Abstract
Amyotrophic lateral sclerosis is characterised by a loss of upper and lower motor neurons and characteristic muscle weakness and wasting, the most common form being sporadic disease with neuronal inclusions containing the tar DNA-binding protein 43 (TDP-43). Frontotemporal lobar degeneration is characterised by atrophy of the frontal and/or temporal lobes, the most common clinical form being the behavioural variant, in which neuronal inclusions containing either TDP-43 or 3-repeat tau are most prevalent. Although the genetic mutations associated with these diseases have allowed various experimental models to be developed, the initial genetic forms identified remain the most common models employed to date. It is now known that these first models faithfully recapitulate only some aspects of these diseases and do not represent the majority of cases or the most common overlapping pathologies. Newer models targeting the main molecular pathologies are still rare and in some instances, lack significant aspects of the molecular pathology. However, these diseases are complex and multigenic, indicating that experimental models may need to be targeted to different disease aspects. This would allow information to be gleaned from a variety of different yet relevant models, each of which has the capacity to capture a certain aspect of the disease, and together will enable a more complete understanding of these complex and multi-layered diseases.
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Introduction
Amyotrophic lateral sclerosis (ALS) and frontotemporal lobar degeneration (FTLD) are linked together by shared genetic and pathologic phenotypes. However, they are both clinically and pathologically diverse. This review will focus on the most common phenotypes of these syndromes in comparison to the animal and cellular models most widely employed in preclinical and molecular studies in order to assist in interpreting the potential utility of these models in understanding pathogenesis.
ALS/FTLD syndromes
Most common clinical ALS/FTLD phenotypes
Amyotrophic lateral sclerosis (ALS) Patients develop signs and symptoms of progressive muscle wasting and atrophy leading to paralysis, with respiratory failure being the predominant mode of death. The incidence of ALS in European populations is 2–16 per 100,000 per year [79]. The main clinical presentations of ALS are (1) limb-onset ALS with a combination of upper motor neuron (UMN) and lower motor neuron (LMN) signs (70%); (2) bulbar onset ALS with subsequent spread to the limbs (25%); and less commonly (3) primary lateral sclerosis (PLS) with pure UMN involvement (<5%) or (4) progressive muscular atrophy (PMA) with pure LMN involvement (<5%) [70]. The median survival is 3 years from symptom onset but this tapers out to 20 years or more in patients with the rarer PLS or PMA forms of disease. ALS occurs sporadically in ~90% of patients (sALS), with only a minority demonstrating familial disease (fALS). Patients with sALS and fALS are clinically indistinguishable, the only exception to this being the minority of patients that have a mutation in either the fused in sarcoma (FUS) gene (~1% of sALS and ~4% of fALS), which is associated with juvenile onset and lower motor neuron syndrome, or the Ala4Val variant in the Cu/Zn superoxide dismutase (SOD1) gene (<2% sALS and <12% fALS), which is linked to rapidly progressive, primarily lower motor neuron syndrome [25, 120]. Cognitive and neuropsychiatric impairment that reaches clinical criteria for behavioural variant frontotemporal dementia (bvFTD) is seen in approximately 15% of patients with ALS [92] and frequently associates with the presence of a hexanucleotide repeat expansion in the C9orf72 gene (~5% of sALS and ~40% of fALS) [18, 25] (Fig. 1a). Mutations in other known ALS genes are very rare (<1% of sALS and ~4% of fALS have a mutation in the TARDBP gene and <1% of sALS and <1% of fALS have a mutation in other known ALS genes) [25] (Fig. 1a). This review will concentrate on the sALS phenotype with UMN and LMN signs and limited cognitive impairment, since this phenotype represents an estimated 75% of ALS cases.
Frontotemporal lobar degeneration (FTLD) Patients present clinically with either significant behavioural deterioration (bvFTD) or predominant language decline (primary progressive aphasia, PPA). The estimated prevalence of FTLD is 15–22 per 100,000 individuals per year [88]. Patients with bvFTD (~57%) present with persistent changes in behaviour and interpersonal functioning, which manifest in disinhibition, apathy, stereotypical behaviour, a loss of empathy, altered food preferences and executive deficits [73, 97]. With the exception of ~10% of patients that present with early amnesia [45], episodic memory is relatively spared until the later stages of disease in bvFTD. Based on the language features, patients with PPA (~40%) are further categorized into (1) non-fluent variant primary progressive aphasia (nfv-PPA, ~23%), (2) logopenic variant primary progressive aphasia (lv-PPA, ~32%) or (3) semantic variant primary progressive aphasia (sv-PPA, ~45%) [22, 42, 73]. An autosomal dominant pattern of inheritance is observed in 25–33% of FTLD cases [102, 127], most commonly in patients with bvFTD [106]. Importantly, the clinical phenotype characteristic of each FTLD syndrome is similar across patients with sporadic or familial disease. Approximately 10–15% of FTLD patients develop clinical ALS [80] and frequently associates with the presence of a hexanucleotide repeat expansion in the C9orf72 gene (Fig. 1b). Parkinsonism, including the phenotypes of corticobasal degeneration syndrome and progressive supranuclear palsy, is also observed in patients with FTLD and has been associated with mutations in the genes that encode the microtubule-associated protein tau (MAPT) and progranulin (GRN), which together account for <20% of familial and <20% of sporadic FTLD cases [7] (Fig. 1b).
Survival duration is highly variable across FTLD syndromes, with a median survival of ~3 years in patients with co-existing ALS, and a significant proportion of patients, particularly with sv-PPA, surviving for over a decade [127]. This review will concentrate on the bvFTD phenotype with behavioural and socioemotional features not only because this is the most common clinical syndrome in humans [73], but also because developments in modelling the PPA phenotype are still in their infancy.
Most common pathological ALS/FTLD phenotypes
The most obvious pathological difference between ALS and FTLD is the degree of brain tissue degeneration (Fig. 2a). In ALS, tissue loss is not often apparent, with atrophy in the motor cortex identified in only ~25% of patients [23]. In contrast, FTLD is characterised by significant initial focal tissue loss in the frontal and/or temporal lobes that progresses overtime to involve substantial regions of the brain [14].
Amyotrophic lateral sclerosis (ALS) is characterised by degeneration of upper and lower motor neurons. In addition to targeted neuronal loss, the normally nuclear occurring TAR DNA-binding protein 43 (TDP-43) accumulates in cytoplasmic inclusions in most surviving motor neurons (Fig. 2d) of almost all autopsied cases of sALS, as well as in the majority of patients with fALS (>84%) (Fig. 3). The only exception to this (~16%) is seen in cases with mutations in the SOD1 or FUS genes, in which cytoplasmic inclusions stain for SOD1 or FUS proteins instead (refer to [120] for a review) (Fig. 3). A recent study staged the progression of TDP-43 pathology in ALS (Fig. 2b) and reported the deposition of TDP-43 pathology in the motor system network of all cases, with TDP-43 progressing to the frontal and temporal lobes in a subset of cases [12].
Frontotemporal lobar degeneration (FTLD) is a progressive neurodegenerative disease that targets the frontal and temporal lobes (Fig. 2a). Three major proteins have been mechanistically linked to neurodegeneration in FTLD: (1) the TDP-43 protein (FTLD-TDP, ~32–54%), (2) the microtubule-associated protein tau (FTLD-tau, ~43–45%) and (3) in a small proportion of cases, the FUS protein (FTLD-FUS, 3–13%) which, in contrast to ALS, is not associated with mutations in the FUS gene [22, 67] (Fig. 3). In patients with bvFTD, ~60% demonstrate FTLD-TDP and ~40% have FTLD-tau [67] (Fig. 3). In sv-PPA, FTLD-TDP is the predominant pathology (~83%), whereas nfv-PPA is associated predominantly with FTLD-tau (~70%) [67] and lv-PPA is associated with pathological Alzheimer’s disease (AD) [22]. A proportion of FTLD-TDP cases have co-existing ALS (~14%), whereas a proportion of FTLD-tau cases demonstrate extrapyramidalism (57%) [67, 82].
FTLD cases with TDP-43 pathology (FTLD-TDP) are categorised into subtypes based on the morphology and distribution of TDP-43 lesions across the cortical layers (Fig. 2c, d): (1) FTLD-TDP type A (~40% of all pathological cases), which is recognised by the presence of TDP neuronal cytoplasmic inclusions (NCIs) and short dystrophic neurites (DNs) predominantly in the upper cortical layers II/III; (2) FTLD-TDP type B ~35% of all pathological cases), which demonstrates TDP NCIs across all cortical layers; (3) FTLD-TDP type C (~25% of all pathological cases), which is recognised by the presence of long DNs predominantly in the upper cortical layers, and is common in sv-PPA and (4) FTLD-TDP type D, which is very rare due to its association with VCP gene mutations, and is recognised by the presence of neuronal intranuclear inclusions and DNs that are not restricted to any cortical layer [67, 82]. The topographical distribution of TDP-43 deposition in bvFTD (Fig. 2b) was recently assessed and found to first accumulate in the orbitofrontal cortex and amygdala before progressing to the frontal and temporal cortices in all patients, eventually targeting the motor system network and finally the visual cortex and cerebellum in a subset of patients [11].
Based on the tau isoform, morphology and distribution, FTLD cases with tau pathology (FTLD-tau) are subclassified into 3-repeat tau Pick’s disease (PiD, ~30% of all pathological cases), which is recognised by the presence of argyrophilic Pick bodies predominantly located in the dentate gyrus granule cells, hippocampal CA1 pyramidal neurons and frontal and temporal cortices, or 4-repeat tau (Fig. 4). FTLD-tau cases with 4-repeat tau all have neuronal deposition of hyperphosphorylated 4-repeat tau to varying degrees and are further categorised (Fig. 4) into (1) corticobasal degeneration (CBD, ~35% of all pathological cases), which is recognised by the presence of tau-positive astrocytic plaques and threads in the affected neocortex, subcortical white matter and basal ganglia; (2) progressive supranuclear palsy (PSP, ~30% of all pathological cases), distinguished by the presence of tau-positive tufted astrocytes in affected neocortical and subcortical regions; or the recently characterised (3) globular glial tauopathy (GGT), which is recognised by the widespread presence of globular oligodendroglial and astrocytic tau inclusions and is likely to account for ~5–10% of cases categorised as PSP or CBD [1, 19, 67].
In patients with bvFTD, FTLD-TDP type A (50–65%) is the predominant FTLD-TDP subtype observed, with FTLD-TDP type B (20–30%) and type C (15–20%) less prevalent (Fig. 2c), although it has been suggested that the type C cases represent misdiagnosed cases of sv-PPA [67]. Patients with bvFTD associated with FTLD-tau predominantly demonstrate PiD (55–70%), and less commonly CBD (20–30%) or other tauopathies (10–15%) [67] (Fig. 4).
Most common biochemical ALS/FTLD phenotypes
In contrast to the major FTLD-TDP cellular subtypes observed, ALS cases are not routinely subcategorised into cellular subtypes and demonstrate a different topographical distribution of similar TDP-43 inclusions (Fig. 2) [11, 12]. Pathological TDP-43 in both ALS and FTLD-TDP is hyperphosphorylated, ubiquitinated and N-terminally truncated [48, 57, 86], concentrating different sized TDP-43 protein species in morphologically distinct inclusions (Fig. 2). Importantly, the TDP-43 pathology identified in ALS brain has been shown to be biochemically indistinguishable from FTLD-TDP type B (which has equal amounts of higher and lower molecular weight species), but distinct from FTLD-TDP type A and FTLD-TDP type C (both with more lower weight molecular species but different higher molecular weight species, Fig. 2e), with the TDP-43 pathology identified in a proportion of Alzheimer’s disease cases biochemically similar to FTLD-TDP type A [114, 119]. While the TDP-43 molecular patterns in different brain and spinal cord regions of individual patients are indistinguishable [119], immunohistochemical analyses suggest more c-terminal compared with n-terminal TDP-43 in the brain versus the spinal cord [57]. These data suggest some convergence of cellular TDP-43 inclusion subtype onto different clinical syndromes, with type A most associated with dementia syndromes, type B associated with ALS syndromes (with some regional differences in the metabolism of TDP-43) and type C mostly associated with sv-PPA [67].
The 3-repeat tauopathy PiD is biochemically and histopathologically distinct from the 4-repeat tauopathies (Fig. 4), with pathological tau inclusions in neurons and glial in all tauopathies hyperphosphorylated [60]. However, within the 4-repeat tauopathies, differences in tau fragmentation patterns have been reported, with immunoblot analyses demonstrating a predominant ~37 kDa tau fragment in CBD, and a prominent ~35 kDa tau fragment in PSP and GGT [1].
Models used to assess ALS/FTLD syndromes
Most common animal models used for clinical assessments
A critical determinant of the differences in clinical phenotypes observed in mammalian models compared to human patients relates to the promoter system employed to transgenically express the pathogenic protein of interest. Accordingly, using pan-neuronal promoters such as the murine Thy1.2 or the hamster PrP promoters confers protein expression to a wide range of neurons and brain regions, including motor control systems that may be variably affected in the different human phenotypes of ALS/FTLD. Nevertheless, different clinical phenotypes (including motor deficits) are considered valuable surrogate readouts of neuronal dysfunction in in vivo models and have been instrumental in testing both symptomatic and disease-modifying treatments [10, 63, 78, 93, 99, 122].
Amyotrophic lateral sclerosis (ALS) Clinical ALS has been modelled in several species (Fig. 5), the most common being rodents (mouse, rats), fish (zebrafish, Danio rerio), nematodes (roundworm, Caenorhabditis elegans) and arthropods (fruit fly, Drosophila melanogaster) (reviewed in [5, 21, 85, 117]). While the neuroanatomical organisation of rodents and anthropoids (monkeys, apes and humans) share general similarities, the cortical architecture in particular (including the motor cortex) has undergone significant evolutionary specialisation in anthropoids [29, 31]. Such differences should be considered when interpreting findings from models of ALS/FTLD. While no ALS model is a perfect clinical replica of the human disease, each can assess a motor weakness phenotype, contributing important clinical insights (Table 1). Nevertheless, mice provide the most closely translatable results to clinical ALS and they represent the most widely employed in vivo ALS model to date (Fig. 5).
Mutant SOD1 mice were the first genetic mouse models of ALS reported in 1995 and have since dominated clinical model studies in the field (Fig. 1a). Various transgenic rodent models of ALS have since been developed [2, 10, 61, 75, 78, 85, 93, 99, 103] and ALS-like phenotypes such as muscle weakness, motor deficits, progressive loss of grip strength, gait abnormalities, hindlimb clasping, reduced survival and significant loss in body fat have been successfully recapitulated in these models (Table 1). Mice are the most frequently used rodent species for ALS animal studies (Fig. 5) with mutant SOD1 mouse lines the most widely used rodent model of ALS (Fig. 1a). This is due to its similar ALS clinical phenotype with regard to onset and progression compared to other transgenic rodent models (see [10, 78, 91, 93, 99] for a review). Briefly, SOD1-G93A mice present with adult onset (~100 days of age), rapidly progressive motor symptoms and muscle wasting and display a mean survival of 130–150 days [47]. In addition to mice, mutant SOD1-expressing rats with different patterns of symptom progression have been reported [84] (Fig. 5). In contrast to human ALS where no significant difference is observed between patients with upper-limb versus lower-limb onset ALS [70], disease progression is significantly faster in forelimb-type compared to hind-limb type SOD1 ALS rats [84]. Importantly, a poorer prognosis is associated with bulbar-onset ALS in humans, but the majority of studies in rodents have focused on phenotyping spinal motor symptoms, with only one group recently reporting impaired orolingual motor function in a SOD1 ALS rat model, highlighting the need to better characterise bulbar symptoms in such animal models of ALS [108].
Transgenic mice manipulating the TARDBP gene to produce TDP-43 pathologies were expected with great anticipation to provide ALS models with wider applicability to sALS. These TARDBP models (TDP-43 models) have been growing in use since 2010 (Fig. 1a). The first mutant TDP-43 transgenic line presented with reduced survival, which was initially attributed to motor neuron loss and muscle atrophy [78, 93, 128]. However, follow-up work showed that deaths were rather due to gastrointestinal problems and transgenic expression in the myenteric plexus with gut paralysis [38, 46, 49]. Several constitutively expressing TDP-43 lines have since been developed with different degrees of motor impairments and muscle atrophy [128, 129], yet none model the clinical presentation of ALS as accurately as mutant SOD1 mice (Table 1). Interestingly, heterozygous deletion of the TARDBP [72] or a heterozygous TARDBP mutation that results in premature truncation [98] is associated with minor neurological deficits (clasping, reduced grip strength), while motor neuron-specific conditional TARDBP knockout or iRNA-driven TDP-43 reduction presents with a progressive ALS-like phenotype with muscle atrophy, motor neuron loss and early death [58, 132, 133]. More recently, we and others have established TARDBP lines with controllable transgene expression, complex progressive motor deficits and muscle atrophy, with TDP-43 pathology in both upper and lower motor neurons [69, 125]. Short-term suppression of transgenic TDP-43 expression rapidly reversed functional deficits, supporting a pathogenic role of soluble TDP-43 in neuronal dysfunction [69].
Most recently (Fig. 1a), bacterial artificial chromosome (BAC) transgenic mice expressing the human C9orf72 locus with repeat expansion have been developed but do not yield functional motor changes [87, 89]. A recent C9orf72 BAC transgenic mouse expressing patient-derived repeat expansion also lacked motor deficits, but developed cognitive, behavioural and anxiety phenotypes at 12 months of age, resembling features of FTLD rather than ALS [66]. Interestingly, these deficits were reversible with antisense oligonucleotide treatment [66]. This might suggest that these C9orf72 mouse models may provide a greater understanding of FTLD rather than ALS features (Table 1). However, in a small subset of a new BAC transgenic strain using patient-derived C9orf72 gene constructs an ALS-like phenotype can be observed, with progressive weight loss, reduced activity, breathing problems and reduced survival [77]. Using adeno-associated viruses [24], FTD/ALS-like deficits including hyperactivity, anxiety, antisocial behaviour and motor problems have been reproduced when 66 GGGGCC repeats were expressed in mice, indicating that mice are suitable to recapitulate deficits of FTD/ALS linked to C9orf72 (Table 1). Together, these C9orf72 mutant models with overlapping ALS/FTLD features are likely to be informative for the clinical continuum between these disorders [17].
Another vertebrate species with a motor system that has been used to model ALS is the zebrafish (Danio rerio) (Fig. 5). A major advantage of the zebrafish is the ease of performing imaging due to its transparency and external development. However, as covered in a review performed by Babin and colleagues, the absence of corticospinal and rubrospinal tracts in the zebrafish nervous system renders the zebrafish a homologous model only for lower motor neuron disorders and, therefore, only partially models ALS [5].
The C. elegans and fruit fly have been established as the most useful invertebrate systems for studying ALS (Fig. 5). Both these models have well-characterised and easily accessible nervous systems that contain similar basic peripheral motor neural circuitry as humans. In addition to this, they have a short generation time, making them fast and inexpensive models to generate for studying the basic biochemical processes targeted in ALS. The ALS phenotype has been predominantly modelled in C. elegans by expressing mutant or wild-type SOD1, TDP-43 or FUS proteins, resulting in locomotion defects and impaired neuronal transmission (reviewed in [117]). In comparison to the C. elegans, the fruit fly has been more extensively used for studying ALS, with a larger range of gene knock-out, mutant and wild-type expression models developed to date (reviewed in [21]). Reduced locomotion (walking and/or climbing), decreased lifespan and occasional degeneration of indirect flight muscles have been variably reported in these ALS fruit flies [21]. Although these models have the advantage of studying the basic biochemical processes, the C. elegans and fruit flies cannot adequately represent the complexity of the mammalian motor system. Locomotor deficits and reduced lifespan suggest progressive loss of motor function and eventual death characteristic of ALS, but specific aspects of the ALS phenotype such as the site and progression of motor dysfunction cannot be recapitulated in C. elegans and require some inference in fruit flies (climbing versus flying). As such, while their strength is in studying molecular processes and signalling, the simplicity of these invertebrate nervous systems and limited functional readouts remain a disadvantage, and knowledge garnered from these models should be verified in mammalian systems such as rodents.
Behavioural variant frontotemporal dementia (bvFTD) Given the limited ability to model behavioural characteristics of bvFTD in invertebrates, rodents remain the most widely studied models of bvFTD (Table 1). As for ALS, mice are the predominant rodent species used (Fig. 5). Shortly after the discovery of MAPT mutations in familial FTLD in 1998 [55], P301L mutant tau-expressing transgenic lines were generated [43, 76]. These were the first to reproduce the hyperphosphorylation and neuronal accumulation of tau in animals. Since then, a large number of MAPT transgenic (tau transgenic) mice have been generated, expressing different isoforms of tau together with different pathogenic FTLD MAPT mutations [10, 61, 99]. Tau transgenic mice have long dominated animal studies into FTLD and remain the most frequently used FTD models to date (Fig. 5). Phenotypically, tau transgenic mice often present with motor neuron and memory deficits (Table 1), both of different degrees and penetrance. This stands in contrast to the lack of motor neuron and memory deficits in patients with FTLD-tau (see above). However, several tau transgenic lines display disinhibition and risk-taking behaviour (Table 1), features more closely resembling bvFTD [27, 28, 35, 95, 113, 121, 126]. Furthermore, changes to activity consistent with apathy have been reported in some tau transgenic lines [71, 126].
Mouse models of other genes involved in FTLD have more recently entered the scene (Fig. 1b). For example, GRN knock-out mice have been effective at modelling behavioural abnormalities reminiscent of patients with bvFTD such as social deficits, aggression, depression-like behaviour and disinhibition in the absence of motor function impairment [41, 68, 135]. Behavioural deficits have been recorded in other rodent models of FTD [27, 54, 103, 110, 111, 118]. However, it is important to differentiate which of these ‘behavioural’ models have utilised Alzheimer-related tests of hippocampal-dependent learning and memory tasks, such as the Morris water maze [54, 103, 110, 118] and which of these demonstrate preservation of hippocampal-dependent learning and memory until late in the disease [135]. This is of importance since memory deficits in early bvFTD are very rare [97] and have been linked to atrophy of the anterior thalamus instead of the hippocampus [53]. Overlapping motor neuron and behavioural deficits have been recapitulated in several rodent models [54, 90, 110, 118], possibly mimicking aspects of the human ALS/FTLD disease continuum [17]. Accordingly, TDP-43 transgenic lines with both motor neuron impairments and muscular atrophy, and behavioural changes including disinhibition have been reported (Table 1), linking them to both ALS and FTLD [69, 125].
Animal models recapitulating the most common ALS/FTLD pathologies
Neuropathological changes such as neuronal loss and the formation of pathognomonic inclusions have been reproduced with relative accuracy in animal models (Fig. 6). For example, SOD1-G93A transgenic mice showed 90% loss of spinal cord motor neurons, comparable to the cell loss in ALS [47], and more recent models expressing TDP-43 variants present with significant neurodegeneration, often with early onset [56, 69]. In contrast, neuronal loss is not a common feature of mutant MAPT transgenic mouse models of FTLD-tau [44] and has only been reported in models with very high expression levels of the transgene [10, 78, 93, 99, 103]. In addition to gross neuropathological changes, cellular inclusions characteristic of FTLD and ALS have been recapitulated in mice (Table 1). Tau inclusions in transgenic mice usually have NFT-like morphology even if the pathogenic mutant protein expressed is associated with distinct types of inclusions in humans. There are some exceptions such as the Pick body-like inclusions found in the K369I mutant tau expressing K3 mice as shown in Fig. 6 [63, 100]. Tau inclusions have a similar appearance in most tau transgenic mouse models even though mice can form different types of tau aggregate inclusions per se. This is seen when recipient mice are injected with tau preparations from FTLD-tau subtypes and in such mice the disease-typical patterns of tau pathologies are maintained [26]. This suggests that additional factors are required for the disease-type specific tau inclusions. As observed for tau inclusions in tau transgenic mice, TDP-43 transgenic mice produce (if at all) cytoplasmic inclusions similar to those observed in ALS rather than FTLD.
Amyotrophic lateral sclerosis (ALS) Although mutant SOD1 rodent models replicate aspects of the clinical ALS symptoms most accurately of all animal models, SOD1 models fall short in producing the most common neuropathological feature of ALS, the cytoplasmic inclusions formed by TDP-43 [12]. While this is in line with the absence of TDP-43 pathology in fALS with SOD1 mutations [81], it limits the utility of SOD1-based animal models for studying generalised pathomechanisms and understanding the neuropathological changes of the sALS (Table 1). Reproducing TDP-43 pathology in mice has been of mixed success (Fig. 6b, c) and, as stated earlier, is driven by particular promoter systems and transgenic protein species. Insoluble TDP-43 species have been isolated from several TDP-43 transgenic mouse lines, using biochemical methods, typically sequential extraction of brain tissue with RIPA and urea-based buffers [69]. However, in most transgenic mice overexpressing TDP-43 protein (with or without mutations), cytoplasmic inclusions are only rarely found, despite marked cell loss in some models [56, 69]. The only model with more frequent neuronal TDP-43 inclusions was achieved by overexpressing a non-disease human TDP-43 variant that lacked nuclear localization sequences [125]. In contrast, a similar model with expression of TDP-43 together with the pathogenic A315T mutation did not result in overt inclusion formation [69]. This may indicate that the formation of TDP-43 inclusions is a lengthy process and characterises neurons still present at autopsy in human ALS, with not sufficient time to develop during the life span of mice. Alternatively, additional factors contributing to the deposition of TDP-43 may not be found in mice, or neurons displaying these features may be lost too quickly to be seen in mice, with either scenario suggesting that mice may not as yet provide robust mechanistic models for human ALS pathology [64].
Neuropathologically, C9orf72 carriers are characterised by neuronal TDP-43 pathology [120]. Of the C9orf72 BAC transgenic mice recently reported [66, 77, 87, 89], only the line with an ALS-like phenotype had some TDP-43 pathology [77], although the more artificial adeno-associated virus-mediated expression of C9orf72 repeats produces RNA foci and dipeptide inclusions together with TDP-43 pathology [24]. This suggests that murine TDP-43 is capable of forming inclusions per se. However, in line with disease-mutant TDP-43 transgenic mice that fail to reliably produce widespread ALS-like neuronal inclusions despite high TARBP transgene levels, developing widespread TDP-43 inclusions may remain a more unique feature of human neuropathology. Alternatively, perhaps virus-associated inflammation is a necessary co-factor required for such TDP-43 pathology.
Frontotemporal lobar degeneration (FTLD) In contrast to the limited success with reproducing TDP-43 lesions in ALS/FTLD animal models (Fig. 6b, c), reproducing neuronal tau accumulation in tau transgenic mice has been remarkably efficacious and is the most common model used to study neuronal FTLD pathology (Fig. 1b). While neuronal expression of full-length human tau in mice results only in pre-tangle formation with aberrantly phosphorylated tau, pathogenic FTLD mutations produce more pathological forms of neuronal tau that form inclusions [76]. Similar to neuronal tau pathology, astrocytosis and microgliosis found in FTLD-tau cases have been recapitulated in mutant tau transgenic mice with neuronal tau pathology [123], although due to the use of neuronal promoters, the characteristic glial tau inclusions are not observed (Table 1). Most tau transgenic mouse models express one of the three 4-repeat human tau isoforms, providing models for 4-repeat dominant forms of FTLD-tau (Fig. 4). In contrast, the 3-repeat tau-containing Pick bodies (Fig. 4) that dominate in patients with bvFTD have only been reproduced in one tau transgenic mouse model to date. Rockenstein and colleagues generated mice with neuronal expression of 3-repeat human tau containing a L266V/G272V double MAPT mutation, which has been identified in familial PiD [15, 52, 100]. These mice develop PiD-like tau inclusions [100]. Interestingly, we produced mice with expression of 4-repeat human tau containing the pathogenic PiD MAPT mutation K369I, which similarly resulted in ovoid neuronal inclusions (Fig. 6a) typical for PiD [63]. While more research on the pathogenesis of 3-repeat versus 4-repeat tau inclusions is required, these observations suggest that in familial PiD, distinct mutations contribute to the typical tau lesions.
Several mouse lines using other FTLD genes have been generated over the past years (Fig. 1b). A number of GRN knockout mice showed age-related neuroinflammation with microgliosis and astrogliosis [68, 83, 90, 130, 135], the development of ubiquitinated inclusions and some TDP-43 phosphorylation [130, 134, 135]. GRN knockout mice have been instrumental in showing that the progranulin protein regulates maintenance of synapses, and loss of progranulin results in microglia-mediated loss of inhibitory synapses [77]. Furthermore, GRN deficient mice present with lysosomal dysfunction [116]. This highlights the value of GRN knockout mice for understanding specific disease mechanisms, with a molecular link between loss of progranulin and TDP-43 remaining to be established. Expression of human mutant VCP resulted in the development of VCP-negative, TDP-43-positive inclusions, with nuclear clearance of TDP-43 [30, 101, 136]. However, despite mature TDP-43 pathology no neurodegeneration was found in VCP-expressing animal lines, and functional deficits were mild [6, 30, 101]. Reduced VCP-mediated degradation of TDP-43 by the proteasome in VCP transgenic mice may have contributed to TDP-43 pathology [101], further supporting the hypothesis that development of TDP-43 inclusions requires multiple hits. Expression of a truncated variant of CHMP2B produced ubiquitin and p62-positive inclusions that were TDP-43-negative, resembling the human pathology of CHMP2B carriers [40]. Taken together, transgenic mice with FTLD genes other than MAPT have reproduced aspects of different pathologies associated with the less common forms of FTLD.
In vitro human induced pluripotent stem cell models of the most common pathogenic mechanisms of ALS/FTLD
The recent breakthrough in successfully generating induced pluripotent stem cells (iPSCs) from human somatic cells [112] has ushered in a new era in which researchers can now study disease mechanisms in patient-derived neurons in vitro. Significant advantages of human iPSCs is that they can be generated from patients with sporadic disease and of advanced age, and they also have the human-specific complexity of RNA biology likely to be most perturbed in these disorders [13]. Major disadvantages of iPSC-derived neurons is the cellular and epigenetic heterogeneity within and across cell lines (reviewed in [50, 74, 94]), and that they have been shown to resemble foetal rather than adult neurons [51], disadvantages found in many other in vivo cell model systems. We focus on comparing the pathologies identified in the most common ALS and FTLD iPSCs with the characteristic pathological hallmarks in patients at autopsy. Only studies in which cellular assessments of pathological lesions were made will be included.
Amyotrophic lateral sclerosis (ALS) As discussed above, TDP-43 is a normally occurring nuclear protein and the mislocalization of TDP-43 to form cytoplasmic aggregates is the histopathological hallmark of almost all patients with ALS. In iPSC-derived motor neurons from patients with fALS and mutations in the TARDBP gene, cellular TDP-43 aggregates and decreased cell survival have been reported, suggesting that this model is representative of human disease [9, 36]. However, in contrast to that seen in patients, these TDP-43 aggregates in TARDBP iPSC motor neurons are predominantly nuclear. This was also observed in iPSC-derived motor neurons from patients with sALS. Of the iPSC-derived motor neurons generated from sixteen patients with sALS, TDP-43 aggregates were identified in three patient cell lines, all of which only occurred within the nucleus [16]. In an independent study of iPSC-derived neurons from a patient with fALS/FTLD carrying a TARDBP mutation, specific sensitivity of patient-derived neurons to straurosporine-induced stress was found, with exposure to this cellular stressor reported to increase the percentage of neurons with mislocalized cytoplasmic TDP-43 aggregates [137]. Together these studies highlight the phenotypic variability, which may be attributed to different reprogramming methods used across research groups (reviewed in [50, 74, 94]). Although it may be argued that the predominance of TDP-43 in the nucleus of iPSC neurons may represent an earlier disease process that is not captured in histopathological findings of end-stage autopsies, it is important to note that even in in vitro models of ALS, it is the levels of cytoplasmic rather than nuclear TDP-43 that correlate with cellular toxicity [8].
In the iPSC-derived astroglia from a patient with fALS and a TARDBP mutation, significantly increased amounts of cytoplasmic TDP-43 and decreased astrocytic cell survival were observed [107]. However, the increased cytoplasmic TDP-43 in these mutant astrocytes was not accompanied by a corresponding depletion of nuclear TDP-43, suggesting increased stability and/or lower clearance of TDP-43 and also suggesting that the loss of nuclear TDP-43 is a later event in the disease process [107]. These mutant astrocytes were also not found to impact survival of co-cultured iPSC-derived motor neurons generated from the same patient, contradicting the non-cell-autonomous neurodegeneration identified in in vitro SOD1 models [33]. Importantly, cytoplasmic TDP-43 inclusions have only been identified in oligodendroglia and not in astrocytes in patients with ALS [12].
Frontotemporal lobar degeneration (FTLD) TDP-43 cytoplasmic inclusions are present in patients with sporadic FTLD and patients with mutations in the GRN gene, with no obvious differences in the amount of TDP-43 cytoplasmic aggregates deposited between these two groups [82]. In contrast to this, a significantly higher percentage of cytoplasmic TDP-43 inclusions have been reported in iPSC neurons generated from a patient with a GRN S116X mutation compared to a patient with sporadic FTLD and a normal control [3]. In contrast to these GRN S116X neurons, nuclear TDP-43 aggregates in the absence of cytoplasmic TDP-43 inclusions were reported in iPSC-derived FTLD cortical neurons from a patient with a GRN IVS1+5G>C mutation that employed a similar iPSC generation method, despite the characteristic GRN haploinsufficiency identified across patients with mutations in the GRN gene [3, 96]. Variability across iPSCs derived from C9orf72-carriers has also been found, with the characteristic dipeptide repeat protein inclusions seen in humans [4] identified by one group [34], but not another [104].
Consistent with that seen in many patients with mutant FTLD-tau at autopsy, significantly higher levels of 4-repeat tau have been reported in iPSC neurons and glial cells derived from patients with splice-site mutations in the MAPT gene [37, 59, 109, 131]. However, in contrast to the cytoplasmic aggregates observed within neurons and axonal projections in patients, phosphorylated tau in iPSC-derived MAPT neurons demonstrate a punctate expression pattern mainly localised to the axonal compartment, with minimal perinuclear staining, which is similar to that seen in control iPSC neurons [37, 39, 59]. These data indicate that the characteristic neuropathological lesions of MAPT mutation-carriers with increased 4-repeat tau are not replicated in iPSCs. iPSCs from patients with 3-repeat tau have yet to be reported.
Conclusions regarding comparison between the most common ALS/FTLD phenotypes and models of these disease phenotypes
The data suggest that experimental models of ALS/FTLD recapitulate different aspects of the diverse phenotypes observed in ALS/FTLD, with different models recapitulating some disease aspects, but no model faithfully recapitulating all disease aspects. This may be expected given the complexity of these syndromes in general, but it should be noted that many of the current models being pursued are driven by genetic mutations either observed in only a small minority of patients, or that are known to have divergent disease mechanisms (for example, C9orf72). If our expectation of a ‘good’ model is to be a perfect replica of human ALS/FTLD in the majority of cases, then all models will continue to fail in this aspect. The data presented show reasonable comparisons of feature phenotypes that we suggest could be used as surrogate readouts to layer knowledge of the complex neuronal or neuronal network dysfunction observed in patients. For example, many tau transgenic mice have predominant motor neuron phenotypes that may appear to remotely resemble symptoms of only a small proportion of FTLD-tau cases [63]. However, these motor symptoms have been instrumental for testing drug candidates as surrogate markers of neuronal dysfunction, which then have translated to other more complex testing paradigms for behavioural and cognitive deficits [122]. In summary, rethinking expectations for experimental models to fully recapitulate the most common human ALS/FTLD phenotypes will improve translation of molecular concepts that appear to have relevance.
Functional whole animal analyses that use transgenic and/or focal ablation models are underutilised in this field and may provide more information of network interactions in whole animals. The direct assessment of neuronal network dysfunction in animal models may provide more ‘neutral’ readouts that do not rely on attributable behavioural traits and give better comparability. For example, electroencephalography (EEG) and spectral analysis of recorded frequencies have revealed neuronal network aberrations in Alzheimer’s disease mice with amyloid-β formation [62]. This includes compromised measures that have been linked to cognition and memory formation in mammals, including humans. While EEG aberrations indicative of neuronal network disturbances have also been reported in patients with FTLD [20, 65], EEG studies in FTD mouse models remain limited [105]. Hyperexcitability of upper motor neurons is an emerging theme in human ALS [124] and it would be interesting to see if similar network activity changes are reproduced in ALS mouse models.
Search strategies
We examined recent literature on amyotrophic lateral sclerosis and frontotemporal lobar degeneration, targeting full text English language studies published since 1990. We selected articles on the basis of our personal knowledge and Pubmed database searches using the following search structure: “disease” and “organism” and “gene”, whereby the terms for “disease” were either “amyotrophic” or “frontotemporal”, the terms for “organism” were either “mouse”, “rat”, “fruitfly”, “C. elegans”, “zebrafish” or “iPSC”, and the terms for “gene” were either “MAPT”, “FUS”, “SOD1”, “C9orf72”, “TARDBP”, “GRN”, “VCP” or “CHMP2B”. The final selection of references was based on our judgment of relevance, completeness, and compatibility with recent clinical, pathological, and genetic models.
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The authors wish to thank Ms. Heidi Cartwright for assistance with preparation of figures.
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This work was supported by funding to Forefront, a collaborative research group dedicated to the study of frontotemporal dementia and motor neurone disease, from NHMRC of Australia program Grant (#1037746) and the ARC Centre of Excellence in Cognition and its Disorders Memory Node (#CE110001021). RT is an NHMRC-ARC Dementia Research Development Award Fellow (#APP1110369). YK is an ARC Discovery Early Career Researcher Award Fellow (#DE130101591). LI is a NHMRC Senior Research Fellow (#1003083). GH is a NHMRC Senior Principal Research Fellow (#630434).
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Tan, R.H., Ke, Y.D., Ittner, L.M. et al. ALS/FTLD: experimental models and reality. Acta Neuropathol 133, 177–196 (2017). https://doi.org/10.1007/s00401-016-1666-6
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DOI: https://doi.org/10.1007/s00401-016-1666-6