Abstract
We attempt to apply year-to-year increment prediction to develop an effective statistical downscaling scheme for summer (JJA, June–July–August) rainfall prediction at the station-to-station scale in Southeastern China (SEC). The year-to-year increment in a variable was defined as the difference between the current year and the previous year. This difference is related to the quasi-biennial oscillation in interannual variations in precipitation. Three predictors from observations and six from three general circulation models (GCMs) outputs of the development of a European multi-model ensemble system for seasonal to interannual prediction (DEMETER) project were used to establish this downscaling model. The independent sample test and the cross-validation test show that the downscaling scheme yields better predicted skill for summer precipitation at most stations over SEC than the original DEMETER GCM outputs, with greater temporal correlation coefficients and spatial anomaly correlation coefficients, as well as lower root-mean-square errors.
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1 Introduction
Precipitation over China exhibits complex spatial and temporal structures (Wang and Zhu 2001). Long-term precipitation records show that the interannual variations in China, especially over East China, have a tendency toward a quasi-biennial oscillation: years with above-normal summer rainfall tend to be followed by years with below-normal rainfall and vice versa. This tendency is often referred to as the tropospheric biennial oscillation (the TBO) and is found in the Indian summer monsoon rainfall (Mooley and Parthasarathy 1984; Yasunari 1990; Webster et al. 1998; Meehl and Arblaster 2002). The East Asian monsoon, El Niño-Southern Oscillation (ENSO) and the monsoon rainfall over East China (Li et al. 2001; Meehl 1996; Zhao 1999). Based on the TBO, Fan et al. (2008) proposed a year-to-year increment prediction approach using the difference in a variable between the current year and the previous year as a prediction object. The year-to-year increment approach could facilitate the achieving of amplified predicted skills and adequately produce the interannual and decadal variability of variables. In addition, a year-to-year increment of the variable contains more information on the previous year than it does in the original form, which can improve the prediction quality (Wang et al. 2010). Although the year-to-year increment prediction approach has been applied successfully to seasonal forecasts for area-averaged summer rainfall over the middle-lower reaches of the Yangtze River Valley (Fan et al. 2008) and North China (Fan et al. 2009) as well as for the seasonal prediction of tropical cyclones (Fan and Wang 2009; Fan 2010), it has not been applied to seasonal climate prediction at individual stations in China, though this application would have important practical implications. At present, both dynamical climate models and statistical models have a low predictive capacity for climate prediction when directly applied to given stations (Wang et al. 2008). For this reason, downscaling prediction is proposed. This paper presents the first application of year-to-year increment prediction to summer rainfall in China at the station level.
Southeastern China (SEC) (25°–30°N, 110°–122°E) is the primary agricultural region and the economic and industrial center of China. This region is located south of the Yangtze River, north of Nanling, and west of the East China Sea (Fig. 1a). The first empirical orthogonal function model of summer precipitation over Eastern China illustrates that SEC is an area of transition between the Yangtze River Valley and the region south of Nanling. This region experiences considerable interannual variation, with the maximum and minimum precipitation rates being 8.18 mm/day and 4.15 mm/day, respectively (Fig. 1a, b). The large interannual variations of summer rainfall made it is difficult to be predicted in this region directly by either a dynamical or a statistical model.
In addition, SEC summer rainfall is affected by the East Asian summer monsoon. Usually, a weakened (enhanced) East Asian summer monsoon leads to abundant (deficient) rainfall in SEC, with above (below)-normal water transport via the westward (eastward) movement of the Western North Pacific subtropical high (Chen et al. 2004; Zhou and Yu 2005; Zhao and Zhou 2009). As shown in Table 1, the correlation coefficient between the East Asian summer monsoon index and SEC summer rainfall is 0.47. It is an important and a challenging task to predict station-to-station SEC summer rainfall for either a dynamical climate model or a statistical model.
As predicted, the large-scale atmospheric circulations from the general circulation model (GCM) outputs are generally considered reliable (Gao et al. 2001, 2006, 2012; Wang et al. 2008; Zhou et al. 2009a, b). Especially in tropical regions, it is feasible to identify useful, predictive information from GCMs that can be used to develop effective statistical downscaling predictive models (Wilby and Wigley 1997; Ke et al. 2009; Lang 2011; Lang and Wang 2010; Lang and Zheng 2011; Liu et al. 2011). Unlike these previous works, we not only use the year-to-year increment prediction method but also identify two types of predictors: the predicted summer atmospheric circulation from the global ocean–atmosphere general circulation models hindcasts and preceding atmospheric and ocean observational data, such as the sea-surface temperature (SST) in winter (December–January–February) and the sea-level pressure (SLP) in May. In this way, the hybrid downscaling model can be developed to improve predicted skill for summer rainfall at the station level in SEC. Therefore, the main objective of the current study is using a year-to-year increment downscaling scheme to improve the predicted skill of SEC summer precipitation.
2 Data and methodology
2.1 Data
Global GCM datasets provided by DEMETER (Development of a European multi-model ensemble system for seasonal to interannual prediction) for summers (June–July–August) during the period 1960–2001 were used. This system comprises seven global coupled ocean–atmosphere models, which covered different periods, initiated on 1 February, 1 May, 1 August, and 1 November (Palmer et al. 2004), respectively. For the purpose of summer rainfall prediction, datasets with initial conditions starting from 1 May were chosen. Among the seven DEMETER GCMs, three GCMs outputs, i.e., CNRM (Centre National de Recherches Météorologiques, France), ECMWF (European Centre for Medium-Range Weather Forecasts, UK) and UKMO (Met Office, UK), are used in this study. These three DEMETER GCMs have longer hindcast periods than the others, therefore, we can get more extensive period data to establish and validate the downscaling scheme.
The multi-model ensemble (MME) is defined as the average ensemble of these three chosen DEMETER GCMs. Some potential predictors are defined as follows:
East Asian monsoon index (EAMI):
The EAMI defined by Wang (2000) was used 850-hPa zonal and meridional wind (averaged over 20°–40°N, 110°–125°E). The index is equal in magnitude between the zonal and meridional wind components, and it has been widely used in climate modeling studies (Zhou et al. 2009a).
Wind vorticity at 850-hPa:
Wind divergence at 200-hPa:
In addition, ECMWF reanalysis data (ERA-40) are used (Uppala et al. 2005), with a horizontal resolution of 2.5° in latitude and longitude. The monthly SST data are derived from HadISST 1.1 (HadISST1), which is obtained from the Met Office Hadley Centre. These data are composed of a 1° × 1° grid of a global dataset (Rayner et al. 2003). The observed rainfall data at 57 stations over SEC for the period 1960–2001 are obtained from the China Meteorological Administration. The geographical location of SEC in East China and the distribution of the stations are shown in Fig. 1a.
2.2 Methodology
The year-to-year increment of a variable is defined as the difference between the value of the variable in the current year and that in previous year. Based on the variability in the year-to-year increment of summer rainfall at the station level in SEC, a year-to-year increment downscaling model for SEC summer rainfall at a given station is first based on multi-linear regression. Then, the predicted precipitation at the station is calculated as the sum of the predicted year-to-year increments in summer rainfall at this station and the corresponding observed precipitation from the preceding year. In this way, 57 year-to-year increment downscaling prediction schemes for SEC summer rainfall at 57 stations are established. To validate these downscaling predictive models, the spatial anomaly correlation coefficients (ACCs), temporal correlation coefficients (TCCs), root-mean-square error (RMSE) and improved predicted skill (decreased percentage of RMSE) are used. The improved predicted skill is defined as:
where RMSEorg and RMSEsd represents the RMSE of original DEMETER GCMs before and after downscaling, respectively.
3 Predictors
3.1 Large-scale circulation features, 200-hPa geopotential height and 850-hPa vorticity in summer
The predictors are identified from the variables that are closely related to summer rainfall over SEC. First, a composite analysis of the year-to-year increment differences between the years with more and less precipitation in SEC in atmospheric circulation at 200, 500 and 850 hPa is conducted using ERA40 (Fig. 2). The specific more and less precipitation years of SEC is given in Table 2. Corresponding to aberrant rainfall over SEC, an abnormal meridional wind pattern at 200-hPa resembling the ‘+ − + −’ mode appeared over the East Asian coast, extending from Baikal to the Philippines (Fig. 2a). In this pattern, an abnormal anticyclone is observed east of Baikal and the Indo-China Peninsula, and a cyclonic anomaly is found in the Loess Plateau and the Philippines. There is an abnormal cyclone over Tibetan Plateau at 200 hPa, indicating the weakened South Asian High as well as weakened monsoon circulation at high level (Yeh et al. 1979). This phenomenon results in more rainfall over SEC (Chen et al. 2004; Zhao and Zhou 2009). A remarkable localized anticyclone anomaly with divergent airflow over SEC at 200-hPa could yield convergence with an upward flow at low level.
This meridional teleconnection occurs at 500 and 850-hPa (Fig. 2b, c), suggesting its quasi-barotropic structure. Convergence of flow over SEC at 850 hPa leads to increased rainfall. Additionally, notably, the abnormal cyclone at 850-hPa in the Philippines, together with the positive vorticity anomaly, could lead to more precipitation over SEC through the Pacific-Japan teleconnection pattern (Nitta 1987; Huang and Li 1987). The 200-hPa geopotential height over the Tibetan Plateau and the 850-hPa vorticity near Philippines are selected as two predictors.
3.2 The SST in winter
Precipitation over China is affected by the internal dynamics of the monsoonal circulation and external forcing (Webster et al. 1998). The SST is usually regarded as an important predictor of seasonal climate because of its long-term sustainability with respect to atmospheric processes. The SST in key regions influences atmospheric circulation, such as the summer monsoon, and affects rainfall or other weather processes (Namias 1969; Namias and Cayan 1981; Ratcliffe and Murray 1970). The corresponding anomalous monsoonal flow through the Western Pacific Subtropical High affects the direction and strength of the water vapor transport into eastern China (Huang and Lu 1989; Wu et al. 2003; Zhou and Yu 2005), leading to the interannual variability in precipitation. The Kuroshio Current is one of the strongest western-boundary currents in the warm pool. It acts as a heat source, producing long-term weather anomalies (Gu et al. 2004) that affect summer rainfall over SEC (Chen and Qian 2005; Zhang et al. 1998). The SST in the central and eastern tropical Pacific is dominated by ENSO, and the ENSO signal has been regarded as a key predictor of summer precipitation over China (Huang and Wu 1987; Jian et al. 2006; Wu et al. 2009b).
Further analysis of the correlation between the global SST from the preceding winter and the SEC area-averaged summer rainfall as a year-to-year increment is carried out to investigate the delaying influences of the SST on summer rainfall over SEC during 1961–2001(Fig. 3). The patterns in the correlation coefficients (CCs) indicate that the regions 20.5°–34.5°N, 120.5°–140.5°E and 19.5°–2.5°S, 105.5°–70.5°W had the most significant positive correlation during the preceding winter (Wu et al. 2009a). Consequently, the winter year-to-year increments in the SST in the above two regions are chosen as predictors.
3.3 The SLP in May
Cold-dry and warm-moist flows are primary requirements of precipitation. The CCs between the SEC area-averaged summer rainfall and the SLP in May as a year-to-year increment indicate that significant positive and negative correlations are found in central Siberia and Northeast China, respectively (figure not shown). This pattern could lead to a longitudinal pressure gradient, which would support the southward advection of cold air to SEC. This scenario closely resembles that outlined by Samel et al. (1999). Thus, the year-to-year increment in the SLP (over 40°–50°N, 90°–110°E) in May is selected as another key dynamic predictor for summer rainfall over SEC.
3.4 200-hPa divergence in summer
The correlation coefficient between area-averaged summer rainfall over SEC and the 200-hPa divergence as a year-to-year increment are given in Fig. 4. The significant negative correlations are seen in the region of 10°–20°N, 110°–150°E (see Fig. 4), in which circulation is one of important components of the Monsoon-El Niño-Southern Oscillation system (Kleeman et al. 1999). It is known from the previous analysis that an abnormal cyclonic circulation is also located in this region (10°–20°N, 110°–150°E) (Fig. 2a) (Wu et al. 2009b). Figures 4 and 2a suggest that the abnormal circulation system in 10°–20°N, 110°–150°E could cause more rainfall over SEC. Therefore, the 200-hPa divergence over 10°–20°N, 110°–150°E, should be recognized as a predictor.
3.5 East Asian monsoon index and Western Pacific subtropical high in summer
The interannual variability in the East Asian summer monsoon can influence droughts and floods in China (Ding 1992; Tao and Chen 1987). Usually, an enhanced EASM leads to more rainfall over northern China and less rainfall over southern China. The correlation coefficient between EASMI and the area-averaged SEC is 0.47 (Table 1). In addition, the Western Pacific subtropical high is one of important components of East Asian summer monsoon system; its seasonal variations in intensity, structure, and location can influence the distribution of summer rainfall in eastern China (Tao and Xu 1962; Huang 1963; Tao and Chen 1987; Ding 1994).Therefore, we chose the year-to-year increment in summer EAMI and 500-hPa geopotential height over SEC as predictors.
3.6 850-hPa specific humidity in summer
Rainfall is strongly related to atmospheric moisture. Plenty of water vapor is transported to the East Asian monsoon region by large-scale atmospheric circulations from the adjacent oceans (Zhou and Yu 2005). South Indian ocean is a major source of water vapor, and the Somali Jet brings water vapor from the Southern Hemisphere to the Northern Hemisphere during the boreal summer (Wang and Xue 2003; Ding 2005). Therefore, the year-to-year increment in 850-hPa specific humidity (q850) over 20°–10°S, 70°–100°E in the summers of 1961–2001, is selected as predictors.
Based on the above analysis, nine year-to-year increment predictors are established according to their physical linkages with SEC summer rainfall (5th column of Table 1). The SSTKU and SSTSP in winter represent the effect of the Pacific warm pool and ENSO, respectively; the SLPMG in May represents the cold-air activity at high latitudes; the summer EAMI represents the strength of the East Asian summer monsoon; the summer Z 200TIB is related to the South Asian High; Z 500SEC is related to the Western Pacific Subtropical High; the Div200WTP and ζ 850Pl over the tropical Pacific Ocean in summer are related to the ENSO-monsoon system; and the summer q 850SIO represents the water–vapor transport from the Indian Ocean.
As summer predictors are derived from the DEMETER GCM outputs (Table 1), the validity of the DEMETER GCM hindcast should be tested in this context. Table 3 presents the CCs of predictors between the reanalysis data and the DEMETER GCMs as year-to-year increments. All CCs of the six predictors from the DEMETER GCMs are much greater than 0.40 (99 % confidence level), except for the CCs of Div200WTP for CNRM (0.26, >90 % confidence level). Therefore, the variables from these three DEMETER GCMs are employed in the downscaling model.
4 Results
A statistical downscaling scheme for summer rainfall at each station in SEC is established using multi-linear regression; the model includes nine predictors, and both the predictors and the predictand are represented as year-to-year increments. Two test programs are carried out to validate the predictive capacity. One is an independent sample test: the fitting equations based on each 30 years moving window from 1991 (1961–1990) to 2001 (1971–2000), and this prediction procedure is repeated 11 times during the period 1991–2001. To avoid overfitting in this downscaling scheme, another validation program called a 1-year-out cross-validation is employed, in which any individual year out of 1961–2001 should be the target year among 41 years while the multi-linear regression scheme is established on the remaining 40 years.
4.1 1991–2001 independent sample effect test
To validate the prediction capability of the downscaling scheme, we compared the result based on the downscaling with those from original DEMETER GCM outputs in the form of the year-to-year increment and the total precipitation. Figure 5 shows the interannual variability of spatial ACCs in year-to-year increment form in both the fitting and independent test period. During the fitting period, the spatial ACCs for CNRM, ECMWF, UKMO and MME are greater than the prediction from the original DEMETER GCMs for most years. The multi-year-averaged spatial ACCs of downscaling are increased to 0.66, 0.67, 0.69 and 0.71 for CNRM, ECMWF, UKMO and MME, however, as the original outputs are 0.05, 0.02, 0.08 and 0.03, respectively, for the period 1961–1990 (Fig. 5a). After downscaling, almost all spatial ACCs are greater than 0.25 (95 % confidence level) for all DEMETER GCMs from the period 1961–1990, but not for the original DEMETER GCM results. In the independent test period (1991–2001), the spatial ACCs of downscaling for all DEMETER GCMs are greater than the original results in more than 72 % of the downscaling years (Fig. 5b shown).
The ACCs are also tested for the total precipitation (Fig. 6). For the training period, the largest ACCs of downscaled results reach 0.95, 0.88, 0.77 and 0.91, versus, respectively, the values of 0.43, 0.62, 0.62 and 0.55 for the original DEMETER GCMs. The ACCs of downscaling for all DEMETER GCMs are greater than the original results in more than 63 % years during 1991–2001(Fig. 6b shown). For the total precipitation, the downscaled multi-year-average spatial ACCs are 41 % greater than the original DEMETER GCMs for the period 1991–2001. According to the ACCs, the results in the form of the year-to-year increment are greater than the total precipitation from downscaling during the fitting and independent periods.
The RMSEPer is calculated to judge the improvement in predictive skill in RMSE [as shown by formula (4)]. The multi-year-averages of the spatial RMSEPer are 8.78, 10.10, 32.70 and 16.70 % for CNRM, ECMWF, UKMO and MME, respectively, for the training period 1961–1990. From 1991 to 2001, the multi-year-averages of the spatial RMSEPer are all greater than zero: 4.34, 6.32, 10.64 and 10.86 % for CNRM, ECMWF, UKMO and MME, respectively. Clearly, the RMSEPer values are greater than zero in more than 66 % years (figures not shown).
The spatial pattern of RMSEPer in relation to the total precipitation is also examined. The RMSEPer distribution of CNRM, ECMWF, UKMO and MME at 57 stations is given in Fig. 7. Analysis reveals that RMSEPer values are positive for all DEMETER GCMs in SEC, except in the northwestern part of SEC and other individual stations. Therefore, the improvement in RMSEPer is also highly significant in the independent test period (1991–2001).
4.2 1961–2001 cross-validation
To interpret the stability of the downscaling method, we also carried out a 1-year-out cross-validation (Michaelsen 1987) from 1961 to 2001. The downscaled multi-year-average spatial ACCs as the year-to-year increments based on CNRM, ECMWF, UKMO and MME are 0.39, 0.44, 0.47 and 0.46 versus 0.08, 0.04, 0.08 and 0.08 for the original DEMETER GCM outputs, respectively (Fig. 8). On the other hand, the downscaled multi-year-average spatial ACCs for the total precipitation based on CNRM, ECMWF, UKMO and MME are approximately 0.36–0.40 compared with approximately 0.05–0.18 for the original DEMETER GCM outputs, respectively (Fig. 9). The spatial ACCs of downscaling are larger than original results in more than 78 % years during the period 1961–2001 on the year-to-year increment and total precipitation. In addition, the multi-year-averaged spatial ACCs of the total precipitation in cross-validation are considerably better than those in the independent sample test. In more than 25 % of the downscaling years, the spatial RMSEPer are greater than zero. In particular, the 41-year averages of spatial RMSEPer are 4.87, 6.95, 13.37 and 12.99 % for CNRM, ECMWF, UKMO and MME, respectively.
The 41-year temporal correlation coefficients (TCCs) are given in Fig. 10 as the year-to-year increments in the downscaled rainfall based on comparisons between the model-predicted and original DEMETER GCM outputs and the observed counterpart data. Overall, the TCCs of downscaling, which are significant over most parts of SEC, are greater (approximately 0.2–0.7) than those of original outputs (<0.2). The left column of Fig. 10 shows that all original DEMETER GCMs have almost no predicted skill for summer rainfall in the form of year-to-year increments over SEC, and the TCCs over most parts of SEC are no greater than 0.25 (90 % confidence level) even negative in central SEC.
Figure 11 shows the TCCs for the total precipitation. Compared with the hindcast from the original DEMETER GCMs, the TCCs of statistical downscaling over SEC also increase significantly for all DEMETER GCMs, especially in the central and northern regions (the right column of Fig. 11). The spatial pattern of RMSEPer for the total precipitation is also analyzed in the cross-validation (Fig. 12); after downscaling, positive RMSEPer are found in most of stations in SEC for all DEMETER GCMs and MME, indicating considerable improved predicted skill.
5 Conclusion and discussion
In this study, working from the year-to-year increments in summer rainfall at each station in SEC, we develop a hybrid statistical downscaling scheme using both preceding observational information and synchronous hindcasts of DEMETER GCM. Every predictor has a physical linkage to SEC summer rainfall and a significant correlation with SEC (Table 1). Six predictors are derived from DEMETER GCMs, while three from observational data.
Compared with the original DEMETER GCMs prediction, the downscaling scheme can predict the summer rainfall over SEC well in the form of the year-to-year increment and total precipitation. The predicted skill of the year-to-year increment is greater than that of the total precipitation because the downscaling scheme is based on the predictors and predictand in year-to-year increments. An independent sample test and a cross-validation test are used to validate the predictive skill for summer rainfall both as year-to-year increments and in the original form at each station in SEC. In the independent sample test (during the period 1991–2001), the multi-year-average spatial ACCs of total precipitation are 0.29–0.35, significantly higher than the original DEMETER GCMs results (0.01–0.24). According to the cross-validation in the period 1961–2001, the multi-year-average spatial ACCs of total precipitation also increased by more than 110 % compared with the hindcasts from the original DEMETER GCMs. In addition, the spatial and temporal RMSE are decreased significantly across SEC.
It should also be noted that if three previous predictors derived from observational data (i.e., the SST over the tropical Pacific Ocean and Ocean Kuroshio in the previous winter or the SLP over Mongolia in May) are excluded from this statistical downscaling scheme, the predicted skill is less than that of the downscaled results based on nine predictors (Table 4). Therefore, it is necessary to improve the downscaling predicted skill for SEC summer precipitation at each station by including the precursor signal of the observations or an effective dynamical-statistical model.
These results suggested that this downscaling scheme has the potential to improve the predicted skill of summer precipitation in most stations across SEC. Two factors can contribute to improving the predicted skill of downscaling. First, DEMETER GCMs can predict reasonably summer atmosphere circulations related to summer rainfall, although they have no predicted skill at the station level or for localized summer rainfall (Murphy 1999; Zorita and von Storch 1999). Second, the nine predictors in the downscaling prediction scheme contain previous atmospheric/oceanic observational information.
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Acknowledgments
This research is jointly supported by the Basic Research Program of China (Grant No. 2010CB950304), the special Fund for Public Welfare Industry (Meteorology) (Grant No.GYHY200906018), National Nature Science Foundation of China (Grant No. 41175071) and the Knowledge Innovation Program of the Chinese Academy of Sciences (Grant No. KZCX2-YW-QN202).
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Ying, L., Ke, F. Improve the prediction of summer precipitation in the Southeastern China by a hybrid statistical downscaling model. Meteorol Atmos Phys 117, 121–134 (2012). https://doi.org/10.1007/s00703-012-0201-0
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DOI: https://doi.org/10.1007/s00703-012-0201-0