Abstract
Purpose
The amelioration of fatigue in radiotherapy patients is limited by an equivocal aetiology and uncertainty regarding who is likely to experience significant fatigue. The research objective was to characterise fatigue in women undergoing radiotherapy for breast cancer, in order to evaluate associations with elevations in anxiety, depression and a marker of systemic inflammation.
Methods
Participants comprised 100 women, diagnosed with stages 0–IIA breast cancer and prescribed with 40 Gy in 15 fractions over 3 weeks. Fatigue was assessed at baseline between 10 and 22 days before radiotherapy, after 10 and 15 fractions of radiotherapy and 4 weeks after the completion of radiotherapy, using the Functional Assessment of Chronic Illness Therapy Fatigue Subscale. Psychological status was self-reported using the Hospital Anxiety and Depression Scale. Sera concentrations of interleukin-6-soluble receptor were established via enzyme-linked immunosorbent assay. The contributions of pretreatment factors to fatigue were analysed using multivariable regression.
Results
Thirty-eight percent of participants experienced significant fatigue during radiotherapy, with the remainder little are affected. After controlling for baseline fatigue, anxiety before treatment was the strongest unique predictor of subsequent fatigue. During radiotherapy, interleukin-6-soluble receptor was significantly elevated in the fatigued group compared to the non-fatigued group (p = 0.01). This association was not mediated by depression.
Conclusions
The data are consistent with the concept that psychological distress prior to radiotherapy relates to a distinct immunological and behavioural response during radiotherapy. Patients reporting elevated anxiety should benefit from interventions that appropriately address the underlying psychological distress and have the potential to ameliorate disabling treatment-related fatigue.
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Introduction
Fatigue is the predominant determinant of health-related quality of life in women with breast cancer prescribed with curative radiotherapy [1]. Radiotherapy-related fatigue (RRF) adversely affects physical, cognitive and affective functioning, even years after the completion of treatment [2, 3], with profound repercussions for family structure, social life and finances. Despite patients' perception of fatigue as the most distressing symptom of radiotherapy [4], an equivocal aetiology renders the symptom largely untreated.
Depression is a known correlate of fatigue in patients with breast cancer [5–7]. Whether depressed mood antecedes cancer-related fatigue or vice versa or the symptoms coexist as components of a treatment-related symptom cluster remains ambiguous.
Some degree of conceptual overlap is evident between the International Classification of Diseases-10 criteria for cancer-related fatigue (CRF)/National Comprehensive Cancer Network CRF Guidelines and diagnostic criteria for depressive disorder [8–10]. However, distinguishing aspects are evident. Depression is less prevalent than CRF in cancer patients [11]. Whilst the presence of fatigue and psychological distress are largely attributable to events surrounding diagnosis and treatment [11], a number of studies have suggested that fatigue and depressed mood either exhibit divergent chronologies and trajectories [12–14] or have independent determinants [15, 16]. A distinctive feature of CRF symptomology is a generalised sensation of weakness, which is associated with an extra-ordinary amount of effort required to complete motor tasks [16]. Conversely, anhedonia is a common feature of depressive disorder but not CRF [10].
Basic evidence for the concept that depression and fatigue coexist due to a common causative factor [17–19] is provided by reports that the therapeutic administration of cytokines renders symptom clusters involving fatigue and depression [20, 21]. The cytokine interleukin-6 (IL-6) is the principal mediator of this inflammatory process. Very limited cells express receptors for IL-6. However, when IL-6 dimerises with its agonistic soluble receptor (interleukin-6-soluble receptor (IL-6sR)), ubiquitous cell signalling from the periphery to the central nervous system is enabled; via a process called trans-signalling [22]. Trans-signalling provides a theoretical basis for central effects from localised irradiation.
The objective of this research was to examine the characteristics of fatigued women undergoing radiotherapy for breast cancer in order to evaluate associations with elevated psychological distress and systemic IL-6sR. Translational implications for fatigue attenuation will be discussed.
Methods and materials
Study design
A cohort study with observations was made 10–22 days before radiotherapy, the end of weeks 2 and 3 of radiotherapy and 4 weeks post-radiotherapy.
Participants
The study population comprised women diagnosed with histologically confirmed early-stage carcinoma of the breast, having undergone primary surgery and subsequently referred to Velindre Cancer Centre for adjuvant radiotherapy. All participants were prescribed with 4,000 cGy in 15 fractions over 3 weeks. Exclusion criteria included thyroid dysfunction; inflammatory diseases; uncontrolled heart; lung or liver disease; a history of significant or untreated depression; prior or concurrent systemic endocrine or cytotoxic therapy; and advanced disease. The South East Wales Research Ethics Committee approved the study.
Measures
Socio-demographic, disease and treatment-related variables were obtained from hospital records. Fatigue intensity over the previous 7 days was measured using the Functional Assessment of Chronic Illness Therapy Fatigue Scale (FACIT-F). The format of the scale is a 13-item questionnaire using a Likert-type scale. The items are summed to generate a cumulative score between 0 (maximum fatigue) and 52 (no fatigue) [23]. A minimally clinically significant change is defined as three to four points [24].
When the average of scores at weeks 2 and 3 of radiotherapy was ≤34, participants were categorised as fatigued and 35+ as non-fatigued. The cut-off score of 34 was adopted as the most conservative value proposed previously [25, 26]. Such summary measures tend to counteract classification bias, response shift and recency, and overcomes the statistical problem of non-independent observations over time.
The Hospital Anxiety and Depression Scale (HADS) provided a self-reported measure of anxiety and depression over the previous 7 days. This widely validated tool poses 14 questions alternately pertaining to anxiety or depression. Responses to the questions are scored between 0 (none) to 3 (severe), generating a resultant score between 0 and 21 for each symptom. Symptom scores can be categorised as ‘normal’ (0–7), ‘borderline’ (8–10) and ‘probable case’ (11–21) [27].
The researcher scheduled brief meetings with the participants on the days when questionnaires were due to prompt their return. Whilst participants were informed in broad terms, they were unaware of specific research questions. Conversely, the researcher remained blind to the fatigue status of the participant until all other measurements were complete. These strategies acted as safeguards against bias that can weaken observational study designs.
Aliquots of serum were collected in accordance with standard protocols and immediately stored at −70°C until analysed. Commercially available enzyme-linked immunosorbent assay (ELISA) kits, optimised for use with human serum, determined circulating concentrations of IL-6sR (R&D Systems Quantikine ELISA Kits, Minneapolis, USA).
The rationale for assaying IL-6sR was fourfold: (a) Primary acute phase effects are reflected in IL-6 activity [22, 28]; (b) Elevated IL-6 is associated with CRF, as well as anxiety and depression [29]; (c) In contexts where IL-6 has adverse (chronic or excessive action) pro-inflammatory effects, the action of IL-6 is mediated by IL-6sR [30], via trans-signalling. The central effects of IL-6 depend largely on peripheral concentrations of IL-6sR; and (d) Positive associations have been demonstrated between IL-6sR and fatigue in survivors of breast cancer [19, 31].
Sample size and statistical methods
A projected recruitment rate of two per week and a period of 12 months dictated a pragmatic sample size of 100. A power calculation, based on a multiple regression test with five predictors, a moderate effect size f 2 = 0.15 and significance level α = 0.05 and a sample size of 100 would render power of 84 % [32].
Analyses were conducted using SPSS version 16. All tests were n = 100 unless otherwise stated. Group comparisons were made using the Mann–Whitney test or one-way between-groups ANOVA, and longitudinal comparisons were conducted using the Friedman test. Bivariate associations were assessed by Spearman's rank order correlations. Baseline variables were selected for inclusion entry into a multiple regression model by a forced-entry method. Model residuals and scatterplots were examined to check if the data fulfilled the test's underlying assumptions.
Results
Between November 2007 and October 2008, 130 eligible women were consecutively approached to participate in the study. Fifteen women were precluded from participation on the basis of a full medical history; most commonly a history of rheumatoid arthritis. A further 15 eligible women declined to participate. Eight did not wish to undergo blood sampling, four declared a resistance to thinking about ‘extra things’, with the remaining three declining to volunteer a reason. The mean (standard deviation (SD)) age and median (inter-quartile range (IQR)) pretreatment FACIT-F score recorded for 12 eligible non-entrants were 57.1 (7.4) and 43 (37–46), respectively. All other women gave their informed consent prior to their inclusion in the study.
Fatigue group characteristics
The median FACIT-F fatigue scores for the whole cohort decreased from 44 at baseline to 41 at week 2, reaching a nadir of 37 at week 3, with a subsequent improvement to 42 at 4-week follow-up. When the cohort was divided based on the criteria for a fatigue case, 38 % of participants were categorised as fatigued, with the remaining 62 % classified as non-fatigued. The median FACIT-F response for the two groups is shown in Fig. 1. The grouped participant characteristics are presented below in Table 1.
Figure 1 obscures the fact that 27 % of subjects recorded decreased fatigue at week 3 as compared to baseline. The majority (22) of these ‘improvers’, were in the non-fatigued group, exhibiting a modest improvement of up to five-scale points. Conversely, 26 % of participants remained categorised as fatigued at follow-up.
Psychological mood
HADS depression data classified 92 % as normal, 4 % as borderline and only a further 4 % at the lower bounds of the probable case range. By week 3, these proportions were 79, 14 and 7 %, respectively. The corresponding figures for anxiety were 75, 12 and 13 % at baseline and 73, 14 and 13 % at week 3. Median (IQR) HADS scores for the whole cohort were relatively stable from baseline to week 3, being 5 (3–7) to 4 (2–7) and 2 (1–5) to 3 (1–6) for anxiety and depression, respectively. The relationships between fatigue group and psychological mood are illustrated in Figs. 2 and 3.
Although the reduction in anxiety over time was parallel for the two groups, results of the Friedman test indicated a statistically significant reduction in anxiety score for the larger non-fatigued group, χ 2 (2, n = 62) = 6.9, p = 0.03, in contrast to χ 2 (2, n = 38) = 0.5, p = 0.8 for the fatigued group. The results of the Friedman test indicated a statistically significant increase in depression score for the fatigued group, χ 2 (2, n = 38) = 19, p < 0.005, but not for the non-fatigued group χ 2 (2, n = 62) = 1.3, p = 0.8.
IL-6sR concentrations
Heterogeneity was evident in both the baseline sera IL-6sR concentrations and longitudinal changes from baseline. IL-6sR concentration increased for 68 % of participants and decreased for the remaining 32 % during radiotherapy. Median data are presented for the two fatigue groups in Fig. 4. (Note that the error bars represent inter-quartile range and are therefore not indicative of statistical significance.)
Mann–Whitney U tests revealed statistically significant differences in the group IL-6sR concentrations at weeks 2 (U = 854, z = −2.30, p = 0.02) and 3 (U = 837, z = −2.42, p = 0.01), but not pre- or post-treatment. Associated effect sizes were moderate, r ≈ 0.3. As 12 women declined to return for a blood test after treatment, the 4-week follow-up IL-6sR data were n = 88.
Inter-relationships between variables
As a prelude to multivariable analysis, bivariate (Spearman's rank correlation) analyses were conducted for all time points. The strongest statistical correlation with baseline FACIT-F score was a negative correlation with depression score, ρ = −0.71, p < 0.001. The relationship between anxiety and fatigue was approximately half the strength, ρ = −0.35, p < 0.001. Older age was significantly associated with lower anxiety, ρ = −0.27, p = 0.004, but not with depression level, ρ = −0.009, p = 0.9. Statistically significant correlations were also revealed between baseline IL-6sR concentration and both fatigue, ρ = −0.30, p = 0.003, and depression, ρ = 0.29, p = 0.003.
To determine if the correlation between baseline fatigue and IL-6sR was influenced by associations between the latter and depression, an exploratory Pearson's partial correlation analyses were undertaken. Histograms and scatter plots suggested assumptions of normality, linearity and homoscedasticity were reasonably met. The zero-order correlation, r = −0.32, p = 0.002, was rendered statistically non-significant, r = −0.07, p = 0.5, when controlling for depression. In contrast, the zero-order correlation between IL-6sR and fatigue at week 3, r = −0.31, p = 0.005, was unchanged when controlling for depression level.
The apparent influence of depression on the relationship between baseline fatigue and IL-6sR concentration instigated exploratory one-way between-groups ANOVA. Low, medium and high depression groups were formed by dividing the cohort into ordinal thirds. A statistically significant difference was evident in IL-6sR concentration for the three groups: F(2, 97) = 4.5, p = 0.01, η 2 = 0.9 (moderate effect size). Tukey's HSD post hoc comparisons indicated that the mean (SD) concentration for the high depression group, M = 46.3 ng/mL (11.6), was significantly different from the low group, M = 37.9 ng/mL (11.5), but the moderate group, M = 41.2 ng/mL (9.2), did not differ significantly from the other two. An equivalent analysis was conducted for baseline anxiety: no significant difference was found between any groups: F(2, 97) = 2.1, p = 0.1.
A standard multiple regression analysis determined the relative contribution of baseline risk factors to fatigue during radiotherapy. The dependent variable was the mean of the fatigue scores at weeks 2 and 3. Two models were computed: model 1 with baseline fatigue and model 2 without baseline fatigue. The results are summarised in Table 2.
Discussion
Fatigue
The cohort reported a modest, but clinically significant, increase of seven points in median fatigue at the end of radiotherapy compared to baseline. Based on the adopted fatigue cut-off, 38 % of participants were categorised as fatigued, with the remainder categorised as non-fatigued. Categorisation demonstrates that the non-fatigued group remains virtually unaffected from baseline levels of fatigue, which are comparable to normative population data for age-matched females [33].
Participants who were not fatigued before treatment tend to remain so. In comparison, the fatigued subgroup is significantly more fatigued before radiotherapy and fatigue intensifies throughout treatment. The group difference in median scores was 13 at baseline, 23 at week 3, closing to 16 four weeks later. The trend for recovery after treatment is reassuring. However, considerable variance in post-treatment trajectory was evident, with 26 % still categorised as fatigued at 4 weeks follow-up and ten subjects reporting a clinically significant deterioration of four points or more.
These fatigue response data are important as these reflect the current NICE-recommended UK breast radiotherapy fractionation schedule. Whilst fatigue intensity may be attenuated compared to longer international schedules [12, 26], both the prevalence and the course of fatigue are broadly in accordance with the closest comparator [26], which reported that 43 % experience significant fatigue. This slightly higher proportion was derived using a less stringent FACIT-F cut-off of <37. Notwithstanding minor methodological discrepancies, the consistent findings and careful exclusion of confounding co-morbidities suggest a reasonable estimate of the proportion of ductal carcinoma in situ and patients with early breast cancer suffering significant RRF is 40 %.
Psychological mood
The HADS data for the aggregated cohort remain relatively static over time. The relationships between anxiety and depression are more comprehensible at the fatigue group level. The divergence of fatigue and depression evident in previous reports is then removed and the course of the two symptoms is congruent. It is notable that participants were highly unlikely to be clinically depressed: a finding that replicates the 3.1 % of ‘probable depression’ cases in the large-scale UK START trials [34].
Anxiety scores for the fatigued group were higher at baseline than for the non-fatigued group—median scores being 8 and 4, respectively. By week 3 of treatment, both groups had recorded a decrease of one point—presumably due to familiarisation with the realities of treatment. The parallel longitudinal course for the two fatigue groups indicates that anxiety primarily affects baseline fatigue level, and the increase in subsequent fatigue reported by the fatigued group is not attributable to changes in anxiety during treatment.
Baseline depression score was the factor that contributed most to fatigue level before radiotherapy, after controlling for other factors. When considering the contribution of baseline variables to on-treatment fatigue, the inclusion of baseline fatigue increases the proportion of fatigue explained from 37 to 47 %. Considerable overlap is also evident in the variance explained by fatigue and depression. The proportion of on-treatment fatigue that depression uniquely explains decreases from 12 % to a negligible 0.2 %. Anxiety actually makes the largest unique contribution.
It is worthwhile cautioning that multiple regression is based on correlation and no definitive causative claims should be made. However, hypothesis generation can be supported by a consideration of the strength and temporality of relationships and underlying mechanisms. Fatigue is ultimately a centrally driven phenomenon. Research at the interface of psychoneuroimmunology has coalesced around the concept that stressors modulate bidirectional communication between a peripheral inflammatory event (e.g. radiotherapy) and the central nervous system [35–37].
Psychological stress may plausibly precipitate/potentiate RRF via two mechanisms. First, a review of the biological effects of psychological interventions in breast cancer patients identified psychological stress-related dysregulation of the neuroendocrine system (cortisol) as the principal mediator of relevant biological processes [38]. It has been demonstrated that fatigued breast cancer survivors have a suppressed cortisol response to acute psychological stress [39, 40]. As cortisol is a potent hormonal suppressor of the inflammatory response, it is not surprising that suppressed cortisol activity is associated with augmented IL-6 activity in patients with breast cancer [41]. A secondary pathway that may enable anxiety to gain control of fatigue responses is via poor health behaviours associated with stress, such as increased smoking and reduced exercise [38, 42].
IL-6sR
A normal serum range quoted for healthy populations is 15.2 to 45.0 ng/mL, with a mean of 25.5 ng/mL [43]. No comparative results for IL-6sR concentration during radiotherapy could be identified. Data for breast cancer survivors between 1 and 5 years post-radiotherapy are available [31]: mean plasma concentrations of 30.6 and 40.1 ng/mL were reported for non-fatigued and fatigued participants, respectively. The current study recorded mean sera concentrations that were comparable to the latter at baseline and approximately 20 % higher at week 3.
Variance in IL-6sR samples made it difficult to discern if a partial elevation during radiotherapy was a substantive finding. Certainly, statistically significant differences between fatigue groups were only evident during treatment. Further analyses suggested that IL-6sR concentration was more directly associated with fatigue during radiotherapy, in contrast to a relationship mediated by depression before radiotherapy. IL-6sR was related to depression score, but not anxiety, in the absence of irradiation.
Overall, the study data are consistent with theory suggesting that psychological distress can sensitise the immunological and behavioural response to subsequent inflammatory events [7, 37, 38, 42]. Women in this study with high levels of perceived stress before radiotherapy—in response to diagnosis, surgery, life factors, etc.—were most at risk for neurobehavioural problems such as fatigue.
Study limitations
A strength of this study is the homogeneity of the sample. However, the study findings should strictly only be generalised to comparable patient groups. Whilst relevant co-morbidities were excluded, no attempt was made to control the use of medication that may be a confounder of inflammation and/or fatigue.
This study cannot determine whether the participants whose fatigue levels did not improve post-treatment continued on a downward trajectory. Evidence does suggest that fatigue levels during the acute phase are a strong risk factor for experiencing chronic fatigue [2, 4].
To comprehensively profile the inflammatory response to radiotherapy would require a range of biomarkers to be assayed. The degree to which peripheral cytokine concentrations reflect local concentrations is also at issue. Furthermore, cytokine release is known to be affected by circadian, diurnal and menstrual rhythms, none of which were controlled for. The time of day and fasting effects appear to have no material effect on short-term variability of IL-6sR [43].
Implications for theory and practice
The divergent course of fatigue groups suggests that baseline factors are determinants of fatigue that radiotherapy consequentially exacerbates. Screening of predictors of fatigue before treatment would enable the majority of patients to be reassured that fatigue is likely to be mild and transitory. For a significant minority of women, we hypothesise that the anxiety response affects fatigue before treatment and sensitises for subsequent behavioural symptoms. Levels of anxiety and fatigue that indicate a need for enhanced support are thus sustained throughout treatment.
The current study has not yet provided definitive evidence of a mediating role of inflammatory processes. However, a psychological distress response antecedes neuroimmunological changes, plausibly via cortisol modulation. Whatever the mechanisms, the implication is that interventions to address fatigue should focus on distress reduction, which should be instigated prior to radiotherapy. Efficacy may be promoted by providing coping techniques rather than fundamental change of relatively stable personality traits [7]. The active components of psychological interventions have been previously elucidated [44], although much uncertainty remains regarding the optimal delivery format.
Even the most active intervention will show insufficient promise when tested in the majority of women who report negligible fatigue (and anxiety and depression) both before and during radiotherapy. Instead, help should be targeted at women at a high risk of experiencing fatigue. This study, and others [34], indicates that younger women may find the prospect of daily confrontation with their disease particularly distressing. As age acts as a proxy for menopausal status, it may be relevant that a larger proportion of pre-/peri-menopausal women were in the fatigued group relative to the non-fatigued group. Deprivation and social support are additional contextual factors likely to modulate anxiety responses [45].
Further research should extend into the chronic period to discern if acute changes in fatigue are sustained. The measurement of waking cortisol concentrations in future work could provide useful mechanistic evidence of intervening variables. Structural equation modelling would be an appropriate method to test a proposed ‘causative’ model. Targeting of evidence-based treatment of fatigue is vital to maximise the quality of life after curative radiotherapy.
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Acknowledgments
The study was funded by the Research Capacity Building Collaboration Wales and the College of Radiographers Industrial Partnership Scheme Research Awards. We would like to thank the Cardiff University staff at the Cancer Research Wales laboratories for assistance with the cytokine assays.
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Courtier, N., Gambling, T., Enright, S. et al. Psychological and immunological characteristics of fatigued women undergoing radiotherapy for early-stage breast cancer. Support Care Cancer 21, 173–181 (2013). https://doi.org/10.1007/s00520-012-1508-6
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DOI: https://doi.org/10.1007/s00520-012-1508-6