Abstract
A series of Mn1.2Co1.5Ni0.3O4 spinel polycrystalline negative temperature coefficient (NTC) thin films on amorphous (SiO2 and Al2O3) and crystalline (Si3N4 and AlN) substrates was prepared using the direct current sputtering technique. Electron microscopy studies reveal the morphology–substrate dependence of films grown at the optimum temperature of 200 °C, with grain size increasing in the order of Si3N4 < SiO2 < AlN < Al2O3. In conjunction with XPS, both the effects of film thickness conduction and the small polaron hopping conduction mechanism on electrical properties were studied. The film thickness (205, 235, 240, and 330 nm for films grown on SiO2, Al2O3, Si3N4, and AlN substrates, respectively) showed a direct correlation to the hopping frequency of carriers in octahedron sites and affected the materials’ constant, B, and temperature coefficient of resistance, α25. The resistivity, ρ, of films (88.7, 202, 116.7, 279 Ω cm on SiO2, Al2O3, Si3N4, AlN substrates, respectively) was found to conform to the change rule of the change of the Mn3+ and Mn4+ ion pairs. Resistance drift values (9.39%, 6.77%, 7.37%, and 5.73% for films on SiO2, Al2O3, Si3N4, and AlN substrates, respectively) were successfully determined and suggest that films deposited on AlN substrates are the most stable for its thickness. The results presented in this paper will help guide the development and commercialization of thin film-based thermistors and development of the NTC thermistors industry.
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1 Introduction
The rapid progress of the electronic industry imposes increasing challenges as well as drives the design and development of the most common types of temperature sensors, including resistance temperature detectors (RTDs), thermocouples, and thermistors [1,2,3,4]. Among these, thermistors have attracted significant attention due to their high sensitivity for detecting small temperature changes. Most thermistors in the market are constructed in rod, disc, or bead-type structures that have high precision and the ability to withstand harsh environments. Although ceramic thin films can achieve the same functionality of their bulk form with significant savings in cost and weight [5], only a few thin-film thermistors have reached commercialization.
To date, the fabrication of high-quality thin films is largely limited to vacuum and sputtering deposition methods that employ semiconductor processing technology. The commercial exploitation of the NTCR behavior exhibited by Mn–Ni–O-based spinel-structured ceramics began in the late 1930s by the Bell Telephone Laboratories [3] and is nowadays widely used for various industrial applications for their excellent stability, accuracy, and sensitivity. Studies on the deposition and properties of Mn–Ni–O-based NTC thin films, however, were not reported until 1989 [6]. With the continued advancement in film preparation technologies and equipment conditions over the last few decades, the smoothness, density, crystallinity, and NTC character of thin films have improved dramatically. This has effectively promoted the development of NTC film research, with a significant amount of literature on the fabrication, properties, and application of Mn–Ni–O film NTC thermistors being studied [7,8,9].
Among the different fabrication processes, the film substrate is considered the key factor affecting the structure, performance, and stability of the deposited thin films. To date, several substrates such as SiO2 (SiO2 layer deposited on Si) [10, 11], Al2O3 [12, 13], polymide [6, 14], glass [6, 15], MgO [16, 17], SrTiO3 [17, 18]), AlN, and Si3N4 have been investigated for NTC film thermistor applications for which have been verified to be suitable for growing Mn–Co–Ni–O thin films with NTC character. Of these, amorphous SiO2 and amorphous Al2O3 are most commonly used owing to their negligible effects on the crystal structure of the functional film materials. On the other hand, SiO2 on Si substrates with economic and integration advantages make it a favorable choice for the development of fast-response thermistor devices. The coefficient of thermal expansion (CTE) of the Al2O3 substrate is similar to Mn–Co–Ni–O films with a CTE of 7.6 × 10–6 cm·K−1 [19, 20]. A key disadvantage, however, is that a thin oxide layer (such as amorphous SiO2) or oxide substrate (Al2O3) can be easily induced to produce native defects at the interface (such as mental interstitials and oxygen vacancies) that may cause a deviation from stoichiometry and poor stability. Instead, Si3N4 and AlN substrates have been widely adopted in the field of thick-film thermistors [21]. Due to the high chemical stability, standard technological approach, and extensive fundamental importance of nitrides, such substrates do not interact with the deposited film.
In this paper, a series of Mn1.2Co1.5Ni0.3O4 thin films was prepared using DC magnetron on different substrates—SiO2, Al2O3, Si3N4, and AlN—and systematically investigated. The structure, micromorphology, electrical properties, and stability of these films were investigated by exploring the stabilized mechanism of the NTC film. This work will contribute toward the development and application of NTC thin films.
2 Experimental set-up
2.1 Sample preparation
The Mn1.2Co1.5Ni0.3O4 thin films were prepared by two fabrication steps. Firstly, Mn1.2Co1.5Ni0.3 alloy films were sputtered onto 10 × 10 mm Si/SiO2, Si3N4, Al2O3, and AlN substrates by a direct current (DC) magnetron sputtering system. Prior to film deposition, substrates were cleaned in acetone, absolute ethanol, and deionized water subsequently. Substrates were then placed on the sample platform in the sputtering system chamber. At a background pressure of less than 2 × 10–3 Pa, the target was sputtered onto the substrates in an argon atmosphere (99.99%). For film deposition and film growth, the substrates’ temperatures were varied (100, 150, 200, and 250 °C), while the growth pressure was fixed at 1 Pa and the sputtering power fixed at 40 W. A plasma was generated by the target for 40 min to deposit the Mn1.2Co1.5Ni0.3 films simultaneously on the four cleaned substrates. Secondly, films were annealed at 750 °C for 30 min in air. It helps the spread of oxygen into the alloy film inside in order to realize the internal oxidation of the Mn1.2Co1.5Ni0.3O4 film.
2.2 Film characterization
The crystalline structures and preferred film orientations were determined with an X-ray diffractometer (BRUKER D8 ADVANCE, Germany) using Cu Kα radiation. The microstructures and approximate film thicknesses were characterized using a scanning electron microscope (LEO 1430VP, Germany) and an atomic force microscope (Asylum Research MFP-3D, Britain). For electrical characterization, Cr/Au electrodes were deposited onto the prepared Mn1.2Co1.5Ni0.3O4 films [22] and the Hall effect measurements were carried out using a Hall test system (Accent HL5500 Hall System, USA). The resistance–temperature relationship in the temperature range of − 5 ~ 50 °C was measured with a digital multimeter (KEITHLEY 3706, USA) as shown in Fig. 1. Aging tests were conducted by keeping the samples in an oven at 125 °C in air for 500 h. The aging coefficient is defined by \({{\Delta R} \mathord{\left/ {\vphantom {{\Delta R} {R_{0} }}} \right. \kern-\nulldelimiterspace} {R_{0} }} = {{\left( {R_{1} - R_{0} } \right)} \mathord{\left/ {\vphantom {{\left( {R_{1} - R_{0} } \right)} {R_{0} }}} \right. \kern-\nulldelimiterspace} {R_{0} }}\), where R0 and R1 are the resistances at 25 °C before and after aging, respectively.
3 Results and discussion
3.1 Crystal structure and morphology
Figure 2 reveals the grazing-incidence XRD patterns of the prepared Mn1.2Co1.5Ni0.3O4 films on SiO2, Al2O3, Si3N4, and AlN substrates. The grazing-incidence diffraction technique is particularly useful for accurately measuring the atomic spacing of planes oriented perpendicular to the surface, which can distinguish thin films from substrate diffraction features [23]. Since the growth temperature during film deposition is responsible for the overall structure and film crystallinity, the sputtering temperature was varied between 100 and 250 °C and the resultant film structure and stability was analyzed. As shown in Fig. 2, all XRD patterns show peaks corresponding to the spinel phase PDF card No. 84-0482 and priority orientation with (311) crystal orientation. The additional diffraction peaks shown for films grown on polycrystalline AlN arise from the AlN substrate according to the PDF card No. 25–1133. Nonetheless, the main diffraction peaks at 2θ = 30.4°, 36.0°, 37.4°, 43.7°, 54.2°, 57.9°, and 63.4° for Mn1.5Co1.2Ni0.3O4 films deposited on all four substrates agree well with the literature [24,25,26], confirming that the as-prepared Mn1.2Co1.5Ni0.3O4 thin films are of the single spinel-type crystal phase. With increasing growth temperature, the peak intensities show an initial increase followed by a decrease. More specifically, films sputtered at 100 °C attained the lowest peak intensities, indicative that the temperature was too low for the crystallization of Mn1.2Co1.5Ni0.3 alloy films. As the growth temperature was increased from 150 °C to 200 °C, the peaks intensified which can be attributed to the enhanced diffusion velocity of atoms on the substrate and smaller enthalpy difference between the as-sputtered and the crystalline states [27, 28]. Further increases to the temperature to 250 °C resulted in a decrease in peak intensity.
The crystallinity of all the films decreases as the growth temperature increases to 250 °C as shown in the XRD pattern. The (311) peak of the films grown on SiO2 and Al2O3 substrates shifts to a smaller angle, which means that the spacing between crystal faces becomes larger according to Bragg formula. It is caused by the increase of occupied ions’ radius in lattice [29].
The morphology of films grown on substrates heated to 150 and 200 °C are compared to gain a thorough understanding of the relative optimal growth temperature on the four substrates. Figure 3 shows the surface and cross-sectional SEM images of the Mn1.2Co1.5Ni0.3O4 films grown on SiO2, Al2O3, Si3N4, and AlN substrates. Film thicknesses of 200 and 205 nm on SiO2, both 235 nm on Al2O3, 235 and 240 nm on Si3N4, and 325 and 330 nm on AlN at growth temperatures of 150 and 200 °C, respectively, were determined as shown in Table 1. The small differences in thickness with temperature indicate that the substrate selection forms the key influential factor.
In the deposition of thin films, the atoms arriving at the substrate mainly consist of two parts, one of atoms are absorbed to the surface by the substrate atoms and the others escape the surface. The roughness of four substrates are tested and the results are 1.206 nm for SiO2, 1.214 nm for Al2O3, 1.669 for Si3N4, and 2.961 nm for AlN, respectively. It indicates that the roughness of AlN substrate is the largest, which leads to strong adsorption to deposited atoms on the substrate surface and weak atoms escape, resulting in thicker films grown on AlN substrate. In the process of deposition, initial aggregation (nucleation) of deposited atoms and film growth influence the grain size of the films. For majority substrates, there would produce a transition layer between substrates and films. The transition layer is the region of Mn1.2Co1.5Ni0.3 amorphous alloy on the amorphous SiO2 and Al2O3 substrate, while the transition layer is the region of crystal lattice distortion on monocrystal Si3N4 and polycrystalline AlN substrates. The different of transition layer leads to a change of nucleation and growing up and then affects the grain size and shape of the films. Although the grains are uniform and the grain boundaries are clear, both the grain size and roughness of films are clearly affected by the substrates. The average grain size of films was measured using Nano Measurer 1.2, the results of which are displayed in Fig. 3e and show the grain size of films increase in the order of Si3N4 < SiO2 < AlN < Al2O3. Here, it can be seen that the grain size of films grown at 200 °C is almost 5 nm larger than those grown at 150 °C.
Figure 4 shows the AFM images of the Mn1.2Co1.5Ni0.3O4 films sputtered at 150 °C and 200 °C on SiO2, Al2O3, Si3N4, and AlN substrates. It illustrates that the arithmetical average roughness (Ra) of films sputtered at 150 and 200 °C are 2.058 and 1.899 nm on SiO2, 1.578 and 1.443 nm on Al2O3, 1.306 and 1.057 nm on Si3N4, and 2.428 and 2.047 nm on AlN, respectively. It directly indicates that the films grown at 200 °C are smoother than the 150 °C films. Hence, the films prepared at 200 °C are superior, which achieves the best smoothness.
3.2 Electrical properties
Excluding extraneous factors, making the substrate as the single variable forms the basis of this work. The electrical properties of films sputtered at 200 °C on the four substrates are studied in detail by Hall Effect measurements. Using this method, the semiconductor-type could be determined by the sign of the Hall coefficient (RH), and the electrical conductivity and resistivity (ρ) values could also be obtained [30, 31].
Table 1 shows the results of the Hall tests and the electrical properties of films grown on different substrates at a fixed temperature of 200 °C. The Hall coefficients are 317 cm3/C on SiO2, 859 cm3/C on Al2O3, − 391 cm3/C on Si3N4, and − 592 cm3/C on AlN. The Mn1.2Co1.5Ni0.3O4 polycrystalline films could be classified as either p-type or n-type semiconductors depending on the sign of the RH value. The semiconductor-type of thin films grown on amorphous SiO2 and Al2O3 substrates were found to be p-type, while the films grown on crystalline Si3N4 and polycrystalline AlN substrates were found to be n-type. The resistivity, ρ, for films prepared on SiO2, Al2O3, Si3N4, and AlN substrates was found to be 88.7, 202.0, 116.7, and 279.0 Ω cm, respectively.
Generally, the electrical conduction of spinel Mn–Co–Ni–O materials is considered to occur through small polar hopping between localized Mn3+ and Mn4+ cations in octahedral sites. Mn2p3/2 XPS spectra were used to investigate the valency values and distribution of manganese ions within the films. After normalization, the peak intensities are estimated by applying a peak synthesis procedure that includes Mn2+ (641.3 eV), Mn3+ (642.5 eV), and Mn4+ (644.5 eV) as shown in Fig. 5 [32, 33]. The Mn2+:Mn3+:Mn4+ percentage ratio within each film was determined to be 26.4%: 46.2%: 27.4% on SiO2, 45.2%: 41.5%: 13.3% on Al2O3, 33.4%: 43.2%: 23.4% on Si3N4, and 40.4%: 48.5%: 11.1% on AlN. Thus, the percentage of Mn3+ and Mn4+ ion pairs is 27.4%, 13.3%, 23.4%, and 11.1% for the films grown on SiO2, Al2O3, Si3N4, and AlN, respectively. Coupled with Table 1, the resistivity, ρ, increased with decreasing Mn3+ and Mn4+ ion pairs, which corresponds to the Nernst–Einstein equation [11, 34].
In addition to the film resistivity, the material constant, B, and temperature coefficient of resistance, α, play significant roles in their thermo-sensitivity for NTC applications. The resistance characteristics of the films could be described the generalized expression for small polaron hopping model as following equation: \(R=C{T}^{\alpha }{\text{exp}}{({T}_{0}/T)}^{p}\), where R is the resistance at corresponding operating temperature T, C is a constant related to temperature, T0 is the characteristic temperature; for nearest-neighbor hopping (NNH) model, a = p = 1, while for variable range hopping (VRH) model, 0.25 < p = a/2 < 1. It is possible to elucidate the electron conduction mechanism by determining p from the slope of the plots of ln(W) versus ln(T) for films as shown. The W can be described by [34, 36].
In this case, the obtained data are analyzed by linear least-squares methods. In the revision, the curve of lnW–lnT had been supplemented as shown in Fig. 6c. The slope of the fitting line gives the value of the corresponding p. The fitting data show the p equals 1 ± 5.29 × 10–13, 1 ± 1.12 × 10–12, 1 ± 1.06 × 10–12, and 1 ± 9.76 × 10–13 for the films grown on SiO2, Al2O3, Si3N4, and AlN, respectively. All the values of p were close to 1, which indicated that the hopping type of the films fits to NNH model.
The thermal constant, B25/50(/K), can be calculated using the values of R25 and R50, with the specific formula as follows:
while the temperature coefficient of resistance, α25 (%/K), can be calculated by the formula as follows:
By substituting R25 and R50 into formulas (2) and (3), both the B25/50 and α25 can be easily obtained. The R25, R50, B25/50, and α25 values are summarized in Table 1. The B values were calculated to be 3441, 3561, 3565, and 3632 K, and the α25 was calculated as − 3.9, − 4.0, − 4.0, and − 4.1%/K for films grown on SiO2, Al2O3, Si3N4, and AlN substrates, respectively. Comparisons show that B and α25 values of films on different substrates exhibit only small differences but increase with thickness. This can be attributed to changes in the hopping frequency of carriers in octahedron sites which are affected by changes to thickness [11].
3.3 Stability
The aging results of Mn1.2Co1.5Ni0.3O4 films grown on SiO2, Al2O3, Si3N4, and AlN substrates after aging at 125 °C for 500 h are shown in Fig. 7. ΔR/R-aging time curves of the four samples are similar: initially, the ΔR/R increases rapidly, after which it plateaus and keeps a stable level until 350 h. After 350 h, the resistance drift reaches 9.39%, 6.77%, 7.37%, and 5.73% for films on SiO2, Al2O3, Si3N4, and AlN substrates, respectively.
By comparing the relative resistance drift of Mn–O-based spinel films reported in the last decade (shown in Table 2), the thermal stability of the Mn1.5Co1.2Ni0.3O4 films produced here is similar to that in literature. Lin He et al. [35, 36] reported the effect of annealing temperature (650 ~ 800 °C) and thickness (400 ~ 750 nm) to resistance drift (1.7 ~ 5.2% and 5.8 ~ 11.8%) of Mn1.85Co0.3Ni0.85O4 films, which indicates the stability improved with increasing annealing temperature and decreasing thickness. Wei Ren et al. [37] reported that the resistance drift (1.02 ~ 9.53%) decreases at first and then increases with increasing annealing temperature (600 ~ 900 °C). Ruifeng Li et al. [38] reported that the resistance drift (13.27 ~ 23.56%) decreases with the increasing annealing temperature (650 ~ 900 °C). Duc Thang Le et al. [39] reported that the resistance drift (5.9 ~ 6.4%) decreases with the increase of annealing temperature (350 ~ 400 °C). By comparison, though the stability of films prepared by chemical methods appears better than those prepared by physical methods, the repeatability is worse. Additionally, the stability of films can be improved by changing substrates.
4 Conclusion
The morphology, electrical properties, and stability of Mn1.2Co1.5Ni0.3O4 spinel films grown on different substrates were studied. Although the polycrystalline structure of the Mn1.2Co1.5Ni0.3O4 films does not differ between amorphous (SiO2, Al2O3) and crystalline (Si3N4, AlN) substrates, the film grain size and thicknesses do. SEM images show that the grain size of films on different substrates grows in the order of Si3N4 < SiO2 < AlN < Al2O3. Hall tests indicate that the semiconductor-type of thin films grown on amorphous SiO2 and Al2O3 substrates is p-type, while the semiconductor-type of films grown on crystalline Si3N4 and polycrystalline AlN substrates is n-type. The thickness was found to be 205, 235, 240, and 330 nm for films grown on SiO2, Al2O3, Si3N4, and AlN substrates, respectively. This leads to changes in the hopping frequency of carriers in octahedron sites and further affects the B and α25 values. The ρ was determined to be 88.7, 202.0, 116.7, and 279.0 Ω cm for films on SiO2, Al2O3, Si3N4, and AlN substrates, respectively, which conforms with changes of the Mn3+ and Mn4+ ion pairs. Through aging analysis, it is found that the influence of the substrate on the resistance shift is mainly attributed to the morphology and thickness of the films.
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Acknowledgements
This work was supported by the Technology Talents Project of Tianshan Youth Plan (2019Q082); the Youth Innovation Promotion Association CAS (2021433); the Xinjiang Key Laboratory Foundation (2020D04043); the Natural Science Foundation of Xinjiang, China (Grant No. 2021D01E04); and the West Light Foundation of the CAS (Grant No. 2020-XBQNXZ-001).
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Wang, X., Kong, W., He, D. et al. Substrate-induced morphology and its effect on the electrical properties and stability of polycrystalline Mn1.2Co1.5Ni0.3O4 thin films. J Mater Sci: Mater Electron 32, 22588–22598 (2021). https://doi.org/10.1007/s10854-021-06744-2
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DOI: https://doi.org/10.1007/s10854-021-06744-2