Abstract
Serotonergic neurons of the raphe nuclei exhibit anatomical, neurochemical and elecrophysiological heterogeneity that likely underpins their specific role in multiple behaviors. However, the precise organization of serotonin (5-HT) neurons to orchestrate 5-HT release patterns throughout the brain is not well understood. We compared the electrophysiological and neurochemical properties of dorsal and median raphe 5-HT neurons projecting to the medial prefrontal cortex (mPFC), amygdala (BLA) and dorsal hippocampus (dHP), combining retrograde tract tracing with brain slice electrophysiology and single-cell RT-PCR in Pet1-EGFP mice. Our results show that 5-HT neurons projecting to the dHP and the mPFC and the BLA form largely non-overlapping populations and that BLA-projecting neurons have characteristic excitability and membrane properties. In addition, using an unbiased clustering method that correlates anatomical, molecular and electrophysiological phenotypes, we find that 5-HT neurons with projections to the mPFC and the dHP segregate from those projecting to the BLA. Single-cell gene profiling showed a restricted expression of the peptide galanin in the population of 5-HT neurons projecting to the mPFC. Finally, cluster analysis allowed identifying an atypical subtype of 5-HT neuron with low excitability, long firing delays and preferential expression of the vesicular glutamate transporter type 3. Overall, these findings allow to define correlated anatomical and physiological identities of serotonin raphe neurons that help understanding how discrete raphe cells subpopulations account for the heterogeneous activities of the midbrain serotonergic system.
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Introduction
Serotonin (5-HT) has been implicated in a wide range of neurobiological functions, from neurovegetative to higher brain functions, including anxiety-related behaviors (Fernandez and Gaspar 2012), learning and memory (Buhot et al. 2000) and decision-making (Miyazaki et al. 2012). Whether one or several different 5-HT subsystems underlie this wide array of functions remains a matter of debate (Hensler 2006; Graeff and Zangrossi 2010; Andrade and Haj-Dahmane 2013). Because of their remarkable diffuse connectivity, it has generally been assumed that an individual 5-HT neuron of the raphe is capable of influencing multiple brain areas via volumetric transmission, and hence to simultaneously impact numerous functions (Bunin and Wightman 1999; Waselus et al. 2011).
Challenging the notion of a diffuse serotonergic system, however, there is a substantial body of evidence indicating a heterogeneity of the 5-HT raphe neurons (Calizo et al. 2011; Hale and Lowry 2011; Gaspar and Lillesaar 2012; Brust et al. 2014). Anatomically, a broad topographic organization of raphe projections has been shown, with the demonstration of a complementary innervation to the forebrain from the dorsal (DR) and median raphe (MR) (Jacobs et al. 1978; Vertes and Crane 1997; Vertes et al. 1999; Bang et al. 2012; Muzerelle et al. 2014). Electrophysiologically, raphe 5-HT neurons have a specific signature, characterized by low frequency and highly regular discharge. However, differences in excitability and membrane properties were also noted between cells in different raphe subnuclei (Trulson and Frederickson 1987; Beck et al. 2004a; Crawford et al. 2010). In vivo recordings further showed the existence of fast, slow and bursting firing 5-HT neurons (Kocsis et al. 2006; Hajós et al. 2007) and a diversity of responses of DR neurons to salient stimuli (Ranade and Mainen 2009; Schweimer and Ungless 2010). Neurochemically, all 5-HT raphe neurons share a common identity (Deneris and Wyler 2012), but they also differ in their co-neurotransmission properties (Gaspar and Lillesaar 2012). Subsets of DR 5-HT neurons endow glutamate co-neurotransmission (Johnson and Yee 1995; Amilhon et al. 2010; Liu et al. 2014) and some neurons contain peptides such as galanin (Melander et al. 1986), substance P (Chan-Palay et al. 1978), or corticotropin-releasing hormone (Commons et al. 2003). Overall, these studies suggest that there may be distinct raphe circuits underlying specific roles of 5-HT in behavioral control.
A desirable goal then is to obtain a general model combining defined anatomical, electrophysiological, and neurochemical properties and to identify functionally relevant 5-HT cell types. Such scheme is essential to understand the cellular basis for the temporal and regional selectivity of serotonergic signalling in the brain, as it has been demonstrated for other monoamines such as dopamine neurons in the VTA (Lammel et al. 2008; Margolis et al. 2008), and, more recently, noradrenergic cell types in the locus coeruleus (Chandler et al. 2014). Here, we focused on the 5-HT raphe neurons that project to the medial prefrontal cortex (mPFC), the basolateral amygdala and (BLA) the dorsal hippocampus (dHP). Combining retrograde tracing with patch-clamp recordings and single-cell RT-PCR, we obtained multiple electrophysiological and neurochemical features of single raphe 5-HT neurons. We show that serotonergic neurons projecting to the BLA form a non-overlapping subpopulation with clear differences in excitability and membrane properties compared to neurons that project to the mPFC and dHP. We extended the analysis to a broad neuronal population of DR and MR neurons, and provide the first unbiased classification of 5-HT raphe neurons based on multiple criteria. The statistical robustness of this model was confirmed using multiple discriminant analysis. Furthermore, our results indicate that markers of co-neurotransmission such as galanin and vesicular glutamate transporter 3 (Vg3) relate to specific firing patterns of raphe neurons, and forebrain projections.
Materials and methods
Animals
All experiments were performed in compliance with the standard ethical guidelines (European Community Guidelines and French Agriculture and Forestry Ministry Guidelines for Handling Animals—decree 87849).
A Pet1-EGFP mouse line was used to visualize 5-HT neurons, on brain slices. Mice that carry a transgene expressing Cre recombinase specifically in serotonergic neurons, ePet1-Cre (Scott et al. 2005), were crossed with a reporter line to monitor Cre expression. The Rosa-26 reporter mouse line expressing enhanced green fluorescent protein (eGFP) (Sousa et al. 2009), was used for this purpose, as its usefulness for slice electrophysiology was previously demonstrated. C57-Bl6-J mice (CER-Janvier, France) were used in addition for histology. The total number of mice used was as follows: 16 mice for the anatomical study involving paired injections of retrograde tracer, 10 mice for electrophysiological recordings of retrograde labelled 5-HT neurons, and 24 mice for recording of 5-HT neurons without known projection target.
Retrograde labelling and histology
3–4 weeks C57-Bl6-J male mice were anesthetized with ketamine (50 mg/kg) and xylazine (2 mg/kg) and fixed in a stereotaxic apparatus. Stereotaxically guided injections were made through holes in the dorsal surface of the cranium. Glass capillary tubes (PCR micropipette, Drummond Scientific Company) were pulled (HEKA pipette puller PIP5) and tips broken to 40 μm diameter. Capillaries were filled with green or red fluorescent RetroBeads (Lumafluor, USA) fixed to an adapter designed to be mounted on the oil hydraulic micromanipulator MO-10 (Narishige, Japan). Positive pressure was applied to the capillary during 5 min to inject a total volume of 200 nl per site. Paired unilateral injections were directed to the dorsal hippocampus (−1.7 mm Bregma, 1.0 mm mediolateral and 2.0 mm dorsoventral) and the infralimbic prefrontal cortex (+1.6 mm Bregma, 0.3 mm mediolateral and 3.1 mm dorsoventral), or to the infralimbic prefrontal cortex and the basolateral amygdala (−1.7 mm Bregma, 3.2 mm mediolateral and 4.6 mm dorsoventral). In addition, four cases received paired injections of red and green Retrobeads into the prefrontal cortex. The coordinates were obtained from the atlas “The Mouse Brain In Stereotaxic Coordinates” (second edition, G. Paxinos, K. Franklin, Academic Press 2001), and checked in pilot experiments. Micropipettes were left in place 5 min before removal to minimize leakage.
After a 4–7 day survival period, the animals were anesthetized with pentobarbital (0.5 mg/g) and fixed by intracardiac perfusion of 4 % paraformaldehyde in 0.1 M phosphate-buffered saline (pH 7.4). Brains were post-fixed overnight in the same fixative solution and cryoprotected during 2 days in 30 % sucrose containing sodium azide (0.01 %; Sigma-Aldrich Co., MO, USA). Serial coronal sections (50 µm thick) were obtained on a cryo-microtome (Microm Microtech, France), and collected as series of 6 in the forebrain and series of 3 in the hindbrain. The location of the paired injection sites was first checked on the forebrain series, and cases with misplaced injections or showing leakage of dyes in the ventricle were discarded from the study. Hindbrain serial sections including the raphe were either mounted directly in Mowiol 10 % (Calbiochem, Germany) and Dabco 2.5 % (Sigma-Aldrich Co., MO, USA), or after TPH immunostaining. A standard immunostaining protocol (see Kiyasova et al. 2011) was used to reveal TPH2 (goat anti-TPH2, Millipore, 1/2000) using far red fluorochrome (donkey anti-goat Alexa 678). Immuno-cytochemical characterization of the Pet1-GFP mice was done on brain sections of 1–2 months old mice. The following primary antibodies were used: Chicken anti-GFP (Aves Labs, 1/1000), rabbit anti -5-HT (Cabiochem, 1/5000); rabbit anti-galanin (Peninsula lab, 1/2500) and the following secondary antibodies: Alexa 488-Donkey antichicken, Cy3-Donkey anti rabbit (Jackson Immuno Research, Europe Ltd).
Cell counts
Counts of single and double retrogradely labelled neurons in the raphe were done on one complete series of sections (1/3) through the brainstem (Paxinos levels −4 to −5.2 from Bregma; typically 8 sections in one series). The DR and MR were scanned with a Leica DM6000 microscope (40× final magnification) and the number of retrogradely labeled neurons containing, either green, red, or both red and green beads was counted in each section to compute the total number of retrogradely labeled neurons in the raphe from each target, and cells showing co-labelling from both targets.
In another series of sections immunostained with TPH2 we estimated the percentage of retrogradely labeled neurons that are serotoninergic using confocal microscopy. Selected sections containing the largest number of retrogradely labelled neurons were analyzed with a TCS SP5 II (Leica), using 3 different laser beams (488,514, and 633) to sequentially detect the green, red and far red fluorescence. Confocal images (1 µm thick 40× objective) were acquired at 1024 × 1024 pixel resolution, with pinhole set to one Airy unit. In each case 3 different images were collected in both the DR and MR to estimate the number of retrogradely labelled neurons that were or not co-localized with TPH2-immunocytochemistry.
Electrophysiological recordings and scRT-PCR amplification
Electrophysiological recordings and molecular characterization of 5-HT neurons was conducted in acute brain slices from male Pet1-EGFP mice aged 3–4 weeks old. One series of mice received injections in the mPFC, dHP or BLA of red RetroBeads (Lumafluor, USA) 5–6 days before preparation of slices. The methodology and coordinates for stereotaxic injections were as above, except that only a single brain structure was injected bilaterally per animal. Another series of mice were naïve. In all cases, on the day of the recording, mice were decapitated and the brain was rapidly dissected out. Coronal slices (250 µm) containing the DR and MR were prepared with a vibratome (Microm HM650 V, Thermo Scientific) and placed in aCSF containing (in mM): 11 glucose, 2.5 KCl, 26.2 NaHOC3, 1 NaH2PO4, 124 NaCl, 2 CaCl2, 2 MgCl2 bubbled with a mixture of 95 % O2/5 % CO2. After a 1-h recovery period, individual slices were placed in an electrophysiology chamber continuously perfused with aCSF maintained at 31 °C. Neurons were visualized by combined epifluorescent and infrared/differential interference contrast visualization using an Olympus BX51WI upright microscope holding 5× and 40× objectives. Expression of green fluorescent protein was detected with a Endow GFP/EGFP Bandpass filter (Chroma Technology Corp, USA, #41017), and presence of red microspheres with a TRITC (Rhodamine)/DiI/Cy3 filter (Chroma Technology Corp, USA, #31002). Borosilicate glass pipettes (3–5 MΩ) were made in a HEKA PIP5 puller and filled with 8 μl of autoclaved RT-PCR internal solution (in mM): 144 K-gluconate; 3 MgCl2; 0.5 EGTA; 10 HEPES, pH 7.2 (285/295 mOsm). Single EGFP-positive neurons were approached with a pipette and whole-cell recordings were obtained using a Multiclamp 700B (Molecular Devices, Sunnyvale, CA, USA). Signals were collected and stored using a Digidata 1440A converter and pCLAMP 10.2 software (Molecular Devices, CA, USA). Current steps of 500 ms were injected starting at −40pA and increasing in 20pA steps to a maximum of +240pA. To avoid dialyzation of the cells and therefore decrease scRT-PCR success rate, recordings always lasted less than 5 min. In order to describe the electrophysiological features of 5-HT neurons, a total of 23 electrophysiological parameters were determined for each cell from recordings made in current-clamp mode (Karagiannis et al. 2009). Passive membrane characteristics included: resting membrane potential defined as the voltage at which I = 0; input resistance (Rm) and membrane time constant (τm) were measured on responses to a −20-pA hyperpolarizing current pulse (Karagiannis et al. 2009). Membrane capacitance (Cm) was calculated according to the equation Cm = τm/Rm. Rheobase was defined as the first current pulse to elicit an action potential, and the first spike latency at rheobase was also measured. Action potential amplitude was measured from threshold to the positive peak, and the duration was measured at half amplitude. The shape of the first spike’s after hyperpolarization potential was also monitored, including amplitude at the peak, and the decay and recovery times measured at half amplitude. In the last current pulse the amplitude and latency of the first spike were measured. First spike amplitude was compared to the amplitude of the second and last spike in the same train to determine spike amplitude reduction. Maximal frequency was also calculated in the last pulse trace. The instantaneous discharge frequency was determined for all current pulses and plotted as a function of time. To account for the early and late frequency adaptation phenomena, instantaneous frequency was fitted to a single exponential with a sloping base according to F saturation = A sat e−t/τsat + t m sat + F max, where A sat is the amplitude of the early adaptation, τ sat is the time constant of early adaptation, m sat is the slope to late adaptation and F max is the maximal steady state frequency (Karagiannis et al. 2009).
The methodology involved in harvesting of cytoplasmic content and subsequent single-cell PCR amplification has been described previously (Cauli et al. 2000). In brief, after electrophysiological recording, the cytoplasmic content of the cell was harvested by applying gentle negative pressure to the pipette. Cell content was expelled into a tube where a reverse transcription reaction was performed in a final volume of 10 μl. cDNA sequences were thereafter amplified by conducting a multiplex nested PCR, designed to simultaneously detect a series of molecular markers. The complete list of genes investigated is indicated in Table 1. Initially, all genes were simultaneously amplified in a single tube using 10 μl of cDNA, 200 nM of each primer and 2.5 U of Taq polymerase in a final volume of 100 μl. PCR reaction was carried out using 6 min hot start at 94 °C, followed by a 21-cycles program (94 °C for 30 s, 60 °C for 30 s and 72 °C for 30 s). Subsequently, 2 μl of the amplified cDNA was used as the template for the second amplification step. Here, each gene was individually amplified in a separate tube submitted to a 35-cycles PCR program using the same conditions as mentioned above, in a final volume of 100 μl. The products of the second PCR were analyzed by electrophoresis in 2.5 % agarose gels using SYBR safe gel stain (Invitrogen, Oregon, USA). When possible, primer pairs were designed to amplify cDNA regions spanning at least one intron, except for intron-less genes such as CB1 and 5-HT1A receptors. In order to control that PCR amplification was not due to nuclear DNA contamination an additional primer pair was included to amplify a somatostatin intron sequence (Hill et al. 2007). The size of the PCR-generated fragments was as predicted by the mRNA sequences. The scRT-PCR procedure was tested by synthesizing cRNA for the Tph2 gene from a plasmid construct to carry out the protocol. This allowed establishing a detection limit of 0.9415 pg of cRNA. In order to control that scRT-PCR amplifications corresponded to specific material coming from the patched cell and not from contamination, two forms of negative controls were carried out on a regular basis. First, a no template control where cell content was replaced by distilled water. Second, a tissue debris control where a pipette filled with RT-PCR internal solution was driven slightly into the brain slice and negative pressure was applied. In both cases, the samples were used to run parallel scRT-PCRs; in none of these experiments amplification of the targeted genes was observed.
Data analysis
In order to explore whether the variance observed in electrophysiological parameters could be reduce to a few composite constructs, and therefore identify discriminant parameters in different projecting neurons, retrogradely labeled neurons were first subjected to a principal component analysis using STATISTICA software (StatSoft, Tulsa, OK, USA). Data were normalized and converted to Z-scores, and the analysis was performed on the correlation matrix using the NIPALS algorithm with a maximum of 50 iterations and convergence factor of 0.0001. Obtained components with Eigenvalues >1 were considered in subsequent analysis (Kaiser 1960).
To achieve an unbiased classification of 5-HT neurons, unsupervised clustering was performed using Ward’s method (Ward 1963). First, anatomical and molecular nominal variables were coded to numerical variables. For anatomical localization the dorso-ventral axis was assigned values of: dorsal = 0 and ventral = 1, and for the medial–lateral axis: medial = 0 and lateral = 1. Molecular data was coded as 0 when the PCR product was absent in the agarose gel and 1 when present. Second, the anatomical, molecular and electrophysiological parameters were standardized by centering and reducing all of the obtained values. Finally, cluster analyses were run on STATISTICA software (StatSoft, Tulsa, OK, USA). Parameters included in the cluster analysis were as follows: anatomical localization dorso-ventral (1), medio-lateral (2), resting potential (3), membrane resistance (4), time constant (5), capacitance (6), rheobase (7), first spike latency (8), spike threshold (9), action potential amplitude (10) and duration (11), AHP amplitude (12) and duration (13), last train spike amplitude reduction (14), maximal discharge frequency (15), amplitude of early frequency adaptation (16), time constant of early adaptation (17), maximal steady-state frequency (18), slope of late adaptation (19), vesicular glutamate transporter 3 (20), galanin (21), cholecystokinin (22), tachykinin (23) and nitric oxide synthase (24). Briefly, the cluster analysis consists in first grouping the closest individuals (each of them being represented by a point in a multidimensional space) by using the matrix of their Euclidean distances. Then, at each stage, the number of groups is reduced by one (or more) by merging two groups (or individuals) whose combination gives the least possible increase in the within-group sum-of-squares deviation. This method is usually implemented through updating a stored matrix of Euclidean distances between cluster centroids. Average within-cluster distance shown in Fig. 5a represents the Euclidean distance between the centroids of the merged clusters. The final number of clusters was suggested by the Thorndike procedure where the average within-cluster distance is plotted at each stage of the amalgamation schedule, resulting in a decrease in the average within-cluster distance as the number of clusters increases (Thorndike 1953). The final number of classes (or cell types) is determined at the stage where the maximal decrease is reached in this plot.
To evaluate the significance in the variability observed in electrophysiological properties, raw unstandardized data coming from current-clamp recordings were compared using parametric one- or two-way ANOVA tests, followed by Bonferroni’s post hoc comparisons (STATISTICA). Comparison of the occurrence of a given molecular marker between clusters of 5-HT neurons was done using the following equation:
where p a and p b are the occurrence, and n a and n b the number of individuals in populations a and b. The variable p denotes the occurrence in the overall population, and q = 1 − p. This quantity ε was tested against a normal distribution to determine statistical significance (Toutenburg 1971).
Results
5-HT neurons projecting to the mPFC, the BLA and the dHP are segregated
A substantial number of anterograde and retrograde anatomical studies have indicated the existence of a broad topographic organization of the DR and MR projections (Jacobs et al. 1978; Vertes and Crane 1997; Vertes et al. 1999; Bang et al. 2012; Muzerelle et al. 2014). These studies showed that most of the projections to the amygdala originate from the dorsal raphe medialis (DRM), a majority of the hippocampal 5-HT innervation is derived from the MR, while the mPFC receives inputs from both the DRM and MR. However, analysis of individual raphe neurons showed that single raphe neurons have highly branched axons that can reach several targets such as the mPFC and amygdala (Gagnon and Parent 2014). To evaluate the extent to which DR and MR neurons collateralize to the BLA, mPFC, and dHP we used red and green retrobeads in different combinations. Beads have the advantage of a restricted diffusion radius compared to other retrograde tracers allowing precise analysis of dual labelling. However, it should be noted that given this limited diffusion, beads are taken up only by axon terminals that lie close to the injection site, and likely requires that a sufficient number of terminal uptake the tracer.
In a first set of control experiments, we paired the injections of both green and red fluorescent beads in the mPFC. This showed a 100 % of co-labelled neurons in many nuclei projecting to the mPFC, including the medial thalamus, the DR and the MR (Fig. S1), validating the fact that both tracers have the same diffusion and transport rate. To evaluate the potential collateralization to the dHP and the mPFC, dual injections of red and green microspheres were performed (Fig. S1, n = 4). Hippocampal projecting neurons were mainly localized in the MR, with rare neurons in the DRM, except in the caudal-most part, that corresponds to the B6 cell group where hippocampal back-labelling was observed (Fig. 1b). The mPFC-projecting neurons were localized in both the DRM and MR with predominance in the DRM (Fig. 1f). Despite moderate topographic overlap, co-localization of the two tracers was rarely observed in the dual injections: among the 122 hippocampal projecting neurons and the 91 mPFC-projecting neurons identified only 2 were dually labelled (Fig. 1d). Collateralization of raphe neurons to the mPFC and the BLA was analyzed using the same dual injection approach (green retrobeads in the mPFC and red retrobeads in the BLA, Fig. 1e). In these cases (n = 4), the BLA and mPFC-projecting raphe neurons were intermingled with no obvious topography in the DR (Fig. 1f). Quantification on serial sections revealed that among the 125 mPFC-projecting neurons and the 180 amygdala projecting neurons identified only 8 were dually labelled (Fig. 1h). We also performed dual injections in the BLA and the dHP, and, as expected, we did not find any co-labelling of neurons (data not shown); this is in agreement with the data presented here and previous reports showing that raphe neurons projecting to the BLA are located in the DRM, and those projecting to the dHP in the MR (see above). Overall, these results showed that despite some degree of collateralization, different raphe neurons target the 3 forebrain areas analyzed.
Tph2 immunostaining was used to estimate the proportion of back-labelled neurons that are serotoninergic (Fig. 1i). A majority of raphe projection to the mPFC and amygdala were co-labelled with Tph2 (mPFC 80 %, n = 56 neurons; BLA 74 %, n = 118 neurons). While only about half of the raphe neurons projecting to the dHP (n = 40 neurons) were serotonergic, confirming previous observations (Köhler and Steinbusch 1982; Kiyasova et al. 2011). This indicated the requirement of a genetic labelling of 5-HT identity to analyze further the electrophysiological and neurochemical properties of the 5-HT raphe neurons targeting these different structures. We, therefore, used a reporter mouse line (Pet1cre-EGFP) in which over 95 % the dorsal and medial raphe neurons co-express the bright fluorescent reporter eGFP (Fig. S2) (Kiyasova et al. 2013).
5-HT cell characteristics vary according to projection target
To study cellular and molecular characteristics in target-defined populations of 5-HT neurons, retrograde neuronal tracing was combined with patch-clamp recordings followed by scRT-PCR analyses. Red microspheres were injected in the BLA, the mPFC or the dHP of Pet1cre-EGFP mice and retrogradely labeled GFP-expressing 5-HT neurons were patched, recorded, and characterized by scRT-PCR (Fig. 2). Representative photomicrographs depicting the morphological identification of back-labeled 5-HT neurons during patch-clamp recordings are shown in Fig. 2a. A total of 58 5-HT neurons were characterized, including 19 neurons projecting to the BLA (n = 3 mice), 20 neurons to the mPFC (n = 4 mice) and 19 neurons to the dHP (n = 3 mice). The anatomical localization of the neuron recorded can be found in Table S1.
All recorded 5-HT neurons were spontaneously silent, in agreement with previous observations (Aghajanian and Vandermaelen 1982; Vandermaelen and Aghajanian 1983); therefore, characterization was achieved by injecting current steps of increasing intensity. Identified projection neurons differed in their excitability: BLA-projecting neurons showed lower excitability than mPFC- and dHP projecting 5-HT neurons (Fig. 2c–e). BLA-projecting 5-HT neurons fired significantly less action potentials than those projecting to the mPFC and dHP (Fig. 2c, d). The number of spikes vs current injection plots is shown in Fig. 2d; two-way ANOVA (target region vs input current) showed that the main effect of target region (F = 3.514, p < 0.05) and current injection (F = 529.5, p < 0.001), (as well as their interaction F = 4.005, p < 0.001) were significant. Post hoc Tukey’s multiple comparisons test of the main effect showed that BLA-projecting neurons elicited significantly less spikes (Fig. 2c). Consistently, the maximal discharge frequency of BLA-projecting neurons was significantly lower than mPFC and dHP terminal 5-HT neurons (one-way ANOVA, F = 5.690, p < 0.01, Fig. 2d). In addition, BLA-projecting neurons showed a significantly longer first spike delay than mPFC and dHP terminal 5-HT neurons (F = 5.691, p < 0.01, Fig. 2e).
Because action potential and after hyperpolarization potential (AHP) amplitude and duration are commonly used as criteria for identifying putative 5-HT neurons (Ranade and Mainen 2009; Calizo et al. 2011), we investigated their characteristics in these cell subpopulations. BLA-projecting 5-HT neurons showed spikes of longer duration (F = 7.278, p < 0.01 BLA vs dHP, Fig. 3a) and greater amplitude (F = 3.113, p < 0.01 BLA vs mPFC, Fig. 3a). Also, the AHP of BLA-projecting 5-HT neurons showed significantly smaller amplitude (F = 5.859, p < 0.01 BLA vs mPFC, Fig. 3b), and longer decay time (F = 12.58, p < 0.01 BLA vs mPFC, Fig. 3b). Passive membrane properties also showed differences with 5-HT cells projecting to the BLA having higher input resistance (BLA = 1218 ± 154 MΩ, dHP = 1050 ± 84 MΩ and mPFC = 1118 ± 154 MΩ, F = 2.106, p < 0.05, one-way ANOVA) and larger time constant (BLA = 81.84 ± 7.44 ms, dHP = 61.56 ± 8.36 ms and mPFC = 58.82 ± 7.32 ms, F = 3.713, p < 0.01, one-way ANOVA) compared to those projecting to the dHP and the mPFC. Thus, these electrophysiological parameters vary among 5-HT raphe neurons and may be useful to distinguish specific cell subpopulations. This also indicates that one has to be cautious when using only electrophysiological criteria to identify 5-HT neurons.
After the recordings, the molecular phenotype of retrogradely labeled 5-HT neurons was profiled by scRT-PCR (Fig. 2f). The identity of the GFP-patched neurons was confirmed by amplification of the tryptophan hydroxylase (TPH2) gene. Because the number of genes that can be simultaneously assayed by scRT-PCR is limited, the choice of candidate genes was based on previous reports of differential expression among the MR and DR 5-HT neurons (see complete list in Table 1). Despite the differences in excitability patterns described above, we found little variation in the level of occurrence of common excitatory or inhibitory receptors among 5-HT neurons projecting to the mPFC, dHP and BLA, including adrenergic α1 receptor, hypocretin 1 and 2 receptors, histamine 1 receptor, oxytocin receptor, nicotinic α7 receptor, corticotrophin-releasing factor receptor 1, neurokinin 1 receptor, α1, 2 and 3 GABAA receptor, GABAB receptor 1a subunit and cannabinoid receptor (data not shown). We focused then on five genes that could pinpoint phenotypic co-transmission properties in 5-HT neurons, namely vesicular glutamate transporter 3 (Vg3), galanin, cholecystokinin (CCK), tachykinin, and nitric oxide synthase (NOS). Representative agarose gels pictures of scRT-PCR from individual cells are shown in Fig. 2f. The number of serotonergic neurons that express neuropeptide galanin was significantly higher in dHP (17 out of 19 cells) and mPFC (17 out of 20 cells) projecting neurons, compared to those projecting to the BLA (4 out of 19 cell, ε = 2.63, p < 0.01). Conversely, there was no significant difference in the number of cells expressing NOS (9/19 in dHP, 10/19 in BLA, 12/20 in mPFC, ε = 0.51, p > 0.05), Vg3 (4/19 in dHP 2/19 in BLA, 3/20 in mPFC, ε = 0.23, p > 0.05) or tachykinin (3/19 in dHP, 4/19 in BLA, 3/20 in mPFC, ε = 0.19, p > 0.05) between 5-HT neurons projecting to different targets. The peptide CCK was not detected in any of the neurons tested.
Segregation of target-specific 5-HT neuronal populations using principal component analysis
A principal component analysis (PCA) was used on normalized electrophysiological data to determine the main axes of variation, and to derive common dimensional composites that can serve further classification purposes. Five principal components were extracted meeting Kaiser’s criteria (Kaiser 1960), and were further considered in data rotation analysis. These components accounted for 83 % of the total variance observed in the dataset. Relative loadings of each current-clamp parameter to all extracted PCs are shown on Table 2. Regression scores for PC1, PC2 and PC3 are plotted in Fig. 4. Comparison of rotated PC1 vs PC2, and of PC1 vs PC3 values for each subpopulation of 5-HT neurons revealed a differential distribution of BLA-projection cells from mPFC- and dHP-projection neurons (Fig. 4). This result supports the notion that BLA-projecting neurons are intrinsically distinct and may constitute a subclass of 5-HT raphe neurons.
Unsupervised classification of 5-HT neurons in the raphe
To test the validity of these observations, and to identify and define serotonergic cell subclasses, we performed an unsupervised cluster analysis using Ward’s method (Ward 1963), a strategy that has been extensively used to classify neuronal classes based on multi-scale criteria (Cauli et al. 2000; Karagiannis et al. 2009). This method groups neurons with large similarities into high-order clusters where members share a number of common features. In each step, high-order clusters are grouped into new clusters of lower order until individual cases are completely segregated from one another. A clustering tree, called a dendrogram, is obtained to depict the arrangement of clusters with the individual cells represented at the bottom (Fig. 5a). To obtain a representative sample suitable for a classification analysis, additional data were collected from 95 eGFP + serotonergic cells recorded in three areas of the raphe: the DR, in its medial (DRM) or lateral areas (DRL), and the MR. All serotonergic neurons were electrophysiologically characterized and subsequently analyzed by scRT-PCR as in the previous experiment; the neurons included in the study were all positive for the 5-HT synthesizing enzyme Tph2. Classification was based on a total of 24 parameters, including anatomical localization, electrophysiological features and molecular phenotype. Figure 5a shows the results of a cluster analysis on the total sample of the 153 neurons analyzed (including 58 neurons with target identification and 95 with no target identification). Application of the Thorndike procedure resulted in three different cell types for the total population of 5-HT cells studied, corresponding to the branches 1 (n = 67), 2–1 (n = 28) and 2–2 (n = 58). To test the robustness of this classification, we reduced the number of parameters and performed a cluster analysis based solely on electrophysiological parameters and anatomical localization. The resulting dendrogram, shown in Fig. 5a, retains a high degree of similarity in the main clusters and its members when compared with the dendrogram obtained when the molecular markers were also included.
Serotonergic neurons first segregated into two clusters. Neurons in the cluster 1 (n = 67) contained the majority of the BLA-projecting neurons (14/19), and are characterized by significantly larger time constant and high input resistance (Fig. 5a; Table 3). As shown for BLA-field neurons (Figs. 2, 3), cluster 1 cells discharge slow action potentials of large amplitude, followed by a long-lasting AHP (Table 3). The second branch of the dendrogram is further subdivided into two second-order branches (Fig. 5a). Cluster 2–1 (n = 28) integrate only a few 5-HT cells with one of the 3 target projections analyzed. This group is characterized by the low excitability of its members, reflected by the high values of rheobase, action potential threshold and latency to first spike (Fig. 5b; Table 3). These cells showed low levels of spike frequency adaptation and were the only neuronal class that showed positive slope in the late adaptation phase, suggesting that these cells accelerate their firing rate after a first step of adaptation (Fig. 5c; Table 3). Cluster 2–2 contained the majority of dHP (14/19) and mPFC-projecting (16/20) 5-HT cells, although arranged in distinct lower order branches (Fig. 5a). Characterizing passive membrane properties in this group were low capacitance and fast time constant (Table 3), which would likely explain their ability to discharge at larger frequencies than the other two groups (Fig. 5b, c; Table 3). They also showed the highest levels of early frequency adaptation compared to group 1 and group 2–1, and a significantly higher maximum steady-state (Fig. 5c; Table 3).
Neurochemical identity of 5-HT cell clusters
The presence or absence of 20 genes across our sample of 153 5-HT cells is depicted as a heatmap in Fig. 6a, highlighting the different clusters. Genes such as CCK, CRF1 and NK1 were only rarely detected in the sample analyzed and are, thus, not useful discriminants. Molecular makers related with phenotypic characteristics seemed to yield the best discriminant power. For example, the number of cells expressing galanin was significantly higher in neurons of cluster 2–2 (68 %) compared to clusters 1 (10 %) and 2–1 (7 %) (ε = 3.56, p < 0.001, Fig. 6b). Similarly, tachykinin 1 was more frequently found in the neurons of branch 2–2 (23 %), compared to type 1 (7 %) and type 2–1 (5 %) (ε = 3.56, p < 0.05, Fig. 5c). Serotonergic neurons in the cluster 2–1 expressed Vg3 significantly more frequently (61 %) than clusters 1 (4 %) and 2–2 (5 %) (ε = 3.78, p < 0.001, Fig. 6b). NOS expression, which has previously been reported to be differently expressed in the subcortical/cortical raphe projections (Simpson et al. 2003) was not discriminative for the present raphe neuronal subclasses, being expressed in about 50 % of cells of each cluster.
In contrast with the expression of co-transmission genes, expression of post-synaptic excitatory and inhibitory receptors showed no consistent variation between clusters (Fig. 5c). Adrenergic, orexinergic and histaminergic receptors were the most abundantly expressed in 5-HT neurons, but their presence was similar in all clusters. Similarly, molecular markers of inhibitory receptors, such as 5-HT1A, GABAa, and GABAb were evenly expressed across the three 5-HT subclasses (Fig. 6b). Overall, these results indicated that genes related with co-neurotransmission could be used as discriminative markers of electrophysiologically identified neurons projecting to different forebrain targets.
Topographical distribution of 5-HT cell clusters
Because previous observations (Beck et al. 2004a; Calizo et al. 2011) indicated differences in neuronal excitability between raphe sub-fields, it is of interest to determine whether topography can be a useful indicator of the serotonergic cell classes defined here. Supporting this notion, the DRL contained 90 % of group 1 cells and the MR contained 80 % of group 2–2 cells (Fig. 7, Table S1). In contrast, the DRM appeared to be the most heterogeneous subregion with 46 % type 1, 24 % type 2–1, and 30 % type 2–2 cells (Fig. 7, Table S1). Interestingly, target-specific subtypes were present within this subregion, since neurons projecting to the BLA were of type 1–1, whereas neurons projecting to the mPFC were of type 2–2. Thus, topography in itself is not sufficient to predict the 5-HT cell class, and heterogeneity within the DRM needs to be taken into account.
Discussion
Accumulating evidence suggests that 5-HT heterogeneity is key to understand how this small group of cells participates in many different biological functions (Calizo et al. 2011; Hale and Lowry 2011; Gaspar and Lillesaar 2012). Previous efforts to characterize 5-HT neurons have relied on independent morphological (Molliver 1987), molecular (Larm et al. 2003; Aznar et al. 2005; Lacoste et al. 2006; Amilhon et al. 2010; Fu et al. 2010; Spaethling et al. 2014) or electrophysiological features (Kirby et al. 2003; Hajós et al. 2007; Calizo et al. 2011). Here, we carried out a characterization and classification of 5-HT neurons based on a multi-scale analysis. We focused on the serotonergic innervation of limbic structures, i.e., the amygdala, the hippocampus and the mPFC, that are main components of anatomically and functionally related circuits involved in adaptive and pathological emotional behaviors (LeDoux 2000). We observed that 5-HT neurons that project to the dHP, the mPFC, and the BLA constitute essentially separate subpopulations of neurons, although they partly overlap topographically in the DRM and MR. The fact that a majority of 5-HT raphe neurons send separate axonal projections to the mPFC, dHP and BLA, does not mean that individual neurons innervate a single target region. Rather, it means that within the constraints of our experiments we did not observe a significant number of neurons with dual projections; indeed anterograde tracing experiments of single raphe neurons has shown the complexity of individual axonal arbors arising from the raphe (Gagnon and Parent 2014). A major finding of the present study was that 5-HT neurons projecting to the dHP and the mPFC were different from BLA-projecting neurons in excitability, membrane properties and by the expression of the peptide galanin. Further unsupervised cluster analysis of 5-HT raphe neurons, allowed to define three functional subsets of serotonergic cells based on the combination of anatomical, electrophysiological and molecular features. The existence of 5-HT neuronal classes and their specificity in forebrain target innervation have significant implications in the way serotonergic signalling is conceived.
The results presented here could add significantly to our understanding of how 5-HT patterns of release are organized in the brain. Recent studies demonstrated that both DR and MR 5-HT raphe neurons receive direct monosynaptic inputs from a variety of glutamatergic, GABAergic and peptidergic neurons (Ogawa et al. 2014; Pollak Dorocic et al. 2014; Weissbourd et al. 2014) with some differences in the inputs to the DR and MR (Pollak Dorocic et al. 2014). However, our scRT-PCR analysis showed little variations in the expression of glutamatergic, Gabaergic or peptide membrane receptors among the sample of 153 5-HT raphe neurons analyzed. Thus, differences in excitatory/inhibitory receptor expression do not contribute to the differences in excitability that were observed within the present sample. Rather, it is possible that variations in membrane properties ultimately define the way in which these neurons integrate multiple synaptic afferents from different sources (Soiza-Reilly and Commons 2014). For example, type 1 neurons have high membrane resistance and large time constant, properties that would permit to strongly enhance even small synaptic inputs and to increase the chances of temporal summation of individual events. We hypothesize that the raphe-amygdala pathway involving type 1 neurons form a sub-system that facilitates the rapid and transient release of 5-HT in the amygdala, for example in alert or startle responses. This is in accordance with recent studies showing that this pathway is under inhibitory control by reciprocal amygdala monosynaptic inputs to GABAergic neurons in the DR (Pollak Dorocic et al. 2014; Weissbourd et al. 2014).
Though most 5-HT neurons are regular, slow-spiking, some neurons in the DR can also discharge high frequency bursts of action potentials (Kocsis et al. 2006; Hajós et al. 2007). Tonic pacemaker activity in serotonergic neurons serves primarily to maintain 5-HT levels throughout the brain, while phasic bursts are stimulus-specific responses delivering fine temporal and spatial synaptic information (McQuade and Sharp 1995; Gartside et al. 2000; Hajós et al. 2007; Ranade and Mainen 2009; Schweimer and Ungless 2010; Miyazaki et al. 2011). In this study, our results show that 5-HT neurons in vitro also present differences in discharge frequency. Serotonergic neurons in the cluster 2–2 were characterized by having a small time constant, which allows them to rapidly charge their membrane, and by discharging short spikes followed by a fast AHP. Although, present experiments cannot confirm that these cells would assume bursting activity in vivo, their intrinsic properties would suggest so. Induction of bursting firing, and hence potentiation of 5-HT transmission could be a new therapeutic avenue in neuropsychiatry (Blank et al. 2004). Our results pinpoint group 2–2 cells as an interesting candidate to further our understanding of bursting firing behavior. However, further studies will be needed to correlate our findings with in vivo discharge behaviors shown by 5-HT neurons.
Previous studies have shown that a subpopulation of 5-HT neurons express the vesicular glutamate transporter Vg3 (Gras et al. 2002; Schäfer et al. 2002), and we showed here that these neurons segregated into a subclass, type 2–1, easily identifiable by their low excitability and long firing delay. The expression of Vg3 in 5-HT neurons has been linked to the co-release of glutamate that evokes fast excitatory co-transmission at postsynaptic targets (Johnson 1994; Varga et al. 2009; Liu et al. 2014). In addition, Vg3 enhances vesicular filling, and Vg3 + serotonergic fibers have enhanced release because they pack more 5-HT in their vesicles (Gras et al. 2008; Amilhon et al. 2010). Both lines of evidence suggest that this neuronal subpopulation constitutes a specialized type of serotonergic signaling, featuring fast and boosted transmission. Interestingly, our results showed that these neurons have a high discharge threshold, suggesting that Vg3 + serotonergic neurons could be independently recruited at higher regimes of excitatory afferents. Overall, it seems that this sub-system is designed as a reservoir conveying boosted serotonergic/glutamatergic signals. The functional significance of this subpopulation of 5-HT neurons was recently asserted in an elegant study showing that both 5-HT and glutamate contribute to the reward signal encoded in the DR cells (Liu et al. 2014). This suggests that Vg3 + 5-HT neurons may preferentially project to reward-related structures, such as the VTA and the nucleus accumbens, explaining why we did not find great number of type 2–1 neurons projecting to the BLA, the mPFC or the dHP.
One unexpected finding from this study was the topographic distribution of 5-HT neuronal types across raphe subdivisions. The DRM appeared to be the most heterogeneous area, with equal abundance of all three cell types. This raphe sub-division contains the 5-HT cells that send axonal projections to the BLA and the mPFC, mainly through discrete pathways. Because recordings were essentially done in the rostral part of the DRM, it is unlikely that the rostral to caudal heterogeneity of the DR (Muzerelle et al. 2014; Commons 2015) contributes to these differences. Conversely, the DRL and MR were more homogeneous, being essentially composed of one subtype (type 1 in the DRL and type 2–2 in the MR). For example, Beck et al. showed that 5-HT neurons in the MR have shorter time constant than DR neurons, consistent with our proposed model that the MR is composed mostly of type 2–2 cells (Table 3) (Beck et al. 2004b). These results, suggest that anatomically defined raphe subfields can comprise diverse 5-HT neuronal types rather than a homogenous population of cells. Thus, electrophysiological and neurochemical tags that would allow the identification and targeting of these cell types are most desirable. The present study correlates the expression of the peptide galanin with a subpopulation of fast-spiking 5-HT neurons located in the DRM and targeting the mPFC and the dHP. In addition, we reveal the existence of an atypical subtype of 5-HT that expresses Vg3 that combined low excitability and long discharge delays.
Distinct neuronal cell types acquire and maintain their identity by expressing different genes, and recent studies have yielded remarkable insights into serotonergic genetic differentiation. For example, whole-genome expression profiling studies have demonstrated a duality in the anterior and posterior 5-HT cells groups (Wylie et al. 2010). Serotonergic neurons in the anterior group, including the DR and MR, derive from rhombomeres 1–3 (Jensen et al. 2008; Bang et al. 2012; Alonso et al. 2012). Using intersectional genetic cell-fating, Jensen et al. demonstrated that DR neurons derive exclusively from rhombomere 1 while the MR neurons arise from progenitors in rhombomeres 1, 2 and 3 (Jensen et al. 2008). From this evidence, one would expect a greater degree of diversity within the MR than the DR; contrasting with the results here that showed the existence of three 5-HT cell types in the DR. Nevertheless, transcriptional cascades that are required for serotonergic neuronal specification are highly complex, and it is possible that later stages of maturation are fundamental in the programming of 5-HT cell types (Hendricks et al. 2003). For instance, after genetic deletion of the transcription factor Pet1 a significant loss in the number of 5-HT cells in the raphe has been noted; however, a 20–30 % subpopulation in both the DR and the MR remains (Hendricks et al. 2003; Kiyasova et al. 2011). The distribution of the remaining 5-HT cells revealed that Pet1-resistant 5-HT neurons have highly organized target innervation patterns. For example, serotonergic fibers to the mPFC and the hippocampus are absent, while projections to the BLA remain intact (Kiyasova et al. 2011), suggesting a crucial heterogeneity in the differentiation pathways involving neurons innervating different forebrain targets. We show that 5-HT neurons projecting to the BLA have a distinct phenotype and segregate from those projecting to the mPFC and dorsal hippocampus suggesting that Pet1-resistant neurons would have phenotypic characteristics similar to the BLA-projecting type 1 neurons. Further studies are necessary to corroborate this hypothesis and further our understanding of how a mosaic of neurons with different connectional and functional identities may be constructed during development.
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Acknowledgments
This work was funded by INSERM, the University Pierre et Marie Curie, the European Commission (FP7-health-2007-A-201714), The Fondation pour la Recherche Medicale (equipe FRM to PG) and the Agence Nationale pour la recherche (ANR605-neur-046 and ANR 2011 MALZ 003 01). SPF received a Fellowship from the Fondation pour la Recherche Medicale. The teams of PG and JCP are part of the Ecole de Neuroscience de Paris (ENP) training network and Labex Bio-Psy (Investissement d’Avenir, ANR). We thank Evan Deneris and Gord Fishell for providing the founders of ePet1-Cre and RCE:LoxP mouse lines. Sophie Scotto-Lomassese is acknowledged for help with confocal microscopy and Emma Martinelli and Mariano Soiza-Reilly for their helpful comments on the manuscript. The authors declare no competing financial interests.
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429_2015_1142_MOESM1_ESM.tif
Figure S1. A mixture of red and green retrobeads was injected into the mPFC. Both tracer solutions have a similar diffusion pattern, and therefore target a similar tissue volume, as shown in the injection site photos taken in the mPFC. All retrogradely filled cells were found to contain both tracers, suggesting that individual axons are capable of incorporating multiple tracers, and indicating that the small number of co-labelled cells found in the study is not the result of an experimental artifact. (TIFF 518 kb)
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Figure S2. Co-localization of 5-HT and GFP in the raphe of Pet1-EGFP mice. A) Strong expression of GFP was detected across all subfield of the raphe nuclei, and co-localized with 5-HT immunoreactivity. B) high magnification confocal images showing co-localization between GFP and 5-HT in Pet1-EGFP mice raphe. Scale bar = 15 µm. (TIFF 985 kb)
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Fernandez, S.P., Cauli, B., Cabezas, C. et al. Multiscale single-cell analysis reveals unique phenotypes of raphe 5-HT neurons projecting to the forebrain. Brain Struct Funct 221, 4007–4025 (2016). https://doi.org/10.1007/s00429-015-1142-4
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DOI: https://doi.org/10.1007/s00429-015-1142-4