Abstract
Introduction
With the increase in life expectancy and consequent aging of the population, degenerative lumbar spine diseases tend to increase its number exponentially. Several treatment options are available to treat degenerative spinal diseases, such as laminectomies, posterior fusions, and interbody fusions, depending on their locations, correction necessities, and surgeon philosophy. With the advance in technology and surgical knowledge, minimally invasive techniques (MIS) arose as a solution to reduce surgical morbidity, while maintaining the same benefits as the traditionally/open surgeries. Several studies investigated the possible advantages of MIS techniques against the traditional open procedures. However, those articles are usually focused only on one technique or on one pathology.
Methods
The electronic databases, including PubMed, Google Scholar, Ovid, and BVS, were systematically reviewed. Only original articles in English or Portuguese were added to the review, the revision was performed following the PRISMA guideline.
Results
Fifty-three studies were included in the meta-analysis. Of the studied outcomes the Length of Stay Odds of complications, Blood Loss, and Surgery costs presented significantly favored MIS approaches, while the Last FUP ODI score, and Surgery Time did not differ among the groups.
Conclusion
Minimally invasive techniques are a remarkably interesting option to traditional open surgeries, as these procedures showed a significant reduction in blood loss, hospitalization time, complications, and surgical costs.
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Introduction
With the increase in life expectancy and consequent aging of the population, degenerative lumbar spine diseases tend to increase its number exponentially [1, 2]. Furthermore, the daily life impact of degenerative spinal diseases is not the only negative impact of those conditions; it is estimated that low back pain and similar pathologies become the first cause of work absenteeism worldwide [3].
Several treatment options are available to treat degenerative spinal diseases, such as laminectomies, posterior fusions, and interbody fusions, depending on their locations, correction necessities, and surgeon philosophy [4,5,6]. Traditionally those techniques were made in an open fashion, which allowed a great visualization of the surgical field; however, it comes with a more morbid and tissue-damaging procedure [7, 8]. Therefore, with the advance in technology and surgical knowledge, minimally invasive techniques (MIS) arose as a solution to reduce surgical morbidity, while maintaining the same benefits of the traditionally/open surgeries, in this way allowing older and weakened patients could have access to the benefits of those surgeries with a reduced risk of complications [9, 10].
Several studies investigated the possible advantages of MIS techniques against the traditional open procedures. Showing that the MIS procedures were usually associated with reduced blood loss, and length of hospital stay, were usually like open surgeries regarding the clinical benefits and surgical duration, and with incremental cost–benefit varying according to the techniques included in the studies [11,12,13]. However, those articles are usually focused only on one technique or on one pathology [14,15,16], which might raise questions about whether the observed effects are exclusively related to a specific condition or technique or if they might be true in a more general aspect.
Therefore, trying to investigate how MIS approaches compare to open techniques in a more general aspect, this work aims to perform a broad systematic revision to identify the effects of minimally invasive surgery versus open surgery without restraining to a specific technique or lumbar degenerative pathology.
Methods
Search and retrieval strategy
The electronic databases, including PubMed, Google Scholar, Ovid, and BVS, were systematically reviewed using the following Search strategy “(((((Minimally invasive) AND Open) AND Spine surgery) AND Degenerative)) AND Lumbar).” Only original articles in English or Portuguese were added to the review. Two authors checked all the retrieved references, and any disputes on whether to include an article were settled by mutual consensus. The step-by-step selection process is depicted as a flowchart as recommended by PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-analyses) (Fig. 1). This study is registered in PROSPERO. However, it has not been evaluated due to the COVID-19 pandemic.
Selection and inclusion criteria
The authors performed the study selection in a two-step fashion. The first consisted of a brief title/abstract analysis in which the authors seek evidence on whether to pass or not the work to the next round. In this round, articles that raised doubt about whether they met the inclusion criteria went to the second round.
For the second round, the author performed a full-text check of the remaining articles. For this time, the inclusion criteria were the following: The article compares an MIS with an open technique (i) it is distinguishable or mentioned which technique is open and which is MIS, (ii) the article presents one of the following outcomes (ODI, VAS, Length of Hospitalization, Blood Loss or Cost analysis, (iii) the article presents mean values and side deviation for both techniques, (iv) the article is a randomized clinical trial, or a prospective study, or a retrospective study (Fig. 1).
Data extraction
Two authors independently extracted the articles’ data, and any disputes were solved by consensus between the authors. The inclusion of continuous variables only occurred if the article informed the standard deviation or contained information that allowed the calculus of standard deviation for each group. Studies presenting two or more subgroups were divided into the number of the presented subgroups by adding the “− x” to the article id’s side (Ex: 949, 949–1).
Study outcomes
In the current meta-analysis, the outcomes were divided into three categories. One consisted of intraoperative variables, estimated blood loss, and surgical time. Other composed of surgical outcomes, ODI Last FUP, (defined as the last follow up with more than 12 months), the number of complications, and finally, a third category made up of only surgery costs.
Quality assessment
To assess the quality of the included articles, the authors used two tools, for Randomized Clinical Trials, the RoB-Risk2 Tool from Cochrane Foundation [17], and the Newcastle Ottawa scale (NOS) [18] for Prospective and Retrospective studies. Table 2 presents the itemized and total risk of bias of each article. Two independent authors applied the tools for each article, and in cases of disputes, the “worst” result was kept.
Sensitivity analysis
The sensibility analysis was performed with the leave-one-out method, where one article was removed from the specific outcome meta-analysis. Then the results of each study were plotted into a Cleveland dot plot to show the variation of the result for each of the leave-one-out studies.
Statistical analysis
The results for continuous variables were presented in standard mean differences (SMD), while dichotomous variables in odds ratios (OR). Meanwhile, inter-study heterogeneity was assessed using Cochran’s Q-statistic test, and heterogeneity between the studies included was evaluated using the chi-square test, with a < 0.05 indicating heterogeneity. In the presence of heterogeneity, the random-effects model was employed, and in the other cases, the fixed-effects model. Moreover, the publication bias was assessed using the funnel plot and the eggers regression, in which values p < 0.05 indicated publication bias. In cases of publication bias, the authors opted to use the trim-fill method of the “meta” package in R, which estimated and adjusted the meta-analysis results to account for the possible publication bias. Moreover, the authors chose to use the fixed-random model when performing the trim-fill [19,20,21].
Results
Study selection and risk of bias
After the final screening, fifty-three articles were included, with four articles divided into two pieces and one into three pieces (Table 1), totalizing fifty-nine analyzed studies. Table 1 also contains the extracted values of each article.
As for the risk of bias, the RCTs in its majority (5/6) had some concerns, with only one bearing an elevated risk of bias. As for the retrospective and prospective cohort articles, only one article (1/47) received a score of 3, with most of the articles receiving a score of 6 (21/47) (Table 2).
Table 3 contains the number of pooled patients and the number of studies included in each of the analyses.
Complications
Thirty-seven articles reported complications after the procedures and were included in the analysis. The included studies presented significant publication bias (p = 0.94) or heterogeneity (I2 = 6%). The analysis showed a significant reduction in the risk of complications when adopting an MIS approach (OR = 0.56, 95%CI 0.45–0.69, p < 0.0001) (Fig. 2).
ODI Last FUP
Sixteen articles harbored enough information and length of FUP to enter the ODI analysis. There was significant heterogeneity (I2 = 76%), but no significant publication bias (p = 0.20). The results showed that the MIS procedures do not present a significant impact on the reduction of ODI (SMD = − 0.14, 95%CI − 0.39 to 0.09; p = 0.23) (Fig. 3).
Surgical time
Regarding the total surgery duration, twenty-seven articles were included. The sample presented significant heterogeneity (I2 = 95%), but no significant publication bias (p = 0.32). The MIS approaches did not exert any significant impact on the surgical duration (SMD = − 0.27, 95%CI − 0.73–0.18, p = 0.24) (Fig. 4).
Estimated blood loss
Twenty-nine studies meet the criteria to undergo analysis regarding blood loss. Preliminary analysis showed no significant publication bias (p = 0.89) nor significant heterogeneity among the studies (I2 = 38%). As for the treatment effect, MIS surgeries promoted a significant reduction in surgical blood loss (SMD = − 0.79, 95%CI − 0.88 to − 0.70, p < 0.0001) (Fig. 5).
Length of stay
Twenty-nine studies reported the length of hospitalization, however, due to significant publication bias (p = < 0.0001), we applied the trim-fill method. After the trim-fill, 14 artificial studies to balance the publication bias were added to the meta-analysis (marked as “filled: X”). The trim-fill, as expected, showed no publication bias (p = 0.56). Moreover, it presented a significant heterogeneity (I2 = 95%) and showed a small reduction of the LoS when using MIS approaches (SMD = − 0.33, 95%CI − 0.60 to − 0.06, p = 0.01) (Fig. 6).
Surgical costs
Nine studies evaluated the total costs of surgery. No publication bias was evidenced by the analysis (p = 0.86). The meta-analysis demonstrated a high heterogeneity (I2 = 99%), and that MIS approaches did exert significant effect regarding costs (SMD = − 2.69, 95%CI − 4.49 to − 0.90, p = 0.002) (Fig. 7).
Sensitivity analysis
All outcomes underwent a sensitivity analysis (Fig. 8). ODI “Last FUP,” Surgical Time, and Length of Stay had articles that when removed could change the interpretation of the results, of whether the differences were or not significant. For the ODI, one article (670) when removed led to the SMD and its 95% interval to be under 0 (significantly favoring MIS approaches). For the surgical time, two articles (88, 670) when removed led to the SMD and its 95% interval to be under 0 (significantly favoring MIS approaches). As for the LoS, five articles (290,670,789,789-1,955) when removed led to the upper 95% of the expected distribution of the SMD crossing the 0-threshold line (No significant differences among the approaches). However, even for those outcomes, the central SMD or OR values were close to the original values for most of the sensitivity analysis (Fig. 8).
Discussion
Minimally invasive techniques were and still are one of the greatest revolutions in spinal surgery, as those techniques allowed surgeons to treat patients that usually require but were too weakened to receive an open procedure and to face its complications [22]. However, the MIS techniques are not without pitfalls such as pricy materials and steep learning curves [23, 24].
Complications and length of stay
One of the key points of minimally invasive surgery is its theoretical ability to reduce the intra and postoperative complications involving lumbar surgery. Goldstein et al., 2016 showed in a meta-analysis that using MIS PLIF or TLIF could lead to reduced medical complications compared to the open version of the same procedures [25]. Similarly, Hu et al., 2016 showed that using MIS TLIF significantly reduced the complications rate when compared with the open TLIF procedure [26].
Interestingly studies investigating specifically the use of MIS technology to treat spondylolisthesis showed a significant reduction in length of stay, but not in the complication rates [27, 28].
Surgical duration and blood loss
In a recent study comparing MIS versus open TLIFs Hockley et al., showed that patients who underwent MIS procedures had significantly lower surgical time and blood loss [29]. Further, Lu et al., showed that using MIS techniques to treat spondylolisthesis could lead to a significant reduction in surgical time and blood loss [27].
Similar to when comparing open with MIS decompressions for extraforaminal diskectomy, Akinduro et al., 2017 showed that MIS techniques showed lower blood loss and surgical time [30]. Also, when studying the effects of MIS decompression against open decompressions, Evaniew et al., 2021 showed that patients receiving MIS decompressions had lower blood loss and surgical time [31].
Finally, Qin et al., 2018, also showed the advantages of MIS-TLIFs over open TLIFs in blood loos, however, differently than the previous study, the authors reported higher operative in the MIS-TLIF group [28], in consonance with the findings of the prospective subgroup of Lu et al., 2017 study that showed an increased operative time in MIS surgeries [27], also similar to the findings presented by Miller et al., 2020, who reported no differences in surgical time between patients receiving MIS-TLIF or open TLIF for single-level degenerative pathologies. [32]
Quality of life
Like the present study, there is heterogeneity between the effects of MIS surgeries compared to open surgeries regarding the improvement of the quality-of-life measures. Evaniew et al., 2019, in a registry study, reported that patients receiving MIS or open had similar leg pain improvement, with MIS patients having a slightly lower chance to achieve back pain MCIDs at 12 months [31]. Further, Heemserk et al., 2021 showed that MIS and open surgeries have similar outcomes at two years of follow-up when treating degenerative lumbar diseases [33].
Finally, Miller et al., 2020 showed that pain severity between MIS and open patients was similar, however, the ODI at the last follow-up slightly favored MIS techniques [32] results consistent with the presented by Qin et al., 2019 that reported better ODI outcomes for patients receiving MIS TLIFs to treat spondylolisthesis [28].
Surgical costs
One of the most controversial aspects of the MIS-open corundum is the cost-effectiveness of the minimally invasive techniques, on whether the reduction in blood loss and hospitalization times compensates for the costlier materials needed to perform MIS surgeries.
In a study published in 2016, Goldstein and collaborators reported a cost-saving from MIS procedures ranging from 2.5 to 49% [25]. Further Vertuani et al. 2018, in a simulation of costs and cost-effectiveness based on the United Kingdom and Italy surgical prices for both MIS and open surgeries, showed that in both countries the MIS techniques were presented with increased cost-effectiveness compared to open procedures [34]. Finally, Droehaag et al. 2021, showed in a recent meta-analysis that MIS-TLIF was more cost-effective than Open TLIF, with all the four included studies lying in the “Less Costly & More Effective” [35].
Limitations
As with every study this study presents its pitfalls and drawbacks. First, we only included studies where the author specified and differentiated between the MIS and open procedure, which might exclude studies where the MIS and open procedures were “of common knowledge,” however, the author assumed that it would be better to leave those studies out than accidentally compare open versus open or MIS versus MIS studies. Another limitation is the high heterogeneity found among several outcomes, which might reduce the true impact of the findings presented in the study. The authors assumed that this heterogeneity is born from the broad revision proposed and the intrinsic difference that occurs in the literature regarding MIS and open techniques comparison. Finally, only studies in Portuguese or English were included, which might have excluded studies published in other languages.
Conclusion
Minimally invasive techniques are a remarkably interesting option to traditional open surgeries, as these procedures showed a significant reduction in blood loss, hospitalization time, complications, and surgical costs.
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Dr. Luiz Pimenta and Dr. Rodrigo Amaral receive consultancy fees from Alphatec.
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Pokorny, G., Amaral, R., Marcelino, F. et al. Minimally invasive versus open surgery for degenerative lumbar pathologies:a systematic review and meta-analysis. Eur Spine J 31, 2502–2526 (2022). https://doi.org/10.1007/s00586-022-07327-3
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DOI: https://doi.org/10.1007/s00586-022-07327-3