are no new keywords found related to the sub-area under consideration. Some keywords which have field-specific meanings in Sustainable Development can have additional meanings in other fields, so these are “ANDed” with (“sustainable” OR “sustainability”) to restrict their meaning. In addition, some keywords are “ANDed” with a set of source titles in order to limit the scope of publications in the sub-area. The experts also include some keywords which do not appear in final keywords collection but are relative to the sub-area under consideration.

The query for Sustainable Development overall is then taken to be the union of all keywords for the selected sub-areas along with the general keywords for Sustainable Development i.e. “sustainable” or “sustainability”. We take union of all keywords of the sub-areas since identified sub-areas can overlap with each other. The lists of keywords for the sub-areas of Sustainable Development are shown in Appendix 3.

Finally, the retrieval is performed on the Scopus database to procure publications with keywords in the query matched against keywords in the title, list of author defined keywords and abstracts. With the term publication, we refer to scientific publications in acknowledged scientific journals, or conference proceedings, like articles, reviews and conference papers.

In this paper, we study the research landscape of Sustainable Development at the country level and at the institute level. At the country level, we examine research activities of countries in the world which have the highest number of publications in each selected sub-area of Sustainable Development during year 2000–2010. At the institute level, we examine the distribution of research strengths of institutions in the sub-areas of Sustainable Development. The current study presents the analysis of top fifteen institutionsFootnote 6 which have highest number of publications in Sustainable Development and its sub-areas during year 2000–2010.

Bibliometric indicators used in this study

At the country level we examine the research activity of countries in terms of their publication output in Sustainable Development and its sub-areas. Then research strengths of internationally reputed institutions are investigated. We analyze research strengths in terms of absolute publication counts, citation counts and citations per paper (CPP). While absolute number of publication and citation counts provided actual research output and impact, CPP provides a way to measure the scholarly impact of research per publication. The CPP is calculated by taking the following ratio: “total citations received by the papers in a given sub-area of Sustainable Development during a given time window published during the same time window” to “total number of papers in the sub-area of Sustainable Development published during a given time window”.

For graphs of trends over time, a sliding time window is utilized to capture publication activity and to smooth small random variations from year to year in order to better highlight important trends. To determine this time window, we computed the median citation half-life of scientific articles in Sustainable Development, which turns out to be 6 years. Consequently, we utilize 6-year sliding windows to plot the publication output and citation counts, e.g. papers published in 2005 get 6 years citation time including publication year.

Result and Discussion

Publication output of countries in sustainable development and its sub-areas

This section presents the results of publication output of countries in Sustainable Development and its sub-areas. We discuss the results of Sustainable Development overall along with the three important sub-areas i.e. Climate Change, Renewable Energy and Forestry. The results for the remaining sub-areas are presented in Appendix 1 Table 6.

Figure 2 shows top ten countries in terms of publication output in Sustainable Development during 2000–2010. While the United States is clearly leading in terms of publication output in Sustainable Development, China takes 2nd rank in terms of publications. We find a big gap between the United States and, China followed by a big gap between China and rest of the selected countries. The results indicate that China has significantly increased its publication output in Sustainable Development in recent years. We further analyzed research strengths of countries in sub-areas of Sustainable Development. This helps us to understand different focus of countries towards the areas in Sustainable Development.

Fig. 2
figure 2

Research strengths of top ten countries in terms of publication output in Sustainable Development during 2000–2010

Figure 3 shows publication output of top ten countries in the sub-area Climate Change during 2000–2010. In Climate Change, the United States again shows significant research strengths followed by the United Kingdom, Germany, Canada and China. Relative to total publication output in Sustainable Development, the United Kingdom shows the highest proportion of its publication in Climate Change during 2005–2010 i.e. 20.60 %, followed by Canada (16.1 %), Germany (15.74 %), Australia (15.66 %), the United States (14.08 %) and China shows only 5.6 % of its publications output in Climate Change.

Fig. 3
figure 3

Research strengths of top ten countries in terms of publication output in the sub-area Climate Change during 2000–2010

Figure 4 shows publication output of top ten countries in the sub-area Renewable Energy during 2000–2010. The picture looks rather different from the research strengths of the countries in Climate Change. With regard to Renewable Energy, the United States and China are close in terms of publication output in recent years, followed by Japan, Germany and the United Kingdom. Relative to total publication output in Sustainable Development, China shows a significant proportion of its publication in sub-area Renewable Energy during 2005–2010 i.e. 31.11 %, followed by Germany (25.87 %).

Fig. 4
figure 4

Research strengths of top ten countries in terms of publication output in the sub-area Renewable Energy during 2000–2010

The significant focus of the Chinese researchers in the areas of Renewable Energy may indicate the outcomes of Chinese Government policies and initiatives, considering energy resources as one of China’s priority areas of S&T (Nathaniel and Jonathan 2006). This can be evidenced by the fact that the total investment alone in the area of Renewable Energy in 2007 has been recorded US$12 billion Kinver (2008). Consequently, China is world’s leading Renewable Energy producer now, with the largest wind turbines and solar panels producer (Bradsher, 2010) and has an installed capacity of 152 GW (Alok, 2011; Callum, 2010).

Figure 5 shows publication output of top ten countries in the sub-area Forestry during 2000–2010. Canada is strong in terms of its publication output in the sub-area, only second to the United States. Interestingly, Finland makes its position among the top ten publishing counties in the world in the sub-area Forestry, despite the fact Finland is ranked 115th in terms of its total population in the world. Relative to total publication output in Sustainable Development. Finland shows the highest proportion of its publication in the sub-area Forestry during 2005–2010 i.e. 21.48 %, followed by Brazil (14.91 %), Canada (12.95 %), Australia (6.53 %), Germany (6.4 %) and China shows only 3.14 % of its publications output in Forestry.

Fig. 5
figure 5

Research strengths of top ten countries in terms of publication output in the sub-area Forestry during 2000–2010

Research strengths of institutes in sustainable development and its sub-areas

At the institute level, we analyze the research strengths of the top 15 institutions from all over the world in terms of publication output in Sustainable Development and its sub-areas during 2005–2010. We discuss the results of overall Sustainable Development along with the three important sub-areas i.e. Climate Change, Renewable Energy and Forestry. The results for the remaining sub-areas are presented in Appendix 1 Table 7.

Table 1 shows publication and citation counts along with the CPP of the selected institutions in Sustainable Development. The result indicates that Chinese Academy of Science (CAS) is ranked 1st in terms of publication output, followed by Tsinghua University and UC Davis. In terms of citations counts, UC Berkeley shows the highest strengths, followed by University of Washington Seattle and UC Davis. Note that the Chinese institutes show low CPP values among the selected institutes.

Table 1 Research strengths of top 15 institutions from all over the world in terms of publication output in Sustainable Development during 2005–2010

Table 2 shows publication and citation counts along with the CPP of the selected institutions in Climate Change. The US National Oceanic and Atmospheric Administration is ranked 1st in terms of publication output, followed by CAS, University of Colorado at Boulder and the US National Center for Atmospheric Research. In terms of citation counts and CPP, the US National Center for Atmospheric Research shows the highest strengths. While CAS is strong in terms of publication output, it does not appear strong in terms of citations counts. In Climate Change, the research landscape of the United State is significantly supported by the research institutions as a large proportion of publications and citations is contributed by the research institutions.

Table 2 Research strengths of top 15 institutions from all over the world in terms of publication output in the sub-area Climate Change during 2005–2010

In the sub-area Renewable Energy, Tsinghua University is ranked 1st in terms of publication output, followed by the US National Renewable Energy Laboratory and CAS (see Table 3). In terms of citation counts, the US National Renewable Energy Laboratory is ranked 1st followed by Imperial College London, Pennsylvania State University and National Institute of Advanced Industrial Science and Technology, Japan. While Tsinghua University shows highest publication output, it does not appear strong in terms of CPP.

Table 3 Research strengths of top 15 institutions from all over the world in terms of publication output in the sub-area Renewable Energy during 2005–2010

In the sub-area Forestry, USDA Forest Service, United States is ranked 1st in terms of publication output, followed by the Swedish University of Agricultural Sciences and Helsingin Yliopisto, Finland (see Table 4). The Smithsonian Tropical Research Institute, United States is the strongest in terms of CPP value followed by University of Wisconsin, Madison. Interesting, we find couple of Finnish institutions among the top tier institutes that shows the research focus of Finland in Forestry. Note that the Finnish institutes do not show up among the top tier institutions in Sustainable Development overall but they appear among the top tier institutions in Forestry.

Table 4 Research strengths of top 15 institutions from all over the world in terms of publication output in the sub-area Forestry during 2005–2010

Summary and concluding remarks

In this paper, we presented bibliometric study of world’s research activity in Sustainable Development using Scopus database over the time period of 2000–2010. We investigated the research strengths in Sustainable Development and its sub-areas at country level and at institute level. The present study has generated a large amount of empirical data and information related to research performance of countries and institutions in Sustainable Development and is summarized as follows:

  • In Sustainable Development overall, the United States leads in research. Among the Asian countries, Chinese institutions are ahead in publications and citations in Sustainable Development and its sub-areas.

  • In Climate Change, the United Kingdom shows significant research focus this sub-area. Relative to total publication output in Sustainable Development, China shows only a small proportion of its publications output in Climate Change. At the institute level, Chinese institutions appear strong in terms of publication output. However, they do not show up on high scale in terms of scholarly impact per paper.

  • In Renewable Energy, China shows significant research focus in the sub-area. At the institute level, Chinese institutions again appear strong in terms of publication output but do not appear strong in terms of citation counts. In Forestry, Finland shows significant research focus the sub-area, followed by Brazil. At the institute level, we do not find Chinese institutes among the top tier institutions in Forestry.

  • In Rural Development, the United States is strong with most of the top tier institutions in the area are from the United States. We also find Wageningen University from Netherland among the top tier universities in the field. In Urban Development, The University of Hong Kong and Delft University of Technology, Netherlands are also among the top tier universities along with some Chinese and North American institutions.

  • In Sustainable Agriculture, Brazil is among the top tier countries. In Fisheries, Australia, Canada and the United Kingdom are strong along with the United States. University of Cape Town, South Africa is among the top tier institutions in Fisheries.

  • In Sustainable Production and Consumption, European institutions show significant research strengths with nine institutions out of fifteen are from the Europe: The Technical University of Denmark, The Royal Institute of Technology (KTH), ETH Zurich, Norwegian University of Science and Technology, Lunds University, Leiden University, Delft University of Technology, University of Surrey and Chalmers University of Technology.

Based on the analyses conducted at various levels and the information we gain, the following points can be concluded:

  1. 1.

    The United States shows significant research strengths in Sustainable Development and its sub-areas.

  2. 2.

    In Asia, China shows high publication output in Sustainable Development overall and its sub-areas. China’s large publication volume is supported by the large Chinese research community. However, China does not show up on high scale in terms of scholarly impact per publication. This may call upon China to improve its research quality to gain more scholarly impact.

  3. 3.

    Among the selected institutes, Japanese research characteristics in terms of scholarly impact per publication is close to other selected non-Asian nations in Sustainable Development overall.

  4. 4.

    The combination of country level and institute level analyses shows that although India, Spain and Italy are among the top countries in research in Sustainable Development and its sub-areas, they do not have institutions ranked among the top tier due to the fact that their national research strengths are highly distributed among institutions. This may call for these countries to make efforts to coordinate their national research activities in order to increase impact.

  5. 5.

    The analyses at institute level indicate that institutes strong in Sustainable Development may not be strong in all sub-areas and that institutes not strong in Sustainable Development overall may have significant niche strengths in select sub-areas. Such analyses can be useful in order to help government research agencies to understand how to more effectively knit together the various niche strengths in a country, to help institutes to find strategic partners that can complement their strengths, and to help institutes to make important resource allocation decisions.

In conclusion, this study helps to understand research landscape in important, but heterogeneous, area of Sustainable Development. In order to conduct bibliometric analysis related to Sustainable Development field and its sub-areas, the keyword collection approach appears to be very useful. This approach is flexible and can be used to conduct such analysis for any niche research area. In future, we plan to use more sophisticated indicators including size of institutes. Also, we plan to include the remaining sub-area of Sustainable Development as well.