Introduction

Cancer is the second leading cause of death in the United States; in 2006 cancer accounted for one in every four deaths (American Cancer Society 2006). The direct and indirect costs of cancer are estimated to be 200 billion dollars per year. Therefore, cancer is a significant health issue and needs to be addressed. Colorectal Carcinoma (CRC) is the third most common cancer found in men and women in this country. The American Cancer Society estimated that there would be about 106,680 new cases of colon cancer and 41,930 new cases of rectal cancer in 2006 in the United States. Combined, these cancers were expected to account for approximately 55,170 deaths.

Genetic testing, if used, has the potential to enhance individual health and well-being (U.S. Department of Health and Human Services and National Cancer Institute 2007). Some tests are used to clarify a diagnosis and direct a physician toward appropriate treatments. Genetic tests can also be used to identify individuals who are at risk for preventable diseases. Finally, genetic testing can be used as a powerful diagnostic tool that has many benefits to the consumer. For example, if an individual tests positive for a gene mutation, enhanced screening protocols can be initiated so that tumors can be identified early in their development, and thus increase one’s chances for survival. Applications such as this could potentially prevent thousands of cancer deaths a year. However, consumers’ decisions to be tested are idiosyncratic and difficult to understand. If health care providers are to help clients make informed decisions about testing, they need insight into the factors that are important to their client’s decision making process. Consequently, explanatory theories need to be devised and evaluated to understand the idiosyncratic processes associated with the decision to be tested for gene mutations associated with conditions such as CRC. The purpose of this study was to examine the efficacy of the Health Belief Model (HBM) to predict intention to undergo genetic testing for the gene mutations associated with CRC within a rural/frontier setting.

Background

The public health burden of colorectal cancer is substantial (American Cancer Society 2006; Bunn et al. 2002). Twenty-five percent of individuals who have a family history of CRC also have a genetic mutation. While the actual proportion of individuals who have CRC due to genetic mutations is low, genetic mutations have been identified as a cause of inherited CRC risk. Knowledge about cancer genetics is rapidly expanding, with implications for all aspects of cancer management, including prevention, testing, and treatment.

Genetic Causes of Colon and Rectal Cancer

Genes associated with a higher risk of CRC are rare. However, these inherited gene alterations can increase a carrier’s risk of acquiring CRC by as much as 90%. The two main genetic syndromes that have been isolated for CRC are FAP and HNPCC (Frank et al. 2004 ; Ho et al. 2003). The adenomatous polyposis coli (APC) gene has been linked to familial adenomatous polyposis or more commonly known as FAP (American Cancer Society 2006). The APC gene is normally responsible for slowing down the growth of cells; when there is a change in this gene the outcome is FAP or Gardner syndrome. In addition, a defective DNA repair mechanism gene (i.e., MSH2, MLH1, PMS1, PMS2, MSH3, and MSH6) is responsible for hereditary nonpolyposis CRC (HNPCC). Mutations in the DNA repair enzyme genes in HNPCC allow DNA errors to go uncorrected, and these errors will sometimes affect growth-regulating genes, possibly leading to the development of CRC.

Genetic Testing

There are potential benefits to genetic testing, whether a person receives a positive or a negative result (U.S. Department of Health and Human Services and National Cancer Institute 2007). As mentioned previously, some tests are used to clarify a diagnosis and direct a physician toward appropriate treatments. Some genetic tests allow families to avoid having children with devastating diseases. Also, tests can be used to identify individuals who are at risk for preventable diseases. In short, genetic testing, if used properly could be a powerful diagnostic tool with potential implications for both symptomatic and asymptomatic individuals.

The potential benefits of a negative result include a sense of relief and elimination of the need for special preventive checkups, tests, or surgeries such as annual colonoscopy (a procedure that allows a physician to view the upper reaches of the large intestine), which are routine for high-risk families at risk for CRC (U.S. Department of Health and Human Services and National Cancer Institute 2007). A positive test result can bring relief from uncertainty and allow people to make informed decisions about their future, including taking steps to reduce cancer risk. When colon cancer tumors are found early, chances for survival are greatest, and screening potentially could prevent thousands of cancer deaths. A positive gene test can encourage individuals to maintain regular screening practices (annual colonoscopies to check for precancerous polyps or the earliest signs of cancer) and to maintain healthful lifestyle measures such as a high-fiber, low-fat diet and regular exercise.

One obstacle that genetic counselors and other health professionals face especially with individuals who could potentially benefit from the procedure, is the reluctance of individuals to undergo genetic testing for a predisposition such as CRC (Ramsey et al. 2003). Consumers are influenced by a wide combination of factors that could influence their decision to undergo genetic screening including financial, emotional, familial pressure, religious, social and other motivational concerns. Educating genetic counselors and other health professionals about the cognitive, motivational and emotional factors that influence decision making processes would enable them to better understand their clients and thus be more helpful when they make decisions about testing. In other words, by better understanding what is important to the client, the practitioner can better facilitate more thoughtful decision making on the part of the client.

Therefore, there is an immediate need to find the best predictors of different populations’ decisions to undergo genetic testing for health risk factors such as CRC. The Health Belief Model was used in this study in an attempt to better understand the barriers, benefits, and cues to action that clients face when making a decision to undergo genetic testing for the predisposition for CRC.

Health Belief Model

The Health Belief Model (HBM), displayed in Fig. 1, has been used extensively to predict health behaviors. The model was initially developed to explain the widespread failure of individuals to participate in programs to prevent and detect disease (Strecher and Rosenstock 1997). Over the last fifty years the HBM has been one of the most widely used conceptual frameworks to guide health programming and research.

Fig. 1
figure 1

Health Belief Model (HBM). Note. Figure Taken from Janz et al. (2002, p. 52).

The HBM considers the individual’s personal perceptions of susceptibility, seriousness, cues to action, personal demographic variables (gender, age, socioeconomic status, education and knowledge), and benefits and barriers regarding a disease (Fig. 1). Collectively the components may predict an individual’s course of action. The components as described by Janz et al. (2002) include: the perceived susceptibility and perceived severity of a disease (together defined as perceived threat), perceived benefits of preventative action, and perceived barriers to a preventative action. Cues to actions can also serve as prompts to engage in a preventive action. Some researchers use all of the components of the HBM while others only use select components of the model that are most relevant to a given intervention. In this study the researchers utilized perceptions of susceptibility, benefits, barriers, cues to action, and select personal demographic variables.

HBM and Genetic Testing for CRC

The HBM model has been used in the past to predict the decision to take preventative screening actions for individual health (Bunn et al. 2002; Hartman 2002). Some researchers (Bunn et al. 2002; Ho et al. 2003) have recently initiated work using the HBM to predict consumers’ intention to undergo a genetic test for CRC. The investigators in both of these studies collected their data within an urban setting. However, no published investigations have used the HBM to explain intention to seek genetic screening for CRC in rural and frontier settings. Individuals in rural and frontier settings are often medically underserved and less research is dedicated to this population when compared to their urban counterparts. Therefore, there is a need for further research to specifically research this underserved population.

Methods

Overview

An exploratory investigation was conducted to examine the associations between the intention to engage in genetic testing for CRC (dependent variable) and the independent variables of interest (components of the HBM). The research procedures and methods for collecting data were approved by the Montana State University Human Subjects Committee in October of 2006. Because survey respondents were not identified in the data collection process, the use of an informed consent was not needed. To conduct this investigation the following major steps were initiated:

  1. 1.

    In-depth interviews were conducted on a sample from the target population of Southwest Montana residents to help with the development of the HBM mail-out survey.

  2. 2.

    Based on the interviews and past research, the dependent and independent variable questions were created for the HBM mail-out survey.

  3. 3.

    After the HBM mail-out survey was developed, a piloting process was conducted using concurrent and retrospective interviews.

  4. 4.

    Once finalized, the HBM mail-out surveys were sent via the U.S. Postal Service to 1,120 randomly selected individuals within rural/frontier settings. Of the 1,120 addresses, 1,020 of the addresses were valid and represented the final sample for the mailing.

  5. 5.

    The returned surveys were entered, cleaned and analyzed using descriptive statistics and regression analysis.

Sample and Procedures

The investigators desired a sample of individuals from rural and frontier settings because the vast majority of Montana counties are rural and frontier. Based on Office of management and Budget criteria, frontier sites are defined as counties that have 6 or fewer individuals per square mile and rural sites are counties with more than six and fewer than fifty individuals per square mile. Urban areas have more than 50 individuals per square mile. Montana has 45 counties classified as frontier, ten as rural, and one as urban. To this end Butte, MT (Silver Bow county) was selected as the rural location and Livingston, MT (Park County) was selected as the frontier location because they were both located in Southwest Montana. Five-hundred-ten surveys were randomly distributed to residents of each county.

The surveys were distributed based on approaches suggested by Dillman (2000). First, a pre-notification letter describing the study was mailed to all recipients selected for the investigation. After correcting for inaccurate addresses obtained through the original mailing list, a survey, cover letter, one dollar incentive and pre-addressed stamped return envelope were mailed to the recipients. The cover letter explained that the survey was being conducted to increase awareness of genetic testing for CRC. In order for the results to be random, we asked that the resident who was at least 18 years of age who permanently lived in the house, and most recently had a birthday, complete the survey. One week after the survey mailing a reminder post card was mailed thanking those who returned the survey and encouraging those who had not to do so as soon as possible.

Instrumentation

In-Depth Interviews

In-depth interview questions were designed to gather opinions and beliefs about genetic testing for CRC from a sample of the targeted population of rural and frontier Montanans. The development of these interview questions was informed by the work of Bunn et al. (2002) and Ho et al. (2003). Relevant questions concerning the HBM components from these researchers’ surveys were used in the development of interview questions used in this investigation. In short, the components of the HBM (perceived susceptibility, benefits, barriers, and cues to action) guided the creation of open-ended questions (questions that allow for diverse responses) to measure engagement behaviors for genetic testing (Bunn et al. 2002; Hartman 2002; Ho et al. 2003). Hartman (2002) provided a detailed account of her interview questions and procedures for examining breast cancer screenings in rural Montana. Information from this study provided considerable guidance for the research team because of the population and topic similarities.

The interviews were conducted on a convenience sample of 15 Southwest Montana residents after they provided signed consent. Conversational interviewing and probing techniques were used to develop a consistent interaction between the interviewee and interviewer (Babbie 2002). Before initiating the interviews, the first author who has received graduate level training in interviewing techniques, presented basic information about CRC, the gene mutations associated with CRC, and genetic testing (Ramsey et al. 2003). Next, the interviewees were told about the patterns and risks associated with the genetic mutations including both FAP and HNPCC. The open-ended interview questions displayed in Fig. 2 generated feedback about the interviewees’ beliefs, attitudes, knowledge, barriers, concerns, and influencing factors related to the issue of having genetic testing for gene mutations associated with CRC.

Fig. 2
figure 2

Questions for In-Depth Interviews.

The interviews were recorded verbatim and content analysis was used to identify the general trends and themes as they related to the HBM. The general trends and themes gathered from these interviews were applied to the development of questions for the HBM mail-out survey. Specifically, the trends and themes were put into categories based on the components of the HBM (Bunn et al. 2002; Hartman 2002; Ho et al. 2003). These categories included overall genetic testing knowledge, benefits, barriers, susceptibility, and cues to action. The results of the in-depth interviews and questions generated through past research contributed to the development of the HBM mail-out survey questions which are described in detail in the following section.

Dependent and Independent Variables

The dependent and independent variables were created based on the in-depth interviews as well as past research surveys involving the HBM (Bunn et al. 2002; Hartman 2002; Ho et al. 2003). The dependent variable was based on responses to the question, “If genetic testing for cancer risks were available to you now, would you be likely to get tested in the next six months?”

The independent variables of interest included the HBM components and were measured with questions related to perceived susceptibility, benefits, barriers, cues to action, and personal demographics. An example of perceived susceptibility was generated by asking the respondent if s/he had a blood relative with CRC. An example of perceived benefits was generated by asking the respondent if s/he would be tested to satisfy curiosity or to encourage a lifestyle change. Examples of perceived barrier questions included asking the respondents if they would have psychological, emotional or financial concerns associated with CRC testing. Finally, cues to action questioning included items related to the influence a physician or health care provider might have on the respondents’ decision to engaging in genetic testing for CRC.

Personal demographic variables addressed current health insurance status, number of dependents, marital status, level of education, income, race, and age. Previous literature has consistently suggested health care and insurance coverage broadly affect the decision to be genetically tested (Bosompra et al. 2000; Church 2006; Keefer 1999; Peterson 2005). Also, personal and demographic variables tend to be strong predictors of health behaviors (Green and Kreuter 1999) and therefore should be included in the analysis.

Survey Pilot

Prior to piloting the HBM mail-out survey a panel of experts in survey design, genetics and modeling health behaviors reviewed the questions for accuracy, flow, organization and design. Next, the survey was piloted using a convenience sample of ten individuals from a rural Southwest Montana location. To ensure readability and clarity of the survey, both concurrent and retrospective interviewing techniques were used. A concurrent interviewing technique (think-aloud technique) calls for respondents to formulate their thoughts into words while completing the survey. In contrast, a retrospective interviewing technique uses probing questions asked after the respondent has completed the survey (Dillman 2000). The purpose of the pilot for this study was to determine whether the respondents understood the questions, found the layout easy to follow and the delivery of the survey appealing. Survey revisions were made based on the information collected from the pilot participants and the HBM mail-out survey was reviewed again by the same expert panel and finalized prior to distribution.

Survey Construction and Distribution

The finalized paper and pencil mail-out survey consists of 34 items, divided into two sections: (1) HBM components and (2) personal demographic questions. Most questions use a Likert-type scale, with behavioral anchors such as strongly agree, agree, strongly disagree, disagree, or neither disagree or agree (Babbie 2002). Other questions were structured using yes/no, fill in the blank, or checklists consisting of response categories specific to a given question (e.g., income brackets).

Data Analyses

Descriptive statistics and regression analysis were used to determine the efficacy of the Health Belief Model as a predictor of intention to undergo genetic testing for CRC. Descriptive statistics were used to describe the characteristics of the sample. Regression analyses were used to identify the best predictors for intention to engage in genetic testing for CRC based on the HBM. Since the dependent variable was binary (intention to test or not to test), a logistic regression was conducted. The individual items (questions) associated with each component were coded as a yes/no response so all of these variables were coded as dummy variables. Specifically, on the Likert-scale questions (where the answers were 1=yes, I strongly agree; 2=yes, I agree; 3=no, I disagree; 4=no, I strongly disagree; 5=I neither agree nor disagree; and 6=I don’t know), 1 and 2 were coded as yes (1) and all other answers were coded as no (0). On the other questions (where the answers were 1=yes, 2=no, 3=I don’t know), 1 was coded as yes and all other answers were coded as no. And finally, on the testing question 1 and 2 were coded as yes (1) and all other answers are coded as no (0). Two by two tables were used to report screening behaviors based on key HBM components that were instrumental in determining the decision making process.

Results

Sample Characteristics

One thousand twenty surveys were distributed and approximately 55% of recipients responded (n = 558). The respondents were comprised of 219 women and 339 men (Table 1). Ninety-five percent were white, 63% were married, and slightly over half of the sample had incomes less than $50 K. Sixty-one percent of the respondents were between the ages of 36 and 64. Sixty-percent had no dependents, 84% reported having health care coverage, and 31% had four or more years of college. Overall, 58% of the respondents indicated they would have a genetic test to detect their cancer risk in the next six months if it was made available to them.

Table 1 Characteristics of Respondents to the CRC Genetic Testing Survey (N = 558)

The survey respondents were similar demographically to the populations of Silver Bow and Park Counties with a few exceptions. Specifically, the HBM survey sample was somewhat older and better-educated. The sample had a slightly higher percentage of minority respondents compared to minorities in the Park County population, and a lower percentage of minority respondents compared to minorities in Silver Bow County. The sample had a lower percentage of females than in the population of either Park or Silver Bow counties.

Reponses to Other Survey Items and Reported Likelihood to Pursue Genetic Testing

Table 2 contains a summary of the percentage of respondents who would/would not pursue genetic testing broken down by their responses (yes/no) to survey items concerning the HBM components. For example, under cues to action, the item asking about “prior knowledge of genetic testing” revealed that 37% (n = 51) of the 137 respondents who answered “no” indicated that they would not be tested, and 43% (n = 181) of the 421 respondents that answered “yes” indicated they would be genetically tested. For each HBM component item, confidence intervals (95% level of confidence) were examined to determine whether there were statistically significant differences in the percentages of respondents who would pursue genetic versus those who would not pursue testing. In the following sections, only those items found to be statistically significant at a 95% level of confidence are described.

Table 2 Comparisons of Responses to HBM Component Items and Reported Likelihood of Pursuing CRC Genetic Testing in the Next Six Months

Cues to Action

Three items assessing the cues to action component were significant at the 95% level of confidence. Forty-six percent of the 344 respondents who said their physician or primary health care provider had discussed early detection of CRC with them intended to pursue genetic testing compared to 34% of the 214 respondents who had not received this feedback. Forty-four percent of the 500 respondents who said their physician would influence their decision reported they would pursue testing, compared to the 22% of the 58 respondents who did not regard their physician as influencing their decision. Forty-five percent of the 331 respondents who said another health professional would influence their decision reportedly would undergo genetic testing compared to 36% of the 227 respondents who did not perceive another health professional as being influential.

Perceived Susceptibility

Three items assessing the susceptibility component were significant at the 95% level of confidence. Fifty-seven percent of the 81 respondents who indicated they had a blood relative who had or currently has CRC also reported they would pursue genetic testing in the next six months compared to 39% of the 475 respondents who did not have an affected blood relative. Fifty-seven percent of the 23 respondents who perceived themselves as likely to contract CRC in their lifetime indicated an intention to be genetically tested in the next six months, compared to 36% of the 535 respondents who did not think view themselves as likely to contract CRC. Sixty-four percent of the 39 respondents who indicated their smoking habits put them at an increased their risk of developing CRC reported they would pursue genetic testing compared to 40% of the 513 respondents who indicated their smoking habits did not place them at an increased risk.

Perceived Benefits

Every item assessing the benefit component was significant at the 95% level of confidence. Fifty-three percent of the 389 respondents who indicated their family could receive useful health information from the results of their genetic test for CRC also reported they would be genetically tested in the next six months compared to only 14% of the 169 respondents who feel it would not be useful information for their family. Forty-six percent of the 411 respondents who indicted their family members could make better decision about their health also indicated they would be tested, compared to only 15% of the 147 respondents that did not think it would help family members make decisions. Forty-one percent of the 486 respondents who indicated the results from their genetic test would encourage a change in their lifestyle also reported they would be tested, compared to 17% of the 72 respondents who did not feel it would encourage a lifestyle change. Fifty-five percent of the 227 respondents who reported the genetic test for CRC would decrease their chances of requiring radical surgery also indicated they would pursue testing, compared to 32% of the 331 who did not think it would decrease their chance for surgery. Sixty-eight percent of the 254 respondents who indicated they would participate in a genetic test for CRC to satisfy their curiosity also reported they would pursue the test, compared to 20% of the 304 respondents who did not think the test would satisfy their curiosity.

Perceived Barriers

Three items assessing the barriers component were significant at the 95% level of confidence. Forty-seven percent of the 339 respondents who believed that a high risk classification for CRC through genetic testing would likely have a large financial impact on themselves or their family also reported they would pursue the test, compared to 33% of the 219 respondents who believed it would not have a large financial impact. Sixty-eight percent of the 280 respondents who said they would participate in a genetic test if their actual out of pocket cost was less than one-hundred dollars also said they would pursue genetic testing in the next six months, compared to 21% of the 278 respondents who would not participate in a genetic test costing less than one-hundred dollars. Seventy-six percent of the 46 respondents who said they would participate in a genetic test if their actual out of pocket cost was less than one-thousand dollars also indicated they would pursue testing in the next six months, compared to 38% of the 512 respondents who would not participate in genetic testing costing less than one-thousand dollars.

Regression Analyses

The survey data were analyzed using two different series of logistic regression analyses. One series of regression analyses was run using component specific items for each component of the HBM (cues to action, perceived susceptibility, perceived benefits and barriers) to identify the likelihood of respondents undergoing genetic testing in the next 6 months (Table 3). In short, the regressions were used to identify what component items were significantly related to testing while holding constant the influence of other items associated with that component. For example, the influence of a physician discussing early detection could be evaluated while holding constant the influence of other cue to action component factors such as prior knowledge, discussing CRC with a physician, etc. Therefore, a total of four separate regressions that included all of the component items for each component were conducted. These regressions allowed the researchers to measure the impact of each component separately.

Table 3 Logistic Regression Analyses Examining the Influence of Individual HBM Components (Cues to Action, Perceived Susceptibility, Benefits and Barriers) on the Likelihood to Undergo Genetic Testing in the Next 6 Months

The second regression analyses included the component items for all four HBM components. This was a more sophisticated analysis since each item could be examined while holding constant the influence of all other items associated with the entire HBM (Table 4). Both of these series of regression analyses showed the HBM component of perceived benefits to be the most influential predictor of respondents’ decision to be tested for CRC in the next 6 months.

Table 4 Regression Analyses of the Influences of the Composite HBM Components on the Likelihood to be Genetically Tested for CRC in the Next Six Months

Individual Component Item Regression

Table 3 displays the regression analyses of the individual HBM components. Significance for the model and the item measures (independent variables of interest) within each component were tested for significance at an alpha level of p ≤ .05.

The HBM component of cues to action explained approximately 4% of the variance associated with genetic testing intention. The two items within the cues to action component that were significant included: physician discussed early detection for CRC with them, and a physician would influence a respondents’ decision to be genetically tested.

Perceived susceptibility explained approximately 5% of the variance associated with genetic testing intention. The three items within the susceptibility component that were significant included: having a blood relative who has/had CRC, respondents’ belief that they could contract CRC in their lifetime, and a belief that their smoking habits would increase their risk of contracting CRC.

Perceived benefits explained approximately 28% of the variance associated with intention to be tested for CRC in the next 6 months. The three items within the benefits component that were significant included: providing useful information for their family members, a decreased chance of surgery, and satisfying their own curiosity.

Perceived barriers explained approximately 19% of the variance associated with intention to be tested. Three items within the barrier component that were significant were financial, including if the test cost too much money, and if it costs less than $100, or $1,000; all were associated with increased intention to engage in genetic testing.

Four Component HBM Item Regression

Table 4 displays the four component HBM regression analysis for all items related to each of the HBM components. Janz et al. (2002) recommended that when investigators use the HBM they include the individual items associated with each component, (e.g., perceived susceptibility, benefits, barriers, etc.). They made this recommendation because the analysis can provide more precise information that would allow practitioners to more accurately apply the findings to a given health enhancement effort. Based on this recommendation, the present researchers included each item associated with the four HBM components in the regression analysis rather than developing a composite score for each component.

The regression analysis showed that the composite HBM with all components accounted for approximately 36% of the variance for intention to engage in genetic testing for CRC in the next six months (Table 4). None of the cues to action or perceived susceptibility component items were found to be significant predictors of genetic testing intention. One demographic variable (age) was significant in this model. Older respondents were more likely to indicate an intention to pursue testing. Perceptions that test results would be beneficial to respondents’ family and that they would satisfy the respondents’ curiosity both significantly increased reported likelihood of pursuing testing. Finally, the barrier item of having costs less than $100 significantly increased the likelihood that the respondents would pursue testing.

Two-By-Two Tables

The two-by-two tables shown in Table 5 were developed by first generating composite scores by summing responses to all the items within a given component. Next, a median split was conducted for each component to develop a high (values above the median) and low (values below the median) scores. Based on the high low classifications, calculations were made so that the percentage of respondents who intended to be tested for CRC in the next six months could be reported in the two-by-two tables. Since the regression analyses revealed that benefit items were the strongest predictor of testing intention, all components were compared to the benefit component.

Table 5 Percentage of Respondents Reporting Intention to be Tested by Perceived Benefits Perceived Barriers, Cues to Action and Perceived Susceptibility

The results support the strong association between the benefits component and the dependent variable of likelihood to be genetically tested in the next six months. The benefits and barriers comparisons revealed 44% of respondents intended to undergo genetic testing when barriers were low and benefits were high. However, when barriers and benefits were high, 63% of the respondents intended to be tested. This is the one pair that does not follow the expected pattern. Two-by-two tables can be an effective method for succinctly displaying complex concepts. However, this simplified depiction will occasionally produce inconsistent patterns. Nevertheless, the other seven pairs showed a consistent pattern. For instance, when benefits were low and barriers were high, 9% of the respondents intended to be tested. Similarly, when benefits were low and barriers were low, only 14% of the respondents intended to be tested. The dramatic and consistent pattern was also found for cues to action and susceptibility. For example, when cues and benefits were high 55% of the respondents intended to be tested. However when benefits were low and cues were low, only 9% reported an intention to be tested.

Discussion

The Health Belief Model has been used to predict health behavior over the past fifty years in urban, rural and frontier settings. This study examined the Health Belief Model’s (HBM) efficacy for predicting intention to undergo genetic testing for the Colorectal Carcinoma (CRC) gene within a rural and frontier setting. Collectively, the analysis revealed that perceived benefits were the best indicators of intention to undergo genetic testing for CRC during the next 6 months. Other HBM component items were also found to be significant predictors such as perceived barriers, susceptibility and cues to action. Collectively the model explained approximately 36% of the variance in intention to pursue genetic testing. These preliminary findings have implications for genetic counselors and other health practitioners concerned with addressing the public health issue of genetic testing for CRC in a rural and frontier area.

For instance, the majority of the respondents (approximately 59%) indicated that they intended to be genetically tested for CRC in the next 6 months. However, a sizable percentage (41%) did not intend to pursue testing. In order for counselors and other health practitioners to better assist individuals to make appropriate decisions, it is necessary for practitioners to understand the factors that are most important in the decision making process. These factors would include those that encourage (curiosity) and dissuade (costs) participation.

Bunn et al. (2002) found that the HBM was a good predictor of urban dwelling adults’ decision to undergo genetic testing for CRC. The researchers found that perceived barriers, perceived benefits and perceived susceptibility had the greatest influence on the likelihood to engage in genetic testing. Specifically, the respondents generally agreed that genetic testing for cancer risk would be a benefit to their families and fewer respondents reported barriers to testing, with the highest reported barrier being financial in nature.

The results of the present investigation are congruent with these findings of Bunn et al. (2002) for the components of barriers and benefits, but not for susceptibility. In short, susceptibility proved to not be an important predictor of the intention to be tested for CRC. Consistent with Bunn et al. (2002), the present findings revealed that perceptions of testing result as being beneficial to one’s family was significant. The results from this investigation also showed that decreasing one’s chance for surgery was an important factor in all analyses except the four component regression. To our knowledge, this is the first study to demonstrate that satisfying one’s curiosity about his/her own predisposition is a significant and important predictor of screening intention.

The barrier of costs was a significant predictor of intention even though many of the respondents were willing to pay as much as $1,000 to receive the testing procedure. In other studies not specific to CRC, researchers have found that cost and insurance coverage are important predictors of the likelihood to be genetically tested (Gwyn et al. 2003). The findings of this study provide additional support that costs are an important determinant for testing intention. However, there is a need to more precisely identify how much consumers will actually spend for genetic testing.

There was some support for the notion that one’s physician could influence the respondent’s intention to be tested. However, when all of the components of the HBM were entered into a single regression, the physician was no longer a significant cue to action. The results are not definitive and additional research is needed to clarify the relationship between testing intention and the physician as an important cue to action.

There was some support that circumstances (e.g., blood relative who has/had CRC) and behaviors (e.g., smoking habits related to perceptions of susceptibility) could influence the respondent’s intention to be tested. However, when all of all components of the HBM were entered into a single regression, the susceptibility items were no longer a significant. Prior to this study, much of the genetic testing education has focused on client perceived susceptibility (Bunn et al. 2002; Helmes et al. 2000; Ho et al. 2003; U.S. Department of Energy Office of Science, Office of Biological and Environmental Research, & Program 2004; U.S. Department of Health and Human Services and National Cancer Institute 2007). For example, education has focused on consumers’ likelihood to contract CRC based on family history, and lifestyle such as diet, exercise or smoking habits. However, based on the present findings for a rural/frontier sample, it appears that these factors would not be the primary focus of an educational campaign.

One concern with the present analysis involves the wording of the lifestyle habits (i.e., nutrition, exercise and smoking). In these questions respondents were asked whether their exercise, nutrition and smoking habits influenced their risk for CRC. The assumption was that favorable habits reduced risk (e.g., non-smokers would have a lower risk). However, respondents were not asked about their actual exercise, nutritional and smoking habits. Having this information might have altered the results if respondents equated poor nutrition, sedentary lifestyles and smoking with decreased risk for health. These counter-intuitive assumptions on the part of respondents are not likely, but it is an issue future researchers should address in subsequent studies.

Conclusion

Further research is needed to more definitively clarify the determinants of intention to be genetically tested for CRC and better guide counselors and health practitioners in their intervention efforts. Use of the HBM to guide future investigations is warranted in that the constructs derived from the model helped the present researchers identify specific items that were strong predictors of intention for genetic testing. In total, the model explained 36% of the variance. Specifically, this study showed that perceived barriers and benefits directly influenced the intention to be tested—especially the benefit of satisfying ones curiosity, obtaining beneficial information for one’s family members, and appropriate pricing of the test. These findings have direct implications for designing educational strategies to improve decision-making concerning genetic testing for CRC risk in the rural and frontier population. Provision of information/education remains a vital tool for genetic counselors and other health care providers when addressing their patients’decisions to participate in genetic testing for any cancer risk. However, it also is important for practitioners to assess the cognitive, motivational and emotional factors that are important in a given patient’s decision making process in order to help them make informed decisions. The findings from this preliminary study can be useful in this regard.

As more research is conducted to identify the factors that influence decision making, researchers and practitioners should thoroughly consider how this information may be best used. In this study the sampling was directed to the general population within rural and frontier settings. Should research efforts be directed solely to individuals who are at risk? If yes, how might the findings vary based on those populations? Also, how should the findings from these type of investigations be used? Specifically, should they be used to better inform individuals so that they can engage in reflection and introspection to make informed decisions? The answers to these questions are beyond the scope of this paper. However, they are critical as practitioners decide how to apply the findings from this study and from related research.