Abstract
We study the spectrum of permutation orbifolds of 2d CFTs. We find examples where the light spectrum grows faster than Hagedorn, which is different from known cases such as symmetric orbifolds. We also describe how to compute their partition functions using a generalization of Hecke operators.
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1 Introduction
In the context of the \(\hbox {AdS}_3/\hbox {CFT}_2\) correspondence, one is interested in families of 2d CFTs with a large central charge limit. To construct explicit examples of such families is surprisingly hard, since generically the number of light states of a family will diverge in the large central charge limit. The best known example with finite spectrum is symmetric orbifold theories [1], that is CFTs whose tensor product one orbifolds by the symmetric group S. In that case the growth of light states is given by [2, 3]
The exponential growth indicates that we are in a stringy regime with Hagedorn growth.Footnote 1 From holography one expects that there should be many examples with supergravity growth \(\rho (\varDelta )\approx e^{\sqrt{a\varDelta }}\). However, no such CFTs have been constructed explicitly. The goal of this note is to find theories with growth behavior different from (1.1), which can then be interpreted as describing different physics. In particular we find an example whose growth is super-Hagedorn, reminiscent of the entropy of black holes in flat space for instance. To our knowledge this is the first explicit such example.
To achieve this we consider permutation orbifolds [4,5,6]: We start out with a modular invariant partition function of a seed theory
with \(\rho (\varDelta )\in \mathbb {Z}_{\ge 0}\). For notational simplicity we are assuming here a holomorphic theory. Let \(G_N < S_N\) be a subgroup of the symmetric group acting on the set \(\{1,\ldots ,N\}\) in the standard way. Our starting point is then the expression for the partition function of permutation orbifolds given in [7],
The sum here is over all \(g,h\in G_N\) which commute. We can think of the sum over g as labeling the twisted sector states and the sum over h as projecting onto the \(G_N\) invariant states in a given twisted sector. The functions \(Z_{(h,g)}\) are given by the following prescription: A pair of commuting elements g, h generate an Abelian subgroup of \(S_N\), which of course acts on the set \(\{1,\ldots ,N\}\) by permutation of the elements. We denote by O(h, g) the set of orbits of this action. For each orbit \(\xi \in O(h,g)\) we define the modified modulus \(\tau _\xi \) as follows: First, let \(\lambda _\xi \) be the size of the g orbit in \(\xi \), and \(\mu _\xi \) the number of g orbits in \(\xi \) so that \(\lambda _\xi \mu _\xi =|\xi |\). Let \(\kappa _\xi \) be the smallest nonnegative integer such that \(h^{\mu _\xi } g^{-\kappa _\xi }\) is in the stabilizer of \(\xi \). Then
As we are interested in the limit \(N\rightarrow \infty \), it is often more useful to shift the partition function such that the leading term is 1 rather than \(q^{-cN{/}24}\), giving \(\tilde{Z}_{G_N}(\tau ):=Z_{G_N}(\tau )q^{cN{/}24}\).
The untwisted sector partition function \(Z^u_{G_N}(\tau )\) is given by the sum over terms with \(g=1\). We will use the fact that its coefficients \(\rho ^u_{G_N}(\varDelta )\) give a lower bound for \(\rho _{G_N}(\varDelta )\). It is straightforward to check that \(Z^u_{G_N}\) can be expressed in terms of the cycle index of \(G_N\) as
We will consider the limit \(N\rightarrow \infty \). For general families \(G_N\) the \(\rho _{G_N}\) will not converge. A necessary and sufficient condition for convergence is that \(G_N\) be oligomorphic [4, 6, 8]. We will consider two such families, or more precisely, two types of action [9]: the direct product action \(S_{\sqrt{N}}\times S_{\sqrt{N}}\) and the wreath product action \(S_{\sqrt{N}}\wr S_{\sqrt{N}}\). We can of course iterate this d times. Note that for convenience we will choose the order of the groups in such a way that their iterated products always act on N elements.
Our main result is that we give a lower bound for the number of states of such orbifold theories in the limit \(N\rightarrow \infty \). For a function g(z) we denote by \(g^d(z):= \underbrace{g\circ g\circ \cdots \circ g}_d(z)\), that is g iterated d times. Similarly, we denote by \(S_\times ^d\) and \(S^d_\wr \) the iterated direct and wreath product actions, respectively, of the infinite permutation groups S. We define \(a_n \approx b_n\) to mean \(\lim _{n\rightarrow \infty } \frac{\log a_n}{\log b_n}=1\), and similar for \(a_n \gtrsim b_n\). For the wreath product we find
Proposition 1
where b is a positive constant given by \(b= \pi ^2c/6\), with c the central charge of the seed theory.
For the direct product action we find super-Hagedorn growth—that is, the radius of convergence of the partition function is zero:
Proposition 2
where \(\varDelta _1\) is a positive constant given by the weight of the lightest state in the theory.
These propositions are proven in Sect. 3.1.
We have stated our results for holomorphic theories, but it would be straightforward to generalize them to non-holomorphic theories. In that case the coefficients \(\rho (\varDelta )\) in the statements would have to be replaced by an average of \(\rho \) over some appropriate interval around \(\varDelta \). Note that in the large N limit due to the twisted sectors the spacing between states of weight \(\varDelta \) will be \(\sim \varDelta ^{-1}\) so that the heavier states become more and more densely spaced. For states of finite weight, however, the spectrum always remains discrete.
2 Combinatorics
2.1 Orbits
Given two permutation groups \(G_1, G_2\) acting on \(X_1,X_2\), respectively, we can define the direct action of the direct product \(G_1 \times G_2\) on \(X_1 \times X_2\) by \((g_1,g_2)\cdot (x_1,x_2)=(g_1\cdot x_1,g_2\cdot x_2)\) and the imprimitive action of the wreath product \(G_1\wr G_2\) on \(X_1\times X_2\) by \((f(x_2)\cdot x_1,x_2)\) for \(f\in G_1^{X_2}\) and \((x_1,g\cdot x_2)\) for \(g\in G_2\) [9]. In what follows we will simply call these actions the direct product and the wreath product.
For a permutation group G acting on the set X we define the following numbers:
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\(f_K(G)\): the number of orbits of G on the set of K-element subsets of X
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\(F_K(G)\): the number of orbits of G on the set of ordered K-tuples of distinct elements of X
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\(F^{\star }_K(G)\): the number of orbits of G on the set of all ordered K-tuples of elements of X
By convention \(f_0(G) = F_0(G) = F^{\star }_0(G) = 1\). Moreover, we have the elementary inequalities
It will be useful to consider infinite permutation groups. We call such a group oligomorphic if it has a finite number of orbits for all K, i.e., \(F_K < \infty \) for all K. An example is S, the permutation group of a countable set of elements X, for which \(f_K=F_K=1\). We will also be interested in families of permutation groups \(\{G_N\}_{N\in {{\mathbb {N}}}}\). We define:
Definition 2.1
A family of permutation groups \(G_N\) is called oligomorphic if the \(F_K(G_N)\) converge pointwise, that is if
The point of this definition is that for an oligomorphic family the \(N\rightarrow \infty \) limit of (1.3) is well defined [5]. An example is of course the family \(S_N\), for which we have \(F_K(S_N)\rightarrow F_K(S)\). Similar statements hold for the wreath product and the direct product action. In practice this means that we can compute the \(F_K(S_N)\) from \(F_K(S)\) as long as we choose N much bigger than K.
2.2 Cycle index
Definition 2.2
Let \(G_N\) be a permutation group on N elements. For \(\sigma \in G_N\), denote the number of cycles of length k, \(1\le k\le N\) in the cycle decomposition of \(\sigma \) by \(m_k(\sigma )\). Then, the cycle index of \(G_N\) is the following polynomial in the variables \(s_1,s_2,\ldots ,s_N\):
The cycle indices of some groups are well known and can be found, e.g., in [10]
Moreover, for the imprimitive and the direct product actions we have [8]
where we define \(s_i \circ s_j:=(s_{\mathrm {lcm}(i,j)})^{\gcd (i,j)}\) and extend it to monomials and polynomials. Here \(\varPhi (d)\) is the Euler totient function. We can express the generating functions of \(f_K(G),F_K(G)\) and \(F^\star _K(G)\) in terms of the cycle index of G[10]:
from which follows the identity
From this one can derive the identity
Here \(S_2(K,n)\) are the Stirling numbers of the second kind, and we say \(F^{\star }_K\) is the Stirling transform of \(F_K\). We can invert this using the inverse Stirling transform
where now the \(S_1(K,n)\) are the Stirling numbers of the first kind. The Stirling numbers of the second kind \(S_2(n,k)\) are given by the number of ways of partitioning a set of n elements into k nonempty sets, so they are clearly nonnegative integers. The Stirling numbers \(S_1(n,k)\) of the first kind then are integers with sign \((-1)^{n-k}\). Finally, we have [9]
2.3 Wreath product
Let us now estimate the growth of \(F_K\) for the wreath product. For this we establish the following lemma:
Lemma 1
Let \(g(z):= e^z-1\). We then have
Here we define \(a_n \simeq b_n\) to mean that for \(n\rightarrow \infty \), \(a_n=b_n\) up to terms which grow slower than the slowest term written out explicitly in \(a_n\) and \(b_n\).
Proof
(a) This follows from the identity [10]
together with (2.13), which allows us to express the generating function recursively,
We have \(F_K(S)=1\) so that for the d-fold wreath product \(S^d_\wr \) we get indeed (a).
(b) For the second part one needs the following theorem [11]:
Theorem
(Hayman) Let \(f(z)=\sum a_Kz^K\) be an admissible function (for the case at hand this reduces to f(z) being an entire function). Let \(r_K\) be the positive real root of the equation \(a(r_K)=K\), for each \(K=1,2,\ldots \) where:
then
Introduce a new variable \(r =: \log ^{d-1} x\). Defining \(g(z):= e^z-1\), we have \(a(r)=r g^{d-1}(r)' = r e^r e^{g^1(r)}\cdots e^{g^{d-2}(r)}\). We are only interested in the behavior for large K, which means that we can assume that r is large, and only keep the leading contribution. In particular we can approximate \(g(r) \simeq e^r\) so that
giving
Plugging this into (2.23), we see that the leading contribution is given by just \(r_K^K\),
Taking into account the factor K!, we thus obtain
\(\square \)
2.4 Direct product
To compute the \(F_K^{S^d_\times }\), we use the fact that \(F^{S*}_K=B_K\), where \(B_K\) are the Bell numbers, whose asymptotic behavior is given by [12]
To get \(F^*\) for the direct product, we can use (2.16) to find \(F^{S^d_\times *}=B_K^d\). We can then immediately write
[Alternatively, we could have tried to use (2.9) and (2.11).] We now want to estimate the asymptotic behavior of this sum, which will lead us to
Proposition 3
For \(d\ge 2\), \(F_K^{S^d_\times }\approx e^{d K\log (K)}\) .
Proof
To prove this we rewrite (2.30) using the series expansion of the Bell numbers
as well as the expression for the generating function of the Stirling numbers of the first kind [11],
so that we have
The theorem then follows immediately from Theorem 3 in [13], which shows that (up to the order we are interested in) the right-hand side of (2.35) and \(B_K^d\) grow at the same rate. \(\square \)
3 Partition functions
3.1 Untwisted sector
The untwisted sector is given by the cycle index evaluated for arguments corresponding to the partition function,
Note that here we can take either Z or \({\tilde{Z}}\). Since all the coefficients are positive, we can estimate a lower bound on the number of states by estimating
Here \(\ge \) is understood to mean that all Fourier coefficients of the two expressions satisfy the inequality. Using (2.11) we then get a contribution to the term \(q^{\varDelta }\) of
We can now prove Propositions 1 and (under the assumption that Conjecture 3 is true) Proposition 2 as straightforward corollaries.
Proof of Proposition 1
Assuming that \(\varDelta \gg K\), we can use the Cardy formula, \(\rho (\varDelta {/}K)\approx e^{\sqrt{4b\varDelta {/}K}}\), where \(b= \pi ^2c{/}6\), with c the central charge of the seed theory, giving
Plugging in (2) we get
for K-tuples. We want to choose K in such a way to maximize the contribution to \(\rho _{\infty }(\varDelta )\). This gives
Choosing \(\varDelta \gg 1\), we see that the conditions for (3.4) are indeed satisfied. We thus get a contribution to the growth of the form
Proof of Proposition 2
Pick \(\varDelta _1\) to be the weight of the lightest state in the theory so that \(\rho (\varDelta _1)\ge 1\). For \(\varDelta = K \varDelta _1\) we thus have
\(\square \)
3.2 Twisted sector
Let us now include the contribution of the twisted sectors, that is consider the entire expression (1.3). This is a much harder problem. In some special cases, we can find explicit expressions, such as in the symmetric case \(G_N =S_N\): Here the orbifold partition function can be obtained from the cycle index in terms of Hecke operators \(T_L\),
(There is in fact a closed form expression for the generating function of the \(Z_{S_N}\)[14].) The total expression is thus a polynomial in ‘modular invariant blocks,’ i.e., terms of the form \(T_LZ(\tau )\). For general permutation orbifolds, we can try to mimic this behavior. For this purpose we introduce generalized blocks by defining the operators \(R_{\vec a}\)
Here \(\Gamma _{\vec p,\vec q}\) is the common (right-)stabilizer of the matrices
for all i, where \(M_m\) are the \(2\times 2\) integer matrices with determinant m. That is, it is the group that leaves the expression \(Z(a_1\tau )\cdots Z(a_k\tau )\) invariant after accounting for the modular invariance of \(Z(\tau )\). It is of finite index since there are only finitely many elements in \(SL(2,\mathbb {Z})\backslash M_{p_iq_i}\) so that (3.10) is a finite sum. In particular (3.10) can be written as a sum over products of terms of the form \(Z(\tilde{\gamma }(\tau ))\) with \(\tilde{\gamma }\in SL(2,\mathbb {Z})\backslash M_{p_iq_i}\). We can then find the usual representative for \(\tilde{\gamma }\) to write this as \(Z((a\tau +b){/}c),\ ac=p_iq_i, 0\le b < c\), which explains the connection to (1.3).
The motivation for introducing these operators is to express the orbifold partition functions as combinations of such operators, which are of course individually modular invariant. In a sense \(R\) generalize the ordinary Hecke operators T: For \(a\in {\mathbb {N}}\) prime, \(R_a = a T_a\). Note that even for a single integer a, the two differ if a has a prime factorization with exponents bigger than one: We have for instance \(R_4 = 4 T_4 -T_1\).
To illustrate the use of the operators \(R_{\vec a}\), let us find an expression for the full partition function for cyclic orbifolds [15] in terms of them. Even though cyclic orbifolds are not oligomorphic and therefore do not have a large N limit, their finite N partition functions are of course well defined. For cyclic orbifolds we can obtain the full result from modular transformations of the untwisted sector partition function. This means that we can express it in terms of the cycle index and operators \(R_{\vec a}Z\) with integer \(\vec a\). In particular we have
Proposition 4
Proof
The \(Z_{(h,g)}\) in (1.4) transform under \(SL(2,\mathbb {Z})\) as \(Z_{(h,g)}\mapsto Z_{(h^ag^b,h^cg^d)}\). To see this fix an orbit \(\xi \). For the S transformation, first note that \(\tilde{\lambda }\), the size of the h orbit in \(\xi \) is given by \(\tilde{\lambda }= \frac{\mu \lambda }{\gcd (\lambda ,\kappa )}\), as follows from the fact that \(h^\mu = g^\kappa \) on \(\xi \). We then immediately have \(\tilde{\mu }= |\xi |{/}\tilde{\lambda }=\gcd (\lambda ,\kappa )\). Finally, \(\tilde{\kappa }\) is given by a solution of \(\tilde{\kappa }\kappa + k\lambda = \gcd (\lambda ,\kappa )\). A straightforward computation shows that indeed \(Z((-\mu {/}\tau +\kappa ){/}\lambda ) = Z((\tilde{\mu }\tau +\tilde{\kappa }){/}\tilde{\lambda })\). For the T transformation simply note that \(\kappa \) shifts by \(\mu \), as \(h\rightarrow hg\), which is of course compatible with the behavior for \(\tau \rightarrow \tau +1\).
Let r be a generator for the cyclic group \(C_N\). The sum then runs over \((r^m,r^n), n,m=1,\ldots ,N\). Let us start by considering the term \(Z_{(r,1)}=Z(N\tau )\). There are \(\varPhi (N)\) such terms. Under \(SL(2,\mathbb {Z})\) transformations, we obtain exactly all the terms \(Z_{(r^m,r^n)}\) with \(\gcd (m,n,N)=1\). This can be seen by the following argument: If \(\gcd (m,n)=1\), using Bézout’s identity we can always find an \(SL(2,\mathbb {Z})\) matrix with \(a=m\) and \(c=n\). If \(\gcd (m,n)>1\), first transform to \(Z_{(r^{\gcd (m,n)},1)}\) by the matrix with \(a=\gcd (m,n)\) and \(c=N\), which exists since \(\gcd (m,n,N)=1\). Then, transform with the matrix \(a=m{/}\gcd (m,n), c=n{/}\gcd (m,n)\). Conversely, for any transformation we have \(a = m + kN\) and \(c= n + k'N\), so if \(\gcd (m,n,N)>1\), then \(\gcd (a,c)>1\) so that no corresponding matrix exists.
Next for any d|N consider the term \(Z_{(r^d,1)}=Z(N\tau {/}d)^d\). There are \(\varPhi (N{/}d)\) such terms, and the orbit is given by all terms with \(\gcd (m,n,N)=d\). To see this repeat the above argument after dividing everything by d. Summing over all d|N accounts for all terms. \(\square \)
Similarly, we find that more complicated permutation orbifolds can also be expressed in terms of such generalized Hecke operators. It is, however, no longer possible to write all the terms as modular transforms of the untwisted sector. This means that we will also have terms of the form \(R_{\vec a}Z\) where some of the \(a_i\) are fractions rather than integers.
3.3 Example: orbifolds of the \(E_8\times E_8\times E_8\) theory
For illustration let us compute the orbifold for some subgroups of \(S_{16}\). For concreteness we will orbifold the chiral theory given by the Niemeier lattice \(E_8^3\), which has central charge 24 and partition function
To give an impression of the contributions of the twisted sectors, we have computed the orbifold for the following six groups:
The actual computation of these orbifolds is straightforward, although in some cases quite tedious. Our strategy is to express (1.3) as a polynomial in blocks of the form \(R_{\vec a}Z\). For each monomial we compute the polar terms, which allows us to write the result as a polynomial in j, from which we can very efficiently extract as many non-polar coefficients as we want. Symmetric orbifolds can be efficiently computed using (3.10). Wreath products can be computed as iterated orbifolds, that is the permutation orbifold \(G\wr H\) is given by orbifolding the H permutation orbifold by G. Direct product orbifolds however we needed to evaluate from (1.3) directly. In the cases at hand we find
and
We have plotted them in Fig. 1. For \(S_{16}\) we can clearly see the behavior (1.1) up to approximately \(\varDelta \sim 2c = 32\). At that point Cardy behavior starts, and all orbifolds converge to the same number of states. For clarity we have also plotted \(\rho (\varDelta )\) relative to the symmetric orbifold density \(\rho _{S_{16}}(\varDelta )\) in Fig. 2. As expected from intuition, the order of the group is a good indicator for how powerful an orbifold is: In our examples, the bigger the order of the orbifold group, the fewer states the orbifolded theory has. This is of course obvious in the untwisted sectors, but our examples indicate that it also holds when one includes the twisted sectors.
Notes
Note that for finite central charge, there will never be any Hagedorn transition, since asymptotically the growth of states is always given by Cardy growth. Equation 1.1 and similar expressions are understood to hold in the infinite central charge limit, where the partition function can indeed have finite radius of convergence. For finite c having a ‘Hagedorn transition’ simply means that the free energy will scale with c in that regime.
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Acknowledgements
This work is partly based on the master thesis of one of us (BJM). CAK thanks the Harvard University High Energy Theory Group for hospitality. This work was performed in part at Aspen Center for Physics, which is supported by National Science Foundation Grant PHY-1607611. CAK is supported by the Swiss National Science Foundation through the NCCR SwissMAP.
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Keller, C.A., Mühlmann, B.J. The spectrum of permutation orbifolds. Lett Math Phys 109, 1559–1572 (2019). https://doi.org/10.1007/s11005-019-01162-2
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DOI: https://doi.org/10.1007/s11005-019-01162-2