Abstract
This brief report examines whether there are differences in aspects of different characteristics, including design/methodologies of responsible gambling (RG), between studies funded by industry as compared to other sources. To investigate this, the authors used those studies included in a recent meta-analysis focusing on the empirical basis of RG initiatives (Ladouceur et al. in Addict Res Theory 25:225–235, 2017). We examined eight associations between funding sources, and different design/methodological characteristics of these studies; type of strategy, inclusion of comparison groups, measurement scales and repeated measures, publication source, number of inclusion criteria met, secondary sources of funding, publication year. The results revealed no statistically significant difference between the funding source, and the index study characteristics. These results do not support claims that funding exerts influence on the design or methodologies of RG studies. However, the absence of statistically significant findings should not be used to assert the absence of a funding effect because there are many reasons for failing to find differences, or interpretation of findings. Unexpectedly, a third of the papers included in this study failed to disclose their funding sources. This finding highlights the need for more open and transparent disclosures.
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Introduction
In their systematic review of the literature, Ladouceur et al. (2017) evaluated the extent to which peer-reviewed empirical evidence supported the effectiveness of current responsible gambling strategies. Noting that investigators conduct literature reviews and report all available studies including those containing meaningful methodological flaws, these authors adopted the following four inclusion criteria on an a priori basis: (1) studies conducted within real gambling environments with ‘real’ gamblers and which included one of the following elements: (2) a matched control or comparison group; (3) repeated measures; and (4) one or more measurement scales. From an initial pool of 2548 articles identified in the literature search, only 29 articles met at least one of these inclusion criteria. Ladouceur et al. (2017) concluded that there was limited evidence supporting the overall effectiveness of extant responsible gambling strategies and argued for more rigorous scientific studies to be undertaken. Given vested interests and suggestions that funding sources influence the conduct of research, we conducted the present study to empirically investigate whether or not there were differences in the design and methodology of studies funded from industry or other sources. To our knowledge, this research is the first of its kind focusing on gambling studies and represents an initial step in investigating the extent to which funding influences research methodologies and, ultimately the interpretation of data.
Critics of gambling industry funded research claim that the funding sources influence what research questions will be investigated, the design/methodologies of studies, and biases in the interpretation of data (Adams et al. 2010; Andréasson and McCambridge 2016; Livingstone and Adams 2016). This might be due to researchers fearing future funding applications being compromised through subtle influences on the conduct of research and biases in the interpretation of data, that is, neglecting or overlooking negative findings that are critical or not in the interests of the funders. For example, Cassidy (2014) encouraged “…others to continue to reflect on their own activities and to expose gambling research to critical attention.” Like Cassidy others have speculated that gambling or alcohol industry funding has biased research and compromised investigative integrity (Livingstone and Adams 2016; Adams et al. 2010; Andréasson and McCambridge 2016). Although the focus of current criticisms is on industry funding, others have argued that government funding is open to similar criticisms given the central roles governments playing legislating, regulating and benefit through taxation revenue (Livingstone and Adams 2016).
Some stakeholders have identified the parameters of conditions under which scientists and industry can coexist ethically (Wilsnack et al. 2016) while others advance the principle that no research should be funded by proceeds of gambling (Livingstone and Adams 2016). This prohibitionist funding principle is an ideal but not a realistic stance given that all gambling funding emanates from gambling proceeds whether it originates directly from the gambling industry or government taxation revenue. The primary issue is not so much the source or origin of funding, but rather guaranteeing processes inclusive of independent peer-review, non-interference in design and methodology, freedom to publish without constraints, open and transparent disclosure of funds, and sufficient methodological procedures to allow independent replication of results. Biases and the conduct of research emanate not only from the vested interests of industry or government but also from academics representing advocacy groups masked by the face of public health. Irrespective of their discipline, scientists are governed by ethical principles and codes of conduct such that any claims of undue influence, whatever the source, must be empirically justified. Innuendos and simple assertions have no place in the scientific process.
A number of academics have expressed considerable concern about gambling research and the influence of funding from the gambling industry (Orford 2002; Adams 2007; 2011; Hancock and Smith 2017). We do not dispute that open and transparent disclosure of funding sources is a necessary and important step toward informing the reader about the degree of independence associated with a research publication. However, the fact that industry or governments have funded a research project does not, per se, indicate that the conduct of research and its findings are flawed, biased or misleading. Critics, as in the case of the tobacco and pharmaceutical industries, need to rely on empirical evidence challenging reported findings through the process of independent replication, or by identifying and reporting any identified methodological flaws and inadequacies in the research design protocol, measurements and/or interpretation of data.
As a first step, we have examined a segment of gambling research to determine empirically whether, compared to non-industry, industry funded research differs with respect to key design and methodological variables. This study represents a critical first step to empirically evaluate the potential for funding bias. The body of RG scientific literature provides a foundation that guides evidence-based RG strategies around the world.
Method
From a systematic search of the primary academic databases of peer-reviewed publications in the area of responsible gambling published from 1962 to October, 2015, (see Ladouceur et al. 2017), we identified 29 studies that satisfied inclusion criteria. We reexamined these 29 studies to determine whether there was an association between funding sources and study characteristics. The funding sources included five categories: (1) Government (Federal/State/or Local Government); (2) non-profit (e.g. NCRG)/or independent research center (e.g. Gambling Research Exchange Ontario (GREO), (3) Industry funded, (4) Public Health agency (e.g. WHO), and (5) missing. To measure study characteristics, we used the following eight variables: (1) type of RG initiative (e.g., self-exclusion, pop-up messages, pre-commitment, etc.); (2) presence of a comparison or matched control group; (3) use of a measurement scale (i.e. screener); (4) inclusion of repeated measures; (5) publication source (e.g., scientific journal that published the study); (6) Number of criteria met in our previous meta-analysis; (7) secondary funding source (i.e., studies reporting more than one source of funding); and (8) year of publication (i.e., to examine the chronological pattern of progression for funding sources).
Results and Discussion
Fisher’s exact tests were conducted to examine potential associations between eight characteristics of the studies and the sources of funding. To manage the likelihood of an inflated Type 1 error for multiple comparisons, we conducted Fisher’s exact tests with a Bonferroni adjustment (i.e., p < 0.0025). After adjusting the alpha according to this procedure, none of the associations were statistically significant. Table 1 summarizes these statistical tests and includes all study covariates.
This preliminary study represents the first attempt to determine whether funding source influences the topic and methodological rigor of RG activities. The results reveal that there is no evidence of difference in methodologies employed as a function of funding source. These results highlight the importance and need for further investigations into the evidence to justify the negative criticisms toward industry funding research, such as the those that Cassidy (2014) and Livingstone and Adams (2016) formulated. Their negative comments regarding research biases and, more importantly, their suggestion that no researchers should accept funding from the industry remain to be supported by empirical evidence. At the moment, these positions of influence and prohibition rest more on ideological and personal opinions than on evidence-based arguments.
Nonetheless, readers must consider these findings with caution. There are many potential reasons for null findings. We do not want to interpret that absence of statistical differences to suggest that there are no factors that can bias responsible gambling research or the interpretation of data. The latter is established through independent replication of results. It is possible that the relatively small sample size or small effect size limited the power to identify statstically significant differences. Other features of this study might have introduced statstical noise making it difficult to identify sources of influence that can bias responsible gambling differences.
Finally, an important secondary finding reveals that more than 30% of the studies included in this analysis did not reveal their sources of funding. We encourage scientific and scholarly publications to require and request this information before publishing responsible gambling research articles.
In conclusion, as the Reno model suggests, the field of gambling studies needs to develop an empirical approach toward responsible gambling (11). This strategy includes carefully examining the potential influence of funding sources on responsible gambling related studies. Relying on opinions and morality risks bias of a personal kind; this circumstance will not advance the science of gambling studies.
References
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We do not believe any of these funding sources constitute a conflict of interest for this project; however, we want to fully disclose our funding sources. During the preparation of this manuscript, Robert Ladouceur has received funding over the last few years for consultancies, book royalties, honoraria for conference presentations, and to cover travel expenses including from La Loterie Romande (Switzerland), Club NSW (Australia), Comelot (UK), La Française des Jeux (France), Loto-Québec (Québec, Canada), National Lottery (Belgium). He is a member of the Independent Assessment Panel of the World Lottery Association. Paige Shaffer obtained travel reimbursement and consulting fees from Laval University. During the last year, Paige also received honoraria and travel reimbursement from the National Center for Responsible Gambling. Alex Blaszczynski has received direct and indirect funding over the last few years for research projects, consultancies, book royalties, honoraria for conference presentations, and to cover travel expenses including from La Loterie Romande (Switzerland), Svenska Spel (Sweden), Club NSW (Australia), Comelot (UK), La Française des Jeux (France), Loto-Québec (Québec, Canada), Casino Austria, National Lottery (Belgium), Sportsbet, Aristocrat Leisure Industries, Victorian Responsible Gambling Foundation, Gambling Research Exchange Ontario, Responsible Gambling Trust (GambleAware), Manitoba Gambling Research Program, NSW Office of Liquor, Gaming, and Racing, Gambling Research Australia, National Association for Gambling Studies, National Council on Problem Gambling, and Le Comité d’organisation Congrès international sur les troubles addictifs. He receives funding from the Routledge Group in his role as Editor-in-Chief for International Gambling Studies. All professional dealings have been conducted with the aim of enhancing responsible gambling and harm minimisation policies and practices, training counsellors in the treatment interventions, and advancing our understanding of the psychology of gambling. Howard Shaffer received funding from a variety of sources, including the Foundation for Advancing Alcohol Responsibility, The Healing Lodge of the Seven Nations via the National Institutes of Health (NIH) and Indian Health Services (IHS), the Integrated Centre on Addiction Prevention and Treatment of the Tung Wah Group of Hospitals—which receives funding from The Hong Kong Jockey Club Charities Trust, DraftKings, the Massachusetts Gaming Commission, and the Massachusetts Department of Public Health. In addition, during approximately the past 5 years, Shaffer or the Division on Addiction received funding from National Center for Responsible Gambling, National Institutes of Health, the Alcohol Beverage Management Research Fund, the Danish Council for Independent Research, Heineken USA, Inc., bwin.party, St. Francis House, the State of Florida (i.e., as a subcontract to Spectrum Gaming Group), the Massachusetts Residential Substance Abuse Treatment for State Prisoners Grant Program (i.e., as a subcontracted evaluator for Worcester House of Corrections), and the Massachusetts Juvenile Accountability Block Grant Program—as a sub-contracted evaluator for Cambridge Police Department). Shaffer also has received speaker honoraria and compensation for consultation from the American Psychological Association, Las Vegas Sands Corp., Davies Ward Phillips and Vineberg, LLP, Freshfields Bruckhaus Deringer, LLP, and from the Dunes of Easthampton, a residential addiction treatment program, for serving as a consultant. Regarding this project, he received reimbursement from Laval University for travel expenses, but no honorarium associated with the international group on responsible gambling.
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This article does not contain any studies with human participants or animals performed by any of the authors.
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Ladouceur, R., Shaffer, P., Blaszczynski, A. et al. Responsible Gambling Research and Industry Funding Biases. J Gambl Stud 35, 725–730 (2019). https://doi.org/10.1007/s10899-018-9792-9
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DOI: https://doi.org/10.1007/s10899-018-9792-9