Abstract
The stress [crack damage stress (σ cd) and uniaxial compressive strength (σ c)] and strain characteristics [maximum total volumetric strain (ε cd), axial failure strain (ε af)], porosity (n) and elastic constants [elastic modulus (E) and Poisson’s ratio (ν)] and their ratios were coordinated with the existence of two different types (type 1 and type 2) of volumetric strain curve. Type 1 volumetric strain curve has a reversal point and, therefore, σ cd is less than the uniaxial compressive strength (σ c). Type 2 has no reversal point, and the bulk volume of rock decreases until its failure occurs (i.e., σ cd = σ c). It is confirmed that the ratio between the elastic modulus (E) and the parameter λ = n/ε cd strongly affects the crack damage stress (σ cd) for both type 1 and type 2 volumetric strain curves. It is revealed that heterogeneous carbonate rock samples exhibit different types of the volumetric strain curve even within the same rock formation, and the range of σ cd/σ c = 0.54–1 for carbonate rocks is wider than the range (0.71 < σ cd/σ c < 0.84) obtained by other researchers for granites, sandstones and quartzite. It is established that there is no connection between the type of the volumetric strain curve and values of n, E, σ cd, ν, E/(1 − 2ν), M R = E/σ c and E/λ. On the other hand, the type of volumetric strain curve is connected with the values of λ and the ratio between the axial failure strain (ε af) and the maximum total volumetric strain (ε cd). It is argued that in case of small ε af/ε cd–small λ, volumetric strain curve follows the type 2.
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1 Introduction
Most rock mechanics studies of characteristic stress levels during compression have so far been focused on the crack damage stress (σ cd) and uniaxial compressive strength (σ c) (e.g., Brace et al. 1966; Bieniawski 1967; Brady and Brown 1993; Martin 1993; Martin and Chandler 1994; Hatzor and Palchik 1997; Pettitt et al. 1998; Eberhardt et al. 1999; Palchik and Hatzor 2002; Cai et al. 2004; Katz and Reches 2004; Palchik 2010a; Stefanov et al. 2011). Martin and Chandler (1994) and Eberhardt et al. (1999) have shown that strength degradation begins with the initiation of the microfracturing process (Nicksiar and Martin 2012) and can end in failure at stresses (σ cd) well below the uniaxial compressive strength (σ c). They have introduced the term “crack damage stress σ cd” and have shown that granites become critically damaged at σ cd < σ c. The crack damage stress σ cd (or stress at the onset of dilation) is the stress level at which the maximum total volumetric strain is attained (Schock et al. 1973; Brace 1978; Paterson 1978; Palchik and Hatzor 2002). Values of σ cd < σ c were obtained for sandstones (Brace et al. 1966; Pettitt et al. 1998) and for quartzites (Bieniawski 1967).
On the other hand, Palchik and Hatzor (2002), Palchik (2010a, b) have shown that the crack damage stress (σ cd) can be equal to the uniaxial compressive strength (σ c) in heterogeneous dolomites, limestones and chalks. When σ cd = σ c, the maximum total volumetric strain (maximum decrease in rock volume) is attained at uniaxial compressive strength. In this case, the bulk volume of rock decreases until failure occurs.
Thus, there are two different types (Palchik 2010a, b) of volumetric strain curves: type 1 (σ cd < σ c) and type 2 (σ cd = σ c). Figure 1 shows these two types—type 1 with a point of reversal (B) in the total volumetric strain curve and σ cd < σ c; and type 2, where the total volumetric strain has no reversal point and, therefore, σ cd = σ c (B = C). In Fig. 1, crack damage stress (σ cd) and uniaxial compressive strength (σ c) are represented by points B and C, respectively. Here, ε cd is the maximum total volumetric strain at crack damage stress (point B), and ε af is the axial failure strain at σ c (point C).
The heterogeneous carbonate rock samples exhibit different types (type 1 and type 2) of volumetric strain curve even within the same rock formation. When all studied carbonate rock formations are taken into account, ranges of elastic matrix stiffness [elastic modulus (E)] and porosity (n) are approximately the same for rock samples exhibiting different types of volumetric strain curve: 6,200 MPa < E < 60,450 MPa and 6,100 MPa < E < 64,000 MPa for type 1 and 2, respectively; 6.1 % < n < 31.5 % and 5.4 % < n < 28.5 % for type 1 and 2, respectively. Is there a link between the type of the volumetric strain curve and elastic modulus (E) and porosity (n)? Which stress and strain parameters and elastic constants are more connected with the type of stress–volumetric strain response? To the author’s knowledge, so far no experimental results have been published, which describe the connection between the type of volumetric strain curve and stress and strain parameters, elastic constants and porosity. The goal of this study is to define how the type of the volumetric strain curve is connected with these parameters, elastic constants and their ratios.
2 Testing and Test Results
Sixty carbonate rock samples were used in this study to define the connection of elastic constants and stress and strain parameters with the type of the volumetric strain curve. The preparation of these samples and testing procedure are presented in detail elsewhere (Palchik 2010a, 2011). Table 1 shows types of the volumetric strain curves, value of λ = n/ε cd, elastic modulus (E), crack damage stress (σ cd), uniaxial compressive strength (σ c), porosity (n), Poisson’s ratio (ν), ratio between the axial failure strain (ε af) and maximum volumetric strain (ε cd), and ratio between the crack damage stress (σ cd) and uniaxial compressive strength (σ c) for each of the studied 60 samples.
The values of elastic modulus (E) and Poisson’s ratio (ν) were calculated by using linear regressions along linear portions of stress–axial strain curves and radial strain–axial strain curves, respectively. The elastic modulus (E) is the slope of linear portion (elastic region) of the axial stress–strain curve (see Fig. 1): E = Δσ a/Δε a where Δσ a and Δε a are changes in axial stress and strain, respectively. Poisson’s ratio (ν) is the slope of linear portion of the radial strain–axial strain curve: ν = −0.5 (Δε R1 + Δε R2)/Δε a where Δε R1 and Δε R2 are changes in radial strains measured in orthogonal directions.
Porosity was calculated as n = [1 − (ρ/G s)] × 100 % where ρ is dry bulk density and G s = 2.7–2.8 g/cm3 is specific gravity of the solids. Dry bulk density (ρ) of rock sample is defined as M/V b where M and V b are dry mass and bulk volume of sample, respectively. The porosity was also measured in our laboratory by Helium porosimeter (Core Test Inc., model PHI-220). The relative errors between calculated porosity and porosity measured by Helium porosimeter are less than 15–18 %. Note that some of the studied carbonate rocks (for example, Adulam chalk) exhibit very good linear correlation (R 2 = 0.99) between calculated and measured porosity (Palchik and Hatzor 2004).
The value of n in Table 1 ranges from 5.4 to 31.5 %. The ranges of ε af/ε cd and σ cd/σ c ratios are 1.51–6.91 and 0.54–1, respectively. The latter (σ cd/σ c = 0.54–1) differs from the values of σ cd/σ c = 0.71–0.84 obtained by Brace et al. (1966), Bieniawski (1967), Martin (1993), Pettitt et al. (1998), Eberhardt et al. (1999), Heo et al. (2001), Katz and Reches (2004) for granites, sandstones and quartzite (see Fig. 2a). Figure 2a presents histogram showing the distribution of σ cd/σ c for studied rock samples at class intervals of 0.05. In Fig. 2a, 50 of 60 samples exhibit σ cd/σ c values located outside the range of σ cd/σ c obtained for granites, sandstones and quartzite. The number of rocks samples within the interval 0.95 < σ cd/σ c ≤ 1 is 27 (45 %) of 60 samples. The number of rocks samples in other class intervals of σ cd/σ c is less than in the interval 0.95–1.
The ranges of the elastic modulus (E), Poisson’s ratio (ν), crack damage stress (σ cd) and uniaxial compressive strength (σ c) for the studied 60 samples are presented in Fig. 2b. Of course, weak-to-strong and very strong studied rock samples exhibit different grain/cement configurations, various grain contact types, different grain sizes and porosity, etc. that results in difference in rock deformability. For this reason, maximum volumetric strain (ε cd), axial failure strain (ε af) and parameter λ have wide ranges: 0.036 % < ε cd < 0.9 %, 0.11 % < ε af < 1.97 % and 23 < λ < 585.3. In this paper, it is established that the combinations of parameter λ and ratio between ε af and ε cd for carbonate rocks are pronouncedly connected with the type of volumetric strain curve (see Sect. 5).
It is clear from Table 1 that rock samples exhibit different types of volumetric strain curve even within the same carbonate rock formation. 24 (40 %) of 60 studied rock samples exhibit total volumetric strain curve of type 2. The number of rock samples exhibiting different types (1 and 2) of the volumetric strain curve within each of the studied rock formations is presented in Fig. 2b. For example, 7 (58 %) of 12 Adulam chalk samples, 2 (40 %) of 5 Aminadav dolomite samples, 6 (32 %) of 19 Bina limestone samples, 5 (83 %) from 6 Nekorot limestone samples, 3 (43 %) from 7 Yagur dolomite samples and 1 (25 %) from 4 Yarka limestone samples exhibit type 2 of volumetric strain behavior. Figure 2b also shows that the rock samples with NX size (diameter of 54 mm and length/diameter ratio of 2) were prepared following ISRM suggested methods.
3 Parameters n, λ, Ω, ε af and ε cd
Porosity n is a measure of void space (pores and open cracks) and represents a ratio between the void space (V p) and bulk volume (V b).
Since V b is the initial volume of a sample before loading and, therefore, does not reflect the change in volume due to compression, Palchik and Hatzor (2002) and Palchik (2010a) have proposed to use the maximum decrease (ΔV c) in bulk volume instead of V b. In this case, Eq. (1) can be rewritten as (Palchik 2010a):
where ΔV c is the maximum decrease in a sample volume, which is attained at the maximum total volumetric strain ε cd (at the crack damage stress σ cd).
The inverse value of λ is a specific maximum decrease (Ω) in a sample volume (maximum decrease in volume per unit pore volume):
Palchik (2010a) has found a power dependence between E/λ and crack damage stress (σ cd) for type 2. This relation is confirmed in this paper not only for type 2, but also for type 1 (see Fig. 3a), and it is established that the value of σ cd is correlated with E/λ rather than E/n when two types of volumetric curve are considered. Indeed, the dependence σ cd–(E/λ) in Fig. 3a exhibits R 2 = 0.91, whereas the best R 2 (Fig. 3b) for the relation σ cd–(E/n) is only 0.61. The dependence between σ cd and E/λ presented in Fig. 3a for two types (type 1 and type 2) can be described as:
where k 1 and k 2 are empirical coefficients: k 1 = 1.93 and k 2 = 0.654 for all studied carbonate rocks exhibiting types 1 and 2.
The relationships between porosity (n) and elastic modulus (E) and uniaxial compressive strength (σ c) for all studied samples are presented in Fig. 4. The latter demonstrates that the values of E and σ c tend to decrease with increasing porosity (n). However, elastic modulus and σ c only partly depend on the porosity (R 2 = 0.57–0.68 is relatively small), and there are no simple explicit dependences (with reasonable regression coefficients) between n and E and σ c.
Palchik (2007, 2011) proposed mathematical relation between M R = E/σ c and failure axial strain (ε af) for carbonate rock exhibiting ε af ≤ 1 %. According to this relation, M R increases exponentially with decreasing ε af:
where k = 100 is the conversion coefficient, since ε af is measured in %. When the value of M R is known, ε af (%) is obtained from Eq. (5) as
since the expansion of the expression \( 2/(1 + {\text{e}}^{{ - \varepsilon_{\text{af}} }} ) \) using Taylor’s theorem shows that the value of \( 2/(1 + {\text{e}}^{{ - \varepsilon_{\text{af}} }} ) = 1 + 0.46\varepsilon_{\text{af}} \).
In this paper, it is established that M R is correlated not only with maximum deformation in the axial direction (ε af) but also and maximum volumetric deformation (ε cd). This fact is confirmed in Fig. 5. The latter shows that good correlation (R 2 = 0.85) between maximum volumetric strain (ε cd) and value of M R exists. The relation between ε cd and M R follows power law and has following mathematical form:
where a and b are empirical coefficients: a = 96.7 and b = 1.13.
4 Definition of Parameters Correlated with the Type of Volumetric Strain Curve
4.1 Porosity and λ
From Fig. 6a it is clear that 52 (86.6 %) of 60 samples have porosity in the interval 10–30 %. Only seven samples (11.7 %) exhibit relatively small porosity of n = 5–10 %, and only one sample (1.7 %) exhibits large n > 30 %. The histogram of n distribution in Fig. 6a also shows that the type of volumetric strain curve is not linked with the values of the initial porosity (n). Indeed, the difference between the number of samples exhibiting type 1 (10 samples) and type 2 (11 samples) behavior is insignificant when the values of 5 % < n < 15 %. When 15 % < n < 35 %, the number of samples exhibiting type 1 (26 samples) and type 2 (13 samples) behavior simultaneously increases. Figure 8b shows that there is no correlation between the porosity (n) and the ratio σ cd/σ c (best R 2 = 0.0021 is very small).
On the other hand, the type of volumetric strain curve is linked with the values of the parameter λ (Fig. 6b). From Fig. 6b it is clear that for small λ values (0 < λ < 150), the number of samples of type 1 (18 samples) is less than that of samples of type 2 (22 samples). Note that 23 samples (98 %) of 24 exhibiting type 2 behavior have small λ in the range 0 < λ < 200. For large 150 < λ < 600, the number of samples (18) exhibiting type 1 remains unchanged, whereas the number of samples exhibiting type 2 behavior is rapidly reduced from 22 to 2. Thus, the probability of type 2 behavior of the total volumetric strain curve increases with decreasing λ value. Figure 7 shows that there is a correlation between σ cd/σ c and λ. In Fig. 7, λ tends to a decrease from 585.3 to 22.9 with σ cd/σ c value increasing from 0.544 to 1. The small R 2 = 0.31 can be explained by a combined influence of λ and ε af/ε cd on the value of σ cd/σ c. The correlations between the type of volumetric strain curve and ε af/ε cd, and λ − ε af/ε cd combinations are presented below in Sects. 4.3 and 5, respectively.
4.2 E, σ cd, ν, E/(1 − 2ν), M R = E/σ c and E/λ
The values of such important mechanical parameters as E, σ cd, ν, M R = E/σ c and E/λ were analyzed, and histograms of the distribution of each of these parameters for two different types of volumetric strain curve were plotted. Elastic modulus (E) is a measure of overall rock stiffness, including the stiffness of grain to grain contacts and intergranular matrix. The elastic modulus (E) and Poisson’s ratio (ν) are extensively used in rock engineering when deformations of different structural elements of underground storages, caverns, tunnels or mining openings must be computed. The crack damage stress (σ cd) and E/λ that strongly affects σ cd are important for accurate assessment of the volumetric strain response of the rock to excavation-induced stress concentration. The ratio M R = E/σ c is also important parameter since latter is well-correlated with axial failure strain and maximum volumetric strain (see Sect. 3). The axial failure strain and maximum volumetric strain are needed for the prediction of squeezing potential in tunnels and volumetric strain response of the overburden, respectively. The value of elastic expression of E/(1 − 2ν) was also analyzed since this expression is often used in the theory of elasticity. In particular, Palchik and Hatzor (2002) have experimentally found that E/(1 − 2ν) is correlated with the ratio σ cd/ε cd.
However, as a result of statistical analysis, it is established that the type of volumetric strain curve does not correlate with the above-mentioned parameters and expression of E/(1 − 2ν). By way of example, see Fig. 8a where the distribution of E/λ is presented. Here, 59 of 60 rock samples exhibit 0 < E/λ < 1,500. For small 0 < E/λ < 750, 35 and 18 samples exhibit type 1 and type 2 behavior, respectively. This fact suggests that smaller values of E/λ correspond to type 1 and, probably, larger values of E/λ may correspond to type 2. However, for large 750 < E/λ < 1,500, the increase in the number of samples exhibiting type 2 behavior does not occur (on the contrary, this number decreases from 18 to 5). Thus, a correlation between the type of volumetric strain curve and E/λ does not exist.
Note also that the values of E, σ cd, ν, E/(1 − 2ν), M R = E/σ c and E/λ are not correlated with the ratio σ cd/σ c. For example, Fig. 8b demonstrates that the best R 2 = 0.0034 obtained while examining the dependence between σ cd/σ c and elastic modulus (E) is very small.
4.3 ε af/ε cd
Palchik (2010a) has shown that the axial failure strain (ε af) is 1.51–2.46 times the maximum volumetric strain (ε cd) when σ cd = σ c (type 2). In this study it was determined that the value of ε af/ε cd for rock samples of type 1 is larger (1.86 < ε af/ε cd < 6.91) and that there is a pronounced link between ε af/ε cd and the type of volumetric strain curve. The histogram of ε af/ε cd distribution for two types of volumetric strain curve is presented in Fig. 9. When small 1.5 < ε af/ε cd < 2.5, 11 and 24 samples exhibit type 1 and 2, respectively. For large 2.5 < ε af/ε cd < 7, the number of samples of type 1 rapidly increases up to 25 and there are no samples of type 2 at all. Thus, small values of ε af/ε cd correspond to type 2, while large values of ε af/ε cd correspond to type 1. This fact is confirmed by Fig. 7 where ε af/ε cd decreases with increasing σ cd/σ c and reaches its minimum values at σ cd/σ c = 1 (for type 2). In Fig. 7, correlation (R 2 = 0.71) between the values of ε af/ε cd and σ cd/σ c is obtained.
5 Discussion
It is established that the parameter λ is an important parameter: the ratio E/λ strongly influences the crack damage stress (σ cd), and the type of volumetric strain curve correlates with λ value.
Note, however, that the type of volumetric strain curve is partly connected not only with the parameter λ, but also with the ratio ε af/ε cd. Therefore, a statistical analysis of ε af/ε cd–n/ε cd combinations was performed, and it was found that the volumetric strain curve follows the type 2 curve when the following inequality is satisfied:
Otherwise, volumetric strain curve follows the type 1. In Eq. (8), α = 769.2 is a derived dimensionless statistical coefficient.
The inequality (Eq. 8) is obtained by successive comparisons ε af/ε cd and λ = n/ε cd values and correlation of their differences with facts of the existence of type 1 or type 2 of the volumetric strain curve. To determine the mathematical form of the right-hand part of the inequality, different mathematical laws (linear, power, exponential, polynomial and logarithmic) and their combinations were examined.
The obtained inequality is valid for 53 (88 %) of the 60 studied samples. Values of F = α [1 − ln (ε af/ε cd)] and λ for these 53 rock samples are shown graphically in Fig. 10a. Here, the value of F varies between −717 and 451.6 with the mean of 22.1, whereas the value of λ ranges from 25.5 to 585.3. The difference between F and λ for the same 53 rock samples is presented in Fig. 10b. The latter demonstrates that samples having F − λ ≥ 0 exhibit type 2 behavior, whereas the volumetric strain curves of samples exhibiting F − λ < 0 follow type 1 curve.
The equivocal results of calculation according to Eq. (8) for other seven (Bina 1, B3, B7, Gn3-3a, yn3 and yn5 and Yarka1) of 60 samples can be explained. Three samples (B7, gn3-3a and Yarka 1) exhibit type 1 behavior with very small relative errors (1.7 < Δ < 2.6 %) between σ cd and σ c, and, therefore, Eq. (8) predicts these samples as samples of type 2 (i.e., σ cd = σ c). Two (yn3 and yn5) samples have maximum values of failure strain (ε af = 1.73 and 1.97 %, respectively), which are outliers. The last two samples of Bina limestone (Bina 1 and b3) have initial veins which probably distorted the volumetric strain distribution.
From Eq. (8) it is clear that a decrease in the ratio n/ε cd contributes to the formation of type 2. Eq. (8) also shows that the decrease in the ratio ε af/ε cd leads to an increase in the value of the right-hand part of the inequality and, hence, contributes to the formation of type 2. This fact suggests that in case of small ε af/ε cd–small n/ε cd, the probability of the formation of type 2 of the volumetric strain curve is increased. The ratio ε af/ε cd is a manifestation of maximum deformability in the axial direction related to the maximum volumetric change of rock sample.
6 Conclusions
The correlation of stress and strain parameters, porosity, elastic constants and their ratios with the facts of the existence of type 1 or type 2 volumetric strain curve was performed. The main conclusions are the following:
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The heterogeneous carbonate rock samples have different types of the volumetric strain curve even within the same rock formation. 36 (60 %) and 24 (40 %) of 60 studied rock samples belong to type 1 and type 2, respectively. The studied carbonate rocks exhibit a wide range of σ cd/σ c = 0.54–1, whereas this range for granites, sandstones and quartzite is only 0.71–0.84.
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It is established that the ratio between the elastic modulus (E) and the parameter λ = n/ε cd strongly influences the crack damage stress (σ cd) not only for rocks of type 2 (when σ cd = σ c), but also for rocks of type 1 (when σ cd < σ c). The crack damage stress (σ cd) increases according to a power law with increasing E/λ for rocks exhibiting two different types of the volumetric strain curve.
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It is found that there is no link between the type of volumetric strain curve and the values of porosity (n), elastic modulus (E), crack damage stress (σ cd), Poisson’s ratio (ν), E/(1 − 2ν), M R = E/σ c and E/λ.
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A pronounced link between the type of volumetric strain curve and combinations of ratios n/ε cd and ε af/ε cd is established. It is defined that in case of small ε af/ε cd–small n/ε cd the probability of type 2 behavior of the volumetric strain curve is higher.
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Palchik, V. Is there Link between the Type of the Volumetric Strain Curve and Elastic Constants, Porosity, Stress and Strain Characteristics ?. Rock Mech Rock Eng 46, 315–326 (2013). https://doi.org/10.1007/s00603-012-0263-9
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DOI: https://doi.org/10.1007/s00603-012-0263-9