Abstract
Effective coordination as people with serious mental illness (SMI) move between care settings is essential. We aimed to review challenges to care coordination for people with SMI and identify approaches for improving it. Sixteen articles were identified. Two main challenges emerged: people with SMI facing adjustment challenges during transitions and services struggling to provide continuity of care. Effective approaches addressed coordination challenges and resulted in better improvements in service utilization, social functioning and quality of life. Future interventions may benefit from shared decision-making, support for caregivers, and addressing the challenges associated with complicated medication regimes and accessing medications.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
Introduction
The coordination of mental health services to meet a person’s needs across service providers and sites of care is an essential feature of quality of care for people with serious mental illness (SMI) (Burns et al. 2009; Fontanella et al. 2014; Jones et al. 2009). Coordination includes the organizing processes, measures and networks at the interfaces of the mental health hospital, primary care delivery and community health systems (Banfield et al. 2012). Coordination commonly occurs during and in response to care transitions as an individual’s care needs change (e.g., across settings, within care teams, among care participants, between encounters or care episodes) (McDonald et al. 2014; Viggiano et al. 2012). It involves bridging activities among health professionals; establishing shared accountability for patient care; communicating with stakeholders; exchanging information and transferring care responsibility; facilitating care transitions; performing clinical assessments of care needs and goals; monitoring care and responding to change; and supporting self-management and providing links to community resources (McDonald et al. 2014).
Coordination can be hampered by mental health systems that are fragmented and not integrated and/or difficulties that people with SMI have in obtaining mental health services. Either factor can lead to treatment nonadherence or service disengagement (Bao et al. 2013; Bartels 2003; Horvitz-Lennon et al. 2006). People with SMI can be challenged by poor interpersonal communication skills, inadequate access to information about available mental and health care services, difficulties navigating the mental health care system, and a lack of opportunities to engage in shared decision-making (Morden et al. 2009). Organizational and structural barriers also exist, such as a lack of resources, limited availability of inpatient beds, and a lack of continuity and community care follow-up services (Wright et al. 2016).
Two reviews on care transition models and interventions involving the transition from inpatient to outpatient care (Viggiano et al. 2012; Vigod et al. 2013) identified components that are relevant to the mental health setting and people with SMI. The components identified by Viggiano et al. (2012) can be divided into patient, provider, and system levels. Patient-level components include prospective modeling to identify individuals at risk of deteriorating health and patient and family engagement in treatment and transition planning. Provider-level components include guidelines and instructions for what to do and when and the provision of properly tailored information. Systems-level components include the use of quality metrics and feedback and the establishment of accountability mechanisms between providers to ensure shared responsibility for patient care. However, the ways in which these components are operationalized in the coordination of services in psychiatric hospital and community settings for people with SMI have not been extensively explored. Vigod et al. (2013) identified seven successful interventions that reduced hospital readmissions. Elements that contributed to the success of interventions included predischarge components (i.e., psychoeducation, structured needs assessments, medication reconciliation), post discharge components (i.e., telephone follow-ups, nurse home visits, timely follow-up with outpatient care providers, family education and communication, peer support), and bridging components (i.e., transition managers, timely inpatient-outpatient provider communication, and patient meetings with outpatient staff before discharge). However, the systematic review emphasized only the evaluation of the effectiveness of interventions and did not include descriptive studies that reported the experiences that people with SMI had with care transitions.
However, there is a need to investigate the perspectives of people with SMI toward the coordination of services. Because those with SMI, their families and caregivers are involved in care transitions, they may be highly relevant to the success or failure of coordination. The purposes of the present study are to map the research literature and provide an overview of the key challenges in coordinating services for people with SMI, their family members and caregivers and to identify approaches that can improve coordination and the ability of people with SMI to manage their lives in the community.
Methods
Scoping Review Design
A scoping review is an approach to gaining a comprehensive overview of the literature to map key concepts, identify knowledge gaps and convey the breadth and depth of the field (Arksey and O’Malley 2005; Tricco et al. 2016). Our scoping review design followed Arksey and O’Malley’s (2005) five-stage framework, as follows: stage (1) identify the research question; stage (2) identify relevant studies in a literature search; stage (3) select relevant studies; stage (4) chart the data; and finally, stage (5) collate and summarize the results, including the assessment of methodological quality.
Stage 1: Research Questions
This scoping review sought to answer two research questions:
-
1.
What are the perceived challenges influencing coordination in care transitions from hospital to the community for people with SMI, including the challenges identified by people with SMI, their family members and caregivers?
-
2.
What types of approaches can be identified in the research literature to improve the coordination of hospital-to-community transitions for people with SMI?
Step 2: Search Strategy and Identification of Studies
To ensure that the literature and research questions were adequately illuminated, the authors (MS and YZI) collaborated with an experienced biomedical librarian to define and refine the search strategies, search terms and inclusion and exclusion criteria. The search was conducted by the librarian on May 30, 2017, and included studies published in English between 1990 and May 30, 2017. The following scientific electronic databases were systematically searched: CINAHL, Cochrane trials and Cochrane reviews, Medline, PsycInfo, Web of Science (WOS), and Google Scholar. The following search terms were included to represent care coordination in mental health (Medical Subject Headings (MeSH) terms used for searches in Medline are marked with an *): ‘continuity of patient care*’, ‘patient transfer*’, ‘care plan’, ‘patient discharge*’, ‘patient readmission*’, ‘care transition’, ‘continuity of care’, ‘care coordination’, ‘discharge planning’. The search terms were combined with ‘severe mental illness’ ‘severe mental disorder’, ‘depressive disorder*’, ‘major depression’, ‘schizophrenia*’, ‘schizophrenic psychology*’, ‘schizoaffective disorder’, ‘bipolar disorder*’, ‘stress disorder*’, ‘posttraumatic*’, ‘mental health services’.
Stage 3 Study Selection and Eligibility Criteria/Exclusion Criteria
Stage 3 entails the study selection process and is illustrated in Fig. 1—the Prisma flow diagram (Moher et al. 2009). A total of 2479 records were identified by the librarian conducting the systematic literature search and were imported into reference management software. After the removal of 66 duplicate records, 2413 remaining titles were screened in three steps: (1) the titles were divided alphabetically into groups of 100 titles. Two authors (MS and YZI) reviewed the same first (in alphabetic order) ten titles and ten abstracts from each group. Disagreements regarding inclusion or exclusion were resolved through discussion. A total of 2205 records were excluded in this phase. (2) The two authors reviewed the abstracts of the remaining 208 records independently and assessed eligibility, and 155 records were excluded based on their abstracts. (3) Four authors (MS, ECT, AMLH, and YZI) read the full text of the remaining 53 records and assessed their eligibility. The reference lists of the selected full-text articles were also screened. This phase led to the exclusion of 37 records and yielded the final sample of 16 articles to be included and analyzed in this review. The four authors conducted meetings to discuss their assessments of the abstracts and full-text articles and the inclusion and exclusion criteria to reach agreement on the studies to be included.
Inclusion and Exclusion Criteria
To be eligible for inclusion, the study population needed to include individuals with SMI over age 18 years. Our definition of SMI corresponds to criteria identified by The Substance Abuse and Mental Health Administration (SAMHSA) (2016) and included mental disorders such as schizophrenia, schizoaffective disorder, psychotic disorders, major depressive disorders, bipolar disorders, and borderline personality disorder, along with persistent functional impairment. To meet the overall purpose of the scoping review, the included studies focused on transitions from psychiatric hospitals to the community. Eligible studies reporting on approaches to improve care coordination needed to include a description of a program or intervention that aimed to improve hospital-to-community transitions for people with SMI. We limited the search to 1990–2017 to allow a broad scoping search of the published research.
Titles, abstracts and full-text articles were excluded when there was no author and when the abstract could not be accessed. Additionally, we excluded editorials and discussion papers, research protocols, scale development and validation papers, systematic reviews/reviews/overviews, and articles that could not be accessed in full text in English. The exclusion criteria were tied to the study population (e.g., children, adolescents and youth under age 18 years, older adults, immigrants, the homeless), patient diagnostic groups that were not in accordance with the SAMHSA (2016) SMI criteria (e.g., dementia, intellectual disability, eating disorders, posttraumatic stress disorder), comorbid mental and medical health condition, and study setting (e.g., prison and forensic settings, behavioral and primary care). Studies that focused on medication adherence and post discharge follow-up only (i.e., they included no intervention or program) and studies that did not evaluate hospital-to-community transitions were excluded. A complete overview of the inclusion and exclusion criteria is presented in Table 1.
Stage 4 Charting the Data
We extracted and coded each included article according to the following descriptive data: authors, country of origin, aims, data collection and measurements, study sample and results. For the articles that presented approaches in terms of interventions or improvement programs, we extracted the intervention and program description. The extraction and charting of the data were conducted by MS with input from the coauthors (ECT, AMLH and YZI) (Table 2).
Stage 5 Collating and Summarizing the Results (Including Quality Assessment)
To achieve a thematic presentation of the results and avoid bias, all the authors read and reviewed the included full-text articles. The results of each of the included articles were summarized in separate text description paragraphs by the lead author (MS). Four of the authors (MS, ECT, AMLH and YZI) read the text descriptions and suggested edits when necessary. These summaries were used to identify challenges and themes related to the coordination of transitions from psychiatric hospital settings to the community across the studies. For the intervention or program studies, the authors read the text summaries to identify how the challenges of coordination were addressed and the outcomes of the interventions or programs. The authors then discussed the interpretations of the study results and the challenges, themes and approaches identified.
We used the Critical Appraisal Skills Program (CASP) (2018) to assess the methodological quality of the qualitative studies. The tool contains ten questions and assesses quality in three domains: validity, presentation and impact of study results. We used the Cochrane Collaboration Risk of Bias Tool (CCRBT) (Higgins et al. 2011) to evaluate the methodological quality of the studies that included quantitative results. The CCRBT is a six-domain tool with a total of seven items that assess selection (two items), performance (one item), detection (one item), attrition (one item), reporting (one item), and other sources of bias (one item). The risk of bias was evaluated independently by all the authors who extracted the data (MS, ECT, AMLH and YZI); all discrepancies were resolved by discussions until a consensus was reached.
Results
Characteristics of the Included Studies
Sixteen articles were included in the review. There were six descriptive articles and ten articles that presented approaches for improving care coordination.
Six articles reported experiences with and perspectives on the coordination of services in care transitions. These articles were published in the period 2006–2016 and carried out in four countries: the USA (Gerson and Rose 2012; Rose et al. 2007; Velligan et al. 2016), the UK (Jones et al. 2009), Japan (Niimura et al. 2016), and Canada (Perreault et al. 2005). Individuals with SMI and their family members or caregivers were the study participants in four articles, including two interview studies (Gerson and Rose 2012; Jones et al. 2009), one focus group study (Velligan et al. 2016), and a cross-sectional survey study (Perreault et al. 2005). A study by Nimura et al. (2016) included interviews with individuals with SMI only. One study (Rose et al. 2007) used narrative logs written by nurses during home visits to document the home environment, functioning, and family situation. The studies are presented in Table 2.
There were ten articles presenting interventions or programs that focused on improving care coordination and the care transition from the psychiatric hospital to community settings. The articles were published from 2000 to 2013. Half of the studies (n = 5) took place in the USA (Batscha et al. 2011; Bauer et al. 2006; Dixon et al. 2009; Price 2007; Sledge et al. 2011). The rest of the studies took place in Belgium (Desplenter et al. 2010), Canada (Forchuck et al. 2005), Finland (Reynolds et al. 2004), Israel (Karniel-Lauer et al. 2000) and Iran (Khaleghparast et al. 2014).
Five studies employed a randomized control group design (Bauer et al. 2006; Dixon et al. 2009; Forchuk et al. 2005; Reynolds et al. 2004; Sledge et al. 2011). The remaining five studies employed a variety of designs, including a one-group prospective interview study (Batscha et al. 2011), a descriptive analysis of the profiles of patients receiving discharge management (Desplenter et al. 2010), a longitudinal clinical trial (Khaleghparast et al. 2014), an intervention and control group design (Karniel-Lauer et al. 2000), and a posttest-only experimental design (Price 2007). The measures included were attendance of the first outpatient visit (Batscha et al. 2011; Dixon et al. 2009; Price 2007), rehospitalization and emergency room use (Dixon et al. 2009; Karniel-Lauer et al. 2000; Price 2007; Reynolds et al. 2004; Sledge et al. 2011) and the utilization of health and social services (Dixon et al. 2009; Forchuk et al. 2005; Karniel-Lauer et al. 2000). Symptom ratings and social functioning (Bauer et al. 2006; Desplenter et al. 2010; Reynolds et al. 2004), quality of life (Bauer et al. 2006; Forchuk et al. 2005; Reynolds et al. 2004) and medication adherence (Bauer et al. 2006; Price 2007) were also measured. Two studies included self-reports of knowledge of illness and social resources (Karniel-Lauer et al. 2000; Khaleghparast et al. 2014).
An overview of the characteristics of the programs and intervention studies, including the study aims, descriptions of the programs/interventions, methods for data collection and measurements and study results, is presented in Table 3.
Methodological Quality of the Included Articles
The quality appraisal of the articles that employed qualitative methods indicated that three articles met nine out of the ten criteria suggested by the CASP (Gerson and Rose 2012; Jones et al. 2009; Niimura et al. 2016), and two articles met eight of the criteria (Rose et al. 2007; Velligan et al. 2016). The quality appraisal of the articles that included quantitative research methods indicated that all the studies had a high risk of bias in at least one measured domain. The “blinding of participants and personnel” item received the highest percentage of high-risk ratings, and the “incomplete outcome data” and “selective reporting” items received the lowest percentage of high-risk ratings. “Other bias” was noted in 25% of the articles for reasons that included implementation problems, contamination between conditions, and small sample size. The quality appraisal is presented as Tables 4 and 5 in the Appendix.
Coordination Challenges in Hospital-to-Community Transitions for People with SMI
There were two major themes in the descriptive articles related to the challenges of coordinating the transition from hospital to community: (1) challenges influencing community adjustment and (2) challenges influencing continuity of care. Community adjustment challenges pertained to individuals’ reported difficulties with managing community life after hospital discharge, while continuity of care challenges referred specifically to difficulties with accessing and receiving consistent mental health treatment post discharge.
Coordination Challenges Influencing Community Adjustment
Symptoms and Worries
The transition from an inpatient psychiatric setting to the community is a vulnerable phase for people with SMI (Gerson and Rose 2012; Jones et al. 2009). Many of the study participants reported ongoing psychotic symptoms at the time of hospital discharge (e.g., hallucinations, paranoia, agitation and hearing voices); some had suicidal thoughts, and many experienced side effects of medications [fatigue, insomnia, weight gain, and akathisia (Gerson and Rose 2012; Jones et al. 2009; Rose et al. 2007)]. These symptoms and issues may lead to hospital readmissions. People with SMI have reported that they were nervous about going home, concerned about not being able to manage their symptoms and family roles, felt helpless and isolated and feared not being able to integrate into the community (Gerson and Rose 2012; Jones et al. 2009; Niimura et al. 2016; Rose et al. 2007).
Lack of Daily Activities
An absence of meaningful daily activities, a lack of places to go and unemployment were difficulties reported by people with SMI in several articles (Gerson and Rose 2012; Jones et al. 2009; Niimura et al. 2016; Rose et al. 2007). The lack of social opportunities affected the study participants’ ability to adhere to treatment and affected their quality of life. Individuals with SMI often did not leave the house, they were unable to handle a job, and they had impaired decision-making capacity and poor judgement. Several had unhealthy lifestyles (e.g., poor diets, excessive smoking) and disturbed sleep patterns (Rose et al. 2007), sometimes related to the side effects of medication (Niimura et al. 2016). Family members reported behaviors that negatively affected family relations (Gerson and Rose 2012; Rose et al. 2007). People with SMI could be threatening, angry and loud toward their family members and caregivers.
Coordination Challenges Influencing Continuity of Care
Difficulties with Information, Decision-Making and Support
Family members wanted more advice and information about discharge (Gerson and Rose 2012; Perreault et al. 2005; Velligan et al. 2016). They wanted information about the development of the person’s health status, warning signs of deteriorating health, preventing rehospitalization, and the availability of services. Some individuals with SMI wanted to hear from peers about their experiences and to have a bigger say in treatment decisions during transitional care. Some were better able to cope, depending on the ability to incorporate the transition into their daily life (Jones et al. 2009). Individuals also talked about not being listened to or being considered in decision-making and not receiving enough information to participate in decision-making (Jones et al. 2009; Niimura et al. 2016; Perreault et al. 2005; Velligan et al. 2016). Although family conflicts were reported in some studies as negatively affecting the transition, family members were mostly a source of emotional support; they visited during hospitalization and served as someone to whom the person with SMI could talk about their illness (Gerson and Rose 2012; Niimura et al. 2016; Rose et al. 2007).
Complicated Medication Regimens
Individuals with SMI and their family members were concerned about communication gaps that commonly occurred around hospital discharge, most often in relation to medication regimens (Gerson and Rose 2012; Jones et al. 2009; Niimura et al. 2016; Perreault et al. 2005; Rose et al. 2007). They wanted to receive more and simpler information about medications, their side effects, and options (Jones et al. 2009; Velligan et al. 2016). Individuals with SMI reported that trouble accessing medications at the pharmacy influenced medication adherence; there could be lengthy waiting times, and at times, the pharmacies did not carry the prescribed drugs (Gerson and Rose 2012; Rose et al. 2007). Family members had concerns about medications; they assisted with filling prescriptions, and at times, they were unsure about their role in medication administration (Jones et al. 2009). Several individuals with SMI seemed to consider the purpose of follow-up visits as medication management only (Gerson and Rose 2012).
Poor access to Services and Instability of Key Workers
The importance of personalizing the transition and situating it within the daily life of the person transitioning were emphasized by Jones et al. (2009). Most individuals with SMI were able to make follow-up arrangements after hospital discharge but seemed unsure or unhappy about it. In several studies, the individual and family members called for more information and support regarding how to access the service system (Gerson and Rose 2012; Jones et al. 2009; Niimura et al. 2016; Perreault et al. 2005; Rose et al. 2007; Velligan et al. 2016). Some reported problems with seeking outpatient care arose from long waiting times, and many individuals were unable to utilize available support resources in outpatient services (Gerson and Rose 2012; Niimura et al. 2016; Rose et al. 2007). Individuals and family members talked about being unable to reach providers and centers and being turned away because of a lack of insurance, discontinuation of programs or non-acceptance of new clients (Velligan et al. 2016). There were difficulties with calling a nurse voluntarily as many individuals did not know the nurses; this complication emphasizes the need for continuity among key workers and the particular challenges arising from frequent physician changes (Niimura et al. 2016). Changing relationships sometimes led to the person feeling helpless and isolated as it took time to build relationships (Jones et al. 2009; Niimura et al. 2016).
Interventions and Programs to Improve Care Coordination
The interventions targeted several of the aforementioned challenges that are in play in hospital-to-community care transitions for people with SMI. One of the most commonly targeted challenges was difficulties with information, decision-making, and social support. Forchuk et al. (2005) evaluated a transitional discharge model in which inpatient staff continued their relationships with individuals after discharge and peer support was available to the person for provide emotional support and community living skills training. Similarly, Reynolds et al. (2004) evaluated a transitional discharge model that included peer support and the overlap of inpatient and community staff. Sledge et al. (2011) tested an intervention that included support from peers and from a recovery mentor. Karniel-Lauer et al. (2000) tested the effectiveness of a re-entry group, which provided psychoeducation regarding mental illness and treatment.
Several interventions comprised multifaceted approaches that addressed more than one care coordination challenge. Batscha et al. (2011) addressed barriers to attending outpatient appointments, such as the instability of key workers and unfamiliarity with the treatment setting, by helping the individual to plan for the first postdischarge appointment, providing appointment reminders, and having a familiar clinician meet with the individual at the first appointment. Bauer et al. (2006) targeted information needs through group psychoeducation regarding illness management and access needs through the availability of a nurse care coordinator and psychiatrist during the hospital-to-community transition. Support for outpatient providers was also a focus of the intervention as the nurse care coordinator facilitated the flow of information among the outpatient team and provided education regarding evidence-based pharmacotherapy guidelines. Similarly, Price (2007) targeted access by providing individuals with SMI with prepaid cellular phones that were active for 3 months after hospitalization; additionally, the patients had 24/7 access to and home visits from a transitional nurse. The transitional nurse also communicated with the consumers’ case managers to enhance continuity of care.
Other interventions also targeted the challenges that influenced community adjustment, such as symptoms, worries, and a lack of daily activities. Dixon et al. (2009) evaluated the effectiveness of a brief critical time intervention (B-CTI) model designed to enhance both continuity of care and community adjustment. The intervention placed a heavy emphasis on personalized care planning and social support through routine contact between clients and familiar clinicians. Desplenter et al. (2010) utilized a discharge management program that emphasized care planning in accordance with individuals’ social environment. An intervention evaluated by Khaleghparast et al. (2014) included patient training sessions that focused on daily living tasks, such as leisure activities, financial resources, independence, self-management of health and well-being, working, and daily living skills. A component of Reynolds et al.’s (2004) transitional discharge model was peer support related to community integration, skills development, and recreational activities.
Some of the interventions and programs that aimed to improve coordination of care demonstrated improvements in service utilization, such as attendance of the first outpatient visit, reduced hospitalization, and improved medication and treatment adherence. They were also associated with improvements in the participants’ social functioning, quality of life, treatment satisfaction and knowledge regarding the illness and available resources. Dixon et al. (2009) reported that B-CTI participants had significantly fewer days between hospital discharge and the first outpatient service visit, received more help with mental and medical appointments and with making family and community connections; furthermore, they received more information about medications than those in the comparison condition. Sledge et al. (2011) demonstrated that participants who were assigned a peer mentor had significantly fewer rehospitalizations and hospital days than controls. Bauer et al. (2006) demonstrated that the collaborative care intervention contributed to improvements in social functioning, quality of life and treatment satisfaction. Two articles also reported significant improvements in program participants’ knowledge of their illness and the available social resources (Karniel-Lauer et al. 2000; Khaleghparast et al. 2014).
Discussion
This scoping review study mapped the research literature and identified 16 research articles that focused on care coordination for people with SMI in hospital-to-community transitions. The literature review the identified symptoms, worries and lack of daily activities as coordination challenges influencing community adjustment. Difficulties with accessing information, lack of involvement in decision-making and support, complicated medication regimes, poor access to services and instability of key workers were coordination challenges influencing continuity of care. The approaches to improving care coordination were multifaceted programs or interventions that commonly addressed information, decision-making and support. Several interventions targeted several of the identified challenges to care coordination.
The individuals with SMI and their family members and caregivers in several of the included articles faced coordination challenges to community adjustment. These challenges influenced the consumer’s quality of life, lifestyle behaviors, and the ability to live a meaningful life in the community (Davidson et al. 2005). The study results show that the transition from hospital to community is a vulnerable period, particularly when psychotic symptoms or suicidal thoughts are not sufficiently controlled. Research has documented that the period immediately following discharge is a high-risk period for suicide (Cutcliffe et al. 2012; Meehan et al. 2006), rehospitalization, homelessness and violent behavior (Viggiano et al. 2012). Needs assessments and systems for identifying people at risk of deteriorating health provide a way forward (Desplenter et al. 2010) by requiring that available measures and support are put in place across the hospital or community setting (Chung et al. 2016; Viggiano et al. 2012).
Qualitative studies of care coordination challenges highlight the desires that individuals with SMI and their family members have for more information and involvement in decision-making, the complicated medication regimens that affect adherence, numerous difficulties with accessing services, communication gaps and a lack of continuity in relationships with providers. These challenges reflect the current limitations in the ability of mental health service systems in many countries to coordinate and bridge across care settings, and measures of these challenges are needed at the patient, provider and system levels (Chung et al. 2016; Samal et al. 2016).
Our scoping review identified ten programs and intervention approaches that addressed the coordination challenges, including several recommended measures for successful care coordination and the integration of general medical and behavioral healthcare (Chung et al. 2016; McDonald et al. 2014; Vigod et al. 2013). However, the included care coordination interventions focused less on improving shared decision-making, medication-related difficulties, and lack of support for family members, which we have identified as challenges. Shared decision-making can be a particularly relevant tool to support the involvement of the consumer and family members in decision-making regarding medications and psychosocial matters, such as work, housing, psychotherapy and other services (Deegan and Drake 2006; Deegan et al. 2008). Shared decision-making can also help to provide information about the available services and programs in the community and help to enhance the knowledge of those with SMI and their caregivers regarding the transition process (Zisman-Ilani et al. 2018). Through these means, shared decision-making may ease the individual’s concerns before discharge from the psychiatric hospital about the unknown factors waiting for them in the community.
Health care professionals’ competencies regarding the service system and the involved providers’ complementary job tasks and functions are important for quality of care transitions and care coordination (Storm 2017; Storm et al. 2014). Provider competencies were not addressed as a coordination challenge in the included qualitative studies, although two of the interventions focused on clinicians’ and providers’ capacity for and competencies regarding care coordination (Dixon et al. 2009; Reynolds et al. 2004). Future intervention studies to improve care coordination could benefit from addressing the provider competencies necessary for successful coordination and community adjustment for people with SMI.
The methodological characteristics of the included articles suggest a need for additional controlled studies of care coordination for people with SMI. Many of the intervention and program studies were characterized by small study samples, no randomization and a lack of control group, which increases the risk of bias and the ability to draw conclusions about outcomes (Higgins et al. 2011). Five of the studies employed a randomized control group design (Bauer et al. 2006; Dixon et al. 2009; Forchuk et al. 2005; Reynolds et al. 2004; Sledge et al. 2011). The randomized controlled trials examined interventions that included multiple components and demonstrated improvements in service utilization and the individuals’ social functioning, quality of life and knowledge about their illness and available resources. These findings need to be replicated and extended in future studies to clarify precisely which approaches are associated with the greatest improvements in care coordination outcomes among people with SMI.
Our findings are subject to certain limitations. First, despite a comprehensive literature search of multiple databases that used broad search terms, the search may have missed relevant studies. We searched the reference lists of included articles and the full-text articles that were excluded with reason. However, these searches did not result in the inclusion of additional studies. Arksey and O’Malley (2005) recommend consulting experts in the field as a separate but optional stage in the search strategy. However, expert consultation was not feasible in this study. Second, discussions among the authors on the depth and breadth of the review during the study selection stage may have resulted in a reduction of the scope. For example, a broader scope would have been to include studies that addressed the coordination of other types of transitions in the community setting. Third, assessments of the methodological quality of the studies is debated within the scoping review tradition (Pham et al. 2014). In the present review, the quality assessment was performed to identify the strength of the evidence base and was not used as a tool for the exclusion of studies. This resonates with the design and recommended use of the CASP checklist as a pedagogical tool.
Conclusion
Overcoming the challenges to coordinating community adjustment and continuity of care is essential for people with SMI. This scoping review identified several interventions with multiple components that address the identified coordination challenges. These interventions have demonstrated improvements in individuals’ social functioning, quality of life and knowledge about their illness and the available resources. These findings need to be replicated in future studies to clarify which approaches are associated with the greatest improvements in care coordination outcomes among people with SMI. Future interventions or programs can also benefit from engaging individuals with SMI in shared decision-making, providing support for family members and caregivers, and addressing the challenges related to complicated medication regimes and accessing medications. Improving provider competencies regarding care coordination will also be important.
References
Arksey, H., & O’Malley, L. (2005). Scoping studies: towards a methodological framework. International Journal of Social Research Methodology, 8(1), 19–32. https://doi.org/10.1080/1364557032000119616.
Banfield, M. A., Gardner, K. L., Yen, L. E., McRae, I. S., Gillespie, J. A., & Wells, R. W. (2012). Coordination of care in Australian mental health policy. Australian Health Review, 36(2), 153–157. https://doi.org/10.1071/AH11049.
Bao, Y., Casalino, L. P., & Pincus, H. A. (2013). Behavioral health and health care reform models: Patient-centered medical home, health home, and accountable care organization. The Journal of Behavioral Health Services & Research, 40(1), 121–132. https://doi.org/10.1007/s11414-012-9306-y.
Bartels, S. J. (2003). Improving the United States’ system of care for older adults with mental illness: Findings and recommendations for the President’s New Freedom Commission on Mental Health. The American Journal of Geriatric Psychiatry, 11(5), 486–497. https://doi.org/10.1097/00019442-200309000-00003.
Batscha, C., McDevitt, J., Weiden, P., & Dancy, B. (2011). The effect of an inpatient transition intervention on attendance at the first appointment postdischarge from a psychiatric hospitalization. Journal of the American Psychiatric Nurses Association, 17(5), 330–338. https://doi.org/10.1177/1078390311417307.
Bauer, M., McBride, L., Williford, W., Glick, H., Kinosian, B., Altshuler, L., … Sajatovic, M. (2006). Collaborative care for bipolar disorder: part II. Impact on clinical outcome, function, and costs. Psychiatric services (Washington, DC), 57(7), 937–945. https://doi.org/10.1176/ps.2006.57.7.937.
Burns, T., Catty, J., White, S., Clement, S., Ellis, G., Jones, I. R., … Wykes, T. (2009). Continuity of care in mental health: Understanding and measuring a complex phenomenon. Psychological Medicine, 39(2), 313–323. https://doi.org/10.1017/S0033291708003747.
Chung, D. T., Ryan, C. J., & Large, M. M. (2016). Commentary: Adverse experiences in psychiatric hospitals might be the cause of some postdischarge suicides. Bulletin of the Menninger Clinic, 80(4), 371–375. https://doi.org/10.1521/bumc.2016.80.4.371.
Chung, H., Rotanski, N., Glassberg, H., & Pincus, H. A. (2016). Advancing integration of behavioral health into primary care: A continuum-based framework. New York: United Hospital Fund.
Critical Appraisal Skills Programme. (2018). CASP (qualitative checklist). Retrieved 20 June, 2018, from https://casp-uk.net/casp-tools-checklists/.
Cutcliffe, J. R., Links, P. S., Harder, H. G., Balderson, K., Bergmans, Y., Eynan, R., … Nisenbaum, R. (2012). Understanding the risks of recent discharge. Crisis, 33(1), 21–29. https://doi.org/10.1027/0227-5910/a000096.
Deegan, P. E., & Drake, R. E. (2006). Shared decision making and medication management in the recovery process. Psychiatric Services, 57(11), 1636–1639. https://doi.org/10.1176/ps.2006.57.11.1636.
Deegan, P. E., Rapp, C., Holter, M., & Riefer, M. (2008). Best practices: A program to support shared decision making in an outpatient psychiatric medication clinic. Psychiatric Services, 59(6), 603–605. https://doi.org/10.1176/appi.ps.59.6.60310.1176/ps.2008.59.6.603.
Desplenter, F., Laekeman, G., Moons, P., & Simoens, S. (2010). Discharge management for patients in Flemish psychiatric hospitals. Journal of Evaluation in Clinical Practice, 16(6), 1116–1123. https://doi.org/10.1111/j.1365-2753.2009.01279.x.
Dixon, L., Goldberg, R., Iannone, V., Lucksted, A., Brown, C., Kreyenbuhl, J., … Potts, W. (2009). Use of a critical time intervention to promote continuity of care after psychiatric inpatient hospitalization. Psychiatric Services, 60(4), 451–458. https://doi.org/10.1176/ps.2009.60.4.451.
Fontanella, C. A., Guada, J., Phillips, G., Ranbom, L., & Fortney, J. C. (2014). Individual and contextual-level factors associated with continuity of care for adults with schizophrenia. Administration & Policy in Mental Health, 41(5), 572–587. https://doi.org/10.1007/s10488-013-0500-x.
Forchuk, C., Martin, M. L., Chan, Y. L., & Jensen, E. (2005). Therapeutic relationships: From psychiatric hospital to community. Journal of Psychiatric & Mental Health Nursing, 12(5), 556–564. https://doi.org/10.1111/j.1365-2850.2005.00873.x.
Gerson, L. D., & Rose, L. E. (2012). Needs of persons with serious mental illness following discharge from inpatient treatment: patient and family views. Archives of Psychiatric Nursing, 26(4), 261–271. https://doi.org/10.1016/j.apnu.2012.02.002.
Higgins, J. P. T., Altman, D. G., Gøtzsche, P. C., Jüni, P., Moher, D., Oxman, A. D., … Sterne, J. A. C. (2011). The Cochrane Collaboration’s tool for assessing risk of bias in randomised trials. The BMJ, 343, d5928. https://doi.org/10.1136/bmj.d5928.
Horvitz-Lennon, M., Kilbourne, A. M., & Pincus, H. A. (2006). From silos to bridges: Meeting the general health care needs of adults with severe mental illnesses. Health Affairs, 25(3), 659–669. https://doi.org/10.1377/hlthaff.25.3.659. doi.
Jones, I. R., Ahmed, N., Catty, J., McLaren, S., Rose, D., Wykes, T., … Echo Group (2009). Illness careers and continuity of care in mental health services: A qualitative study of service users and carers. Social Science & Medicine, 69(4), 632–639. https://doi.org/10.1016/j.socscimed.2009.06.015.
Karniel-Lauer, E., Szor, H., Livne, S., Melamed, Y., Spiro, S., & Elizur, A. (2000). The “re-entry group"—A transitional therapeutic framework for mentally ill patients discharged from the hospital to community clinics. Canadian Journal of Psychiatry—Revue Canadienne de Psychiatrie, 45(9), 837–839. https://doi.org/10.1177/070674370004500909.
Khaleghparast, S., Ghanbari, B., Kahani, S., Malakouti, K., SeyedAlinaghi, S., & Sudhinaraset, M. (2014). The effectiveness of discharge planning on the knowledge, clinical symptoms and hospitalisation frequency of persons with schizophrenia: A longitudinal study in two hospitals in Tehran, Iran. Journal of Clinical Nursing, 23(15–16), 2215–2221. https://doi.org/10.1111/jocn.12499.
McDonald, K. M., Schultz, E., Albin, L., Pineda, N., Lonhart, J., Sundaram, V., … Davies, S. (2014). Care Coordination Atlas Version 4 (Prepared by Stanford University under subcontract to American Institutes for Research on Contract No. HHSA290-2010-00005I). Rockville: Agency for Healthcare Research and Quality.
Meehan, J., Kapur, N., Hunt, I. M., Turnbull, P., Robinson, J., Bickley, H., … Appleby, L. (2006). Suicide in mental health in-patients and within 3 months of discharge. National clinical survey. British Journal of Psychiatry, 188, 129–134. https://doi.org/10.1192/bjp.188.2.129.
Moher, D., Liberati, A., Tetzlaff, J., Altman, D. G., & The, P. G. (2009). Preferred reporting items for systematic reviews and meta-analyses: The PRISMA statement. PLOS Medicine, 6(7), e1000097. https://doi.org/10.1371/journal.pmed.1000097.
Morden, N. E., Mistler, L. A., Weeks, W. B., & Bartels, S. J. (2009). Health care for patients with serious mental illness: Family medicine’s role. Journal of the American Board of Family Medicine: JABFM, 22(2), 187–195. https://doi.org/10.3122/jabfm.2009.02.080059.
Niimura, J., Tanoue, M., & Nakanishi, M. (2016). Challenges following discharge from acute psychiatric inpatient care in Japan: Patients’ perspectives. Journal of Psychiatric & Mental Health Nursing, 23(9–10), 576–584. https://doi.org/10.1111/jpm.12341.
Perreault, M., Tardif, H., Provencher, H., Paquin, G., Desmarais, J., & Pawliuk, N. (2005). The role of relatives in discharge planning from psychiatric hospitals: The perspective of patients and their relatives. Psychiatric Quarterly, 76(4), 297–315. https://doi.org/10.1007/s11126-005-4964-z.
Pham, M. T., Rajić, A., Greig, J. D., Sargeant, J. M., Papadopoulos, A., & McEwen, S. A. (2014). A scoping review of scoping reviews: Advancing the approach and enhancing the consistency. Research Synthesis Methods, 5(4), 371–385. https://doi.org/10.1002/jrsm.1123.
Price, L. M. (2007). Transition to community: A program to help clients with schizophrenia move from inpatient to community care; A pilot study. Archives of Psychiatric Nursing, 21(6), 336–344. https://doi.org/10.1016/j.apnu.2006.11.005.
Reynolds, W., Lauder, W., Sharkey, S., Maciver, S., Veitch, T., & Cameron, D. (2004). The effects of a transitional discharge model for psychiatric patients. Journal of Psychiatric & Mental Health Nursing, 11(1), 82–88.
Rose, L. E., Gerson, L., & Carbo, C. (2007). Transitional care for seriously mentally ill persons: A pilot study. Archives of Psychiatric Nursing, 21(6), 297–308. https://doi.org/10.1016/j.apnu.2007.06.010.
Samal, L., Dykes, P. C., Greenberg, J. O., Hasan, O., Venkatesh, A. K., Volk, L. A., & Bates, D. W. (2016). Care coordination gaps due to lack of interoperability in the United States: A qualitative study and literature review. BMC Health Services Research, 16(1), 143. https://doi.org/10.1186/s12913-016-1373-y.
Sledge, W. H., Lawless, M., Sells, D., Wieland, M., O’Connell, M. J., & Davidson, L. (2011). Effectiveness of peer support in reducing readmissions of persons with multiple psychiatric hospitalizations. Psychiatric Services, 62(5), 541–544. https://doi.org/10.1176/ps.62.5.pss6205_0541.
Storm, M. (2017). The role of professionals’ competencies in care transitions. In K. Aase, J. Waring & L. Schibevaag (Eds.), Researching quality in care transitions: International perspectives (pp. 143–157). Cham: Springer.
Storm, M., Siemsen, I. M. D., Laugaland, K., Dyrstad, D. N., & Aase, K. (2014). Quality in transitional care of the elderly: Key challenges and relevant improvement measures. International Journal of Integrated Care, 14, e013.
Substance Abuse and Mental Health Services Administration SAMHSA’s Registry of Evidcence Basesd Programs and Practices (2016). Behind the term: Serious mental illness. Prepared in 2016 by Development Services Group, Inc., under contract no. HHSS 2832 0120 0037i/HHSS 2834 2002T, ref. no. 283–12–3702.
Tricco, A. C., Lillie, E., Zarin, W., O’Brien, K., Colquhoun, H., Kastner, M., … Straus, S. E. (2016). A scoping review on the conduct and reporting of scoping reviews. BMC Medical Research Methodology, 16, 15. https://doi.org/10.1186/s12874-016-0116-4.
Velligan, D. I., Roberts, D. L., Sierra, C., Fredrick, M. M., & Roach, M. J. (2016). What patients with severe mental illness transitioning from hospital to community have to say about care and shared decision-making. Issues in Mental Health Nursing, 37(6), 400–405. https://doi.org/10.3109/01612840.2015.1132289.
Viggiano, T., Pincus, H. A., & Crystal, S. (2012). Care transition interventions in mental health. Current Opinion in Psychiatry, 25(6), 551–558. https://doi.org/10.1097/YCO.0b013e328358df75.
Vigod, S. N., Kurdyak, P. A., Dennis, C. L., Leszcz, T., Taylor, V. H., Blumberger, D. M., & Seitz, D. P. (2013). Transitional interventions to reduce early psychiatric readmissions in adults: Systematic review. British Journal of Psychiatry, 202(3), 187–194. https://doi.org/10.1192/bjp.bp.112.115030.
Wright, N., Rowley, E., Chopra, A., Gregoriou, K., & Waring, J. (2016). From admission to discharge in mental health services: A qualitative analysis of service user involvement. Health Expectations, 19(2), 367–376. https://doi.org/10.1111/hex.12361.
Zisman-Ilani, Y., Roe, D., Elwyn, G., Kupermintz, H., Patya, N., Peleg, I., & Karnieli-Miller, O. (2018). Shared Decision Making for Psychiatric Rehabilitation Services Before Discharge from Psychiatric Hospitals. Health Communication. https://doi.org/10.1080/10410236.2018.1431018.
Acknowledgements
The authors express gratitude to Thomas L. Mead, retired Reference Librarian, Dartmouth Institute for Health Policy and Clinical Practice for performing the systematic literature searches.
Funding
First author 2017–2018 Harkness fellow Marianne Storm received support for this research by the Norwegian Research Council Grant Agreement No. 276638 and The Commonwealth Fund. The views presented here are those of the authors and should not be attributed to The Commonwealth Fund or its directors, officers, or staff.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare that they have no conflict of interest.
Research Involving Human and Animal Participants
This scoping review article does not contain any studies with human participants performed by any of the authors.
Additional information
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Storm, M., Husebø, A.M.L., Thomas, E.C. et al. Coordinating Mental Health Services for People with Serious Mental Illness: A Scoping Review of Transitions from Psychiatric Hospital to Community. Adm Policy Ment Health 46, 352–367 (2019). https://doi.org/10.1007/s10488-018-00918-7
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10488-018-00918-7