Abstract
The long-term compression–shear–seepage coupling of rock mass is a cause of many engineering geological disasters. This study aimed to explore the creep characteristics of rock mass under different seepage conditions. Based on the shear-creep–seepage test results of shale, the shear-creep–seepage model considering damage was constructed using a series connection of the elastomer (H), a nonlinear viscoelastic body with nonlinear function \(\lambda \) (NVEP), a viscoplastic body with seepage switch \(S\) (VPB), and a viscoelastic–plastic body considering damage (VEPB). The variation law of the model parameters was analyzed, and the results showed that the model effectively described the entire change process of rock-creep characteristics, notably the deformation law of the accelerated-creep stage. The correlation coefficient \(R^{2}\) was greater than 0.98, and the fitting curve was highly consistent with the experimental data. Furthermore, the greater the seepage-water pressure, the smaller the shear stress applied in the corresponding test of each stage, and the greater the cumulative shear strain of each stage. Moreover, the seepage-water pressure had a damaging effect on the mechanical strength of the rock samples. The parameter values \(k_{1}\) and \(\lambda \) were negatively correlated with seepage-water pressure and shear stress, whereas the parameter values \(k_{2}\) and \(\eta _{1}\) were negatively correlated with seepage-water pressure and positively correlated with shear stress. The results of this study can provide theoretical support for the research and analysis of rock-mass engineering stability under long-term seepage conditions.
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1 Introduction
Shanxi, Shaanxi, Inner Mongolia, and Ningxia account for 67% of the identified coal reserves in the arid and semiarid regions of Northwest China, which is a large-scale coal-development area in China (Wang 2007). According to the coal-mining practice in the northwest, coal-rich area, the Shanxi–Shaanxi–Inner Mongolia–Ningxia region has abundant underground water despite harboring only 3.9% of the country’s water resources (Liu et al. 2019b). Under the action of long-term seepage, the rock in the area easily produces tensile cracks, and the seepage characteristics change, reducing the shear strength of the soil and changing the seepage field (Tang et al. 2011; Liu et al. 2021). The surface and interior of the slope soil form interlaced fracture grids (Long et al. 2019; Zhang et al. 2021), which damage the slope on the surface and internally. Therefore, the creep characteristics of slope rock mass under seepage conditions constitute a scientific problem in the study of slope-instability prevention.
Recently, several authors have studied the influence of seepage on rock-creep characteristics. Wang et al. (2022) established the fractional-order nonlinear perturbation creep model of shale under osmotic pressure. They found that with an increase in osmotic pressure, the fracture mode of shale changed from single brittle fracture to complex brittle and ductile fractures. Through the cyclic loading and unloading test of shale under osmotic pressure, Wang et al. (2021a) found that shale permeability increases with permeability loading and decreases with the unloading of osmotic pressure. Hou et al. (2021) conducted triaxial creep tests of seepage–stress coupling and found that rock-creep deformation increases with increasing seepage-water pressure, and the accelerated-creep stage is attained rapidly. Xia et al. (2020) conducted shear–seepage tests on granite joint samples and observed that the peak shear strength of the joint surface was positively correlated with the normal stiffness, whereas the transmittance and water flow were negatively correlated with the normal stiffness. A seepage evolution model of soft rock was established by Zhou et al. (2020), who studied the influence of seepage on soft-rock damage and failure behavior. The crack-propagation behavior of soft rock under the action of seepage-water pressure was also identified. Li et al. (2020) proposed a macro/micromechanical model for the relationship between creep crack propagation and macroscopic deformation of brittle rock considering the influence of seepage-water pressure. According to the experimental results, the effects of seepage pressure on crack length, crack growth rate, axial strain, and axial strain rate during brittle rock creep were analyzed. Liu et al. (2019a) considered the influence of confining pressure and seepage to establish a nonlinear viscoelastic–plastic creep model under one-dimensional and three-dimensional conditions, providing a basis for creep-deformation prediction under seepage. The Burgers creep model that considers osmotic pressure was developed by Zhao et al. (2019). They analyzed the influence of osmotic pressure on the propagation behavior of decelerating creep crack and steady creep crack of rock, and they verified the rationality of the rock creep-crack model. Xu et al. (2018) proposed a stress–strain constitutive model of rock considering the coupling effect of seepage and stress, and they obtained the complete evolution curve of rock-creep strain under different osmotic pressures as well as the crack-propagation mechanism during rock creep. Shi et al. (2018) found that the shear strength of the joint surface is negatively correlated with the seepage-water pressure but positively correlated with the joint surface roughness and normal pressure.
Evidently, significant progress has been achieved in exploring the mechanism of creep deformation considering seepage and in establishing a corresponding, reasonable creep model. However, only a few studies have investigated the accelerated-creep characteristics and fracture-propagation behavior of weak rock under the influence of seepage. Therefore, the creep characteristics of rock under shear-creep–seepage coupling were investigated in this study using the shear-creep–seepage test results of shale. We established a shear-creep–seepage model considering damage by connecting the following in series: an elastomer (H), a nonlinear viscoelastic body with nonlinear function \(\lambda \) (NVEP), a viscoplastic body with seepage switch \(S\) (VPB), and a viscoelastic–plastic body considering damage (VEPB). The results of this study can provide theoretical guidance for researching and analyzing mine slope stability with a weak interlayer.
2 Testing procedures
The rock sample used in the Ma test (Ma et al. 2022a) was mud shale, which was taken from a mining area in Sichuan Province and processed into a cuboid of 150 mm × 75 mm × 75 mm. Three water-injection holes were opened at equal intervals on the upper surface of the rock sample parallel to the center line of the shear direction, as illustrated in Fig. 1. Before the test, the free water-inlet method was used to artificially saturate the rock sample to avoid the influence of changes in water content on the test results during the application of seepage-water pressure. The shear-creep–seepage test was performed on the shale sample, and a normal load of 2 MPa was applied to the rock sample. According to the scheme presented in Table 1, the water-injection holes were injected continuously with water for 6 h at the beginning of each shear loading, and the water injection was stopped when the shear failure of the rock sample occurred. The experimental results are presented in Fig. 2.
3 Analysis of shear-creep–seepage of shale
It can be observed from Fig. 2 that the time–shear-strain curves of shale under different seepage-water pressures had similar trends of four stages (Li et al. 2021): (1) The first stage is the elastic-deformation stage, wherein the rock appears as an elastic body, macroscopically appearing as an instantaneous elastic strain of rock at a high strain rate. (2) The attenuation-creep stage is the second stage, wherein the primary pores and secondary cracks in the rock gradually close under pressure loading, and the shear deformation of the rock increases slowly with time. (3) In the third stage of constant-velocity deformation, the internal cracks of the rock are closed, the rock deformation rate tends to be stable, and the creep-deformation curve is a straight line. (4) In the final accelerated-deformation stage, because of the increasing shear deformation, the shear cracks caused by irreversible damage start expanding and penetrating. The shear-deformation curve showed a nonlinear change with time and finally resulted in fracture failure. Overall, the rock samples exhibited complex deformation behaviors in the shear-creep tests. Therefore, a reasonable scientific constitutive model is crucial for the accurate description of the creep characteristics and deformation behavior of shale.
4 Shear-creep–seepage model considering damage
The establishment of a constitutive model based on the results of a shear-seepage test is an important part of rock-rheology research. Rocks are generally elastic, viscous, plastic, viscoelastic, and viscoplastic (Li et al. 2023). Thus, it is often difficult for a single-component model to reflect the creep characteristics of rocks fully and accurately. Therefore, according to the basic component criteria, a suitable series–parallel combination is performed to characterize the rheological behavior of rocks (Chen et al. 2021b; Zhao et al. 2022). The characterization is based on basic components such as a Hooke elastomer (H), a Newtonian viscous body (N), and a Saint–Venant plastic body (S) (Sun et al. 2021). A creep model is also established to characterize the creep characteristics of shale under seepage.
The elastomer (H), nonlinear viscoelastic body with nonlinear function \(\lambda \) (NVEP), viscoplastic body with seepage switch \(S\) (VPB), and viscoelastic–plastic body considering damage (VEPB) are connected in series, and the shear-creep–seepage model considering damage is constructed. The mechanical model and constitutive equation are introduced in Figs. 3 and 4.
At the beginning of the test, the rock specimen produces instantaneous strain, indicating the need for an elastomer in the creep model (Wang et al. 2019). The creep equation of the elastic body is as follows (Wang et al. 2021):
where \(\varepsilon _{1}\) is the strain, %; \(\sigma \) is the stress, MPa; and \(k_{1}\) is the elastic modulus of the elastomer, MPa.
As the test time increases, the deformation enters the attenuation-creep stage and increases, showing obvious nonlinear characteristics. However, the creep curves of shale differ under different seepage pressures, indicating that the elastic modulus and viscosity coefficient of the model under different seepage pressures are different, and the viscoelastic body should be included in the model. For the viscoelastic body, although the traditional viscoelastic model can better describe the creep-attenuation characteristics under specific stress conditions, the model struggles to reflect the creep nonlinear characteristics effectively under different seepage pressures because of its constant viscous parameters. Therefore, we consider the time correlation of the viscosity coefficient in the viscoelastic body. To establish a nonlinear viscoelastic body, it is assumed that the coefficient satisfies the power-function relationship with time during the creep process. The differential constitutive equation of the model is as follows:
where \(\varepsilon _{2}\) is the strain, %; \(\sigma \) is the stress, MPa; \(k_{2}\) is the elastic modulus of the viscoelastic body, MPa; \(\eta _{1}\) is the viscosity coefficient of the viscoelastic body, MPa h; and \(\lambda \) is a constant.
The creep equation of the nonlinear viscoelastic body is obtained by solving Eq. (2) (Zhang and Wang 2021):
The viscoplastic body (VPB) with seepage switch \(S\) has the following working principle: when the seepage switch is closed, the viscoplastic body works; when the seepage switch is turned on, the viscoplastic body fails. When the seepage switch works, the variation law of the rock in the constant-creep stage is characterized thus: the slope of the creep curve is greater than 0 and increases approximately linearly with time. The creep equation is as follows (Ma et al. 2022b):
where \(\varepsilon _{3}\) is the strain, %; \(\sigma \) is the stress, MPa; and \(\eta _{2}\) is the viscosity coefficient of the viscoplastic body, MPa h.
For the viscoelastic–plastic body, the accelerated-creep stage of the rock is characterized. When the rock enters the third stage, internal damage occurs and gradually accumulates, and the rock exhibits obvious nonlinear characteristics (Yang et al. 2022). Therefore, we characterize the creep behavior of rock in the acceleration stage using the viscoelastic–plastic body considering damage.
It is assumed that the damage variable and time of siltstone during creep satisfy a negative exponential function (Zhou et al. 2022; Zhang et al. 2022; Chen et al. 2021a), that is,
where \(D\) is the damage factor, and \(\alpha \) is the material constant.
Then, the creep equation is
where \(\varepsilon _{4}\) is the strain, %; \(\sigma \) is the stress, MPa; \(\sigma _{s}\) is yield strength, MPa; \(k_{3}\) is the elastic modulus of the viscoelastic–plastic body, MPa; and \(\eta _{3}\) is the viscosity coefficient of the viscoelastic–plastic body, MPa h.
According to the superposition principle, the elastomer, nonlinear viscoelastic body, viscoplastic body, and viscoelastic–plastic body are connected in series to construct the shear-creep–seepage model considering the damage. When the seepage switch \(S\) is opened, the model does not consider the seepage-water pressure, and its creep equation is
When the seepage switch \(S\) is closed and \(\sigma < \sigma _{s}\), the model considers the seepage-water pressure but not the accelerated-creep stage. The creep equation is
When the seepage switch \(S\) is closed and \(\sigma > \sigma _{s}\), the model considers the seepage-water pressure and the accelerated-creep stage. The creep equation is
Therefore, the creep equation of the shear-creep–seepage model considering damage is as follows:
5 Model validation and parameter identification
To verify the accuracy and effectiveness of the model, fitting analysis was performed on the test results. From the experimental data, \(\varepsilon \), \(\sigma \), and \(t\) are known, and the parameters to be determined are \(k_{1}\), \(k_{2}\), \(\eta _{1}\), \(\lambda \), \(\eta _{2}\), \(\eta _{3}\), \(\alpha \), and \(k_{3}\). Generally, model-parameter determination methods can be divided into graphical methods and optimization analysis algorithms. The optimization analysis algorithm can be divided into the regression analysis and least-squares methods. The least squares method is widely used because it has a high fitting accuracy and combines effectively with numerical software. In this study, the least-squares method was implemented on the mathematical analysis software Matlab to perform nonlinear fitting on the experimental data and to invert the creep parameters. The entire workflow is illustrated in Fig. 5. The parameter-identification results of the shear-creep–seepage model considering damage are presented in Table 2, and the fitting results of the model curve as well as the original data are shown in Fig. 6.
Table 2 and Fig. 6 show that the shear-creep–seepage model considering damage has a better recognition effect and higher fitting accuracy for the creep characteristics of shale under different seepage-water pressures, notably the nonlinear change behavior in the acceleration stage. The fitting curve is highly consistent with the experimental data, and the correlation coefficient \(R^{2}\) is greater than 0.98. From the description of the creep behavior before and after the acceleration stage, the model is not only suitable for studying the stable-creep-deformation behavior of rock, but also suitable for studying nonlinear accelerated-creep-deformation characteristics. In addition, it can be observed from Figs. 6a–d that under the same normal load, compared with the shear–seepage test results of 0 MPa seepage-water pressure, the failure strength of the rock samples shear creep decreased by 9.52%, 19.05%, and 28.57% when the seepage-water pressure was 1 MPa, 2 MPa, and 3 MPa, respectively. This result shows that the increase in seepage-water pressure is accompanied by a decrease in the shear-creep failure intensity. It can also be seen that under the same shear stress load, the shear deformation of shale follows the seepage pattern. With the increase in permeable pressure, the rock sample saturation increases under the action of permeable water pressure. Thus, seepage-water pressure has a damaging effect on the mechanical strength of rock.
Figure 7 illustrates the cumulative shear-strain curve of shale under different seepage pressures. The analysis shows that the greater the seepage pressure, the smaller the shear stress applied in the corresponding test of each stage, but the greater the cumulative shear strain of each stage. Thus, the larger the seepage-water pressure of the rock sample, the smaller the shear stress required to reach the stable-creep state; the faster the stable-creep stage is attained, the faster the deformation cracks in the rock develop, and the greater the cumulative deformation. The cumulative strain growth of each stage under 3 MPa osmotic water pressure is shown in Table 3 compared with that under 0 MPa, 1 MPa, and 2 MPa osmotic water pressures. The percolation–stress–creep coupling is involved in this process. Changes in the rock osmotic-water pressure change the seepage field and pore-water pressure, which affects rock deformation and changes the stress field in the rock. Changes in the stress field affect the change in soil-mass stress and strain, which change the permeability coefficient and porosity of the soil mass and finally change the internal seepage field. Then, the seepage field affects the stress field, which is the seepage-stress–creep coupling effect.
Figure 8 shows the curve of cumulative seepage flow with time under different seepage pressures. The greater the seepage pressure, the greater the seepage flow per unit time. According to the preliminary test, as the shear load increases, cracks start forming and developing in the rock sample, which provides a channel for high-pressure water seepage, increasing the water seepage per unit time. An increasing trend is maintained in this process. Before entering the acceleration phase, the seepage rate of 1 MPa, 2 MPa, and 3 MPa is approximately 0.0004 h/L, 0.001 h/L, and 0.0016 h/L, respectively.
At the accelerated-creep stage, the rock sample cracks expand and permeate rapidly, and the high-pressure injected water changes from seepage mainly along the pores and microcracks to seepage mainly along the penetrating shear cracks. Additionally, the seepage rate and flow rate of the seepage water increase significantly. The seepage rate of 1 MPa, 2 MPa, and 3 MPa is approximately 0.0039 h/L, 0.0048 h/L, and 0.0063 h/L, respectively. This result indicates that the water conductivity of rock samples is closely related to the degree of fracture development. This finding provides important theoretical support for the safe construction and long-term stability analysis of open-pit slope rock mass.
The study of the variation of model parameters is an important part of creep-model research. Because of the different shear stresses of each level corresponding to different seepage-water pressures in this study, we analyzed the model-parameter variation from the perspectives of seepage-water pressure and shear stress. Figure 9 shows a three-dimensional correlation diagram of parameter values against seepage pressure and shear stress. The diagram illustrates the behavior and change trend of the parameter values with two variables: (1) The parameter value \(k_{1}\) is negatively correlated with both variables, and the slope of the parameter line generated under the same shear stress increases with increasing shear stress. The slope of the parameter line generated under the same level of seepage-water pressure increases with increasing seepage-water pressure. (2) The parameter value \(k_{2}\) is negatively correlated with the seepage-water pressure and positively correlated with shear stress. The slope of the parameter line generated under the same level of shear stress increases with increasing shear stress. The slope of the parameter line generated under the same level of seepage-water pressure decreases with increasing seepage-water pressure. (3) The parameter value \(\eta _{1}\) is negatively correlated with the seepage-water pressure and positively correlated with the shear stress. The slope of the parameter line generated under the same level of shear stress increases with increasing shear stress. The slope of the parameter line generated under the same seepage-water pressure only changes slightly, indicating that the shear stress has a greater influence on parameter \(\eta _{1}\). (4) The parameter \(\lambda \) is negatively correlated with both variables, and the slope of the parameter line generated from the two angles also decreases as the variables increase. The three-dimensional surface fitting is illustrated in Fig. 10, and the fitting curve is shown in Table 4.
6 Conclusions
-
(1)
Based on the shear-creep–seepage test results of shale, the shear-creep–seepage model considering damage was constructed by connecting the elastomer (H), a nonlinear viscoelastic body with nonlinear function \(\lambda \) (NVEP), a viscoplastic body with seepage switch \(S\) (VPB), and a viscoelastic–plastic body considering creep damage (VEPB) in series.
-
(2)
The model effectively described the entire change process of rock-creep characteristics, notably the deformation behavior of the accelerated-creep stage. The correlation coefficient \(R^{2}\) was greater than 0.98, and the fitting curve was highly consistent with the experimental data.
-
(3)
The greater the seepage-water pressure, the smaller the shear stress applied in the corresponding test of each stage, and the greater the cumulative shear strain of each stage. Moreover, the seepage-water pressure had a damaging effect on the mechanical strength of the rock samples. The parameter values \(k_{1}\) and \(\lambda \) were negatively correlated with seepage-water pressure and shear stress. The parameter values \(k_{2}\) and \(\eta _{1}\) were negatively correlated with seepage-water pressure and positively correlated with shear stress.
Availability of data and materials
The data used to support the findings of this study are available from the corresponding author upon request.
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Funding
This study was supported by The National Natural Science Foundation of China (52204135), the Liaoning BaiQianWan Talents Program, the Basic Research Projects of Colleges and Universities in Liaoning Province (LJKQZ2021155), the Discipline Innovation Team of Liaoning Technical University (LNTU20TD-01), and the 2021 College Student Innovation and Entrepreneurship Training Program (202110147011).
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All authors contributed to the study’s conception and design. Material preparation, data collection, and analysis were performed by Guanghe Li, Yanting Wang, Dong Wang, Laigui Wang, Shipeng Zhang, Cunjin Li, Ruixue Teng. The first draft of the manuscript was written by Guanghe Li and Yanting Wang. All authors read and approved the final manuscript.
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Li, G., Wang, Y., Wang, D. et al. The creep behavior of rock shear seepage under different seepage-water pressures. Mech Time-Depend Mater 27, 351–365 (2023). https://doi.org/10.1007/s11043-023-09601-3
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DOI: https://doi.org/10.1007/s11043-023-09601-3